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FOURTH
SECTION
CASE OF
SAADI v. THE UNITED KINGDOM
(Application
no. 13229/03)
JUDGMENT
STRASBOURG
11
July 2006
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Saadi v. the United Kingdom,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Mr J. Casadevall,
President,
Sir Nicolas Bratza,
Mr M. Pellonpää,
Mr R.
Maruste,
Mr K. Traja,
Ms L. Mijović,
Mr J. Šikuta,
judges,
and Mr T.L.. Early, Section Registrar,
Having
deliberated in private on 20 June 2006,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
- The
case originated in an application (no. 13229/03) against the United
Kingdom of Great Britain and Northern Ireland lodged with the Court
under Article 34 of the Convention for the Protection of Human Rights
and Fundamental Freedoms (“the Convention”) by an Iraqi
national, Mr Shayan Baram Saadi (“the applicant”), on 18
April 2003.
- The
applicant was represented by Messrs Wilson & Co., a firm of
lawyers practising in London. The United Kingdom Government (“the
Government”) were represented by their Agent, Mr Derek Walton,
of the Foreign and Commonwealth Office, London.
- The
applicant alleged that his detention at Oakington was not compatible
with Articles 5 § 1 and 14 of the Convention, and that he was
not given adequate reasons for it, contrary to Article 5 § 2.
- The
application was allocated to the Fourth Section of the Court (Rule 52
§ 1 of the Rules of Court). Within that Section, the
Chamber that would consider the case (Article 27 § 1 of the
Convention) was constituted as provided in Rule 26 § 1.
- By
a decision of 27 September 2005, the Court declared the application
admissible.
- The
Chamber decided, after consulting the parties, that no hearing on the
merits was required (Rule 59 § 3 in fine). The parties
did not submit observations on the merits.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The applicant was born in 1976 and lives in London.
- The
applicant fled Iraq and arrived at London Heathrow Airport on
30 December 2000. On arrival at the immigration desk
he spoke to an immigration officer and claimed asylum. He was granted
“temporary admission” by the immigration officer and was
asked to return to the airport at 8.00 am the following morning.
Overnight the applicant was permitted to stay at a hotel of his
choice. On the morning of 31 December 2000 he reported as required
and was again granted temporary admission until the following day, 1
January 2001 at 10.00 am. When the applicant again reported as
required he was (for the third time) granted temporary admission
until the following day, 2 January 2001 at 10.00 am. Again the
applicant reported as required. On this occasion the applicant was
detained and transferred to Oakington Reception Centre (“Oakington”).
- On
4 January 2001 the applicant was given the opportunity to consult
with legal representatives. The representative telephoned the Chief
Immigration Officer on 5 January, and was told that the reason for
the detention was that the applicant was an Iraqi who met the
criteria to be detained at Oakington. On the same day, the applicant
was interviewed by an official of the Secretary of State for the Home
Department [“SSHD”] in relation to his claim. When his
asylum claim was refused on 8 January 2001 he was formally refused
leave to enter the UK. The applicant submitted a notice of appeal
against the asylum refusal and was released on 9 January.
- In
the subsequent asylum proceedings, the applicant’s appeal was
allowed by an adjudicator on 9 July 2001 on the ground that the Home
Office had failed to specify how the applicant could be returned to
the autonomous region of Iraq. The SSHD’s appeal to the
Immigration Appeal Tribunal was allowed on 22 October 2001, and the
case was remitted to an adjudicator. On 14 January 2003 the
adjudicator found that the applicant was a refugee within the meaning
of the 1951 Refugee Convention, and also that there was a real risk
that his return to Iraq would expose him to treatment contrary to
Articles 3 and 8 of the Convention. The applicant was subsequently
granted asylum.
- The
applicant, together with three other Kurdish Iraqi detainees who had
been held at Oakington, applied for permission for judicial review of
their detention, claiming that it was unlawful under domestic law and
under Article 5 of the Convention.
- At
first instance, Mr Justice Collins did not consider the detention to
be unlawful under domestic law, essentially because he was not
prepared to imply into the legislative provisions a requirement that
the exercise of the power to detain had to be “necessary”
for the purpose of carrying out an examination of an asylum claim. He
did, however, find that the detention was not compatible with Article
5 § 1 (f) of the Convention on the basis that once an
applicant had made a proper application for asylum and there was no
risk that he would abscond or otherwise misbehave, it could not be
said that he needed to be detained “to prevent his effecting an
unauthorised entry”. He also considered detention
disproportionate because it could not be shown that it was reasonably
necessary to the stated purpose for the detention which was the
speedy examination of the asylum claim.
- In
connection with the reasons given for the detention, Mr Justice
Collins noted that it apparently took the Home Office three months to
realise that the wording of the form handed to detainees was not
appropriate, and on 7 June 2000 and again on 21 December 2000 the
form was under revision. As from 12 April 2001 (2 February 2001,
according to the Government), a form of words was available which
stated
“Reason for Detention
I have decided that you should be detained because I am
satisfied that your application may be decided quickly using the fast
track procedures established at Oakington Reception Centre. In
reaching this decision I have taken into account that, on initial
consideration, it appears that your application may be one which can
be decided quickly”.
