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You are here: BAILII >> Databases >> European Court of Human Rights >> NATIONAL UNION OF BELGIAN POLICE v. BELGIUM - 4464/70 [1975] ECHR 2 (27 October 1975) URL: http://www.bailii.org/eu/cases/ECHR/1975/2.html Cite as: [1975] ECHR 2, (1979) 1 EHRR 578 |
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In the case of the National Union of Belgian Police,
The European Court of Human Rights, taking its decision in plenary
session in application of Rule 48 of the Rules of Court and composed
of the following judges:
MM. G. BALLADORE PALLIERI, President,
H. MOSLER,
A. VERDROSS,
E. RODENBOURG,
M. ZEKIA,
J. CREMONA,
G. WIARDA,
P. O'DONOGHUE,
Mrs. H. PEDERSEN,
MM. T. VILHJÁLMSSON,
R. RYSSDAL,
W. GANSHOF VAN DER MEERSCH,
Sir Gerald FITZMAURICE,
Mrs. D. BINDSCHEDLER-ROBERT,
and also Mr. M.-A. EISSEN, Registrar and Mr. H. PETZOLD, Deputy
Registrar,
Having deliberated in private on 10 and 12 May and from
29 September to 1 October 1975,
Delivers the following judgment which was adopted on the
last-mentioned date:
PROCEDURE:
1. The case of the National Union of Belgian Police (Syndicat
national de la police belge) was referred to the Court by the European
Commission of Human Rights (hereinafter called "the Commission"). The
case has its origin in an application against the Kingdom of Belgium
lodged with the Commission by the National Union of Belgian Police on
5 March 1970.
2. The Commission's request, to which was attached the report
provided for under Article 31 (art. 31) of the Convention, was
lodged with the registry of the Court on 7 October 1974, within the
period of three months laid down by Articles 32 para. 1 and 47 (art. 32-1,
art. 47). The request referred to Articles 44 and 48 (art. 44,
art. 48) and to the declaration made by the Kingdom of Belgium
recognising the compulsory jurisdiction of the Court (Article 46)
(art. 46). The purpose of the Commission's request is to obtain a
decision from the Court as to whether or not the facts of the case
disclose, on the part of the Kingdom of Belgium, a violation of the
obligations binding on it under Articles 11 and 14 (art. 11, art. 14)
of the Convention.
3. On 15 October 1974, the President of the Court drew by lot, in the
presence of the Registrar, the names of five of the seven judges
called upon to sit as members of the Chamber,
Mr. W. Ganshof van der Meersch, the elected judge of Belgian
nationality, and Mr. G. Balladore Pallieri, the President of the
Court, being ex officio members under Article 43 (art. 43) of the
Convention and Rule 21 para. 3 (b) of the Rules of the Court respectively.
The five judges chosen were Mr. A. Favre, Mr. G. Wiarda,
Mr. P. O'Donoghue, Mr. T. Vilhjálmsson and Sir Gerald Fitzmaurice
(Article 43 in fine of the Convention and Rule 21 para. 4) (art. 43).
Mr. Balladore Pallieri assumed the office of President of the Chamber
in accordance with Rule 21 para. 5.
4. The President of the Chamber ascertained, through the Registrar,
the views of the Agent of the Belgian Government (hereinafter called
"the Government") and of the Delegates of the Commission regarding the
procedure to be followed. By an Order of 30 October 1974, the
President of the Chamber decided that the Government should file a
memorial within a time-limit expiring on 31 January 1975 and that the
Delegates should be entitled to file a memorial in reply within two
months of the receipt of the Government's memorial.
The Government's memorial was received at the registry on 29 January,
and that of the Delegates on 25 March 1975.
5. After having consulted, through the Registrar, the Agent of the
Government and the Delegates of the Commission, the President decided
by an Order of 26 March 1975 that the oral hearings should open on
7 May.
6. At a meeting held in private on 12 April 1975 in Paris, the
Chamber decided under Rule 48 to relinquish jurisdiction forthwith in
favour of the plenary Court, "considering that the case raise(d)
serious questions affecting the interpretation of the Convention ...".
On the same day, the President instructed the Registrar to request the
Agent of the Government and the Delegates of the Commission to
communicate certain documents to the Court. These documents were
received at the registry on 18 and 28 April 1975 respectively.
7. After having consulted, through the Registrar, the Agent of the
Government and the Delegates of the Commission, the President of the
Court decided by an Order of 16 April 1975 that the opening of the
oral hearings should be deferred until 8 May.
8. On 7 May 1975, the Court held a preparatory meeting to consider
the oral stage of the procedure. On this occasion the Court decided
proprio motu in pursuance of Rules 38 para. 1 and 48 para. 3 taken
together, that during the oral hearings it would hear, on certain
questions of fact and for the purpose of information,
Mr. Félix Janssens, administrateur délégué and Secretary General of
the applicant union.
9. The oral hearings were held in public at the Human Rights Building
at Strasbourg on 8 and 9 May 1975.
There appeared before the Court:
- for the Government:
Mr. J. NISET, Legal Adviser at the Ministry of Justice,
Agent;
Mr. A. HOUTEKIER, Barrister,
Mr. J. DE MEYER, Professor at the University of Louvain,
Counsel;
Mr. V. CRABBE, Inspector General of Public Services,
Mr. C. DUMORTIER, Principal Adviser at the Ministry of the Interior,
Advisers;
- for the Commission:
Mr. J.E.S. FAWCETT, Principal Delegate,
Mr. J. CUSTERS, Delegate,
Mr. J.M. NELISSEN, who had represented the applicant before the
Commission, assisting the delegates under Rule 29 para. 1, second sentence.
In accordance with its decision of 7 May 1975, the Court heard
Mr. Janssens on the following day. The Court then heard the addresses
and submissions of Mr. Houtekier and Mr. De Meyer for the Government
and of Mr. Fawcett, Mr. Custers and Mr. Nelissen for the Commission,
as well as their replies to questions put by the Court and by several
judges.
10. On 28 May, leave having been granted by the Court, Mr. Janssens
replied in writing to two questions which the Court had put to him on
8 May 1975 when he had not been in a position to supply the necessary
details immediately. His reply was communicated to the Delegates of
the Commission and to the Government and gave rise on the part of the
latter to written observations which were received at the registry on
18 June 1975.
On 22 August 1975, the Secretary to the Commission forwarded to the
Registrar certain comments from the applicant union on those
observations. On 26 August, the Registrar communicated these comments
to the Government which informed him, on 16 September, that it did not
think it necessary to revert to the explanations it had earlier given
to the Court.
AS TO THE FACTS
11. The facts of the case may be summarised as follows:
12. The applicant, the National Union of Belgian Police, has its
headquarters at Brussels-Schaerbeek. The union descends from the
Belgian Police Federation founded in 1922 and changed its name in
1930; in 1939 it was constituted in the form of a non-profit-making
association within the meaning of the Act of 27 June 1921.
Associations of this kind have capacity in civil law.
13. The applicant union is open to all members of the municipal
police, including rural policemen, regardless of rank, but members of
the two State police forces, the criminal police attached to the
prosecuting authorities (police judiciaire près les parquets) and the
gendarmerie, may not at present belong to it. It numbers police
superintendents and deputy superintendents amongst its members.
The list of the applicant union's members deposited on 21 July 1971,
in accordance with law, contained the names of 99 persons; this was
not the whole of its membership but only the "active members", that is
to say, those "who are delegated by the sections to represent them
at the general meeting" and are alone entitled to vote (Article 5 of
the applicant union's articles of association annexed to the
Moniteur belge of 8 July 1960). The applicant union claims to have
had 7,226 paid-up members in 1961 and that their numbers fell to 6,162
in 1971, 6,011 in 1972, 5,896 in 1973 and 5,748 in 1974. It is alleged
by the applicant union that this steep decline of some 20% was due
specially to the trade union consultation policy contested in the
present case. The Government does not dispute the fact of the decline
but does not attribute it to the cause put forward by the applicant.
There being about 12,000 men serving in the municipal police - whose
establishment provides for 13,722 -, at the end of 1974 the applicant
union represented almost half of the members of the force.
14. The municipal police, whose members are classified as municipal
officials, is entrusted both with functions of an administrative and
crime-deterrent character, as well as with criminal-police functions.
In carrying out its administrative and crime-deterrent duties, the
municipal police is directly subject to the municipal authorities and
placed under the orders of the burgomasters; on the other hand, in the
exercise of its criminal-police functions, it is subject solely to the
authority of the State and more especially the judicial authorities
(autorités judiciaires).
The two State police forces are distinct from the municipal police.
The gendarmerie, itself also vested with both administrative police
duties (maintenance of order) and criminal-police duties, can in
addition discharge military duties in certain circumstances and is
organised on military lines. The criminal police attached to the
prosecuting authorities (la police judiciaire près les parquets) has,
for its part, exclusively criminal-police (de police judiciaire)
duties.
The municipal police force amounts to some 13% of municipal staff and
less than 10% of all municipal and provincial staff. At the end of
1974, municipal staff totalled 88,809 officials to which number were
added the staff of municipal social welfare boards (28,999),
inter-communal associations (12,156) and provinces (14,260). The
gendarmerie and criminal police numbered respectively 13,392 and
827 members as of 30 June 1970.
15. Under Article 3 of its articles of association, the aim of the
applicant union is "any activity directly or indirectly relating to
the study, protection, development, improvement and progress of any
matter concerning the rights and occupational interests of the Belgian
police, particularly by means of trade union action."
16. Freedom of association is recognised in Belgium by Article 20 of
the Constitution and is guaranteed in all fields by the Act of
24 May 1921. Furthermore, Belgium is a party to International Labour
Organisation Conventions no. 87 concerning Freedom of Association and
Protection of the Right to Organise (Act of 13 July 1951) and no. 98
concerning the Application of the Principles of the Right to Organise
and to Bargain Collectively (Act of 20 November 1953). These various
provisions safeguard, inter alia, the right freely to form trade
unions, the right to join or not to join them, the right of trade
union members freely to elect trade union representatives and the
right of trade unions freely to organise their administration.
While therefore in Belgian law freedom is the rule for trade unions in
matters of founding, organising, recruitment and propaganda, the same
is not true of consultation of trade unions by public authorities
acting as employers. In order to avoid having to negotiate with an
ever increasing number of parties, the public authorities have in fact
fixed certain criteria for selection based on the idea of
representativeness of trade unions. They have also introduced this
principle in several Acts dealing with relations between employees and
employers in the private sector, for example the Act of 17 July 1957
on the Health and Safety of Workers and the Hygiene of Places of Work
and Working Conditions, the Act of 29 May 1962 setting up a National
Labour Council and the Act of 5 December 1968 on Collective Labour
Agreements and Joint Committees.
