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FIFTH
SECTION
CASE OF NANNING v. GERMANY
(Application
no. 39741/02)
JUDGMENT
STRASBOURG
12
July 2007
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Nanning v. Germany,
The
European Court of Human Rights (Fifth Section), sitting as a Chamber
composed of:
Mr P. Lorenzen, President,
Mrs S.
Botoucharova,
Mr K. Jungwiert,
Mr R. Maruste,
Mr J.
Borrego Borrego,
Mrs R. Jaeger,
Mr M. Villiger, judges,
and
Mrs C. Westerdiek, Section Registrar,
Having
deliberated in private on 19 June 2007,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application
(no. 39741/02) against the
Federal Republic of Germany lodged with the Court
under Article 34 of the Convention for the Protection
of Human Rights and Fundamental Freedoms (“the Convention”)
by a German national, Mrs Sabine
Nanning (“the applicant”), on 23 October 2002.
- The
applicant was represented by Mrs C. Jacobi, a lawyer practising in
Ratingen. The German Government (“the
Government”) were represented by their Agent, Mrs
A. Wittling-Vogel, Ministerialdirigentin, of the Federal
Ministry of Justice.
- On
24 November 2005 the
Court decided to give notice of the application to the Government.
Applying Article 29 § 3 of the Convention, it decided to rule on
the admissibility and merits of the application at the same time.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1961 and lives in Düsseldorf.
1. Factual background
- The
applicant is the mother of E, born on 16 July 1984. Her husband, the
father of E, died in 1986. In 1987 the applicant got acquainted with
R, his wife G and their four children, who were also living in
Dresden. The applicant and R started an intimate relationship which
was tolerated by G. During that period, E was regularly taken care of
by R and G. In November 1989 the applicant and R moved to Duisburg
while E stayed in Dresden with G and the other children. The
applicant and R regularly spent the weekends in Dresden with G and
the children.
- In
1991 R and G moved with their children and E into a house in Ratingen
while the applicant stayed in an apartment in Duisburg.
- In
June 1991 the applicant concluded an agreement with R and G
concerning E's care. The agreement indicated that E should continue
to live with R and G as she had already done for three years.
Subsequently, the relation between the applicant, R and G
deteriorated and the applicant's attempts to visit E led to conflicts
between them.
2. First set of proceedings
- In November 1991 the applicant filed an action with the
Ratingen District Court (Amtsgericht) and requested that R and
G be ordered to return E. In an expert opinion submitted on 20 July
1993 the court-appointed expert O., having examined the applicant, E,
R, G and three of their children, considered that E repudiated the
applicant and any relation to her family of origin. The expert
considered that E had not formed any solid relations within the
foster family and that the foster parents did not support her in her
psychological development. The child's problems had not been caused
by the fact that her mother, who had originally deserted her, now
laid claims on her, but by the fact that the child had been torn into
the adults' conflicts. She felt compelled to completely identify with
the foster family and to suppress any individual emotions. This was
aggravated by the fact that the foster family rejected the applicant,
which was clear to the child even if it was not openly discussed
within the family. The expert concluded that E was completely unable
to cope with the current situation and that her stay with the foster
family highly jeopardised her welfare. As there was no indication
that R and G would change their attitude even if offered expert
support, they were unfit to act as E's foster parents. The expert
strongly recommended that E should be taken from the foster family
and placed in a therapeutic environment where her return to her
mother could be prepared.
- On 11 May 1994 the Ratingen District Court rejected the
applicant's action and ordered that E should remain with the foster
family (“Verbleibensanordung” pursuant to section
1632 § 4 of the Civil Code, see relevant domestic law, below).
It considered that E suffered from severe personality disorders which
originated from the fact that her mother had left her in 1989. In
order to prevent E's absolute dislocation, she should stay with the
foster family and undergo out-patient psychological treatment.
- On
22 August 1994 the Düsseldorf Regional Court (Landgericht)
rejected the applicant's appeal. After having heard E, the court
estimated that the foster parents had become E's reference persons. E
had indicated that she wished to stay with the foster parents whom
she called “mum and dad” and that she regarded the
applicant merely as the person who had given birth to her. The court
held that a break with the environment she had become familiar with
during the last years would definitely endanger her welfare.
- On
20 May 1996 the Düsseldorf Court of Appeal (Oberlandesgericht)
rejected the applicant's further appeal.
- On
2 June 1999 the Federal Constitutional Court
(Bundesverfassungsgericht) refused to admit her constitutional
complaint. It pointed out that the impugned decisions did not meet
the constitutional standards as the courts had not sufficiently
justified why they had decided contrary to the expert
recommendations. There were serious doubts whether the courts had
respected the importance of parental rights when giving their
decisions and whether they had sufficiently taken into account the
principle of proportionality. However, having regard to the fact that
the case was meanwhile pending again before the Regional Court and
that the latter had ordered a new expert opinion (see paragraph 15,
below), the rejection of her constitutional complaint would not
entail any significant disadvantages. The new procedure was likely to
respect the applicant's rights as a parent and to observe the
principle of proportionality.
3. Second set of proceedings
- On
24 May 1997 the applicant filed a further action with the Ratingen
District Court requesting that the foster parents be ordered to
return E and, alternatively, a decision granting her access to E.