- That
form of words was not available at the time the applicant was
detained, and Collins J. regarded it as a “disgrace” that
the form lagged behind the policy. He continued:
“The form [in use at the time] clearly indicated
that detention was only used where there was no reasonable
alternative. All the reasons and factors reflect some possible
misconduct by the detainee or the need for him to be cared for by
detention ...it was wholly inappropriate for Oakington detention and
it is, for example, difficult to follow what reason could conceivably
have been close to fitting [the applicant’s] case.
Unfortunately, the copy of the [form] which should have been retained
on the file has disappeared and so I do not know, nor does [the
applicant] why it was said that he should be detained.”
- The
shortcomings as to the reasons for detention did not affect the
lawfulness of the detention.
- The
Court of Appeal upheld the SSHD’s appeal on 19 October 2001,
and the House of Lords dismissed the applicant’s appeal on 31
October 2002. Both the Court of Appeal and the House of Lords held
that the detention was lawful under domestic law. In connection with
Article 5 § 1 (f), and by reference to the case of
Chahal (Chahal v. the United Kingdom, judgment of 15
November 1996, Reports of Judgments and Decisions 1996-V),
they each held that the detention was for the purpose of deciding
whether to authorise entry and that the detention did not have to be
“necessary” to be compatible with the provision. The
detention was therefore “to prevent ... unauthorised entry”,
and in addition was not disproportionate, Lord Slynn holding:
“The need for highly structured and tightly
managed arrangements, which would be disrupted by late or
non-attendance of the applicant for interview, is apparent. On the
other side applicants not living at Oakington, but living where they
chose, would inevitably suffer considerable inconvenience if they had
to be available at short notice and continuously in order to answer
questions.... Getting a speedy decision is in the interest not only
of the applicants but of those increasingly in the queue.”
II. RELEVANT DOMESTIC LAW AND PRACTICE
- The
Immigration Act 1971 provides for the administrative detention of
those subject to immigration control “pending examination and
pending a decision whether to give or refuse ... leave to enter”
(Schedule 2, paragraph 16). Temporary admission is used as an
alternative to detention. It is a form of licensed consent to enter
the United Kingdom which may be subjected to conditions, including
reporting requirements and restrictions on the person’s
residence, employment or occupation (Schedule 2, paragraph 21).
- In
general (that is, in cases other than those involving Oakington), the
SSHD’s guidance requires an individual assessment of the need
to detain to prevent absconding.
- On
16 March 2000 Barbara Roche MP, Minister of State at the Home Office,
announced a change in detention policy specifically and exclusively
related to the new Oakington Reception Centre. Oakington asylum
applicants could be detained where it appeared that their application
was capable of being decided ‘quickly’, including those
which may be certified as being ‘manifestly unfounded’.
To assist immigration officers, lists of nationalities – and
categories within nationalities - were drawn up in respect of which
consideration at Oakington could be justified because they were
expected to be simple to deal with. It was said that Oakington would
strengthen the ability of the Home Office to deal quickly with asylum
applications.
- Further
guidance was issued in the Operational Enforcement Manual in respect
of individuals who were said to be unsuitable for Oakington
detention. Cases in which detention at Oakington would not be
suitable included the following:
- any
case which did not appear to be one in which a quick decision could
be reached or in which there were complicating factors;
- unaccompanied minor
asylum seekers;
- cases in which there
was a dispute as to age;
- disabled applicants;
- persons with special
medical needs;
- cases involving disputes as to nationality; and
- cases where the asylum seeker was violent or uncooperative.
- In
addition, all persons believed to be at risk of absconding (from
Oakington) were not deemed suitable for detention at
Oakington.
- The
Oakington Reception Centre has high perimeter fences, locked gates
and twenty-four hour security guards. The site is large, with space
for outdoor recreation and general association and on-site legal
advice is available. There is a canteen, a library, a medical centre,
social visits room and a religious observance room. The following
description was used in the present case:
“All of the normal facilities provided within an
immigration detention centre are available – restaurant,
medical centre, social visits room, religious observance and
recreation. The practical operation and facilities at Oakington are,
however, very different from other detention centres. In particular,
there is a relaxed regime with minimal physical security, reflecting
the fact that the purpose is to consider and decide applications. The
site itself is very open with a large area for outdoor recreation and
general association or personal space. Applicants and their
dependents are free to move about the site although, in the interests
of privacy and safety, there are two areas where only females and
families may go.”
- The
‘House Rules’ for Oakington require, inter alia,
that detainees must vacate or return to their room when required;
that mail may be required to be opened in front of officers; that
detainees must eat at set times and that visits can only be received
at particular times. Further, detainees must carry identification at
all times (to be shown to officers on request); must obey all staff
and attend roll-calls. Male detainees are accommodated separately
from their spouses and children and cannot stay with them overnight.