17. Apart from a Decree of 26 September 1946 referred to below
(paragraph 19), the first regulation on trade union consultation in
the public sector dates back to a Royal Decree of 20 June 1955
applicable to State officials exclusively. The Royal Decree confines
consultation to organisations having a seat on a "trade union advisory
committee" set up within each ministerial department and a seat in a
"general trade union advisory committee" operating under the aegis of
the Prime Minister. These committees are consulted on all proposals
concerning the status of State officials, organisation of services and
work, safety, health and improvement of places of work.
The representative character of these trade unions is assessed at two
levels, first at the level of the different ministerial departments
and secondly at the level of the State administration as a whole. The
sole criterion for representativeness is the number of members,
determined by elections held in principle every four years. In fact,
the last trade union elections were held in 1959. The elections due
to be held in 1963 were postponed sine die at the request of the large
trade union federations, which had obtained a low percentage of votes
in 1959.
In the case of the criminal police attached to the prosecuting
authorities, the Government has reserved the benefit of consultation
for the organisations which are confined to members of this force
(Royal Decree of 21 February 1956); the Government states that in fact
these organisations are in turn affiliated to the three large Belgian
trade union federations. As regards the gendarmerie,
Section 16 para. 2 of the Act of 14 January 1975 provides that members
of the gendarmerie may join only occupational associations composed
solely of gendarmes. The National Staff Union of the gendarmerie has
been recognised as the sole organisation representing members of the
corps.
18. There are no general regulations governing relations of municipal
and provincial authorities with trade unions. The municipal
authorities are free to set up trade union consultation if they so
wish. Some of them, such as the towns of Antwerp, Charleroi, Mons and
Verviers, have done so and set up commitees - generally organised like
those which operate at national level - on which sit delegates of
certain representative trade union organisations. Otherwise there is
no organised consultation but trade unions may, as everywhere else in
the country, lodge claims or make representations on behalf of a
member without any condition of representativeness.
19. The position proves to be very different as regards relations
between the Ministry of the Interior, which is the supervisory
authority, and the staff of municipalities and provinces.
After a first attempt (a Bill of 1957) had failed, trade union
consultation was introduced at this level by an Act of 27 July 1961.
Prior to that there had been no statutory provisions. A Decree issued
by the Regent on 26 September 1946 had set up a trade union
consultative committee at the Ministry of the Interior. On this
committee there were, amongst others, delegates of the Union of
National Associations of Civil Servants and Municipal Officials,
including the secretary general of the applicant union; but the
Government states that the commitee was of little importance and soon
ceased to meet.
20. Section 9 of the Act of 27 July 1961 reads as follows: "The
general arrangements to be made by the King ... shall be decreed after
consulting representatives of those organisations that best represent
the staff of the provinces and municipalities ... The forms of such
consultation shall be determined by the King."
Under the same section the representative organisations are to be
consulted on the following subjects: staffing, recruitment and
promotion conditions for municipal staff, pecuniary status and salary
scales for the staff of provinces and municipalities, general rules
governing certain allowances and bonuses, rules governing the
adjustment of pay scales and pecuniary status in line with the changes
which have occurred since 1 January 1960 in the pecuniary status of
staff of the ministries, conditions for appointment to the posts of
police superintendent and deputy superintendent and criteria for
up-grading.
21. Consultation is important on two counts. First, the Government
is bound to ask for the opinion of the representative organisations
and, secondly, in the course of consultation it informs the
representative organisations of its proposals in order that they may
make known their opinions before any decision is reached.
The consultation machinery is set in motion for the preparation of
every rule-making instrument - Bill, Royal Decree, ministerial decree
or circular - which relates to the matters listed above. Royal
Decrees and ministerial circulars have been formulated in this way,
usually concerning the entire staff of provinces and municipalities,
but several of them containing measures peculiar to the municipal
police and some valid only for that force.
22. If an organisation is not recognised as representative, it is
barred from the consultation procedure but may nonetheless, inter
alia, submit claims to the supervisory authority, ask to be heard by
it, refer cases to it and make representations on behalf of its
members.
23. The modalities of consultation of trade unions recognised as
representative were first fixed by a Royal Decree of 23 October 1961.
This Decree set up a trade union consultation committee attached to
the Ministry of the Interior, on which the only trade union delegates
were the representatives of the four large trade union federations
listed in the following paragraph (Article 2).
The applicant union applied to the Conseil d'Etat for a declaration of
annulment of the Decree. However, on the day of the hearing,
15 October 1964, the Moniteur belge published a Royal Decree of
12 October 1964 withdrawing the provision which was being challenged.
The case was then removed from the list of the Conseil d'Etat.
24. A Royal Decree of 2 August 1966 re-organised the trade union
consultation in question. While the consultation committee remained,
its membership was radically changed in respect of both the number and
appointment of representatives. The representatives were no longer to
be appointed by specified trade unions but by "the organisations most
representative of the staff of the provinces and municipalities".
Article 2 para. 2 specified what was to be understood by "most
representative":
"Those organisations which are open to all staff of the provinces and
municipalities and which protect such staff's occupational interests
shall be deemed to be the organisations most representative thereof.
Each such organisation shall make itself known by sending to the
Minister of the Interior by registered post, within forty days of
publication of this Decree in the Moniteur belge, a copy of its
articles of association and a list of its officers. The Minister of
the Interior shall verify whether it complies with the conditions
required and shall notify it of his decision."
Four trade unions, of which the first two have since merged, were
recognised as meeting these criteria: the Liberal Union of Civil
Servants; the Liberal Public Services Union (a member of the
Affiliated Belgian Trade Unions); the Affiliated Public Services
Unions, Provincial and Municipal Sector (a member of the Belgian
General Federation of Labour); and the Affiliated Christian Public
Services Unions, Provincial and Municipal Sector (a member of the
Christian Trade Unions).
It is difficult to specify the number of persons affiliated in these
various organisations. Some of the applicant union's members are also
affiliated to one or other of the large federations. The Government
says that two of these federations have 1,500 policemen as members.
At least two of the trade union organisations recognised as
representative have technical committees for the municipal police,
which, as occasion arises, deal with problems particular to this
force.
25. On 22 September 1966, the applicant union asked the Minister of
the Interior to consider it as one of the most representative
organisations of staff of provinces and municipalities for the
purposes of the implementation of the above-mentioned Royal Decree.
By letter of 14 February 1967 the Minister replied as follows: "From
the documents you have submitted it does not appear that your
organisation fulfils the required conditions, namely that it should be
open to all the staff of the provinces and municipalities and protect
such staff's occupational interests".
26. Prior to that, on 25 October 1966, the applicant union had
applied to the Conseil d'Etat for a declaration of annulment of the
Royal Decree of 2 August 1966, alleging that Section 9 of the Act of
27 July 1961 had been contravened. The applicant contended that
Section 9, which was drafted in very wide terms, implied that the
organisations grouping officials by category and without regard for
their opinions should, subject to their being the most representative
organisations, be consulted on an equal footing with the organisations
in which officials joined together according to their political
feelings and without distinction as to their occupations. In the
applicant's view, the preparatory work to Section 9 showed that
consultation should extend to every representative organisation which
protected the occupational interests of staff governed by particular
staff regulations. Claiming that three quarters of the men in the
municipal police belonged to it and that the force had its own
regulations and constituted a corps within the personnel of the
municipalities; the applicant thus maintained that it was
representative in a twofold way, the number of its members as compared
with the number of municipal policemen and the special character of
their functions. In the submission of the applicant, the King had
acted ultra vires in stipulating that the condition "representative"
must be confined to organisations open to the whole of provincial and
municipal staff.
The applicant union did not refer to Articles 11 and 14 (art. 11,
art. 14) of the Convention nor to Article 20 of the Belgian
Constitution. It submitted, however, albeit in a subsidiary way, that
Article 2 para. 2 of the Royal Decree violated the principle of trade
union freedom in that it made it "obligatory" for police officers to
join "political" trade unions.
27. The Minister of the Interior submitted in reply that
Section 9 para. 1 of the Act of 27 July 1961 provided explicitly for
consultation of the organisations most representative of the staff of
the provinces and municipalities. The Minister added that the Conseil
d'Etat, in its opinion no. L 94 38/2, had taken the view that there
was no objection to considering as the most representative
organisations those which "included staff members of all categories".
The Minister inferred from this that the application was ill-founded.
28. The Conseil d'Etat dismissed the application on 6 November 1969.
It held that "while the criterion of number advanced by the applicant
was acceptable when applied to workers in the private sector or even
to civil servants and officials in large government departments
belonging to the same hierarchical structure and subject to the same
regulations, it cannot be accepted in the present case since the
officers concerned belong to widely different categories which have no
link between them, some being governed by separate regulations". It
further considered "that this diversity of categories and regulations
has the effect of making the consultation of organisations
representing staff much more difficult; that, in each category, the
persons concerned will tend to claim as many advantages as possible
for themselves without paying any heed to the implications of measures
on which they are consulted for the position of the other staff
members, whereas the authority has to take such implications into
account; that the consultation of the organisations by the Government
cannot in most cases serve any useful purpose unless it concerns
organisations which comprise staff belonging to all categories and
which therefore have to strike some balance in their claims in order
to protect the interests of all their members". It found "that in
considering the organisations representing the occupational interests
of all staff of the provinces and municipalities to be the
organisations most representative of such staff, the Decree being
challenged is not contrary to the intention of the statute"; "that the
applicant is in error in still maintaining that the contested
provision is contrary to the principle of trade union freedom by
making it obligatory for police officers to join political trade
unions; that in fact the contested provision does not oblige police
officers to join any trade union nor any particular trade union."
The judgment ended with the conclusion "that in the organisation of
public services the King may confine the consultation of occupational
organisations to whichever organisations are the most representative
of the staff as a whole, which procedure has repeatedly been given
statutory confirmation" (translated from Recueil des arrêts et avis du
Conseil d'Etat, 1969, pp. 941-942).
29. In the meantime a Royal Decree of 20 August 1969 had abolished
the committee provided for in the Decree of 2 August 1966, but
preserved consultation of the most representative organisations as
provided in Article 2 para. 2 of the 1966 Decree; since then, such
consultation takes place in writing.
30. An Act of 19 December 1974 re-organised the relations between
public authorities and trade unions of officials in the service of
those authorities. Section I of this Act provides that the system
which the Act establishes may be made applicable by the King - with
certain exceptions one of which concerns the "members of the armed
forces" - not only to the staff "of the administration and other
government departments", particularly of the "services which assist
the judicial authorities (pouvoir judiciaire)", but also to the staff
of the provinces and municipalities including the municipal police.
The Act establishes a procedure of negotiation (Chapter II) and a
procedure of consultation (Chapter III).