- On
11 June 1997 the Ratingen District Court rejected the applicant's
requests, withdrew her custody rights regarding the determination of
the child's place of residence, her representation at school, her
health care, the right to apply for public assistance and child
benefits, and transferred these rights to the Ratingen Youth Office.
The court observed that E had been living with the foster parents for
eight years and that she considered the foster family as her own
family. Since 1991, E had persistently refused to have any contact
with the applicant and turned her back to her on the occasion of
visiting contacts. Bearing in mind that E was thirteen years old, the
court considered her will as a decisive factor in the decision-making
process. The apprehensions raised in the expert opinion dated 20 July
1993 had been eliminated by the fact that the representative of the
Youth Office attested that E had developed normally and that her
current behaviour showed no disturbances. E's recent development
confirmed that she benefited from the current situation because she
was well-integrated in her family as well as in school. The court
pointed out that a further expert opinion in this respect was thus
not necessary. Furthermore, it had refrained from hearing E in order
to spare her a further appearance before court. E had already
testified on several occasions and – as the latest report of
the Youth Office revealed – had not changed her attitude. In
order to ensure E's proper medical care and her representation at
school, it was necessary to transfer partial custody to the Youth
Office pursuant to Section 1666 of the Civil Code (Bürgerliches
Gesetzbuch – see relevant domestic law, below).
Moreover, as the numerous attempts in the past to establish a contact
between E and the applicant had failed, even with psychological
supervision, the court refused to lay down any rules as to the
applicant's visiting rights. It deemed it impossible to force the
thirteen-year old child to have contact with her mother.
- On
16 June 1997 the applicant lodged an appeal against the District
Court's decision. On 20 November 1997 the Regional Court held an oral
hearing. On 9 January 1998 the Regional Court commissioned the
psychological expert V to examine whether the child E should remain
with the foster family and which access rights could be granted to
the applicant without jeopardising the child's well-being. On 26
January 1998 the foster parents' counsel brought a motion for bias
against the expert V, which was dismissed by the Regional Court on
19 February 1998. On 9 May 1998 the Düsseldorf Court of
Appeal quashed this decision on the ground that the Regional Court
had failed to hear the expert with respect to all of the allegations
supporting the motion for bias. On 9 September 1998 the Regional
Court, having heard the expert, once again dismissed the motion for
bias. The foster parents' complaint against this decision was
rejected by the Court of Appeal on 9 February 1999.
- Meanwhile,
on 5 November 1998 and 28 December 1998, the applicant's counsel had
asked for time-limits to be extended.
- On
4 March 1999 the Regional Court appointed a curator ad litem to
represent E in the proceedings before that court. On 17 March 1999
the Regional Court rejected the foster parents' complaint. On 10
August 1999 the Court of Appeal quashed the Regional Court's decision
on the ground that E's interests were sufficiently safeguarded by her
being represented by the social worker H.
- On
22 March 1999 the expert V was delivered the case-file. On 22 March
1999 the social worker H, acting on E's behalf, lodged a complaint
against the order to take evidence, which was rejected by the
Regional Court on 11 June 1999 and by the Court of Appeal on 10
August 1999. Between 13 April and 13 December 1999 the expert held
interviews with R, G, the child's curator at the Youth Office, the
social worker H and E's school director and class teacher. E refused
to take part in the examination. The foster parents attempted to
avoid examination and many appointments had to be postponed.
- On
31 January and 11 April 2000 the Regional Court asked the expert when
she would submit her expert opinion.
- On
17 May 2000 the expert submitted her opinion. She noted, at the
outset, that the examination could only yield limited results because
of the foster parents' refusal to let her inspect the family home and
E's consistent refusal to take part in the examination. The expert
further noted that E's class teacher described her as a quiet child
who appeared to be absent and seemed to be unable to express her
emotions. The expert considered that E felt deserted by the applicant
and therefore denied any relationship to her. The foster parents
appeared to have enforced her negative attitude towards her natural
mother and to have, as early as 1991, done everything to keep E
permanently within their family. It appeared that the foster parents
had failed to encourage contacts between E and the applicant, but had
rather tried to prevent such contacts. The adults' actions had not
always been guided by the child's best interests, but rather by their
desire to hurt one another. The expert further considered that the
applicant understood and regretted her past shortcomings, but that
she was not ready to respect E's wish to stay with the foster family.
R and G, on the other hand, did not acknowledge any misconduct on
their side. In spite of certain doubts, the expert considered that R
and G were in principle capable of taking care of E. It appeared,
however, that E, while experiencing some sort of continuity in the
foster family, had not built up stable relationships and that she
suppressed any relation to her family of origin.
- By
way of conclusion, the expert considered it indispensable for the
child's development that she was given the opportunity to face her
past. It was of utmost importance for E's well-being to arrange
contacts with her natural mother. The expert considered that E would
be more open to such contacts if her wish to remain with the foster
family was respected and if the judicial proceedings came to an end.
Accordingly, the expert advised the court to order that E should
remain with the foster family and to arrange supervised and gradually
increasing contacts between E and the applicant. She further
recommended that E be personally heard by the Regional Court, as it
had not been possible to hear her during the examination.
