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SECOND
SECTION
CASE OF BARAN AND HUN v. TURKEY
(Application
no. 30685/05)
JUDGMENT
STRASBOURG
20
May 2010
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Baran and Hun v.
Turkey,
The
European Court of Human Rights (Second Section), sitting as a Chamber
composed of:
Françoise Tulkens,
President,
Ireneu Cabral Barreto,
Danutė
Jočienė,
Dragoljub Popović,
Nona
Tsotsoria,
Işıl Karakaş,
Kristina Pardalos,
judges,
and Sally Dollé,
Section Registrar,
Having
deliberated in private on 29 April 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 30685/05) against the Republic
of Turkey lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by two Turkish nationals, Ms Gülderen Baran
(San) and Mr Hacı Aziz Hun (“the applicants”),
on 19 June 2001.
- The
applicants were represented by Mrs G. Tuncer, a lawyer practising in
İstanbul. The Turkish Government (“the Government”)
were represented by their Agent.
- On
17 November 2006 the President of the Second Section decided to give
notice of the application to the Government. It was also decided to
examine the merits of the application at the same time as its
admissibility (Article 29 § 3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicants were born in 1973 and 1965 respectively. At the time of
lodging the application, they were in Bayrampaşa and Edirne
prisons respectively.
A. The applicants’ detention in police custody
and the medical certificates concerning their alleged ill-treatment
- On
21 July 1995 a hand grenade was thrown at a police service vehicle in
the Gaziosmanpaşa district of Istanbul. Around fifteen police
officers were injured. An illegal armed organisation, namely the TDP
(the Turkish Revolutionary Party), took responsibility for the
incident. Following this incident the police carried out an operation
against members of the TDP.
1. The applicants’ detention in police custody
- On
4 and 5 August 1995 respectively, the applicants were arrested and
taken into custody on suspicion of their involvement in the TDP. They
remained in police custody until 17 August 1995.
- On
11 and 13 August 1995 respectively, the second and first applicants
were questioned by police officers at the Anti-Terrorist Branch of
the Istanbul Security Headquarters, where they gave a detailed signed
account of the activities in which they had taken part within the
TDP. On 14 August 1995 the second applicant was questioned
again. On that date the first applicant took part in a reconstruction
of events concerning the bombing of the police vehicle. On various
dates the applicants also took part in identification procedures via
photographs.
- In
the application form the applicants complained that they had been
subjected to torture while they were being held in police custody. In
this connection, they maintained that they were put in a dirty and
unventilated cell, deprived of sleep, food and water, blindfolded,
sworn at and threatened, made to listen to loud music, beaten,
stripped, hosed with water from a high-pressure hose, made to stand
in front of a fan and suspended. The first applicant further claimed
to have been subjected to sexual harassment, stripped and suspended,
and that her hair and fingers had been pulled and a weight put on her
feet.
2. The applicants’ medical certificates
a) Gülderen Baran
- On
17 August 1995 the applicant was examined by a doctor at the Forensic
Medicine Institute at the State Security Court, who noted that she
had a bleeding nose, pain in the groin, two 1-cm grazes on her right
arm and a circular swelling on the right wrist, weakness and numbness
on both arms, pain in two of the fingers of the right hand and a 2 x
1 cm graze on the right knee. The doctor further mentioned bleeding
due to a gynaecological trauma which had occurred approximately
fifteen days previously. However, he stated that the applicant had
refused a gynaecological examination.
- On
18 August 1995 the applicant was examined by the prison doctor, who
noted, inter alia, that she had widespread back and waist
pain, together with a loss of power and numbness in both arms. The
doctor further found a number of bruised and swollen areas of various
sizes on the applicant’s body, notably under her armpits, right
arm and wrist, left arm, knees, legs and ankles. Finally, he
mentioned that the applicant had pain in her left ovary and bladder
region.
- On
30 October 1995 the applicant was examined by doctors at the Third
Section of Expertise of the Forensic Medicine Institute. The doctors
also checked the applicant’s previous medical reports and the
results of an EGM test.
They concluded that the applicant was suffering
from bilateral brachial plexitis (damage to nerves).
- According
to a number of reports, consultation notes, a medical scan and the
analysis contained in the case file, the applicant, who has been
diagnosed with irreversible brachial plexitis in her right arm and
reversible brachial plexitis in her left arm, was treated mainly with
physical therapy for over one and a half years. As a result, her left
arm improved. However, her right arm is irreversibly damaged.