For negotiation, the Act provides that the King shall establish three
"general committees" namely, "the Committee for the National Public
Services", "the Committee for Provincial and Local Public Services",
and "the Joint Committee for all Public Services" (Section 3), as well
as "special committees" among which will be committees competent for
"questions relating to the staff" of provincial or municipal services
(Section 4). The King shall determine "the composition and operation"
of these committees (Section 5) on which only "representative ...
organisations" shall sit from the trade union side (Section 6).
Section 7 defines in detail the criteria of representativeness for
each of the three general committees, Section 8 for the special
committees.
Consultation shall take place within "consultation committees" set up
by the King for "services and groups of services comprising not less
than twenty-five officials" (Section 10). Section 12 provides that
"the trade union organisations represented on a special negotiating
committee shall be entitled to appoint delegates to sit on the
consultation committees set up within the competence of that
committee".
There will be negotiations on "the basic regulations" concerning
"staff administration matters", "pecuniary status", "pension schemes",
"relations with trade union organisations", and "the organisation of
the social services"; on "regulations, internal measures, or
directives, of a general nature relating to the subsequent fixing of
staff structures, to working hours or to the organisation of work";
lastly, on Bills concerning any of these various matters (Section 2).
There will be consultation for "decisions determining the staff
structure of the services covered by the consultation committee in
question", "regulations which the King has not specified as basic
regulations", etc. (Section 11).
In its observations of 18 February 1975, the applicant union expressed
the opinion that the present case would "probably become pointless" "if
the Act of 19 December 1974 became applicable to municipal officials".
At hearings of 8 and 9 May 1975, the Government stressed that the
application of the 1974 Act to provincial and municipal staff would
not be an easy matter and would require more time. The Government
consider that it may in any case be inferred from the text and the
preparatory work of the Act that even when it becomes applicable to
such staff it will not change the trade union status in a way
favourable to category-based unions. In its view, the applicant union
will not be entitled to sit on a general or special negotiating
committee.
The applicant accordingly now feels that "it is doubtful wether the
new law will give just satisfaction to the union" and has so informed
the Court through the Commission.
31. In its application lodged with the Commission on 5 March 1970,
the National Union of Belgian Police alleged violation of Articles 11
and 14 of the Convention in conjunction with Article 17 (art. 17+11,
art. 17+14), in that the Belgian authorities refused to recognise
it as a representative organisation, thus debarring it from
the consultation provided for by the Act of 27 July 1961. The union
also claimed damages which it provisionally assessed at
100,000 Belgian francs.
The Commission declared the application admissible by a final decision
of 8 February 1972, after having rejected on 28 May 1971 certain of
the preliminary objections made by the respondent Government.
During the examination of the merits the applicant union confined
itself to relying on Article 11 (art. 11), both on its own and in
conjunction with Article 14 (art. 14+11).
32. In its report of 27 May 1974, the Commission expressed the
opinion:
- unanimously, that the State, whether acting as "legislator" or
"employer", assumes obligations within the scope of Article 11 para. 1
(art. 11-1) of the Convention;
- by eight votes to five, that the right to consultation and, more
generally, freedom to bargain collectively are important and even
essential elements of trade union action falling within the scope of
Article 11 para. 1 (art. 11-1);
- by eight votes to five, that this right to consultation is not
however unlimited, the limit being, in the case of the applicant
union, the existence of an objective criterion for representativeness;
- unanimously, that the regulations at issue on trade union
consultation in Belgium do not constitute a breach of Article 11 para. 1
(art. 11-1) of the Convention;
- unanimously, that the difference in treatment introduced by Belgian
legislation between different categories of unions is justified in the
circumstances of the case and is consistent with Articles 11 and 14
(art. 14+11) of the Convention taken together.
The report contains a separate concurring opinion to which four other
members of the Commission subscribed.
33. The Government made the following final submissions at the oral
hearing on 8 May 1975 in the afternoon:
"May it please the Court:
- in the first place, Article 11 (art. 11) does not apply in the
present case and there is therefore no reason to consider whether
there has been violation of Article 14, taken in conjunction
with Article 11 (art. 14+11);
- alternatively, there has been violation neither of Article 11,
(art. 11), nor of Article 14 in conjunction with Article 11
(art. 14+11)."
AS TO THE LAW
34. The applicant's complaints may be summarised as follows:
The National Union of Belgian Police complains of the Government not
recognising it as one of the most representative organisations that
the Ministry of the Interior is required to consult under the Act of
27 July 1961, which relates to such matters as staff structures,
conditions of recruitment and promotion, pecuniary status and salary
scales of provincial and municipal staff. The applicant union, which
is excluded from this consultation as regards both questions of
interest to all such staff and questions peculiar to the municipal
police, considers that it is put at a disadvantage compared with the
three trade unions open to that staff as a whole, as defined in
Article 2 para. 2 of the Royal Decree of 2 August 1966. The applicant
submits that this provision greatly restricts its field of action,
thereby tending to oblige the members of the municipal police to join
the organisations considered to be "representative" but having a
"political" character incompatible with the "special vocation" of the
police. The applicant union further maintains that the Government
has, on the other hand, agreed to take account of this special
vocation in the case of the two other police forces, wich are subject
to State authority, namely the criminal police attached to the
prosecuting authorities (Royal Decree of 21 February 1956) and the
gendarmerie (letter of 17 March 1972 and subsequently the Act of
14 January 1975).
On these various points, the applicant relies on Article 11
(art. 11) of the Convention, considered both on its own and in
conjunction with Article 14 (art. 14+11).
35. Having come to the conclusion that there was no violation of the
Convention, the Commission referred the case to the Court, emphasising
the importance of the questions that arose therein on the
interpretation and application of those two Articles (art. 11,
art. 14).
36. Having regard to the information at its disposal concerning the
Act of 19 December 1974 and its state of application (paragraph 30
above), the Court considers that there is no call in the present case
to take account of the said Act; moreover, neither the Commission nor
the Government have invited the Court to decide the case on the basis
of this Act.
I. ON THE ALLEGED VIOLATION OF ARTICLE 11 (art. 11)
37. Article 11 para. 1 (art. 11-1) of the Convention reads: "Everyone has
the right to freedom of peaceful assembly and to freedom of
association with others, including the right to form and to join trade
unions for the protection of his interests."
38. The majority of the Commission has expressed the opinion that the
essential components of trade union activity, which in its view
include the right to be consulted, come within the scope of the
provision cited above.
The Court notes that while Article 11 para. 1 (art. 11-1) presents trade
union freedom as one form or a special aspect of freedom of
association, the Article (art. 11) does not guarantee any particular
treatment of trade unions, or their members, by the State, such as the
right to be consulted by it. Not only is this latter right not
mentioned in Article 11 para. 1 (art. 11-1), but neither can it be said
that all the Contracting States in general incorporate it in their
national law or practice, or that it is indispensable for the
effective enjoyment of trade union freedom. It is thus not an element
necessarily inherent in a right guaranteed by the Convention, which
distinguishes it from the "right to a court" embodied in Article 6
(art. 6) (Golder judgment of 21 February 1975, Series A no. 18, p. 18,
para. 36).
In addition, trade union matters are dealt with in detail in another
convention, also drawn up within the framework of the Council of
Europe, namely the Social Charter of 18 Octobre 1961. Article 6 para. 1 of
the Charter binds the Contracting States "to promote joint
consultation between workers and employers". The prudence of the
terms used shows that the Charter does not provide for a real right to
consultation. Besides, Article 20 permits a ratifying State not to
accept the undertaking in Article 6 para. 1. Thus it cannot be supposed
that such a right derives by implication from Article 11 para. 1
(art. 11-1) of the 1950 Convention, which incidentally would amount to
admitting that the 1961 Charter took a retrograde step in this domain.
39. The Court does not, however, share the view expressed by the
minority in the Commission who describe the phrase "for the protection
of his interests" as redundant. These words, clearly denoting
purpose, show that the Convention safeguards freedom to protect the
occupational interests of trade union members by trade union action,
the conduct and development of which the Contracting States must both
permit and make possible. In the opinion of the Court, it follows
that the members of a trade union have a right, in order to protect
their interests, that the trade union should be heard. Article 11 para. 1
(art. 11-1) certainly leaves each State a free choice of the
means to be used towards this end. While consultation is one of these
means, there are others. What the Convention requires is that under
national law trade unions should be enabled, in conditions not at
variance with Article 11 (art. 11), to strive for the protection of their
members' interests.
40. No-one disputes the fact that the applicant union can engage in
various kinds of activity vis-à-vis the Government. It is open to it,
for instance, to present claims and to make representations for the
protection of the interests of its members or certain of them. Nor
does the applicant union in any way allege that the steps it takes are
ignored by the Government. In these circumstances, the fact alone that
the Minister of the Interior does not consult the applicant under the
Act of 27 July 1961 does not constitute a breach of Article 11 para. 1
(art. 11-1) considered on its own.
41. As regards the alleged infringement of personal freedom to join
or remain a member of the applicant union, the Court stresses the fact
that every member of the municipal police retains this freedom as of a
right, notwithstanding the Royal Decree of 2 August 1966. It may be
the fact that the steady and appreciable decline in the membership of
the National Union of Belgian Police is to be explained at least in
part, as the applicant maintains, by the disadvantage the applicant is
placed at compared with trade unions enjoying a more favourable
position. It may be the fact too that this state of affairs is
capable of diminishing the usefulness and practical value of belonging
to the applicant union. However, it is brought about by Belgium's
general policy of restricting the number of organisations to be
consulted. This policy is not on its own incompatible with trade union
freedom; the steps taken to implement it escape supervision by the
Court provided that they do not contravene Articles 11 and 14
(art. 14+11) read in conjunction.
42. Having thus found that there is no violation of paragraph 1 of
Article 11 (art. 11-1), the Court is not called upon to have regard to
paragraph 2 (art. 11-2), on which in any case both the Commission and
the Government stated they did not rely.
II. AS TO THE ALLEGED VIOLATION OF ARTICLES 11 AND 14 (art. 11,
art. 14)
43. Article 14 (art. 14) is worded as follows: "The enjoyment of
the rights and freedoms set forth in this Convention shall be secured
without discrimination on any ground such as sex, race, colour,
language, religion, political or other opinion, national or social
origin, association with a national minority, property, birth or other
status."