THE LAW
I . ALLEGED VIOLATION OF ARTICLE 5 § 1 OF THE
CONVENTION
24.
The applicant contended that his detention at the Oakington Reception
Centre from 2 to 9 January 2001 was not compatible with Article 5
§ 1 of the Convention. That provision reads, so far as relevant,
as follows:
“1. Everyone has the right to liberty
and security of person. No one shall be deprived of his liberty save
in the following cases and in accordance with a procedure prescribed
by law:
...
(f) the lawful arrest or detention of a
person to prevent his effecting an unauthorised entry into the
country or of a person against whom action is being taken with a view
to deportation or extradition.”
A. The parties’ submissions
1. The Government
- The
Government accepted that the applicant’s stay at Oakington
constituted a “deprivation of liberty” for the purposes
of Article 5. They considered, however, that the wording of the first
limb of Article 5 § 1 (f) – detention “to
prevent his effecting an unauthorised entry” - described the
factual state of affairs where a person was seeking to effect an
entry but had no authorisation, that being a matter under
consideration by the State of entry, and that it did not require the
additional feature of an attempted evasion of immigration control. If
it were otherwise – that is, if a person who applied for asylum
could not be detained under Article 5 § 1 (f) because he
was seeking to effect an authorised, rather than an unauthorised
entry – States would be required to authorise entry to all who
seek it. It would not even be possible to detain for short periods to
make arrangements and verify identity.
- The
Government also contested the applicant’s thesis that asylum
seekers may only be detained where detention is “necessary”
in order to prevent the person absconding or otherwise misbehaving.
They noted that Article 5 § 1(c) contains such a provision,
but Article 5 § 1 (f) does not, and underlined that in the
context of detention with a view to deportation, the Court confirmed
such an interpretation in Chahal (Chahal v. the United
Kingdom, judgment of 15 November 1996, Reports of Judgments
and Decisions 1996-V, § 112). The Government considered that
the conclusion in Chahal, which was confirmed in Čonka
(Čonka v. Belgium, no. 51564/99, § 38, ECHR
2002-I), applies equally to detention with a view to preventing
unauthorised detention.
- Finally,
the Government contended that, in any event, the applicant’s
detention was not disproportionate in the circumstances: it was only
possible to interview large numbers of applicants in a short
time-frame if the applicants were available at short or no notice;
the use of nationality as a criterion for choosing candidates for
Oakington was only one of a number of criteria and was perfectly
proper and justified, and the applicant’s contention that the
use of detention was influenced by the reaction of local residents
and planning committees was not made out, as the domestic courts
which considered the point had also found.
2. The applicant
- The
applicant maintained his claim that to detain a person who presented
no threat to immigration control simply in order to accelerate a
decision concerning their entry did not “prevent”
unauthorised entry, and was not compatible with Article 5 §
1 (f): there was no risk of the applicant absconding, and indeed
Oakington was only used to detain those who were not at risk of
absconding. Article 5 §1 (f) did not, however, prevent
detention, for example, while an assessment was being made of whether
an individual presented an unacceptable risk of absconding and
thereby effecting an unauthorised entry.
- The
applicant underlined that the detention in his case was wholly
unrelated to whether he was granted entry: he was granted temporary
admission both before and after the period of detention in question,
and entry at those times was not “unauthorised”. After a
person has been assessed not to present a risk of absconding,
examination of his claim and immigration control could be carried out
without detention.
- For
the applicant, detention was such a serious measure that it was only
justified where other, less severe measures had been considered and
found to be insufficient. The applicant cited with approval the first
instance judge who said “Surely measures short of detention
should be tried first and detention should be regarded as the last
resort”.
B. The Court’s assessment
1. General principles of detention under Article 5 §
1 (f)
- Article
5 § 1 (f) permits the lawful arrest or detention of a
person in two circumstances. The first is arrest or detention to
prevent the person effecting an unauthorised entry into the country.
The second is the arrest or detention of a person against whom action
is being taken with a view to deportation or extradition.
- In
a number of cases, the Court has had to consider the meaning of the
second limb. In the case of Kolompar, it accepted that the
applicant’s detention was in principle justified under Article
5 § 1 (f) where an extradition request had been made and
the applicant was no longer detained under Article 5 § 1(a) or
(c) (Kolompar v. Belgium, judgment of 24 September 1992,
Series A no. 235 C, § 36). The Court did not consider
whether the applicant’s detention was necessary in order to
ensure that he could be extradited, or whether a less intrusive
measure would have achieved the same aim.
- In
the above-mentioned case of Chahal, the Court expressly
determined (at § 112) the question whether the second limb of
Article 5 § 1 (f) contained a “necessity”
test:
“... it is not in dispute that Mr Chahal has been
detained with a ‘view to deportation’ within the meaning
of Article 5 § 1 (f) (...). Article 5 § 1 (f)
does not demand that the detention of a person against whom action is
being taken with a view to deportation be reasonably considered
necessary, for example to prevent his committing an offence or
fleeing; in this respect Article 5 § 1 (f) provides a
different level of protection from Article 5 § 1 (c).
