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FIFTH
SECTION
CASE OF SHIRYAYEVA v. RUSSIA
(Application
no. 21417/04)
JUDGMENT
STRASBOURG
13
July 2006
This judgment will
become final in the circumstances set out in Article 44 § 2
of the Convention. It may be subject to editorial revision.
In the case of Shiryayeva v. Russia,
The
European Court of Human Rights (Fifth Section), sitting as a Chamber
composed of:
Mr P. Lorenzen, President,
Mr K.
Jungwiert,
Mr V. Butkevych,
Mrs M. Tsatsa-Nikolovska,
Mr A.
Kovler,
Mr J. Borrego Borrego,
Mrs R. Jaeger, judges,
and
Mrs C. Westerdiek, Section Registrar,
Having
deliberated in private on 19 June 2006,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 21417/04) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Ms Olga Semenovna
Shiryayeva (“the applicant”), on 6 March 2001.
The applicant deceased after she had introduced the application.
However, her daughter, Ms Aleksandra Yevdokimovna Pozdnyakova,
expressed her wish to pursue the application.
- The
applicant was represented by Ms S. Poznakhirina, a lawyer practising
in Novovoronezh. The Russian Government (“the Government”)
were represented by Mr P. Laptev, Representative of the Russian
Federation at the European Court of Human Rights.
- On
9 July 2004 the Court decided to communicate the application to the
Government. Under the provisions of Article 29 § 3 of the
Convention, it decided to examine the merits of the application at
the same time as its admissibility.
THE FACTS
THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1904 and lived in Novovoronezh.
- On
4 January 2001 the Novovoronezhskiy Town Court of the Voronezh Region
granted the applicant’s claim against the Novovoronezh Social
Security Service and awarded her 8,530.15 Russian roubles (RUR) for
pension arrears.
- The
judgment was not appealed against and entered into force. On
15 January 2001 a writ of execution was issued.
- The
judgment was executed on 2 March 2005.
THE LAW
I. LOCUS STANDI
- The
Court notes firstly the fact of the applicant’s death, and the
wish of her daughter to pursue the proceedings she initiated.
- The
Court reiterates that, where an applicant dies during the examination
of a case, his or her heirs of next kin may in principle pursue the
application on his or her behalf (see Jecius v. Lithuania, no.
34578/97,
§ 41, ECHR 2000-IX). The Court considers that the
applicant’s daughter has a legitimate interest in pursuing the
application in her stead.
II. THE GOVERNMENT’S REQUEST TO STRIKE OUT THE
APPLICATION UNDER ARTICLE 37 OF THE CONVENTION
- In
the letter of 16 May 2005 the Government informed the Court that they
had reached friendly settlement with the applicant’s daughter.
They enclosed a copy of the friendly settlement agreement signed by
her. On 28 April 2005 the applicant’s representative
submitted that the applicant’s daughter had placed her
signature on the friendly settlement agreement with the Government
under psychological pressure put by the authorities. She had had no
intention to withdraw the complaint before the Court and insisted on
the examination of the application. In a letter of 2 September 2005
the Government invited the Court to strike out the application, in
accordance with Article 37 of the Convention, referring to the
friendly settlement agreement signed by the applicant.
- The
Court does not have to decide whether the applicant’s daughter
indeed signed the agreement under the psychological pressure
allegedly put by the authorities for the following reasons. The
agreement sent by the Government was concluded outside the framework
of the Court’s friendly settlement negotiations. Not only the
applicant’s daughter did not confirm to the Court her will to
reach friendly settlement with the Government, but, on the contrary,
she contested the validity of the agreement and clearly expressed her
wish to have the application examined by the Court. In these
circumstances the Court finds that the parties did not reach friendly
settlement on the basis of respect for human rights as defined in the
Convention or its Protocols (Article 37 § 1 in fine
of the Convention and Rule 62 § 3 of the Rules of Court).
- The
Court reiterates that under certain circumstances an application may
indeed be struck out under Article 37 § 1 (c) of
the Convention on the basis of a unilateral declaration by the
respondent Government even if the applicant wishes the examination of
the case to be continued (see Tahsin Acar v. Turkey [GC],
(preliminary issue), no. 26307/95, § 76,
ECHR 2003-VI). It notes, however, that this procedure is an
exceptional one and is not, as such, intended to circumvent the
applicant’s opposition to a friendly settlement.
- Furthermore,
the Court observes that a distinction must be drawn between, on the
one hand, declarations made in the context of strictly confidential
friendly-settlement proceedings (Article 38 § 2 of the
Convention and Rule 62 § 2 of the Rules of Court) and, on the
other hand, unilateral declarations made by a respondent Government
in public and adversarial proceedings before the Court (see Androsov
v. Russia, no. 63973/00, § 45, 6 October 2005).