44. Although the Court has found no violation of Article 11 para. 1
(art. 11-1), it has to be ascertained whether the differences in
treatment complained of by the applicant union contravene Articles 11
and 14 (art. 14+11) taken together. Although Article 14
(art. 14) has no independent existence, it is complementary to the
other normative provisions of the Convention and Protocols: it
safeguards individuals, or groups of individuals, placed in comparable
situations, from all discrimination in the enjoyment of the rights and
freedoms set forth in those provisions. A measure which in itself is
in conformity with the requirements of the Article enshrining the
right or freedom in question may therefore infringe this Article when
read in conjunction with Article 14 (art. 14) for the reason that it
is of a discriminatory nature. It is as though Article 14 (art. 14)
formed an integral part of each of the Articles laying down rights and
freedoms whatever their nature (case relating to certain aspects of
the laws on the use of languages in education in Belgium, judgment of
23 July 1968, Series A no. 6, pp. 33-34, para. 9).
These considerations apply in particular where a right embodied in the
Convention and the corresponding obligation on the part of the State
are not defined precisely, and consequently the State has a wide
choice of the means for making the exercise of the right possible and
effective. As the Court has noted above at paragraph 39,
Article 11 para. 1 (art. 11-1) enunciates a right of this kind.
45. The Court has already found that the applicant is at a
disadvantage compared with certain other trade unions. The
subject-matter of the disadvantage, i.e., consultation, is no doubt
one which in principle is left by Article 11 para. 1 (art. 11-1) to the
discretion of the Contracting States, but it constitutes one of the
modalities of the exercise of a right guaranteed by this provision as
it has been interpreted by the Court at paragraph 39 above, i.e., the
right of the members of a trade union that their union be heard in the
protection of their interests. Belgium has in fact instituted a system
of consultation in its relations with provincial and municipal staff
as well as with its own officials; the State has selected consultation
as one of the means of making possible the conduct and development by
trade unions of collective action in the protection of their members'
occupational interests. Accordingly, Article 14 (art. 14) is
pertinent in the present context.
46. It is not every distinction, however, that amounts to
discrimination. In the judgment cited above, the Court stated that "in
spite of the very general wording of the French version ('sans
distinction aucune'), Article 14 (art. 14) does not forbid every
difference in treatment in the exercise of the rights and freedoms
recognised". Taking care to identify "the criteria which enable a
determination to be made as to whether or not a given difference in
treatment ... contravenes Article 14 (art. 14)", the Court held that
"the principle of equality of treatment is violated if the distinction
has no objective and reasonable justification", and that "the
existence of such a justification must be assessed in relation to the
aim and effects of the measure under consideration, regard being had
to the principles which normally prevail in democratic societies".
The Court went on to point out that "a difference of treatment in the
exercise of a right laid down in the Convention must not only pursue a
legitimate aim: Article 14 (art. 14) is likewise violated when it is
clearly established that there is no reasonable relationship of
proportionality between the means employed and the aim sought to be
realised" (ibid. p. 34, para. 10).
47. It is the duty of the Court to see whether the differences of
treatment at issue have this kind of discriminatory character. In so
doing, the Court "cannot assume the rôle of the competent national
authorities" which "remain free to choose the measures which they
consider appropriate in those matters which are governed by the
Convention"; "review by the Court concerns only the conformity of
these measures with the requirements of Convention" (ibid. p. 35,
para. 10).
48. The applicant union complains of not being a body which must be
consulted by the Ministry of the Interior, like the three trade unions
open to all provincial and municipal staff, on proposals of interest
to the municipal police, no matter whether such proposals concern all
categories of municipal officials or particularly the police.
As the Court has pointed out above, the Royal Decree of 2 August 1966
has in this respect caused inequality of treatment to the prejudice of
the "category-based" organisations such as the applicant union. The
Government has urged that it wished to avoid "trade union anarchy" and
considered it necessary "to ensure a coherent and balanced staff
policy, taking due account of the occupational interests of all
provincial and communal staff". This is a legitimate aim in itself
and the Court has no reason to think that the Government had other and
ill-intentioned designs underlying Article 2 para. 2 of the above Royal
Decree. In particular, there is nothing to show that the authorities
intended to confer on the three large trade union organisations, on
account of their all being politically committed, an exlusive
privilege in the matter; besides, if there existed or were to exist a
trade union organisation without political leanings open to all
provincial and municipal staff and protecting their occupational
interests, the provision at issue would compel the Minister of the
Interior to consult that organisation too.
The applicant union has stated, it is true, that it is hard to see
"how the Government can claim that it is in the general interest to
avoid fragmentation of trade union organisations in matters connected
with the municipal police, when the Government itself has kept
separate the trade union activities of the criminal police and has
recognised a category-based apolitical union as the only organisation
representing members of the gendarmerie". In the Court's opinion,
however, Articles 11 and 14 (art. 11, art. 14) of the Convention do
not oblige Belgium to set up for provincial and municipal staff, and
for the municipal police in particular, a consultation system
analogous to the one in operation for State officials, including
members of the criminal police attached to the prosecuting authorities
and of the gendarmerie.
49. It remains to be seen whether the disadvantages to which members
of the applicant union are put compared with members of the trade
unions consulted under the Act of 27 July 1961 is justified not only
in principle (paragraph 48 above) but also in scope.
The answer seems clear insofar as consultation covers questions of a
general nature which are of interest to all provincial and municipal
staff: in this regard, the measure contained in Article 2 para. 2 of
the Royal Decree of 2 August 1966 is a proper means of attaining the
legitimate aim sought to be realised.
Finally, the Court has examined the question whether discrimination,
contrary to Articles 11 and 14 (art. 14+11) taken together,
results from the further fact of denying the applicant union the right
to be consulted on certain matters which concern the municipal police
alone, for example conditions for appointment as superintendent or
deputy superintendent (Royal Decree of 12 April 1965 and ministerial
circular of 18 May 1965, both published in the Moniteur belge of
21 May 1965). These specific matters represent only a part of the
matters subject to obligatory consultation. Moreover, special
questions may also arise concerning various other categories of
provincial and municipal staff, which, if they were to combine in
category based trade unions, would have no right to consultation
either. It is understandable therefore that the Government has not
felt bound to make exceptions which might have finished by leaving the
rule laid down in Article 2 para. 2 of the Royal Decree of 2 August 1966
devoid of significance. The Court is of the opinion that the uniform
nature of the rule does not justify the conclusion that the Government
has exceeded the limits of its freedoms to lay down the measures it deems
appropriate in its relations with the trade unions. The Court
considers that it has not been clearly established that the
disadvantage suffered by the applicant is excessive in relation to the
legitimate aim pursued by the Government. The principle of
proportionality has therefore not been offended.
III. AS TO THE APPLICATION OF ARTICLE 50 (art. 50)
50. The Court, having thus found that there has been no violation of
the Convention, considers that in the present case the question of the
application of Article 50 (art. 50) of the Convention does not arise.
FOR THESE REASONS, THE COURT,
1. Holds unanimously that there has been no breach of Article 11
(art. 11);
2. Holds by ten votes to four that there has been no breach of
Articles 11 and 14 (art. 14+11) taken together.
Done in English and French, the French text being authentic, at the
Human Rights Building, Strasbourg, this twenty-seventh day of October
one thousand nine hundred and seventy-five.
For the President
Signed: Hermann MOSLER
Vice-President
Signed: Marc-André EISSEN
Registrar
The following separate opinions are annexed to the present judgment in
accordance with Article 51 para. 2 (art. 51-2) of the Convention and
Rule 50 para. 2:
- opinion of Judge Zekia;
- joint opinion of Judges Wiarda, Ganshof van der Meersch
and Bindschedler-Robert;
- opinion of Judge Sir Gerald Fitzmaurice.
Initialled: H. M.
Initialled: M.-A. E.
SEPARATE OPINION OF JUDGE ZEKIA
THE FACTUAL ASPECT OF THE CASE
The facts relating to this case are given in the first part of the
judgment of the Court. I need not recapitulate them. I will confine
myself by referring very briefly to facts which I consider
indispensable for expressing my views on the legal aspect of the case.
THE LEGAL ASPECT
A. Whether Article 11 para. 1 (art. 11-1) of the Convention is violated
The respondent Government, by various royal decrees promulgated in the
years 1946, 1955, 1961, 1964, 1966, 1969 and by an Act of
19 December 1974, conferred the right of consultation, in one form or
another, on the organisations which were open to all staff of the
provinces and municipalities and which for this reason were considered
to have complied with the requirement of being a "most representative"
body.
For trade unions the right of consultation by public authorities on
matters vital to their interests undoubtedly is of importance: (a) the
Government is bound to seek the opinion of the organisation entitled
to be consulted on subjects such as recruitment to the service,
promotion conditions, pay scales, pecuniary and pension rights and so
on; (b) furthermore, the Government makes known to such organisations,
in advance, the decisions intended to be taken on subjects affecting
their interests in one way or another. Organisations therefore are
afforded the opportunity of putting forward their opinion before a
decision material for their interests is finally taken by the
authorities.
The Minister of the Interior, by his letter of 14 February 1967,
refused to acknowledge the applicant union as one entitled to be
consulted by public authorities on matters already referred to, on the
ground that from the documents it had submitted - the constitution and
the articles of association of the applicant union (the National Union
of Belgian Police) - he found that there was no compliance with the
requirements of being open to all the staff of the provinces and
municipalities and thereby protecting the occupational interests of
all such staff.
Does this refusal to confer the right to consultation, in the light of
the facts and the relevant provisions of law, amount to an
infringement of the right "to form and to join trade unions for the
protection of his interests", as provided by Article 11 para. 1
(art. 11-1) of the Convention?
My short-cut approach for an answer is as follows:
The determining factors to be considered are two.
(1) (a) Could the right, sought by the applicant union, for
consultation be regarded as sine qua non for a person having the right
to freedom of association and to form or join trade unions for the
protection of his interests? In other words, whether one can or
cannot conceive of a right referred to above only if it is also
accompanied by the right to consultation.
The answer to this is obviously a negative one.
(b) Let us take the less stringent test. Could a right to be
consulted be regarded as a constituent element of, or as inherent in
and inseparable from, the right to freedom of association and to form
and join a trade union ...?
My answer to this is also in the negative. Taking into account the
wide sphere of operation pertaining to trade union activities, my
answer to the above could not be otherwise.
(2) Ought such a right of consultation to be accepted as of vital
importance for the activities of a trade union within the frame of the
normal concept of a trade union?
I will answer this also in the negative but with a certain amount of
hesitation. In this connection, one has to bear in mind the fact that
organisations of the status of the applicant union have the right to
make their claims to the appropriate authorities and also to be heard
by them on the matters appertaining to their status and interests,
although they are not entitled to any information in advance as to the
measures (executive or administrative) intended to be taken by the
Government or its organs. This to some extent, but not to a full
extent, alleviates the hardship incurred by the denial by the
Government of the right of consultation to the applicant union.
Time may however come, although I am not sure that it has not come,
when the right of consultation, like the right of collective
bargaining, will be taken for granted and considered predominant
within the scope of the normal activities of a trade union. In such
an eventuality the right to be consulted will have to be recognised as
inherently included in Article 11 para. 1 (art. 11-1).