Indeed, all that is required under this provision is
that ‘action is being taken with a view to deportation’.
It is therefore immaterial, for the purposes of Article 5 §
1 (f), whether the underlying decision to expel can be justified
under national or Convention law”
The
Court then noted (at § 113) that any such deprivation of liberty
was justified under Article 5 § 1 (f) only for as long as
deportation proceedings were in progress. If the proceedings were not
prosecuted with due diligence, the detention would cease to be
permissible under the provision. The Court further examined whether
the detention was “lawful” for the purposes of Article 5
§ 1 (f) with particular reference to the safeguards
provided by the national system (§ 118).
- The
Court’s approach in Chahal was reiterated in the
above-mentioned case of Čonka (Čonka v. Belgium,
no. 51564/99, ECHR 2002 I) in which it stated that Article 5 §
1 (f) did not require that the detention of a person against
whom action was being taken with a view to deportation be reasonably
considered necessary (§ 38).
- In
Amuur the Court explained that although it was possible for
the holding of aliens in an international zone to be interpreted as a
restriction on liberty rather than a deprivation of liberty, in the
circumstances of the case, the applicants were deprived of their
liberty, such that Article 5 § 1 (f) applied (Amuur v.
France, judgment of 25 June 1996, Reports 1996 III,
§§ 43-49). The Court concluded in the case that the
provision had been violated because the domestic legal rules at the
relevant time did not sufficiently guarantee the applicants’
right to liberty (§ 54). It was not required to arrive at
any detailed conclusions as to the test to be applied to detention
contended to fall within Article 5 § 1 (f) because the case
turned on the quality of the domestic rules which were applicable. It
did, however, comment generally on the way in which Article 5 §
1 (f) was to be interpreted. In particular, it held at § 50
that:
“Where the "lawfulness" of detention is
in issue, including the question whether ‘a procedure
prescribed by law’ has been followed, the Convention refers
essentially to national law and lays down the obligation to conform
to the substantive and procedural rules of national law, but it
requires in addition that any deprivation of liberty should be in
keeping with the purpose of Article 5, namely to protect the
individual from arbitrariness (see, among many other authorities, the
Kemmache v. France (no. 3) judgment of 24 November 1994, Series A no.
296-C, pp. 19-20,§ 42).
In laying down that any deprivation of liberty must be
effected ‘in accordance with a procedure prescribed by law’,
Article 5 § 1 primarily requires any arrest or detention to have
a legal basis in domestic law. ...”
- By
contrast, the Court has considered the stringency of the test to be
applied in cases under other heads of Article 5 § 1. In the case
of Article 5 § 1(b), for example, it has underlined the
need for a “reasonable balance ... between the importance of
securing the fulfilment of the obligations in general and the
importance of the right to liberty” (Vasileva v. Denmark,
no. 52792/99, § 38, 25 September 2003). In the context
of Article 5 § 1 (e), the Court has emphasised that “it
does not suffice that the deprivation of liberty is executed in
conformity with national law but it must also be necessary in the
circumstances” (Witold Litwa v. Poland, no. 26629/95,
§ 78, ECHR 2000 III). As the Court noted in Chahal
(see above), Article 5 § 1(c) of the Convention provides in
terms that detention must be “reasonably considered necessary
to prevent [a person’s] committing an offence or fleeing after
having done so” to be compatible with the provision.
2. Application of the general principles
- The
Court notes that the facts in the present case are not in dispute.
The applicant was not detained for the first three days of his
presence in the United Kingdom, and he was then detained at the
Oakington Centre, a centre which was used for those who were not
likely to abscond and who could be dealt with by a “fast-track”
procedure.
- The
present case therefore turns on whether the applicant’s
detention at Oakington fell within the first limb of Article 5 §
1 (f), which permits the lawful detention “of a person to
prevent his effecting an unauthorised entry into the country”.
- The
first question which the Court must address is whether a person who
has presented himself to the immigration authorities and has been
granted temporary admission to the country can be considered as a
person who is seeking to effect an “unauthorised entry”
into the country.
- The
Court does not accept that, as soon as a potential immigrant has
surrendered himself to the immigration authorities, he is seeking to
effect an “authorised” entry, with the result that
detention cannot be justified under the first limb of Article 5 §
1 (f). In particular, it is a normal part of States’
“undeniable right to control aliens’ entry into and
residence in their country” (Amuur v. France, cited
above, § 41) that States are permitted to detain would-be
immigrants who have applied for permission to enter, whether by way
of asylum or not. Such detention must be compatible with the overall
purpose of Article 5, which is to protect the individual from
arbitrariness, but it is evident from the tenor of the judgment in
Amuur (referred to above) that the detention of potential
immigrants is capable of being compatible with Article 5 §
1 (f). As to the difference between a short period of detention
on arrival in a country in order to assess the risk of absconding
(which the applicant accepts is compatible with Article 5 §
1 (f)) and subsequent detention in order to facilitate the
processing of cases (which he does not), the Court agrees with the
Government that, until a potential immigrant has been granted leave
to remain in the country, he has not effected a lawful entry, and
detention can reasonably be considered to be aimed at preventing
unlawful entry.