-
On 24 August 2000 the Regional Court held an oral hearing. As the
foster parents had lodged a motion for bias against the expert, the
Regional Court refrained from hearing the expert, as originally
planned. The motion for bias was rejected on 2 November 2000.
- On
19 May 2001, following a further oral hearing held on 15 March 2001,
the Düsseldorf Regional Court rejected the applicant's appeal.
Referring to the expert opinion, the Regional Court considered that
it was in E's best interest to remain with the foster family, where
she had experienced, for the first time in her life, continuity. It
further considered that this was also in accordance with E's own
wishes and that E would reach her majority in little more than a
year. On the basis of the expert opinion and taking into account E's
refusal to have any contacts with the applicant, the Regional Court
further considered that it would merely lead to further irritations
if E was forced to have contact with her mother and therefore
refrained from determining any visiting regulations. The Regional
Court further noted that E had been originally willing to be heard by
the court but had felt offended by a statement made by the
applicant's counsel during a court hearing on 24 August 2000,
who had alleged that the child would “end up in prostitution,
alcohol- or drug addiction” if she remained in the foster
family, and refused any further cooperation. Under these
circumstances, the fact that E refused to be heard was at least
partly imputable to the applicant's counsel's conduct.
-
On 12 February 2002 the Düsseldorf Court of Appeal rejected the
applicant's further appeal. The Court of Appeal noted, at the outset,
that the proceedings before the Regional Court had lasted unduly
long. This could, in general, not be accepted, in particular in
proceedings which primarily concerned a child's well-being. The court
considered, however, that many requests, motions for bias, requests
for extensions of time-limits and complaints lodged both by the
applicant and the foster parents considerably delayed the
proceedings. In any event, an excessive length of the proceedings
could not influence the outcome of the applicant's complaint.
- With
regard to the substance of the applicant's complaint, the Court of
Appeal considered that the decision that E should stay with her
foster parents was in accordance with section 1632 § 4 of the
Civil Code, because her removal would jeopardise the child's welfare,
taking into account the further period of time which had elapsed
since the Regional Court had given its decision and the fact that E
would reach her majority within five months. The court did not
approve that – ever since E's refusal to be heard by the
Regional Court in August 2000 – the latter had failed to make
further attempts to hear her and had failed, in particular, to summon
her to the hearing in March 2001. The Court of Appeal presumed,
however, that E's consistent refusal to see her mother since the time
when she had been ten years old had been sufficient to convince the
Regional Court that E would not be ready to accept any compromises.
As E maintained her attitude before the Court of Appeal, that court
also refrained from hearing E pursuant to section 50 b § 3 of
the Act on Non-Contentions Proceedings (Gesetz über die
Angelegenheiten der freiwilligen Gerichtsbarkeit – see
relevant domestic law, below). The Court of Appeal further noted that
the Federal Constitutional Court, in its decision given on 2 June
1999, had not given any binding guidelines for the present
proceedings.
- The
Court of Appeal finally considered that there was no room for a
regulation on access rights for the remaining months until E would
reach majority. It noted that E consistently rejected her mother and
did not wish to have any contact with her. The Court of Appeal
observed that the Regional Court might have given up prematurely in
this respect and that it had failed to set a time-limit to the
exclusion of access rights. However, given the lapse of time, it was
not suitable to correct this decision, as the remaining five months
would not suffice to start a pertinent therapy and instigate contacts
between mother and daughter.
- On
9 July 2002 the Federal Constitutional Court refused to admit the
applicant's constitutional complaint. It pointed out that the length
of the proceedings was very critical. It observed furthermore that
the courts had failed to appoint an independent curator ad litem
to represent E in the proceedings as provided for in Section 50 of
the Act on Non-Contentious Proceedings. However, in view of the fact
that E would reach her majority on 16 July 2002, the rejection of the
constitutional complaint would not entail any significant
disadvantage for the applicant. This decision was served on the
applicant's counsel on 20 July 2002.
- On
30 October 2002 the Ratingen District Court decreed E's adoption by R
and G. The applicant contested this decision before the Federal
Constitutional Court.
B. Relevant domestic law
- The
Civil Code
- Pursuant to Section 1632 § 1 of the Civil Code
(Bürgerliches Gesetzbuch) parental responsibility
(Personensorge) comprehends the right to order anybody –
who unlawfully deprives the parents or one parent of their child –
to have their child returned.
- Section 1632 § 4 provides that – if the
parents intend to take away a child from the foster parents the child
has been living with for some time – the Family Court may order
the child's stay with the foster parents if and as long as the
child's removal would jeopardise his or her welfare.
- According
to section 1684, a child is entitled to have access to its parents;
each parent is obliged to have contact with, and entitled to have
access to, the child. The family courts can, however, restrict or
suspend that right if such a measure is necessary for the child's
welfare. A decision restricting or suspending that right for a
lengthy period or permanently may only be taken if otherwise the
child's well-being would be endangered (section 1684 § 4).
- Section
1666 provides that in cases of a danger to the child's welfare the
court shall order the necessary measures.