I share the view therefore that there was no violation of
Article 11 para. 1 (art. 11-1) by the respondent Government.
I pass now to the consideration of the second outstanding question
which is by no means an easy one to tackle.
B. Is there a breach of the Convention when Article 11 para. 1
is taken in conjunction with Article 14 (art. 14+11-1)?
In my view, Article 11 para. 1 (art. 11-1) deals with the recognition and
with the conferment of a right to freedom of association including the
right to form and join trade unions for the protection of the would-be
members' interests, whereas Article 14 (art. 14) deals with the
obligation of a State to secure the enjoyment of rights and freedoms
set forth in the Convention, and the right referred to is undoubtedly
one included therein.
The phrase "to secure the enjoyment of the rights and freedoms" (la
jouissance des droits et libertés) refers to the manner in which a
right conferred by other Articles of the Convention is to be
implemented and made use of.
A State is bound to secure without discrimination the enjoyment of
such a right.
The right of a trade union to be consulted by the Government is not,
at any rate expressly, among the rights enumerated in the Convention.
Such right, however, might very well be recognised as an ancillary or
consequential right in the enjoyment of the right embodied in
Article 11 para. 1 (art. 11-1).
Article 11 (art. 11) begins with the words "Everyone has the right
..." The wording itself does away with the necessity of making
provision for non-discrimination. When a right is conferred on
everybody without qualification or limitation, it goes without saying
that it is granted without discrimination on any ground.
The State undertakes under Article 14 (art. 14) not only a mere
recognition of the rights in the Convention without discrimination,
but goes further and assumes responsibility for the way such rights
are to be utilised where the Government takes part directly or
indirectly in the mode of such utilisation.
The enjoyment of a right is different, to my mind, from the
acquisition and the recognition of a right. It is therefore relevant
to consider whether the regulations made by the Belgian Government on
trade union consultation constitute a breach of Article 11 para. 1
taken together with Article 14 (art. 14+11-1).
The judgment of the Court deals in extenso with the relevant facts and
with submissions on legal points advanced by both sides. I need not
reiterate them. It suffices for me here to make certain observations
on certain salient points relating to the issue under consideration.
One has to take into account the "pros and cons" embodied in the
submissions made by both sides.
In the first place, it can hardly be disputed that the right to
consultation conferred on a trade union is a very important one. In
this respect I agree to a great extent, if not to the full extent, with
the Commission's majority opinion expressed in its report of
27 May 1974 (paragraph 76 in fine): "the right to consultation and at
a more general level, the freedom to bargain collectively, are important
and even essential elements of trade union action falling within the
scope of Article 11 para. 1 (art. 11-1)".
Nor can it be disputed that the applicant union is placed at a
disadvantage compared with the status of the other trade unions that
enjoy the right of consultation.
From the above it can easily be deduced that the applicant union has
been treated discriminatorily.
We come now to the crucial point, namely as to whether this treatment
amounts to a discrimination in the enjoyment of the right to form and
join a trade union, within the meaning and scope of Article 14
(art. 14) of the Convention.
Here we may be immensely assisted by the criteria enunciated by this
Court in the Belgian "Linguistic" case. I quote a few extracts from
the said judgment:
"The principle of equality of treatment is violated if the distinction
has no objective and reasonable justification. The existence of such
justification must be assessed in relation to the aim and effects of
the measure under consideration, regard being had to the principles
which normally prevail in democratic societies. A difference of
treatment ... must not only pursue a legitimate aim: Article 14
(art. 14) is likewise violated when it is clearly established that
there is no reasonable relationship of proportionality between the
means employed and the aim sought to be realised."
(Case relating to certain aspects of the laws on the use of languages
in education in Belgium, judgment of 23 July 1968, Series A no. 6,
p. 34, para. 10).
There remains the application of the above criteria to the facts of
this case.
The main reason advanced on behalf of the Government for the refusal
to recognise the right of consultation for the applicant union is the
one indicated by the Minister of the Interior in his letter of
14 February 1967 to which I have already referred. In that letter it
was stated that the articles of association of the applicant union did
not keep the door open, for membership, to all the staff of the
provinces and of municipalities and did not protect the interests of
such staff, the underlying principle of these requirements being the
"most representative" theory adopted as the criterion for acquiring the
right of consultation. In support of the soundness and the necessity
for the adoption of this criterion, we have been told in effect that
if the right of consultation were to be conferred on every trade
union, then the ever increasing number of the trade unions, on the one
hand, and the diversity of their problems touching on their interests,
on the other hand, would render consultation impossible or useless and
the whole thing would result in chaos or anarchy. I must admit that
this is a summary of my impressions from addresses made and documents
submitted on behalf of the Government. My impressions may not be
exact.
The applicant union, on the other hand, maintains that it has a long
history in the service of the country and that the union was descended
from the Belgian Police Federation founded in 1922 and its members in
their twofold capacity are entrusted with important duties. In their
capacity as an administrative police force they deal with matters such
as traffic control, censuses, supervision of building and passports.
In their second capacity they act as criminal police carrying heavy
responsibilities in the investigation of crimes and offences.
The applicant union is of a non-political character. The
non-recognition to the applicant union of the right of consultation,
has adversely and heavily hit the union. From 7,226 in 1961, the
membership of the union dropped to 5,748 in 1974.
Although the members of the applicant union in discharging their
administrative duties come under the supervision of the municipal
authorities, in their capacity as a criminal police force, they are
answerable at national level to the Government. In addition, they
have their own professional secrets which they might have to disclose
to other union members if they were to be affiliated to them for the
purpose of qualifying themselves for the right of consultation.
It has been argued on the part of the Government that the applicant
union was entitled to submit claims and make representations to be
heard on matters relating to the interests of their members. Since
this is the case, one wonders what would be the additional amount of
inconvenience to the Government if the right to consultation were not
withheld from the applicant union. In other words, I am inclined to
the view that the administerial difficulties and the necessity of
restricting and limiting the number of trade unions entitled to the
right of consultation - in any case as far as the applicant union is
concerned - were over-emphasised.
Having considered the case as a whole, I have come to the conclusion
that in the light of the guidelines enunciated by this Court in the
Belgian "Linguistic" case cited already, there was neither reasonable
justification nor reasonable relationship of proportionality in
withholding the right of consultation from the applicant union. It
seems to me therefore that the Belgian Government has violated
Article 14 (art. 14) of the Convention in respect of a right emanating
from Article 11 para. 1 (art. 11-1).
JOINT SEPARATE OPINION OF JUDGES WIARDA, GANSHOF VAN DER MEERSCH AND
BINDSCHEDLER-ROBERT
(Translation)
We agree in general with paragraphs 1 to 48 of the judgment but, to
our regret, we are unable to associate ourselves with the conclusion
in paragraph 49.
The applicant union is the only trade union, in the strict sense of
the term, in which combine members of the Belgian municipal police,
and it comprises a very large proportion of them; as such, it is
representative of this category of officials. Yet the applicant union
is excluded from the benefit of the obligatory consultation provided
for by the Act of 27 July 1961 on the ground that it fails to fulfil
one of the conditions of representativeness defined in
Article 2 para. 2 of the Royal Decree of 2 August 1966, that of being
"open to all staff of the provinces and municipalities".
Is is stated in paragraph 48 of the judgment that the aim sought to be
achieved by Belgium in issuing the regulations at issue - to avoid
"trade union anarchy" and "to ensure a coherent and balanced staff
policy taking due account of the occupational interests of all
provincial and communal staff" - is a legitimate aim in itself. We
share the opinion of the majority of the Court on this point;
nevertheless, the pursuit of the aim in question would in our view not
only not exclude, but even demand, the taking into consideration of
the specific occupational interests of certain categories of
officials. While we accept, like the majority, that the measure
contained in Article 2 para. 2 of the Royal Decree of 2 August 1966
constitutes a proper means of attaining that end insofar as
consultation covers questions of a general nature which are of
interest to all provincial and municipal staff, the same is not true
of matters peculiar to the municipal police.
These matters are both numerous and important. As explained in
paragraph 14 of the judgment, the municipal police combine functions
of two fundamentally different kinds, those of administrative and
crime-deterrent police and those of criminal police; in the exercise
of these different functions the municipal police is subject to
separate authorities. By reason of the very nature of its various
functions, the municipal police is in a position which is basically
different from that of other provincial and municipal staff. It
follows that the occupational interests of the members of the
municipal police do not invariably coincide with those of the other
staff and in some instances are totally disparate. The responsible
authorities are quite aware of this, as they often make regulations
valid solely for the municipal police - for example, the Royal Decree
of 12 April 1965 and ministerial circular of 18 May 1965 on the
qualifications for the post of superintendent or deputy superintendent
(Moniteur belge of 21 May 1965) - or constituting exceptions, as
regards that force, to the rules applicable in general to all
provincial and municipal staff.
For the observance of the obligations binding upon it under
Articles 11 and 14 (art. 14+11) of the Convention, taken in
conjunction, the Government should therefore, in specific matters such
as those, consult the applicant union in which combine the persons
mainly interested. This would not lead to any real danger of "trade
union anarchy". The disadvantage suffered by the members of the
applicant union in the protection of their occupational interests by
reason of the uniform and inflexible character of the criterion laid
down by Article 2 para. 2 of the Royal Decree of 2 August 1966 cannot be
justified; it necessarily entails discrimination compared with the
members of the trade unions which are consulted under the Act
of 27 July 1961.
SEPARATE OPINION OF JUDGE SIR GERALD FITZMAURICE
I.
1. I agree with the judgment of the Court in the present case that
there has been no infraction of Article 11 (art. 11) of the European
Convention on Human Rights. Nevertheless, my approach to its
interpretation differs in certain important respects from that of the
Court. As regards Article 14 (art. 14) I must differ entirely,
inasmuch as I consider that Article (art. 14) to be totally irrelevant
and inapplicable so soon as it is found - as the Court's judgment does
find - that the right or freedom, the enjoyment of which must not be
subjected to discrimination contrary to Article 14 (art. 14), is not a
right or freedom "set forth" (vide Article 14) (art. 14) in Article 11
(art. 11) or any other provision of the Convention. Thus for me it is
not so much a question of whether, in the present case, there has or
has not been discrimination, as that this question does not arise. If
it did arise for me, I should hold that there had been discrimination
for the same reasons as those stated in the joint separate opinion of
Judges Wiarda, Ganshof van der Meersch and Bindschedler-Robert in this
case.
2. However, before I come to these matters I would like to deal with
certain others of a more general character, raised by the written and
oral arguments of the Commission in the present case - matters which
concern the interpretation and application of the Convention as a
whole.