- On
the facts, the Court observes that the Government have failed to
provide it with any formal statement capable of falling into the
latter category and offering a sufficient basis for finding that
respect for human rights as defined in the Convention does not
require it to continue its examination of the case.
- That
being so, the Court rejects the Government’s request to strike
the application out under Article 37 of the Convention and will
accordingly pursue its examination of the admissibility and merits of
the case.
III. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION AND
ARTICLE 1 OF PROTOCOL NO. 1
- The
applicant complained under Article 6 of the Convention and Article 1
of Protocol No. 1 about the prolonged failure to execute the judgment
in her favour. Article 6, in so far as relevant, provides as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by
[a] ... tribunal...”
Article
1 of Protocol No. 1 reads as follows:
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties.”
- In
their observations of 15 December 2004 on the admissibility and
merits of the application the Government stated that the matter of
the execution of the judgment was being examined by the Pension Fund.
- The
applicant’s daughter contended that the failure to execute the
judgment in due time had violated Article 6 of the Convention and
Article 1 of Protocol No. 1.
A. Admissibility
- The Court notes that the application is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
B. Merits
- On
9 March 2005 the Government informed the Court that the judgment in
the applicant’s favour had been executed on 2 March 2005.
- The
applicant’s daughter insisted that the prolonged failure to
execute the judgment violated Article 6 of the Convention and Article
1 of Protocol No. 1.
- The
Court has frequently found violations of Article 6 § 1
of the Convention and Article 1 of Protocol No. 1 in cases raising
issues similar to those in the present case (see, among other
authorities, Burdov v. Russia, no. 59498/00, ECHR
2002-III; Androsov, cited above; and Gorokhov and Rusyayev
v. Russia, no. 38305/02, 17 March 2005).
- Having
examined the material submitted to it, the Court notes that the
Government have not put forward any fact or argument capable of
persuading it to reach a different conclusion in the present case.
Having regard to its case-law on the subject, the Court finds that by
failing for years to execute the final judicial decision in the
applicant’s favour the domestic authorities deprived the
provisions of Article 6 § 1 of all useful effect and prevented
her from receiving the money she could reasonably have expected to
receive.
- There
has accordingly been a violation of Article 6 § 1 of the
Convention and of Article 1 of Protocol No. 1.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicant’s daughter claimed RUR 14,473.78 in respect of
pecuniary damage, comprising the judgment debt in the amount of
RUR 8,530.15 and interest calculated on the basis of the
refinancing rate of the Central Bank of Russia in the amount of RUR
5,943.63. She also claimed 20,000 euros (EUR) for non-pecuniary
damage.
- The
Government considered that should the Court find a violation in this
case that would in itself constitute sufficient just satisfaction.
However, should the Court find it necessary to award damages, the
amount of the award should be calculated with regard to the
particular circumstances of the case and to the Court’s
case-law, for example the Burdov judgment cited above.
- The
Court notes that after the applicant’s daughter had submitted
her claims for just satisfaction the judgment in the applicant’s
favour was executed. Having regard to the evidence in its possession,
the Court awards the amount of RUR 5,943.63 for pecuniary damage.
- The
Court considers that the applicant must have suffered distress and
frustration resulting from the State authorities’ failure to
execute a final judicial decision in her favour, and that this cannot
be sufficiently compensated for by the finding of a violation.
However, the amount claimed appears excessive. The Court has taken
into account the award it made in the case of Burdov (cited
above), the nature of the decision whose non enforcement was at
issue in the present case, the delay in the execution proceedings and
other relevant aspects. Making its assessment on an equitable basis,
it awards EUR 2,400 in respect of non-pecuniary damage, plus any tax
that may be chargeable on that amount.
B. Costs and expenses
- The
applicant’s daughter did not make any claims in respect of the
costs and expenses incurred before the domestic courts and before the
Court.
- Accordingly,
the Court makes no award under this head.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Holds that the applicant’s daughter (Ms
Aleksandra Yevdokimovna Pozdnyakova) has standing to continue
the present proceedings in her stead;
- Declares the application admissible;
- Holds that there has been a violation of Article
6 of the Convention;
- Holds that there has been a violation of Article
1 of Protocol No. 1 to the Convention;
- Holds
(a) that
the respondent State is to pay the applicant’s daughter
(Ms Aleksandra Yevdokimovna Pozdnyakova),
within three months from the date on which the judgment becomes final
in accordance with Article 44 § 2 of the
Convention, RUR 5,943.63 (five thousand nine hundred and forty-three
roubles and sixty-three kopecks) in respect of pecuniary damage and
EUR 2,400 (two thousand four hundred euros) in respect of
non-pecuniary damage, plus any tax that may be chargeable;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the claim for just
satisfaction.
Done in English, and notified in writing on 13 July 2006, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Peer Lorenzen
Registrar President