- The
Act on Non-Contentious Proceedings
- Section
50 § 1 of the Act on Non-Contentious Proceedings (Gesetz über
die Angelegenheiten der freiwilligen Gerichtsbarkeit) determines
that in proceedings concerning a minor child, the Family Court may
appoint a curator ad litem (Verfahrenspfleger) for that
child to assist him or her if this should be necessary for the
protection of his or her interests.
Section
50 b stipulates that in cases regarding custody issues, a child aged
fourteen or above shall always be heard. The court is only allowed to
refrain from hearing the child if this is justified by serious
reasons (section 50 b § 3).
THE LAW
I. COMPLAINT ABOUT THE LENGTH OF THE PROCEEDINGS
- The
applicant complained that the length of the second set of
proceedings, in particular before the Düsseldorf Regional Court,
had been incompatible with the “reasonable time”
requirement, laid down in Article 6 § 1 of the Convention, which
reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a ... hearing within a
reasonable time by [a] ... tribunal...”
A. Admissibility
Exhaustion of domestic remedies
- The
Government argued that the applicant had failed to exhaust domestic
remedies as she had not lodged a request for an interim measure
either with the civil courts or with the Federal Constitutional
Court. The Government considered that an interim measure granting the
applicant access rights might have prevented a further alienation
between the applicant and her daughter E.
- The
applicant asserted that none of the remedies advocated by the
Government would in practice have made it possible to expedite the
proceedings. She further pointed out that, according to the Court's
case-law, the issue how she could have accelerated the proceedings
did not relate to the exhaustion of domestic remedies, but to the
merits of the application.
-
The Court recalls that in respect of the length of civil proceedings,
the question of the methods by which the applicant could have
accelerated the proceedings does not relate to the exhaustion of
domestic remedies, but to the merits of the application, that is to
say, to the question if the applicant's conduct contributed to the
length of proceedings (see, among other authorities, Horvat v.
Croatia, no. 51585/99, § 46, ECHR 2001 VIII;
Hartman v. Czech Republic, no. 53341/99, § 60,
ECHR 2003 VIII; and Gisela Müller v. Germany (dec.),
no. 69584/01, 30 September 2004). In any event, the Court is not
convinced that the lodging of interim requests would have been
capable of expediting the main proceedings in the present case.
- The Court further considers that the applicant has not
lost her status as a victim within the meaning of Article 34 of the
Convention by the mere fact that the Federal Constitutional Court, in
its final decision given on 9 July 2002, observed that the
length of proceedings had been critical. Even assuming that this
finding amounted to an acknowledgment of a breach of Article 6 §
1 of the Convention, it cannot be regarded as adequate redress for
the alleged violation of Article 6 § 1 (see, mutatis
mutandis, Sürmeli v. Germany [GC],
no. 75529/01, § 108, ECHR 2006 ).
- The
Court finally notes that this complaint is not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention and that
it is not inadmissible on any other grounds. It must therefore be
declared admissible.
B. Merits
- The
period to be taken into consideration began on 24 May 1997 when the
applicant lodged her motion with the Ratingen District Court and
ended on 20 July 2002 when the decision of the Federal Constitutional
Court was served on the applicant's counsel. It thus lasted
approximately five years and two months for four levels of
jurisdiction. The proceedings before the Düsseldorf Regional
Court began on 16 June 1997, when the applicant lodged an appeal
against the District Court's decision, and ended on 19 May 2001, when
the Regional Court rejected the appeal. They thus lasted almost four
years.
-
According to the applicant, this length had to be regarded as
excessive considering the subject-matter of the proceedings and E's
age. She pointed out that the case had been pending for four years
before the Düsseldorf Regional Court and that the Federal
Constitutional Court had acknowledged that the length of the
proceedings had been very critical. The applicant further alleged
that German procedural law did not grant the foster parents the right
to lodge any motions or complaints in the present proceedings. It
followed that all delays caused by the foster parents' motions were
exclusively imputable to the domestic courts. Furthermore, the higher
instance courts had to correct errors committed by the lower ones.
The applicant further maintained that the subject-matter of the
proceedings was neither factually nor legally complex. The applicant
herself had not contributed to the length of the proceedings. Unlike
the foster parents, she had fully cooperated with the expert and had
submitted several proposals for friendly settlements. The applicant
concluded that the length of the proceedings before the Düsseldorf
Regional Court amounted to a denial of justice.
- The
Government conceded that, while the proceedings before the other
courts had been processed in due time, the proceedings before the
Düsseldorf Regional Court had actually lasted too long, taking
into account their subject matter. The Government underlined,
however, that the length of the proceedings before the Regional Court
had been caused, firstly, by the fact that every preliminary court
decision had been disputed by one of the parties. Secondly, the
preparation of the expert opinion proved to be very difficult and
lengthy due to the problematic relationships between the parties to
the proceedings. The Government further alleged that the proceedings
had to be regarded as complex because of the difficult relationships
between the various participants, which led to numerous complaint
proceedings and hindered the progress of the main proceedings.
Furthermore, the taking of evidence by expert opinion had been
extremely burdened by the fact that E and the foster parents had more
or less refused to cooperate with the expert. With respect to the
applicant's own conduct, the Government accepted that the applicant's
requests for time-limits to be extended contributed to an overall
delay of no more than two months. The applicant had, however, been
responsible for E's refusal to be heard by the Regional Court
following a remark made by the applicant's counsel during the hearing
on 24 August 2000.