3. In paragraph 56 of its report in the present case, the Commission
referred to a previous report made by it - in the Golder case (1).
After recalling the views as to the principles of interpretation
applicable to the European Convention which it had expressed in
paragraphs 44-46 of the latter (Golder) report (2), it went on to
quote verbatim the following passage from paragraph 57 of that report,
on which it was stated that "special emphasis" was laid:-
"The overriding function of the Convention is to protect the rights of
individuals and not to lay down as between States mutual obligations
which are to be restrictively interpreted having regard to the
sovereignty of these States. On the contrary the role of the
Convention and the function of its interpretation is to make
protection of the individual effective."
(- "but only", it should at least have been added, "within the limits
of the Convention as such").
_______________
(1) In which the Court pronounced judgment on 21 February 1975.
(2) Report dated 1 June 1973 in relation to Application no. 4451/70
(see Series B no. 16, p. 12 et seq.).
_______________
4. The opinion expressed in the above-quoted passage has been
vigorously developed on behalf of the Commission in two later cases
(3), also, like the present National Union of Belgian Police case,
involving questions of trade union rights arising out of Articles 11
and 14 (art. 11, art. 14) of the Convention, very similar to those in
issue in the present case. Although the Court has not yet pronounced
itself on these other cases, the public oral arguments in respect of
them have been delivered, and the verbatim record of them is available
(4). I can therefore properly comment on them to the extent at least
that they are relevant to the parallel questions at issue in the
present (National Union of Belgian Police) case.
_______________
(3) The Swedish Engine Drivers' Union and Schmidt and
Dahlström cases (Applications nos. 5614/72 and 5589/72, reports of
the Commission of 27 May and 17 July 1974, documents D 64.180 and
D 68.252 (rev.)).
(4) Documents CDH (75) 65 and 66 (hearings of 23, 24 and
25 September 1975).
_______________
5. The passage quoted in paragraph 3 above is obviously correct in
one respect, where it says that it is not the function of the
Convention "to lay down as between States mutual obligations" - that
is to say obligations of the type where performance by each party of
its obligations is conditional on a corresponding performance by the
others. The obligations of the Human Rights Convention are objective
obligations, which each party is independently bound to carry out.
Non-performance could not, in principle, and special circumstances
apart, become excusable merely on the ground of a failure to perform
by another party. However, this in no way disposes of the quite
separate question of whether those obligations are to be construed
liberally or conservatively (terms which I prefer to broad or
extensive on the one hand, and narrow and restrictive on the other).
6. This question of construction I dealt with in some detail in
paragraphs 32-39 (more especially 38 and 39) of the dissenting part of
my separate opinion in the Golder case. The Commission has had an
opportunity in the present (Belgian Police) case to answer the points
I then made, but it has not done so. The passage quoted in
paragraph 3 above contained no answers to them, their essential
feature being that they consisted largely of statements of
incontrovertible fact, not simply opinion. The European Convention on
Human Rights was a Convention of a highly novel character that had
never before been concluded; it did involve the Contracting Parties in
obligations of a kind governments had never previously undertaken, and
concepts which, only twelve years previously perhaps (before 1940),
would have been regarded not only as unthinkable, but as being quite
outside the normal framework of international law - particularly as
regards the revolutionary notion of the right of the individual to
petition in an international forum against his own government; and for
these reasons governments, though they caused the Convention to be
drawn up, were slow to bind themselves to it as actual parties, and
still slower to accept the separately provided for right of
individual petition, as to which they have retained the faculty to
accept it only temporarily, and to free themselves from it in due
course if they so desire. And it is such separate and voluntarily
continued acceptance alone that has given the Court and the Commission
jurisdiction to hear and determine cases of this class - to which the
present one, like the Golder case, belongs.
7. In such circumstances, can it really be contended with any
credibility, as was done in the later arguments before the Court (5),
which I mentioned in paragraph 4 above, that "the whole notion that it
[the Convention] has to be understood in terms of the intention of the
parties in 1949/50 ... is quite unrealsistic"? What would be
unrealistic would be any other view than that, even though what the
parties then intended may not be the sole applicable criterion. But
to pretend that it is not at least one of the most important of the
applicable criteria - that it must even be excluded entirely - this is
what would lack realism and reason.
_______________
(5) See CDH (75) 65, p. 3.
_______________
8. The remark which I have just cited was followed up and stressed by
another, wich I here quote somewhat out of context - a lapse which I
will put right in a moment. It was to this effect, namely that "one
must not be influenced by what governments may have thought they were
achieving or were trying to achieve in 1949 and 1950." (6) Not even
to be "influenced by" is surely to go rather far, since it seems to
suggest that one should actually ignore or take no serious account of
what the governments thought. This is not a tenable view; and with
regard to it I believe it is pertinent to remember that the
functioning of the European Convention, and of its enforcement and
judicial machinery, is watched by non-European Governments who would
be even more hesitant to subscribe to the right of individual petition
than the European governments were in 1949/50 - as is clearly shown by
the continuing lack of any move to introduce a similar concept, or
machinery, into the Universal Covenants of Human Rights. There is a
risk in my opinion that such governments would be seriously deterred
from ever doing so if it appeared that one of the consequences was
liable to be that the limitations which they intended as to the scope
of the relevant covenant or convention may not be respected by the
organs of enforcement.
_______________
(6) Loc. cit., p. 3.
_______________
9. The context of the remark I quoted early in paragraph 8 above was
as follows. The speaker had expressed the view that the European
Convention, "although in form a treaty", was not "a treaty in the
traditional sense" but was really in the nature of a "constitutional
instrument" (the intended inference presumably being that the ordinary
rules of treaty interpretation would not necessarily apply to it).
The speaker went on to point out that the article on interpretation in
the Vienna Convention on the Law of Treaties (Article 31) made no
mention of the intentions of the parties, but rather of the object and
purpose of the treaty. There then followed the passage quoted in
paragraph 8 above, preceded by the words, "therefore, even if it [the
European Convention] is regarded as a treaty, one must not be
influenced by what governments may have thought", etc. This chain of
reasoning calls for the following observations:
(i) The objects and purposes of a treaty are not something that exist
in abstracto: they follow from and are closely bound up with the
intentions of the parties, as expressed in the text of the treaty, or
as properly to be inferred from it, these intentions being the sole
sources of those objects and purposes. Moreover, the Vienna
Convention - even if with certain qualifications - indicates, as the
primary rule, interpretation "in accordance with the ordinary meaning
to be given to the terms of the treaty"; - and as I have previously
had occasion to point out, the real raison d'être of the hallowed rule
of the textual interpretation of a treaty lies precisely in the fact
that the intentions of the parties are supposed to be expressed or
embodied in - or derivable from - the text which they finally draw up,
and may not therefore legitimately be sought elsewhere save in special
circumstances; and a fortiori may certainly not be subsequently
imported under the guise of objects and purposes not thought of at the
time. From these considerations it is therefore clear that the Vienna
Convention implicitly recognises the element of intentions though it
does not in terms mention it.
(ii) I have no quarrel with the view that the European Convention
- like virtually all so-called "law-making" treaties - has a
constitutional aspect, although the considerations summarised in
paragraph 6 above indicated that, even regarded as a constitution, the
Convention should be given a conservative rather than an extensive
interpretation. But what I find it impossible to accept is the
implied suggestion that because the Convention has a constitutional
aspect, the ordinary rules of treaty interpretation can be ignored or
brushed aside in the interests of promoting objects or purposes not
originally intended by the parties. Such a view moreover overlooks
the patent fact that, even in the case of constitutions proper, and even
allowing for certain permissible interpretational differences of
treatment between treaties and constitutions as indicated in
paragraph 32 of the dissenting part of my opinion in the Golder case,
there are rules of interpretation applicable to constitutions, and
these rules have in large measure a character closely analogous to
those of treaty interpretation. Thus national courts will interpret
their national constitutions - or legislative acts made under them -
with reference (inter alia at least) to the intentions of the
legislature, or original framers of the constitution, in the sense at
any rate that interpretations clearly not contemplated by these, or
falling outside the scope of the legislative clause or constitutional
provision concerned, will normally be rejected. Furthermore, at least
in all countries in which there is a basic written constitution, it is
precisely one of the functions of the courts to characterise, as being
"unconstitutional", acts, whether of the executive or of the
legislature, which are considered to be contrary to or not compatible
with the letter or spirit of the constitution, - something which it
would be hardly possible to do without taking due account of the
factor of "intentions".
10. I am not of course suggesting that a Convention such as the Human
Rights Convention should be interpreted in a narrowly restrictive way
- that it should not indeed be given a reasonably liberal construction
that would also take into consideration manifest changes or
developments in the climate of opinion which have occurred since the
Convention was concluded. But this is a different matter, and quite
different from the subservience to policy that seems to have been
advocated in recent argument before the Court, in which the speaker
terminated his remarks by stating: "I conclude by saying that law is
always the instrument of policy". (7) Even allowing for the fact
that this remark is here being quoted out of the immediate context
(see footnote 8), such a conclusion is dangerous unless carefully
qualified, - for if taken literally and generally, it would seem to
justify the excesses of courts of law in the carrying out of the
policies of some of the worst tyrannies in history. In my view the
integrity of the law requires that the courts should apply it neither
as the instrument, nor as the contriver, of policy, but in accordance
with their own professional standards and canons.
_______________
(7) CDH (75) 65, p. 75.
(8) This context was "So this is not a matter of proof that one
interpretation is demonstrably the right one, but I ... believe ...
that the wider interpretation ... gives a more effective use of the
Convention, and particularly Article 11 (art. 11). If I may say so with
respect, the choice is perhaps also [sc. as well as a case of
interpretation] a matter of judicial policy; but I conclude by saying
that law is always the instrument of policy".
_______________
11. I now turn from these general questions of approach, concerning
the interpretation of the Convention as a whole, to that of the
interpretation to be given to the particular provisions material in
the present case - principally Articles 11 and 14 (art. 11,
art. 14).
II.
Article 11 (art. 11)
12. The relevant part of this provision reads:
"Everyone has the right to freedom of peaceful assembly and to freedom
of association with others, including the right to form and to join
trade unions for the protection of his interests."
I am in general agreement with what the judgment says about
Article 11 (art. 11), except that I share the minority view in the
Commission as regards the phrase "for the protection of his
interests", namely that this is redundant. I would put it this way
that doubtless this phrase plays a useful semantic part in indicating
pro maiore certo what is the main object of the preceding phrase, to
which it is directly attached, viz., "the right to form and to join
trade unions" (for the protection of, etc.) - but that it is in no way
necessary in order to import this notion of protection of interests
into that of the right to form and join trade unions since, according
to the normal concept of a trade union, this right can, in that
context, have little purpose other than the protection of the members'
interests - or, more accurately, must at least comprise that purpose
amongst, possibly, others. Indeed there is even a certain danger in
the express reference in Article 11 (art. 11) to the protection of
interests, and to that alone, for it could well suggest that this is
the only purpose of a trade union, or at least the only trade union
activity that the Convention purports to protect, - which was probably
not the intention. Strictly, the phrase under discussion has a
limiting effect and, if interpreted literally, would involve that the
Convention conferred a right to form and join a trade union if it was
for the protection of the members' interests, but not otherwise.