- On
19 October 1998 the applicant was examined by the doctors at the
Third Section of Expertise of the Forensic Medicine Institute. On
18 December 1998, upon the request of the Istanbul Assize Court,
the Third Section of Expertise (Ihtisas Kurulu) submitted
their opinion, in which they considered that the applicant’s
left arm was near to normal but that her right arm was paralysed and
that this constituted a permanent invalidity (uzuv zaafı).
b) Hacı Aziz Hun
- On
17 August 1995 the applicant was examined by a doctor at the Forensic
Medicine Institute at the State Security Court, who noted that he had
pain and difficulty in moving his neck, pins and needles in the right
hand and pain under his left arm.
- On
2 July 1998 the applicant was examined by a doctor at the Medical
Faculty of Istanbul University, who diagnosed him as suffering from
cervical herniated disc syndrome. The applicant was treated with a
neck brace and medication. However, the doctor noted that, since this
condition was permanent, the applicant had to be monitored and
treated continuously.
B. The criminal proceedings against the applicants
- On
17 August 1995 the applicants were brought before a public prosecutor
and a judge at the Istanbul State Security Court, where they refused
to give any statements as a protest, on the ground that they had been
subjected to torture while in police custody.
- On
21 September 1995 the public prosecutor at the Istanbul State
Security Court filed a bill of indictment against the applicants and
other suspects, charging them with undermining the constitutional
order of the State under Article 146 of the Criminal Code. In
particular, the first applicant was accused of having participated in
the bombing of the police vehicle on 21 July 1995.
- On
an unspecified date the criminal proceedings commenced before the
Istanbul State Security Court. The applicants were both represented
by the same lawyer, Mrs G. Tuncer. At a hearing held on 19 December
1995 the applicants’ lawyer maintained that her clients had
been subjected to torture and asked the court to request the
authorities to initiate a criminal investigation (suç
duyurusu). The Istanbul State Security Court dismissed this
request, stating that the applicants could lodge their complaints
themselves with the public prosecutor’s office and that there
was no need for the court to do so.
- In
the course of the trial the court heard the accused, some of the
police officers who had been injured during the bombing of the police
vehicle and the police officers who had taken part in various
measures during the applicants’ detention. During the hearing
of one such police officer, the first applicant and another
co-accused asked the court not to hear him, alleging that this man
was a torturer and had tortured them. The court further examined the
video recordings of the reconstruction of events concerning the
bombing of the police vehicle. On 19 December 1995, 22 May
1997 and 9 November 1999, the second applicant submitted his written
statements to the court. Only in the first one did he claim that he
had retracted his police statements because he had signed them under
duress and torture without having had the opportunity to read them.
In later submissions the applicant principally maintained that he was
a revolutionary, but that he had no relationship with any illegal
organisation. In particular, he submitted that the guns and bombs
found at his house belonged to one of the accused, who had requested
the use of a cupboard for his personal belongings, had brought them
in a bag and had asked him to guard them. The applicant had had no
prior knowledge of their existence.
- On
19 December 1995, 1 September 1998 and 4 February 2000, the
first applicant submitted her written statements to the court. Except
for the second one in which she criticised the State Security Court
system, the applicant submitted a detailed account of the
ill-treatment she had been subjected to in police custody and denied
involvement in any illegal organisation. She submitted that the
materials found at the house where she was staying with the second
applicant belonged to one of the co accused and that she did not
know what they were. Likewise she gave explanations regarding her
fake identity card and marriage certificate.
- On
22 May 1997 the Istanbul State Security Court found the applicants
guilty of the accusations against them and convicted the first
applicant under Article
146 of the Criminal Code and the
second applicant under Article 168 of the Criminal Code.
- On
27 March 1998 the Court of Cassation quashed the judgment of the
first-instance court on the ground that the final hearing had been
held in the absence of the first applicant despite the fact that she
had had a valid medical report excusing her. The hearing had thus
violated her defence rights. In view of the factual and legal
relationship between the accused the court held that the
first-instance court’s judgment had to be quashed in respect of
all the defendants.