- The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the following criteria: the complexity of the case,
the conduct of the applicant and the relevant authorities and what
was at stake for the applicant in the dispute (see, among many other
authorities, Frydlender v. France [GC], no. 30979/96, §
43, ECHR 2000-VII). In cases relating to civil status, special
diligence is required in view of the possible consequences which the
excessive length of proceedings may have, notably on enjoyment of the
right to respect for family life (see Laino v. Italy [GC], no.
3158/96, § 18, ECHR 1999-I).
- In
the present case, the Court places special emphasis on the importance
of what was at stake for the applicant, namely her request to have
her daughter returned to her or, alternatively, to be granted access
rights. In situations where a parent is separated from his or her
young child, the possibilities of reunification between them will be
diminished and eventually destroyed if they are not allowed to meet
each other. In cases of this kind the domestic authorities are under
a duty to exercise exceptional diligence since there is always the
danger that any procedural delay will result in the de facto
determination of the issue before the court (see H. v. the
United Kingdom, judgment of 8 July 1987, Series A no. 120,
pp. 63-46, §§ 89-90; and Haase v. Germany,
no. 11057/02, § 103, ECHR 2004 III). This appears
to be particularly true in the present case where the Court of
Appeal, when giving its decision on 12 February 2002, expressly took
into account the period of time which had elapsed during the
proceedings.
- The
Court considers that the case has to be regarded as particularly
complex because of the exceptional situation created by the former
personal relationships of the persons involved, which led to a very
tense atmosphere between the parties. The Regional Court had,
however, a certain knowledge about the factual situation because of
the first set of proceedings which was conducted before the same
court. The proceedings were further complicated by numerous complaint
proceedings, and, in particular, by the foster parents'
uncompromising attitude towards the Regional Court and the
court-appointed expert.
- As
to the applicant's own conduct, the Court agrees with the Government
that the applicant's requests for procedural time-limits to be
extended did not considerably contribute to the length of the
proceedings. The Court is furthermore not convinced that the
applicant's counsel's remark had an impact on the length of the
proceedings.
-
As to the domestic authorities' conduct, the Court notes, at the
outset, that the applicant's case has been expeditiously processed by
the Ratingen District Court, the Düsseldorf Court of Appeal and
the Federal Constitutional Court.
- With
regard to the Düsseldorf Regional Court's conduct, the Court
notes that the proceedings were pending before that court for four
years. The Court further observes that the Düsseldorf Regional
Court, having processed the first set of proceedings in 1994, must
have been aware from the outset of the complexity of the case and of
the problems which were likely to arise, once again, because of the
enmity between the parties. This knowledge and the fact that time was
of crucial importance in the present case (see paragraph 44, above)
placed the Regional Court under a specific obligation to take special
precautions in order to prevent any unnecessary delays, such as
adhering to a very tight time-schedule and closely supervising the
taking of expert evidence. Having regard to the fact that the
proceedings were pending for four years before the Regional Court,
the Court considers the Regional Court failed in its duty to display
special diligence in the conduct of the proceedings before it.
- It
follows that in the instant case the length of the proceedings was
excessive and failed to meet the “reasonable time”
requirement.
There
has accordingly been a breach of Article 6 § 1.
II. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
- The
applicant alleged that the decisions given in the second set of
proceedings had infringed her right to respect for her family life,
as guaranteed by Article 8 of the Convention, which provides:
“1. Everyone has the right to respect
for his private and family life, his home and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the
rights and freedoms of others.”
A. Admissibility
- The
Government maintained that the applicant had failed to exhaust
domestic remedies, as she had not attempted to prevent the growing
alienation from her daughter by lodging a request for an interim
order.
- The
applicant considered that such a request would have lacked any
prospect of success. She alleged that the domestic courts had, in the
past, delayed proceedings relating to interim requests or not given
any decision at all. She further alleged that the Regional Court had
declared on 20 November 1997 that they would not issue an
interim order before the court-appointed expert had submitted her
opinion. The applicant finally pointed out that the Federal
Constitutional Court, in its decision given on 9 July 2002, had
not considered that she had failed to exhaust prior domestic
remedies.
- The
Court recalls that under Article 35 of the Convention, normal
recourse should be had by an applicant to remedies that are available
and sufficient to afford redress in respect of the breaches alleged.
The existence of the remedies in question must be sufficiently
certain not only in theory but also in practice, failing which they
will lack the requisite accessibility and effectiveness (see Dalia
v. France, judgment of 19 February 1998, Reports of
Judgments and Decisions 1998-I, p. 87, § 38;
Horvat v. Croatia, no. 51585/99, § 38,
ECHR 2001-VIII; and Scordino v. Italy (no. 1) [GC],
no. 36813/97, § 142, ECHR 2006 ...). Furthermore,
in the area of exhaustion of domestic remedies, it is incumbent on
the Government claiming non-exhaustion to convince the Court that the
remedy was an effective one available in theory and in practice at
the relevant time, that is to say, that it was accessible, was
capable of providing redress in respect of the applicant's complaints
and offered reasonable prospects of success (see Horvat,
cited above, § 39).