- The
Court therefore considers that, although the applicant had applied
for asylum and had been granted temporary admission to the country on
30 December 2000, and had been at large (albeit after being granted
only temporary admission and subject to conditions) until 2 January
2001, his detention from that date was nevertheless to prevent his
effecting an unlawful entry because, absent formal admission
clearance, he had not “lawfully” entered the country.
- The
next question for the Court, which is also the question which taxed
the domestic courts, is whether it is permissible for a State to
detain a potential asylum seeker or immigrant in circumstances where
there is no risk of his absconding or other misconduct. The question
is particularly well-defined in the present case as the applicant was
held at Oakington, a centre used only for those who did not present a
risk of absconding (see paragraphs 20 and 21 above) and where the
application could be considered quickly (paragraphs 19 and 20 above).
- Mr
Justice Collins, the first-instance judge in the present case, found
that domestic law did not impose a “necessity” test, with
the result that the detention was compatible with the domestic law.
In considering Article 5 § 1 (f), however, he did not
accept that the applicant needed to be detained because there was no
risk that he would abscond or otherwise misbehave. That finding was
overturned by the Court of Appeal, which considered that Article 5 §
1 (f) required immigration authorities not to prolong unduly the
detention of aliens pending consideration of applications for leave
to enter, or for deportation, but that it did not apply a necessity
test to those procedures. The House of Lords underlined that the aim
of detention at Oakington was to speed up immigration procedures by
using a “fast-track” procedure which could be applied in
relatively straightforward cases. It, too, considered that in the
absence of any express or implied necessity test in the Convention or
the Convention case-law, immigration detention could be compatible
with Article 5 § 1 (f) even though it was not “necessary”.
The House of Lords added, in connection with the question whether
detention was a disproportionate response to the reasonable
requirements of immigration control, that the need for speedy
determination of claims favoured accepting the Oakington procedure as
proportionate and reasonable.
- Detention
of a person is a major interference with personal liberty, and must
always be subject to close scrutiny. Where individuals are lawfully
at large in a country, the authorities may only detain if – as
the Court expressed the position in Vasileva (referred to
above) – a “reasonable balance” is struck between
the requirements of society and the individual’s freedom. The
position regarding potential immigrants, whether they are applying
for asylum or not, is different to the extent that, until their
application for immigration clearance and/or asylum has been dealt
with, they are not “authorised” to be on the territory.
Subject, as always, to the rule against arbitrariness, the Court
accepts that the State has a broader discretion to decide whether to
detain potential immigrants than is the case for other interferences
with the right to liberty. Accordingly, and this finding does no more
than apply to the first limb of Article 5 § 1 (f) the
ruling the Court has already made as regards the second limb of the
provision, there is no requirement in Article 5 § 1 (f)
that the detention of a person to prevent his effecting an
unauthorised entry into the country be reasonably considered
necessary, for example to prevent his committing an offence or
fleeing. All that is required is that the detention should be a
genuine part of the process to determine whether the individual
should be granted immigration clearance and/or asylum, and that it
should not otherwise be arbitrary, for example on account of its
length.
-
It is plain that in the present case the applicant’s detention
at Oakington was a bona fide application of the policy on
“fast-track” immigration decisions. As to the question of
arbitrariness, the Court notes that the applicant was released once
his asylum claim had been refused, leave to enter the United Kingdom
had been refused, and he had submitted a notice of appeal. The
detention lasted a total of seven days, which the Court finds not to
be excessive in the circumstances. The Court is not required to set a
maximum period on permitted detention, although it notes that the
present form of detention is ordered on administrative authority
alone.
- The
Court considers that other claims of arbitrariness made by the
applicant – for example that the detention was arbitrary
precisely because its aim was to decide more speedily, rather than
for any reason related to the applicant, or because it involved the
use of lists of countries whose nationals could or could not be
detained at Oakington – are in effect re-statements of the
claim that there should be a “necessity” test for such
detention. Moreover, domestic law provided a system of safeguards
which enabled the applicant to challenge the lawfulness of his
detention, as is shown by the domestic decisions in the present case.
- It
follows that the applicant’s detention from 2 to 9 January 2001
was not incompatible with Article 5 § 1 (f) of the
Convention. There has therefore been no violation of that provision.
II. ALLEGED VIOLATION OF ARTICLE 5 § 2 OF THE
CONVENTION
- The
applicant contended the first reasons he was given for his detention
were given, orally and to his representative, some 76 hours after his
arrest and detention, in contravention of Article 5 § 2 of the
Convention, which provides as follows:
“Everyone who is arrested shall be informed
promptly, in a language which he understands, of the reasons for his
arrest and of any charge against him.”