- On
an unspecified date the case was remitted to the first instance
court whereupon the latter held regular hearings. It appears that
after the capture of Abdullah Öcalan
the applicants and some of the accused informed the court that they
were on an unlimited hunger strike in protest. Moreover, in a number
of hearings held after 1 September 1998, the applicants refused to
appear before the court on the ground that the European Court of
Human Rights had found that State Security Courts lacked independence
and impartiality. On 27 October 1998 the applicants’
representative informed the court that she would no longer be
attending the hearings and asked the court to discontinue the
proceedings on the ground that they were not an independent and
impartial tribunal, as the European Court of Human Rights had ruled.
- In the meantime, on 21 December 2000, Law
no. 4616
on Conditional Release, Deferral of Procedure and Punishments was
promulgated. However, the benefits of this Law were not available to
persons who had committed offences under Articles 146 and 168 of the
Criminal Code. Thus, it was not applicable to the applicants’
case. On 24 January 2001 the applicants unsuccessfully requested
the Court of Cassation to send the case file to the Constitutional
Court for an examination of the compatibility of this Law with the
relevant provisions of the Constitution.
- On
2 March 2000 the Istanbul State Security Court found the first
applicant guilty of undermining the constitutional order of the State
and sentenced her to life imprisonment under Article
146 of the Criminal Code. In its
decision the court took into account the evidence in the case file,
which included documents regarding the illegal organisation found at
the applicant’s house, expert reports, verbatim records
regarding identification procedures, the photograph of her taken at
the incident scene, the verbatim records of the reconstruction of
events and the verbatim records of the video recording regarding the
reconstruction of events. The court noted that there were proceedings
pending before the domestic courts regarding the applicant’s
allegations of ill-treatment during police custody. However, it
considered that it need not await their outcome since its decision to
convict the applicant did not rely solely on her police statements
but on material evidence.
- The
same day the court found the second applicant guilty of membership of
an illegal armed organisation under Article 168 of the Criminal Code
and sentenced him to twelve years and six months’ imprisonment.
In so doing, it took into account the evidence in the case file,
including the applicant’s statements given whilst in police
custody, the verbatim records of the reconstruction of the events,
the statements of other suspects, documents regarding the illegal
organisation and other evidence, such as guns and chemical explosive
materials found at his house. In its decision the court also noted
that the accused had unnecessarily prolonged the criminal proceedings
after the case was remitted by the Court of Cassation, by not
appearing before the court, maintaining a hunger strike, requesting
extensions and obtaining medical reports excusing their participation
on hearing days.
- The
applicants appealed. They maintained, in particular, that the
first-instance court had failed to conduct an additional
investigation, that it had refused their request for the hearing of
key witnesses or the conduct of a reconstruction of events so as to
dispel factual contradictions. They criticised the manner in which
the domestic court had interpreted evidence. Moreover, the applicants
complained that the first-instance court had based itself on evidence
obtained unlawfully. In this connection, they maintained that the
domestic court had relied on their police statements despite medical
reports attesting to their torture. They further submitted that the
other documents secured by the police during the preliminary
investigation had also been obtained unlawfully. Finally, the
applicants maintained that the court had erred in the qualification
of the offence.
- On
29 January 2001 the Court of Cassation held a hearing and upheld the
judgment of the Istanbul State Security Court.
C. Investigation instigated into the alleged
ill-treatment of Ms Baran and the ensuing criminal proceedings
against the accused police officers
- Upon
the first applicant’s complaint, via her legal representative
Ms G. Tuncer, an investigation was instigated by the Fatih
public prosecutor.
- Between
29 January 1996 and 6 March 1996, the Fatih public prosecutor heard
evidence from five police officers who had taken part in the
applicant’s arrest and interview. They all denied the
applicant’s allegations of ill-treatment.
- On
28 March 1996 the Fatih public prosecutor heard evidence from the
applicant. She gave a detailed account of the alleged ill-treatment
which included beating, being left wet in the cold, sexually molested
and periodically suspended. The applicant also gave brief
descriptions of the alleged perpetrators.
- On
18 June 1996 the Fatih public prosecutor sent his opinion to the
Istanbul public prosecutor with a view to criminal proceedings for
ill-treatment being brought against five police officers working at
the Anti-Terrorist Branch of the Istanbul Security Headquarters.
- On
26 June 1996 the Istanbul public prosecutor filed a bill of
indictment against the five officers for the ill-treatment of Ms
Baran. The charges were brought under Article 243 of the
Criminal Code.
- On
15 October 1996 the criminal proceedings against the accused police
officers commenced before the Istanbul Assize Court.