- Having
regard to the circumstances of the present case, considering in
particular the complexity of the case, the tensions between the
parties and the pending expertise, the Court is not convinced that
the domestic courts would have issued an interim order in the
applicant's favour based on a preliminary assessment of the case. It
follows that a request for an interim measure cannot be regarded as
an effective remedy in the present case and that the applicant must
be regarded as having exhausted domestic remedies.
- The
Court further notes that this complaint is not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention and that
it is not inadmissible on any other grounds. It must therefore be
declared admissible.
B. Merits
1. The parties' submissions
(a) The applicant
- The
applicant alleged that the impugned decisions had not been in
accordance with the law, as the requirements of the pertinent legal
provisions had not been met. There had, in particular, been no reason
to deny her access to her child. The applicant pointed out that both
court-appointed experts had deemed contacts between mother and
daughter to be indispensable for the child's psychological welfare.
The Düsseldorf Regional Court had decided contrary to these
expert recommendations without demonstrating that they had own
special knowledge.
(b) The Government
- The
Government considered that the domestic decisions were based on the
pertinent legal provisions and were at least justifiable. The
Düsseldorf Regional Court, when ordering that E remained in the
foster family, followed the expert's recommendations. The court
assumed that E's removal from the foster family would jeopardise her
well-being. They further took into account E's consistent wish to
remain with the foster family. The partial withdrawal of custody
rights was in line with expert recommendations and had been necessary
to ensure E's being properly taken care of in the foster family. As E
was to remain with the foster family, it had to be ensured that the
applicant's involvement was not necessary to deal with matters of
daily life.
- With
regard to the decisions denying the applicant access rights, the
Government conceded that the Düsseldorf Regional Court and Court
of Appeal had not followed the expert V's recommendations. The
Government considered, however, that the domestic courts were not
required to base their decision solely on this expert opinion, but
could also take into account other factors such as E's consistent
refusal to have any contact with the applicant and the child's
increasing age. With regard to the question whether the Regional
Court had given up prematurely on the instigation of visiting
contacts, as suggested by the Court of Appeal, the Government
considered that it was not possible to determine with hindsight the
factual situation such as it existed at the time when the Regional
Court took its decision. It followed that the decision not to grant
access rights had to be regarded as justifiable. The decisions had
been aimed at the protection of E's physical and psychological health
and could be considered as necessary in a democratic society. The
Government further considered that the domestic courts stayed within
their margin of appreciation when basing their decisions primarily on
E's clearly expressed wishes.
2. The Court's assessment
- The
Court notes that the parties agreed that the continued placement of
the child in the foster family, the restrictions imposed on the
applicant's parental authority and the exclusion of access rights
interfered with the applicant's right to respect for her family life,
as guaranteed by Article 8 § 1. The Court, having regard to
its case-law, endorses this assessment.
- Any
interference will constitute a violation of this Article unless it is
in accordance with the law, pursues an aim or aims that are
legitimate under paragraph 2 of Article 8 and can be regarded as
“necessary in a democratic society”.
- The
Court accepts that the decisions at issue had a basis in national
law, namely sections 1632 § 4, 1666 and 1684 § 4 of the
Civil Code, and that they were aimed at protecting the best interest
of the child, which is a legitimate aim within the meaning of
paragraph 2 of Article 8 (see Keegan v. Ireland, judgment
of 26 May 1994, Series A no. 290, p. 20, § 44;
and Görgülü v. Germany, no. 74969/01,
§ 37, 26 February 2004).
- It
therefore remains to be determined whether the decisions could be
regarded as “necessary in a democratic society”.
(a) General principles
- In determining whether the measures taken by the
domestic courts were “necessary in a democratic society”,
the Court has to consider whether, in the light of the case as a
whole, the reasons adduced to justify these measures were relevant
and sufficient for the purposes of paragraph 2 of Article 8 of the
Convention. Undoubtedly, consideration of what lies in the best
interest of the child is of crucial importance in every case of this
kind. Moreover, it must be borne in mind that the national
authorities have the benefit of direct contact with all the persons
concerned. It follows from these considerations that the Court's task
is not to substitute itself for the domestic authorities in the
exercise of their responsibilities regarding custody and access
issues, but rather to review, in the light of the Convention, the
decisions taken by those authorities in the exercise of their power
of appreciation (see Sahin and Sommerfeld v. Germany
[GC], nos. 30943/96 and 31871/96, § 64 and § 62
respectively, ECHR 2003-VIII, T.P. and K.M. v. the United Kingdom
[GC], no. 28945/95, § 71, ECHR 2001-V; and Görgülü,
cited above, § 41).
- The
margin of appreciation to be accorded to the competent national
authorities will vary in accordance with the nature of the issues and
the importance of the interests at stake. In particular when deciding
on custody, the Court has recognised that the authorities enjoy a
wide margin of appreciation. However, a stricter scrutiny is called
for as regards any further limitations, such as restrictions placed
by those authorities on parental rights of access, and as regards any
legal safeguards designed to secure an effective protection of the
rights of parents and children to respect for their family life. Such
further limitations entail the danger that the family relations
between a young child and one or both parents would be effectively
curtailed (see Elsholz v. Germany [GC], no. 25735/94, §
49, ECHR 2000-VIII, Kutzner v. Germany, no. 46544/99, §
67, ECHR 2002-I; and Görgülü, cited above, §
42).