A. The parties’ submissions
1. The Government
- The
Government pointed to the general statements of intent as to
Oakington. They accepted that the forms in use at the time of the
applicant’s detention were deficient, but contended that the
reasons given orally to the applicant’s on-site representative
(who knew the general reasons) on 5 January 2001 were sufficient
to enable the applicant to challenge the lawfulness of his detention
under Article 5 § 4 if he wished.
2. The applicant
- The
applicant underlined that unsolicited reasons were not given at any
stage, and that solicited reasons were given orally in the afternoon
of 5 January 2001, some 76 hours after the arrest and
detention. He contended that mere reference to policy announcements
cannot displace the requirement to provide sufficiently prompt,
adequate reasons to the applicant in relation to his detention.
B. The Court’s assessment
51.
Article 5 § 2 contains the elementary safeguard that any person
arrested should know why he is being deprived of his liberty. This
provision is an integral part of the scheme of protection afforded by
Article 5: by virtue of paragraph 2 any person arrested must be told,
in simple, non-technical language that he can understand, the
essential legal and factual grounds for his arrest, so as to be able,
if he sees fit, to apply to a court to challenge its lawfulness
in accordance with Article 5 § 4. Whilst this information must
be conveyed ‘promptly’, it need not be related in its
entirety by the arresting officer at the very moment of the arrest.
Whether the content and promptness of the information conveyed were
sufficient is to be assessed in each case according to its special
features (see Bordovskiy v. Russia, no. 49491/99, §§
55, 56, 8 February 2005; Fox, Campbell and Hartley v. the United
Kingdom, judgment of 30 August 1990, Series A no. 182, §
40). When a person is arrested on suspicion of having committed a
crime, Article 5 § 2 neither requires that the necessary
information be given in a particular form, nor that it consists of a
complete list of the charges held against the arrested person (see X
v. Germany, no. 8098/77, Commission decision of 13 December 1978,
DR 16, p. 111). When a person is arrested with a view to extradition,
the information given may be even less complete (see K. v.
Belgium, no. 10819/84, Commission decision of 5 July
1984, DR 38, p. 230).
- As
to the question of whether information has been given “promptly”,
the Court recalls that in the above-mentioned case of Čonka,
the Court found no violation of Article 5 § 2 where the
applicant was given broad reasons for his detention when he was
detained, and written reasons were supplied two days later. In Fox,
Campbell and Hartley, which concerned detention under Article 5 §
1(c) of the Convention, the applicants were given reasons for their
arrest within a maximum of seven hours after arrest, which the Court
accepted as “prompt” (referred to above, § 42). A
violation was found where applicants who had been detained pending
extradition were not given any information for the first four days’
detention (Shamayev and Others v. Georgia and Russia, no.
36378/02, § 416, ECHR 2005 ...).
- The
Court first notes, in reply to the Government’s reference to
the general statements of intent about Oakington, that it is plain
from the wording of Article 5 § 2 that the duty on States is to
furnish specific information to the individual or his representative.
General statements – parliamentary announcements in the present
case – cannot replace the need for the individual to be
informed of the reasons for his arrest or detention.
- It
became apparent in the course of the domestic proceedings in the
present case that if the applicant had been given a form to explain
the reasons for his detention, that form would have been inaccurate
in that it would not have included the true reason, which was that
the immigration officer was satisfied that his case could be decided
quickly using the “fast-track procedure” established at
Oakington. There has been no suggestion in the proceedings before the
Court that the applicant was informed orally on 2 January 2001
of the reason for his detention.
- The
first time the real reason for the applicant’s detention was
given was when his representative was informed by telephone on 5
January 2001 that the applicant was an Iraqi who met the criteria for
Oakington. At that time, the applicant had been in detention for some
76 hours. Assuming that the giving of oral reasons to a
representative meets the requirements of Article 5 § 2 of the
Convention, the Court finds that a delay of 76 hours in providing
reasons for detention is not compatible with the requirement of the
provision that such reasons should be given “promptly”.
- It
follows that there has been a violation of Article 5 § 2 of the
Convention.
III. ALLEGED VIOLATION OF ARTICLE 14 OF THE CONVENTION
- The
applicant contended that the preparation of lists of nationalities in
respect of which detention at Oakington would be considered amounted
to a violation of Article 14 of the Convention taken together with
Article 5 § 1 (f), as the applicant was detained
because of his Iraqi nationality.
The
Court has dealt with the substance of this complaint in its
determination of the issues under Article 5 § 1 (f) of the
Convention, and holds that it is not necessary to consider it
separately under Article 14.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicant claimed EUR 5,000 compensation for non-pecuniary damage in
respect of the seven days he spent in detention in Oakington,
referring specifically to the distress he felt at the decision to
detain him.
- The
Government noted that the period of detention was relatively short,
and considered that if there were a violation of Article 5 §
1 (f), the sum of EUR 2,000 represented adequate non-pecuniary
compensation. As regards Article 5 § 2 of the Convention, the
Government considered that a finding of a breach would provide
sufficient just satisfaction.