- In
the hearings held on 8 May and 11 October 1997, the court heard
evidence from the applicant, who gave details regarding the
ill-treatment and identified the accused police officers as those
responsible, except for one about whom she was not sure. On the
latter date, the court also heard the testimony of Mr K.Y., another
detainee and witness on behalf of the applicant.
- On
6 May 1998 the court heard testimony of Ms A.E., another detainee and
witness on behalf of the applicant.
- On
12 March 2002 the Istanbul Assize Court discontinued the proceedings
against the accused police officers on the ground that the
prosecution of the offence, five years at the time of the events, had
become time-barred. This decision was upheld by the Court of
Cassation on 19 February 2004.
D. Subsequent developments
- On
17 June 2003 the President of the Republic, referring to a Forensic
Medicine Institute’s report dated 21 April 2003, remitted the
remainder of Ms Baran’s sentence on grounds of chronic illness,
pursuant to Article 104 § b of the Constitution. The
applicant was released from prison on 24 July 2003.
II. RELEVANT DOMESTIC LAW AND PRACTICE
- The
relevant domestic law and practice in force at the material time, as
well as recent developments, can be found in the following judgments:
Kolu v. Turkey (no. 35811/97, § 44, 2 August 2005),
Salduz v. Turkey ([GC], no. 36391/02, §§
27-31, 27 November 2008), Batı and Others v. Turkey
(nos. 33097/96 and 57834/00, ECHR 2004-IV), and Zeynep Özcan
v. Turkey (no. 45906/99, 20 February 2007).
THE LAW
I. ALLEGED VIOLATION OF ARTICLES 3 AND 13 OF THE
CONVENTION
- The
applicants complained under Articles 3 and 13 of the Convention that
they had been subjected to ill-treatment while in police custody and
that the domestic authorities had failed to conduct an effective
investigation into their allegations.
- The Court considers that these complaints should be
examined from the standpoint of Article 3
alone, which provides:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Admissibility
1. Gülderen Baran
- The Government asked the Court to dismiss the
applicant’s complaints as being inadmissible for failure to
comply with the requirement of exhaustion of domestic remedies under
Article 35 § 1 of the Convention. They argued
that the applicant could have sought reparation for the harm she had
allegedly suffered by instituting an action in the civil or
administrative courts. Alternatively, the Government argued that she
should have lodged her application within six
months of the date on which the
incident had occurred.
- The
Court reiterates that it has already examined and rejected the same
argument by the Government regarding exhaustion of domestic remedies
in previous cases (see, for example, Nevruz Koç v. Turkey,
no. 18207/03, § 31, 12 June 2007). The Court finds no
particular circumstances in the present application which would
require it to depart from that conclusion. Furthermore, the Court
reiterates that the six-month time-limit imposed by Article 35 §
1 of the Convention requires applicants to lodge their applications
within six months
of the final decision in the process of exhaustion of domestic
remedies and that the last stage of domestic remedies may be reached
shortly after the lodging of the application, but before the Court is
called upon to pronounce on admissibility (see, for example, Sağat,
Bayram and Berk v. Turkey (dec.), no. 8036/02, 8 March 2007,
and Yıldırım v. Turkey (dec.), no. 40074/98,
30 March 2006). In this connection, the Court observes that the
proceedings concerning the applicant’s allegations were
concluded on 19 February 2004, which is before the Court had
delivered its decision on admissibility and, therefore, the
application lodged by the first applicant on 19 June 2001 was in
conformity with the six-month time-limit provided for in Article 35
§ 1 of the Convention. Consequently, the Court dismisses
the Government’s preliminary objections.
- Moreover,
the Court finds that the applicant’s complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention. It further notes that it is not inadmissible on any
other grounds. It must therefore be declared admissible.
2. Hacı Aziz Hun
- The Court reiterates that if no remedies are available
or if they are judged to be ineffective, the six-month time-limit in
principle runs from the date of the act complained of (see Hazar
and Others v. Turkey
(dec.), no. 62566/00, 10 January 2002). However, special
considerations could apply in exceptional cases where an applicant
pursues or relies on an apparently existing remedy and only
subsequently becomes aware of circumstances which render the remedy
ineffective; in such a case it is appropriate to take as the start of
the six-month period the date when he or she first became aware or
ought to have become
aware of those circumstances (see
Paul and Audrey Edwards v. the United Kingdom (dec.),
no. 46477/99, 7 June 2001).