13. It seems to me however, that since a trade union that did not
have the capacity to protect its members' industrial or professional
interests would serve little or no useful purpose and would be
difficult to reconcile with the normal idea of a trade union, it must
really be regarded as inherent in the freedom to form and join a
union, that the union should, when formed, have this capacity. If
this is correct the phrase, "for the protection of his interests",
while it may make certainty more certain, does not strictly add
anything of substance that would not already be there. In thinking
this, I do not overlook what was said on behalf of the Commission
during the oral hearing in the present case as recorded in the last
paragraph on p. 73 of the final record. (9) But persuasive though
these considerations may be in themselves, the case of a trade union
formed for the protection of its members' interests seems to me, at
least in the present context, to be so very much the usual one as to
render other possibilities unreal.
_______________
(9) CDH (75) 31.
_______________
14. Be these things as they may, the notion of trade union formation
for the protection of its members' interests implies (and here I agree
with the Court's judgment) some definite minimum right of activity for
the union so formed; - and moreover a right of institutional activity,
qua union - for if it still remained the case that only individual
action was open to members, the whole point of association in a trade
union context, which is precisely corporate action, would be lost.
15. In considering what the notion of trade union activity comprises
for purposes of Article 11 (art. 11), it is perhaps more important,
or will at any rate be more fruitful, to enquire what that notion does
not include, as much as what it does. Without going into detail, I
believe the distinction to be made, on the basis of a straightforward
interpretation of Article 11 (art. 11), is that which can broadly be
drawn between, on the one hand, the rights and freedoms of the
individual in forming a union and, following on that formation, the
activities of the union itself, - and, on the other hand, the
obligations of employers, whether in the public or private domain, and
of the State in its capacity as such in relation to those individual
and union rights, freedoms and activities. In my opinion, such
obligations do not in principle extend beyond the obvious
"counterpart" obligations to allow or permit and not interfere with,
impede or prevent the exercise by individuals and unions of those
rights, freedoms and normal activities. (Even here there is an
important qualification to be made which I shall mention in a moment.)
What the obligations of employers, whether in the public or private
sector, or of the State as such, do not, on the basis and wording of
Article 11 (art. 11) include, are such things as consultation (10)
with unions, negotiation with them, the conclusion of agreements,
etc., - still less the granting to the unions or their members of any
specific economic or industrial terms. Whether there is a duty of
another kind for the employers to do one or more of these things, is
another matter, but it is not a legal duty deriving from either the
language of Article 11 (art. 11) or from any reasonable inference to
be drawn from that language.
_______________
(10) It should perhaps be made clear here that the so-called right of
consultation in question in the present case is not the right of the
union to approach the employers of the State, but not right (if any)
of the union to be consulted as a matter of obligation on the
initiative of the employer or the State as such.
_______________
16. It follows from this that I must disagree entirely with the view
expressed at the end of paragraph 69 of the report of the Commission
in the present case, to the effect that the words "freedom of
association" in Article 11 (art. 11) may legitimately be extended to
cover State responsibility in the sphere of labour/management
relations - i.e., of relations between labour and management. This
might perhaps be so in certain very limited particular instances; but
as a general statement of principle it is far too sweeping. Even the
"counterpart" obligation of the employer and of the State, not to
prevent or impede normal trade union activity, which I have already
mentioned, must be subject to at least one important qualification,
- namely that it cannot extend to imposing any duty on the employer or
the State to remain passive in the face of strike or other industrial
action by the union or any of its members whether acting individually
or together. If there is on the one side a right to engage in strike
action and its possible accompaniments, such as picketing etc., (as to
which I make no pronouncement), then this must be balanced on the
other by a right of lock-out, prevention of "sit-ins", withdrawal of
certain financial benefits, etc. The one not only implies, but
entails, the other. This is the principle of "equality of arms" which
is but another facet of the right of self-defence within the limits of
the law - that right which is graphically illustrated through the
irony of the saying, "Cet animal est méchant, quand on l'attaque il se
défend!" Moreover, the principle of action within the law must also
operate both ways. If employers, and the State as such, must conform
to this, so also must trade unions. Article 11 (art. 11), whatever it
may or may not comprise, cannot validate extra-legal activities,
assuming always that the law permits or does not prevent normal trade
union activity in the furtherance of industrial interests so long as
this is peaceful, non-violent and non-coercitive (apart of course from
the natural and inherent pressures resulting or inseparable from the
very fact of strike action and its legitimate concomitants).
17. Even if some of these observations are only obiter dicta in the
actual context of the present case, they serve to re-inforce my
conclusion that the refusal of the Belgian Government to recognise the
National Union of Belgian Police as one of the organisations most
representative of the staff of the provinces and communes for purposes
of consultation did not infringe Article 11 (art. 11) of the
Convention, - indeed I doubt whether that Article as such has any true
application to this type of complaint.
III.
Article 14 (art. 14)
18. The relevant part of this provision reads:
"The enjoyment of the rights and freedoms set forth in this Convention
shall be secured without discrimination on any ground such as sex,
race, colour ..." etc.
I find it difficult to agree with this part of the Court's judgment,
or even to see how the Court manages to arrive at it. In my opinion,
so soon as it is established (as the earlier part of the judgment
does) that Article 11 (art. 11) does not embody any right for trade
unions to be consulted, or any obligation for the authorities to
consult them, Article 14 (art. 14) can have no possible sphere
of application. This is because, according to the plain language of
that Article (art. 14), it is only the "enjoyment of the rights and
freedoms set forth in this Convention" - [my italics] - that is to be
"secured without discrimination". (Here, and before going further, I
would interject that, in what follows, I shall, generally speaking,
take no separate account of the notion of a "freedom" which, in the
context, I regard as being merely another way of describing a right,
or a way of describing another kind of right - since the notion of
freedom to be consulted has no real juridical content - (and see
further footnote 15 below)). To resume, if - as the Court finds - the
right to form and join trade unions for the protection of the members'
interests does not comprise any right for trade unions to be consulted
by the authorities, then a right of consultation is not one of "the
rights and freedoms set forth in this Convention", and the issue of
discrimination becomes irrelevant. No question of the discriminatory
or non-discriminatory application or enjoyment of a right can arise
unless that right itself exists in the first place, to be conceded
whether discriminatorily or not. Otherwise Article 14 (art. 14) has
nothing to bite upon. Where no right at all exists, but only a
certain voluntary practice (of consultation), the practice may be
exercised discriminatorily, but this cannot be a breach of Article 14
(art. 14), which only enjoins non-discrimination in the enjoyment of
"rights and freedoms", not of mere voluntary or discretionary, and
non-binding practices.
19. The view (to the contrary) expressed in paragraph 44 of the
Court's judgment seems to me not only not to answer these points but
to ignore them completely, or at least "by-pass" without coming to
grips with them, although of course they were fully made known to the
Court. I draw attention in particular to the following aspects of the
Court's view:
(i) In the first sub-paragraph of paragraph 44 of the judgment it is
stated (second sentence) that "although Article 14 (art. 14) has
no independent existence (11), it is complementary to the other
normative provisions" of the Convention. The words I have italicised
in this sentence, though not incorrect, are elliptical and slide round
the essential requirement of Article 14 (art. 14) that the "other
normative provisions" concerned should consist of "rights and freedoms
set forth in this Convention", which the right to consultation is not
- nor even implied - as the Court has found. It is also of course
correct to say that Article 14 (art. 14) complements these other
provisions, but (a) it does so only in the manner which I indicate in
paragraphs 23 and 24 below, and (b) it can only complement them if
they exist as independent rights and freedoms - which is not here the
case.
_______________
(11) This is of course correct in substance but not correctly
stated. As a provision Article 14 (art. 14) does have an independent
existence for the purpose stated in paragraphs 23 and 24 below. What
does not, is the obligation not to discriminate, which is tied to and
dependent on the existence of a right or freedom set forth in some
other Article of the Convention.
_______________
(ii) The third sentence of the first sub-paragraph of paragraph 44 of
the judgment starts as follows: "A measure which in itself is in
conformity with the requirements of the Article enshrining the right
or freedom in question ..." But the Court has just found in the
earlier part of its judgment that a right to consultation is not
enshrined in Article 11 (art. 11). This fact therefore, and the Court's
disregard of it, vitiates the whole reasoning and effect of this
sentence, the further words of which I give in footnote 12 below.
_______________
(12) "... may therefore infringe this Article when read in conjunction
with Article 14 (art. 14) for the reason that it is of a discriminatory
nature."
_______________
(iii) The final sentence of the first sub-paragraph 44 of the judgment
adds nothing really, for whatever may be the truth about Article 14
(art. 14), it must be the same whether it stands on its own or is
considered to be separately integrated in each individual Article of
the Convention. But I discuss this further in paragraph 20 below.
(iv) The argument contained in the second sub-paragraph 44 of the
judgment which I also reproduce textually below (footnote 13) equally
fails, and for the same basic reason. The "right embodied in the
Convention", the "right of this kind" - i.e. so embodied - which the
Court "has noted at paragraph 39" as being "enunciated" in Article 11
(art. 11) turns out to be a right for a trade union to "be heard".
But even if Article 11 (art. 11) did enunciate such a right - (in
fact, it is at most implied) - it would not be the right under discussion
in the present case. As indicated in footnote 10 above, the right to
consultation as it has arisen in these proceedings, and in the form
which it takes in the National Union of Belgian Police complaint, is
quite a different thing from a right to be heard - (i.e., if the union
asks to be): it is a right to be consulted on the initiative of the
employer or the State, even if it has not asked to be heard. This is a
vastly different thing. The Belgian Government is not refusing to
hear the applicant union: it is failing to consult it in the way it
does certain other unions. Whether or not the right to be heard is
enshrined by implication in Article 11 (art. 11), the right to be
consulted in the above sense of that term is not - as indeed the Court
has found.
_______________
(13) "These considerations apply in particular where a right embodied
in the Convention and the corresponding obligation on the part of the
State are not defined precisely and consequently the State has a wide
choice of the means for making the exercise of the right possible and
effective. As the Court has noted above at paragraph 39,
Article 11 para. 1 (art. 11-1) enunciates a right of this kind."