- The
Court has found a violation only of Article 5 § 2 of the
Convention, and agrees with the Government that in these
circumstances the finding of a breach provides sufficient just
satisfaction for the violation established.
B. Costs and expenses
- The
applicant claimed a total of GBP 15,305.56 by way of costs before the
Court, including counsel’s fees.
- The
Government considered that the fees were not necessarily incurred,
and suggested that counsel’s fees should be reduced from
GBP 11,475 plus VAT to a maximum of GBP 4,000. They contended
that, if violations were not found on all the provisions of Article 5
that were found admissible, the amount should be reduced
proportionately.
- The
Court has found a violation of only one provision of the Convention.
It is apparent that the major part of the work on the case, before
the Court as before the domestic courts, has been that related to the
compatibility of the detention with Article 5 § 1. The Court
awards the applicant the sum of EUR 1,500 in respect of costs and
expenses incurred in connection with the complaint under Article 5 §
2 of the Convention.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
- Holds by four votes to three that there has been
no violation of Article 5 § 1 of the Convention;
- Holds unanimously that there has been a
violation of Article 5 § 2 of the Convention;
- Holds unanimously that it is not necessary to
consider Article 14 of the Convention separately;
- Holds unanimously
(a) that
finding a violation of Article 5 § 2 of the Convention
constitutes sufficient just satisfaction for non-pecuniary damage;
(b) that the respondent State is to pay the applicant,
within three months from the date on which the judgment becomes final
in accordance with Article 44 § 2 of the
Convention, EUR 1,500 (one thousand five hundred euros) for costs and
expenses, plus any tax that may be chargeable, to be converted into
the national currency of the respondent State at the rate applicable
at the date of settlement;
(c) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and notified in writing on 11 July 2006, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
T.L. Early Josep Casadevall
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following separate opinions are
annexed to this judgment:
(a) concurring
opinion of Sir Nicolas Bratza;
(b) joint
dissenting opinion of Mr Casadevall, Mr Traja and Mr Sikuta.
J.C.M.
T.L.E
CONCURRING OPINION OF JUDGE SIR NICOLAS BRATZA
I am
in agreement with the majority of the Chamber on all aspects of the
case and only add a few words of my own on the complaint under
Article 5 § 1 (f) because of the importance of the question
raised.
At
the heart of the applicant’s case is the claim that to detain a
person who presented no threat to immigration control for the sole
purpose of facilitating an early decision concerning his entry into
the United Kingdom did not serve “to prevent his effecting an
unauthorised entry into the country” and was not thus
compatible with Article 5 § 1 (f). That the applicant
himself presented no such threat was, it is argued, amply
demonstrated by the facts of the present case: the applicant had not
been detained immediately on arrival in the United Kingdom but had
been granted temporary admission to the country during which he had
fully complied with the reporting requirements and had given no
indication of any intention to abscond or otherwise to effect an
unauthorised entry into the country. The fact that his detention was
not intended to prevent his unauthorised entry was further confirmed
by the fact that, once the decision had been taken formally to refuse
him leave to enter the United Kingdom, the applicant was immediately
released.
I
readily accept that Dr Saadi had no intention to effect an
unauthorised entry into the United Kingdom but that, on the contrary,
his conduct throughout was consistent only with his intention to
effect an authorised lawful entry into the country. However, I
consider that to interpret Article 5 § 1 (f) as only permitting
detention of a person who is shown to be seeking to effect an
unauthorised entry is to place too narrow a construction on the terms
of the provision. In this respect, I share the opinion of the House
of Lords that, until a State has “authorised” entry, the
entry is unauthorised and the State has in principle power to detain
under the first limb of Article 5 § 1 (f) until the
application has been considered and authorisation has been granted or
refused. While the applicant was granted temporary admission on his
arrival in the United Kingdom, this did not, by virtue of section 11
of the 1971 Act, constitute the authorisation of entry into the
country.
Again,
like the House of Lords, I do not consider that on the true
construction of Article 5 § 1 (f) it is a precondition of the
power to detain that detention should be “necessary” to
prevent an unauthorised entry, in the sense that the use of less
severe measures would not suffice either to prevent unauthorised
entry or to allow a determination to be made as to whether an
individual should be granted immigration clearance or asylum. As
noted in the judgment, in the case of Chahal, the Court
expressly rejected the contention that the second limb of Article 5 §
1 (f) demanded that the detention of a person against whom action was
being taken with a view to deportation should reasonably be
considered necessary to prevent the
applicant from committing an offence or fleeing and that in this
respect Article 5 § 1 (f) provided a different level of
protection from Article 5 § 1 (c). This interpretation
was reaffirmed in the Čonka case. While it is true that
the first limb of the sub-paragraph (“to prevent his effecting
an unauthorised entry”) and the second limb (“against
whom action is being taken with a view to deportation”) are not
framed in identical terms, I can find no valid reason for confining
the Court’s reasoning to the second limb of the sub-paragraph
or for holding that a different and stricter test should be applied
to the first limb.