- Although the essential object of Article 8 is to
protect the individual against arbitrary action by the public
authorities, there may in addition be positive obligations inherent
in an effective “respect” for family life. Thus, where
the existence of a family tie has been established, the State must in
principle act in a manner calculated to enable that tie to be
developed and take measures that will enable parent and child to be
reunited (see Margareta and Roger Andersson v. Sweden,
judgment of 25 February 1992, Series A no. 226 A, p.
30 § 91; Olsson v. Sweden (no. 2), judgment of
27 November 1992, Series A no. 250, pp. 35-36, § 90;
Ignaccolo-Zenide v. Romania, no. 31679/96,
§ 94, ECHR 2000 I; and Gnahoré v. France,
no. 40031/98, § 51 ECHR 2000 IX).
- The Court finally recalls that whilst Article 8
contains no explicit procedural requirements, the decision-making
process involved in measures of interference must be fair and such as
to afford due respect to the interests safeguarded by Article 8 (see
T.P. and K.M. v. the United Kingdom [GC],
no. 28945/95, § 72, ECHR 2001 V; Sahin, cited
above, § 68; and Sommerfeld, cited above,
§ 66).
(b) Application of these principles in the
present case
i. As regards the continued placement in
the foster family and partial transferral of custody rights
- Having
regard to the circumstances of the present case, the Court notes that
the applicant had originally placed her daughter E with the foster
family. In June 1991 she concluded a written agreement with the
foster parents, according to which the foster parents should continue
to take care of E. Five months later, in November 1991, the applicant
instituted court proceedings aimed at E's return. The Court further
observes that this first set of proceedings, which was terminated in
June 1999, does not form the subject matter of the present complaint.
- By
the time the applicant instituted the second set of proceedings in
May 1997, her daughter E was twelve years old and had been living
with the foster family for approximately eight years. By that time,
the applicant did not have any effective access to her for six years.
- Turning
to the reasons given by the domestic courts for ordering the child's
continued placement with the foster family, the Court notes that the
domestic courts considered that it was in E's best interest to remain
with the foster family, where she had lived since 1989. They
considered that her removal from the foster family would jeopardise
the child's welfare, taking into account the long time she had spent
with them and her consistently expressed wish to remain there, which
gained importance with her increasing age. The Regional Court further
considered that the partial withdrawal of custody rights was
necessary in order to safeguard E's proper care within the foster
family.
- Turning
to the decision-making process, the Court observes that the domestic
courts' assessment of the situation was in line with the conclusions
drawn by the court-appointed expert V, who considered that E's firm
wish to remain with the foster family should be respected. It is true
that neither the domestic courts nor the court-appointed expert V
heard the child E in person. The Court takes note of the fact that E
had refused any further cooperation following an incident which
occurred during a hearing before the Duisburg Regional Court in
August 2000, when E felt insulted by a statement made by the
applicant's counsel. The Court further notes that the Court of Appeal
considered that the Regional Court had failed to make further
attempts to hear E and had, in particular, failed to summon her to a
further hearing in March 2001. It could, however, refer to E's
consistently expressed wishes to remain with the foster parents.
- In
the light of the above considerations, and having particular regard
to the fact that the domestic courts' assessment was in line with
expert recommendations, the Court considers that the domestic courts
adduced relevant reasons for rejecting the applicant's request to
return E and for partially withdrawing custody rights in order to
facilitate daily life. Taking into account the wide margin of
appreciation granted to the domestic authorities in issues regarding
custody (see § 64, above) the Court accepts that these measures
could be regarded as necessary in a democratic society. There has,
accordingly, been no violation of Article 8 in this respect.
ii. As regards the exclusion of access
rights
- As regards the
exclusion of access rights, the Court notes that the Düsseldorf
Regional Court based its decision on the assumption that it would
merely lead to further irritations if E were forced to have contacts
with the applicant, taking into account her age. The Court of Appeal,
while considering that the Regional Court might have given up
prematurely as regarded the instigation of visiting contacts,
confirmed this finding, having regard to the further lapse of time
and the fact that E would soon attain majority.
73. The Court observes
that the court-appointed expert V, in her opinion submitted to the
Regional Court on 17 May 2000, considered it indispensable for the
child's development to build up contacts with the applicant. Taking
into account E's objections to such contacts, the expert recommended
arranging supervised and gradually increasing contacts with the
applicant.
74. Turning
to the reasons given by the Düsseldorf Regional Court for
excluding access rights, the Court notes that the Regional Court
neither established that it had own expert knowledge, nor had it been
guided by further expert opinion. The Court further observes in this
context that the Regional Court, while basing its decision primarily
on E's own wishes, had not had the benefit of hearing the latter in
person, irrespective of the reasons thereof.
75. Turning
to the procedural aspect inherent in Article 8, the Court finally
observes that the Federal Constitutional Court, in its decision given
on 9 July 2002, considered that E had not been properly represented
by an independent curator ad litem during the proceedings
before the lower courts.