_______________
(v) It would seem therefore that all the considerations set out in
paragraph 44 of the judgment must fail, or amount at best to
half-truths that avoid the essential issue that has to be met, but is
not met.
20. Paragraph 44 of the Court's judgment is evidently founded on, or
derived from, the view expressed in the Belgian "Linguistics" case, to
which it refers, and some of the language of which it recalls.
Granted that it may be difficult to depart from conclusions arrived at
in a case that has acquired so much prestige as that one.
Nevertheless, the Court, like all international tribunals, and unlike
some national ones, is not bound by precedent; and if good reasons
arise for doubting whether a particular view previously expressed was
correct, the Court should not hesitate to review the matter. In my
opinion the view expressed in the "Linguistics" case was seriously
incorrect; but before commenting upon it; I will set out the
essential passage concerned, which is referred to, but not quoted, in
paragraph 44 of the Court's judgment. In this passage the Court, as
it was constituted at the date of the "Linguistics" case (merits), and
speaking of "the guarantee laid down in Article 14 (art. 14)
of the Convention", said (paragraph 9 on pp. 33 and 34 of the
judgment) (14):
"While it is true that this guarantee has no independent existence in
the sense that under the terms of Article 14 (art. 14) it relates
solely to 'rights and freedoms set forth in the Convention', a measure
which in itself is in conformity with the requirements of the Article
enshrining the right or freedom in question may however infringe this
Article when read in conjunction with Article 14 (art. 14) for the
reason that it is of a discriminatory nature."
_______________
(14) Judgment of 23 July 1968, Series A no. 6.
_______________
The Court then gave as an example the case of a State which was under
no obligation to set up "a particular kind of educational
establishment" but held that, if nevertheless, the State in fact did
so, it could not "in laying down entrance requirements" apply
discriminatory criteria. It then continued:
"To recall a further example ... Article 6 (art. 6) of the
Convention does not compel States to institute a system of appeal
courts. A State which does set up such courts consequently goes
beyond its obligations under Article 6 (art. 6). However, it would
violate that Article, read in conjunction with Article 14
(art. 14+6), were it to debar certain persons from these remedies
without a legitimate reason while making them available to others in
respect of the same type of [legal] actions.
In such cases there would be a violation of a guaranteed right or
freedom as it is proclaimed by the relevant Article read in
conjunction with Article 14 (art. 14). It is as though the latter
formed an integral part of each of the Articles laying down rights and
freedoms."
The view thus expressed is, in my opinion, not only wrong but
manifestly wrong and, moreover, self-contradictory. The case of a
system of appellate courts is indeed precisely the one I would myself
have selected in order to demonstrate how, and in what way, Article 14
(art. 14) cannot be applicable. Moreover the view (correct in itself)
that Article 14 (art. 14) should be read as integrally incorporated in
each Article of the Convention, "laying down rights and freedoms"
- i.e., in which these are "set forth", can only emphasise that they
must be set forth there before the non-discrimination obligation can
come into play. Yet in one and the same breath the Court says that
there is no obligation for States under Article 6 (art. 6) of the
Convention to establish such a system - which means that the
individual has no right to require it to be established (15), which in
turn means that such right is not, within the terms of Article 14
(art. 14), a right "set forth in this Convention" which again means
that it is not a right in respect of the enjoyment of which
non-discrimination is prescribed by Article 14 (art. 14): there is no
right to be enjoyed (as of right) and hence no prohibition of
discrimination if it is voluntarily accorded by the State.
_______________
(15) As I mentioned earlier the notion of a "freedom" is
virtually meaningless in this context. Anyone is free to call for
anything he pleases, but this is not a juridically significant
situation. It is particularly lacking in sense to talk of a freedom to
call for the setting up of a system of appellate tribunals.
_______________
21. It will be seen, therefore, that in the "Linguistics" case the
Court simply contradicted itself when, on the one hand, it postulated
a case of non-violation of Article 6 (art. 6) because that provision
involved no obligation (and hence no right) as regards setting up a
system of appeals, and then, on the other hand went on to hold that
there could nevertheless be a breach of Article 14 (art. 14) even
though - ex hypothesi on the basis of the first leg of the Court's
finding - the discrimination involved did not relate to any right or
freedom set forth in the Convention - as Article 14 (art. 14)
requires.
22. It should not be necessary to labour such an elementary point,
- but it may all the same be useful if I try to put it in another way.
The passage from the "Linguistic" case which I have been discussing
speaks repeatedly of a violation of some Article of the Convention
(Article 6, Article 11, etc.) "in conjunction" with Article 14
(art. 14+6, art. 14+11). If this is so, there must be a link - but what
is that link? If the matter in respect of which discrimination is
alleged is not one in regard to which some Article of the Convention
provides a right or freedom, there is no basis for any link with
Article 14 (art. 14). There can in such a case be no violation of some
other Article "in conjunction with" Article 14 (art. 14), for the
other Article concerned has been found not to comprise the right or
freedom concerned, while, as the Court correctly found in the
"Linguistics" case, the "guarantee" contemplated by Article 14
(art. 14) "has no independent existence" inasmuch as "it relates solely
to 'rights and freedoms set forth in the Convention'". How then could
the Court hold that there had been a violation of a given Article "in
conjunction with" Article 14 (art. 14)? The addition of two negatives
cannot make a positive. There can be no cumulation where there is
nothing under either Article, taken by itself, to cumulate. One cannot
cumulate rights or freedoms which, under Article 6, Article 11
(art. 6, art. 11), etc., are not provided for, and which under
Article 14 (art. 14), are not independently provided for, but are such
as arise solely in respect of rights or freedoms that some other
Article does provide for. In such a case the necessary link is
absent, because there is no fundament in either Article to which it
can attach. It is not sufficient to show that Article 11 (art. 11) is
an Article that deals in principle or in a general way with trade
union activity, or that the subject-matter of a given dispute lies
within the field of trade union rights or interests. This is what the
Court is relying on in the present case: but it is not enough. To
suffice it is necessary to show that the particular right in dispute
- in this case the right to consultation - is a right conferred by
Article 11 (art. 11) as part of that activity. That is what the Court
has found not to be the case. Hence consultation is not one of the
matters to which Article 14 (art. 14) relates.
23. This analysis can and must be carried further. It is really an
error to speak of a violation of Article 6, Article 11 (art. 6,
art. 11), etc. at all, in the context of Article 14 (art. 14), for the
whole point of the latter Article is that it operates even where there
is no violation of the other Article concerned, provided that this
other Article does confer the right or freedom in the application of
which there is discrimination. That is the real purpose of Article 14
(art. 14). There would usually be no need to invoke that Article
(art. 14) if the other Article concerned was itself being violated,
irrespective of any discrimination. In that event the discrimination
would only add to the offence - it would not create it. Article 14
(art. 14) does not require the violation of a right or freedom for its
operation but merely its existence under another Article of the
Convention; and what it is intended to catch is the case where a right
or freedom required by some other Article is being afforded, but in a
discriminatory manner.
24. The considerations just mentioned equally supply the answer to
those who argue that if the view which I take were correct, Article 14
(art. 14) would serve no useful purpose and would add nothing to such a
provision as Article 6 (art. 6) or Article 11 (art. 11). In fact,
it of course adds a great deal. Supposing, contrary to the view
correctly taken by the Court in the present case, Article 11 (art. 11)
did create a right for trade unions to be consulted by the Government,
then what Article 14 (art. 14) would add to that would be that it
would not suffice simply to afford this right and to honour this
obligation. It would also, and additionally, have to be done in a
non-discriminatory manner. Otherwise, although there might be no
infringement of Article 11 (art. 11), there would be a breach of
Article 14 (art. 14). That is what Article 14 (art. 14) does, though
only if the basic right under Article 11 (art. 11) already exists. In
consequence, given that indispensable condition (but not otherwise),
Article 14 (art. 14) has a quite definite and important sphere of
application and is not in any way rendered a dead letter by the view I
take. Without it, discrimination would be permissible so long as the
right itself was not in principle withheld.
25. To conclude - apart from the separate point considered in my
final paragraph below - it comes to this, that what the Court is
really doing here (and the same is true for the "Linguistics" case) is
to interpret and apply Article 14 (art. 14) as if the words "set
forth in this Convention" did not figure in it at all, and as if the
opening phrase read "The enjoyment of [all] rights and freedoms shall
be secured ..." etc. But this would be (contrary to what was
correctly held in the "Linguistics" case and to the Court's own
statement in the second sentence of the first paragraph of
paragraph 44 of the judgment) to set up that Article (art. 14)
as an independent autonomous provision under which all discrimination
in the general field of human rights would be prohibited. Such a
process may have its attractions, and it may be tempting to follow it.
Yet a natural and creditable distaste for discrimination in any form
cannot justify a conclusion for which no sufficient legal warrant
exists, or can exist. The Court is not a court of ethics but a court
of law.
26. Lest I should overlook it, there is one more category of argument
that has been advanced in favour of the view taken in the Judgment of
the Court - an argument of a wider order, founded on general
principles rather than on the actual language of the Convention.
General principles of law, it may be said, can, where relevant,
properly be applied in the interpretation and application of a treaty
provision, provided that the terms of that provision do not clearly
exclude them. Accordingly, the doctrine suggested was that although
there may be no obligation to do a particular thing at all, yet if it
is done, it must be done in the same manner, and to the same extent,
for all concerned, without penalty or favour. But whether or not any
doctrine of that kind has gained currency in other contexts or for
certain purposes, it cannot be regarded as established in such a way
as to override the clear language of the Convention, which confines
the obligation not to discriminate to cases where the right or freedom
concerned is one of those "set forth in the Convention". In short,
the Convention does exclude the application of this doctrine.
Let us also not forget the relevance of one of the oldest parables of
our civilisation - that of the labourers in the vineyard. When those
who had "borne the heat and burden of the day" complained of being
discriminated against because they were paid no more than was paid to
those engaged towards the end of the day, the Lord of the Vineyard
replied (St. Matthew, cap. 20, vv. 13-15) "Friend, I do thee no wrong
... Take that thine is, and go thy way ... Is it not lawful for me
to do what I will with mine own?" Ethically, this might not be the
last word; but even ethics - let alone law can be stretched too far.
If I choose to help my neighbour tidy up his garden, does this mean
that, either in law or ethics, I must do the same for all the other
residents of the street? Voluntary processes, such as trade union
consultation, cannot be the subject of valid charges of discrimination
contrary to law unless some law makes them so. In the present case
the applicable law is the law of or deriving from the Convention, -
and the Convention neither makes consultation obligatory nor
non-consultation a breach of any of its Articles. How then can the
consultation of some unions but not others, even if that constituted
discrimination, be in any circumstances a breach of a right prescribed
by the Convention - since no right of consultation is prescribed by it
at all?