Although
for these reasons I consider that the detention of the applicant fell
within the provisions of Article 5 § 1 (f), I recognise the
concern felt that a person should be deprived of his liberty for
reasons essentially of administrative efficiency and the risks of
arbitrariness which such detention may entail. As has frequently been
emphasised in the Court’s case-law, any deprivation of liberty
must be in keeping with the purpose of Article 5, namely to protect
the individual from arbitrariness. In the context of detention at the
Oakington Centre, this requires not only that the detention of an
immigrant lasts for no longer than is required to complete the
procedures for deciding whether to grant entry but that the period of
detention should be short. The detention in the present case lasted
for a total of 7 days, which the majority has found not to be
excessive. While I can agree that the period of the applicant’s
detention at Oakington was within the limits of what could be
regarded as acceptable, any period of detention significantly in
excess of this period would in my view not be compatible with the
first limb of Article 5 § 1 (f).
JOINT DISSENTING OPINION OF JUDGES CASADEVALL, TRAJA AND
SIKUTA
- In
the present judgment, the majority (four judges to three) held, inter
alia, that there had been no violation of Article 5 § 1 (f)
of the Convention. We cannot support that conclusion, for the
following reasons:
- Under
international law, a State has the right, by virtue of its
sovereignty, to control the entry and stay of foreigners on its
territory. It is, however, equally well established that a State
party to the Convention must be deemed to agree to restrict the free
exercise of its rights under general international law to the extent
and within the limits of the obligations which it has accepted under
that Convention.
- In
the instant case, it was open to the United Kingdom authorities, when
the applicant arrived in the United Kingdom, to deprive him of his
liberty (that is, to detain him) under Article 5 § 1 (f) on the
following condition alone: namely, to prevent his effecting an
unauthorised entry into the country. On the basis of the facts in
this case, the purpose of the applicant’s detention was not,
however to prevent the applicant’s entry
at all. The applicant arrived at London Heathrow Airport on 30
December 2000 and applied for asylum upon his arrival. If the
competent authorities had been of the opinion that there existed
grounds for detaining him in order to prevent him from effecting an
unauthorised entry into the territory, they could have exercised that
“right to control entry” at that moment for the purpose
set out in Article 5 § 1 (f). However, the immigration
authorities, on the contrary, granted him “temporary admission”
and he was permitted to stay at a hotel of his choice inside the
country. The grant of temporary admission was subsequently extended
twice, on two consecutive days. We therefore strongly believe that
the pre-condition for the applicant’s detention, namely that it
be for the purpose of preventing him from effecting an unauthorised
entry into the country, was not met, for the simple reason that the
immigration authorities had already admitted him.
- The
applicant applied for asylum upon arrival at London Heathrow Airport,
at the immigration desk, in line with the national law. He followed
all the instructions given to him by the immigration authorities and
reported to them on a regular basis. He did not misuse the asylum
procedure and did not hide. On the contrary, he co-operated with the
immigration officers. He was granted legally recognized admission,
regardless of whether it was temporary or not. From the moment of
lodging the asylum application, the asylum procedure started. The
asylum procedure is legally recognized and prescribed by national
law. It is a procedure which can last for anything
from a few days to several years. The possibility of detaining an
asylum seeker at any time during the asylum procedure on the ground
that it was to “prevent his effecting an unauthorised entry
into the country” would represent great legal uncertainty for
the person concerned. States which are parties to international
instruments dealing with the legal status of asylum seekers and
refugees (e.g. the 1951 UN Convention relating to the Status of
Refugees, but also instruments in other systems, e.g. the European
Union and the Council of Europe) are obliged to grant an asylum
seeker admission to the territory (but not a residence permit) until
the final decision in the asylum procedure is taken. This also
happened in the instant case, where the respondent Government
admitted the applicant to the territory. Paradoxically, as indicated
in paragraph 45 of the judgment, the applicant was detained for seven
days, and was then released from detention after his asylum claim had
been refused.
- Lastly,
we are of the opinion that the arguments mentioned in paragraph 54 of
the judgment, which led to a finding of a violation of Article 5 §
2 of the Convention (non-communication of reasons for detention),
provide support for our argument that there has been a violation of
Article 5 § 1 (f) of the Convention, because the true reason for
detention of the applicant had nothing to do with that provision. The
true reason was purely based on administrative or bureaucratic
grounds aiming to place the applicant in Oakington detention and to
follow the “fast-track procedure”. The majority
recognized this explicitly when they affirmed that “...that
form would have been inaccurate in that it would not have included
the true reason...”, which would have justified such detention.
- For
those reasons, since the applicant was not, in our view, detained for
the purpose of preventing his effecting an entry into the territory,
and since his entry cannot be considered as unauthorised, we do not
agree with the conclusion that Article 5 § 1 (f) has not been
violated.