76. Having regard to these
aspects, the Court considers that the Düsseldorf Regional Court
did not convincingly justify why it excluded access rights for the
fourteen months until E's coming of age. While it can be accepted
that the Court of Appeal, in its decision given on 12 February 2002,
refrained from regulating access rights having regard to the fact
that E would reach majority in five months, this decision was based
on the de facto situation created by the additional lapse of
time. However, Article 8 requires that questions relating to
fundamental elements of family life be determined in the light of all
relevant considerations and not by the mere passage of time (see
paragraph 44, above, and H., cited above, § 90).
As a result, this manner of
proceeding cemented the situation eventually leading to E's adoption
rather than at least attempting the possibility of access, as
proposed by the expert.
-
Bearing in mind the narrow margin of appreciation as regards
restrictions on parental rights of access (see paragraph 64, above),
and the fact that the court-appointed expert deemed visiting contacts
indispensable for E's development and future well-being, the Court
considers that the reasons which the Düsseldorf Regional Court
relied on to exclude the applicant's access to her child were
insufficient to justify such a serious interference in the
applicant's family life. Notwithstanding the domestic authorities'
margin of appreciation, the interference was not proportionate to the
legitimate aims pursued.
- Consequently,
there has been a violation of Article 8 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 2 OF PROTOCOL No. 1 TO
THE CONVENTION
- The
applicant also invoked Article 2 of Protocol No. 1 to the Convention.
- Having regard to its above findings in respect of
Article 8 of the Convention (see paragraphs 67 to 78, above) the
Court does not find that any separate issue arises under that
provision. It therefore rejects this part of the application under
Article 35 § 4 of the Convention.
IV. OTHER ALLEGED VIOLATIONS OF ARTICLE 6 OF THE
CONVENTION
- Referring
to her submissions concerning Article 8, the applicant also
complained under Article 6 of the Convention that the proceedings
before the domestic courts had been unfair.
-
Having regard to its above findings in respect of Article 8 of the
Convention, the Court does not find that any separate issue arises
under this head. It therefore rejects this part of the application
under Article 35 § 4 of the Convention.
V. ALLEGED VIOLATION OF ARTICLE 8 TAKEN IN CONJUNCTION WTH
ARTICLE 14 OF THE CONVENTION
- The
applicant finally complained about a violation of her right to equal
treatment as guaranteed by Article 8 taken in conjunction with
Article 14 of the Convention. She alleged, in particular, that the
overall proceedings before the domestic courts had been arbitrary and
conducted in favour of the foster parents.
- The
Court, having regard to all material in its possession, does not
consider that the applicant has been discriminated against in the
proceedings before the domestic courts. It
follows that this part of the application is manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention and must
be rejected in accordance with Article 35 § 4.
VI. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicant left the assessment of non-pecuniary damage to the Court's
discretion. In her earlier submissions, she referred to the Court's
judgment in the case of Sommerfeld v. Germany
(no. 31871/96, 11 October 2000).
-
The Government, while pointing out that the above-mentioned judgment
did not become final and did not concern a comparable situation, left
the matter to the Court's discretion.
- The
Court considers that the applicant must have sustained non-pecuniary
damage. Ruling on an equitable basis, it awards her 8,000 euros (EUR)
under that head.
B. Costs and expenses
- The
applicant also claimed EUR 397.35 for the costs and expenses incurred
before the Federal Constitutional Court. The applicant's counsel
stated that they had not yet demanded payment of these costs, as the
applicant had been in a very difficult financial situation due to
alimony claims brought out against her. The applicant did not
quantify the costs and expenses incurred before the Court within the
time-limit set by the Registry of the Court, stating that it was not
possible to quantify these claims before the termination of the
proceedings. After expiry of the time-limit set by the Registry for
the submission of just satisfaction claims, the applicant further
claimed EUR 2,421.15 for the costs and expenses incurred before the
Court.
- The
Government did not express an opinion on the matter.
- The
Court points out that, under Rule 60 of the Rules of Court, any claim
for just satisfaction must be itemised and submitted in writing
together with any relevant supporting documents within the time-limit
fixed for the submission of the applicant's observations on the
merits and that failure to comply with these requirements may result
in the Chamber's rejection of the claim in whole or in part. The
Court further notes that the applicant's counsel, who had been
informed by letter of 29 March 2006 about the consequences in case of
failure to comply with the above requirements, did not present
sufficient excuse for her failure to comply with the time-limit.
Under these circumstances the Court rejects the claim for costs and
expenses in the proceedings before the Court and considers it
reasonable to award the sum of EUR 397.35 for the proceedings before
the domestic courts.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares the complaint under Article 6
concerning the excessive length of the proceedings and the complaint
under Article 8 admissible and the remainder of the application
inadmissible;
- Holds that there has been a violation of Article
6 § 1 of the Convention;
- Holds that there has been no violation of
Article 8 of the Convention as regards the continued placement in the
foster family and partial transferral of custody rights;
- Holds that there has been a violation of Article
8 of the Convention as regards the exclusion of access rights;
- Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts:
(i) EUR
8000 (eight thousand euros) in respect of non-pecuniary damage;
(ii) EUR
397.35 (three hundred ninety-seven euros and thirty-five cents) in
respect of costs and expenses;
(iii) any
tax that may be chargeable on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 12 July 2007, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Peer Lorenzen
Registrar President