- The
Court observes that, at the hearing held on 19 December 1995,
the applicant submitted his allegations of ill-treatment to the
Istanbul State Security Court and asked the latter to request the
authorities to initiate a criminal investigation (suç
duyurusu). The Istanbul State Security Court dismissed this
request, stating that the accused could lodge their complaints
themselves with the public prosecutor’s office and that there
was no need for the court to do so (see paragraph 18 above).
Furthermore, in its decision of 2 March 2000, the Istanbul State
Security Court made no reference to the applicant’s allegations
of ill-treatment. It is also noted that in his appeal petition the
applicant solely challenged the use by the domestic court of his
police statement obtained allegedly under torture, and did not repeat
or give any details regarding his alleged torture with a view to
requesting the authorities to initiate a criminal investigation. In
the particular circumstances of the present case, the Court considers
that the failure of the judicial authorities to act must have become
gradually apparent to the applicant by 2 March 2000, the date on
which the Istanbul State Security Court rendered its decision on the
matter. Therefore the applicant should have been aware of the
ineffectiveness of remedies in domestic law by that date.
Accordingly, the six-month period provided for in Article 35 § 1
of the Convention should be considered to have started running no
later than 2 March 2000 (see Kanat v. Turkey (dec.), no.
16622/02, 8 November 2007). However, the application was lodged
with the Court on 19 June 2001. It follows that this part of the
application has been introduced out of time and must be rejected
pursuant to Article 35 §§ 1 and 4 of the Convention
B. The merits of the first applicant’s claim
- The
Government mainly quoted the Court’s case-law regarding
allegations of ill-treatment and submitted that a detailed and
through investigation had been carried out in the instant case.
- The
first applicant maintained her allegations.
- The
Court reiterates that where an individual is taken into custody in
good health but is found to be injured by the time of release, it is
incumbent on the State to provide a plausible explanation of how
those injuries were caused and to produce evidence casting doubt on
the victim’s allegations, particularly if those allegations
were corroborated by medical reports, failing which a clear issue
arises under Article 3 of the Convention (see Yananer
v. Turkey, no. 6291/05, §
34, 16 July 2009, and the references therein).
- In
assessing evidence, the Court has generally applied the standard of
proof “beyond reasonable doubt” (see Avşar v.
Turkey, no. 25657/94, § 282, ECHR 2001). Such
proof may however follow from the coexistence of sufficiently strong,
clear and concordant inferences or of similar unrebutted
presumptions of fact (see Ireland v. the United Kingdom,
§ 161 18 January 1978, Series A no. 25). Where the
events in issue lie wholly or in large part within the exclusive
knowledge of the authorities, as in the case of persons within their
control in custody, strong presumptions of fact will arise in respect
of injuries occurring during detention. Indeed, the burden of proof
may be regarded as resting on the authorities to provide a
satisfactory and convincing explanation (see Salman v. Turkey
[GC], no. 21986/93, § 100, ECHR 2000-VII).
- In
the instant case, the Court observes that the applicant was detained
in police custody for at least thirteen days. It notes that the
ill-treatment complained of by the applicant consisted mainly of
being beaten, stripped, hosed with pressurised water and made to
stand in front of a fan, sexually harassed, having her hair and
fingers pulled, hanged and having a weight put on her feet. In this
connection, it considers that the applicant’s version of
events, except for a few details, has been consistent both before the
Court and the domestic authorities.
- As
regards medical evidence, the Court notes that the applicant was not
examined medically following her arrest. It further observes that the
medical reports drawn up at the end of her stay in police custody and
immediately after her remand in custody found a number of injuries,
particularly to the applicant’s arms (see paragraphs 9 and 10
above). Further medical examinations established that the applicant
suffered from bilateral brachial
plexitis (damage to nerves) and the Court observes that the damage to
her right arm is irreversible (see paragraphs 11, 12 and 13
above).These findings, in the Court’s opinion, match and
confirm the applicant’s allegations of having been suspended.
- The
Court observes that the Government failed to provide an explanation
as to the manner in which these injuries were sustained by the
applicant. Considering the circumstances of the case as a whole, and
the absence of a plausible explanation from the Government, the Court
finds that it was the result of treatment for which the Government
bore responsibility.
- As
to the seriousness of the treatment in question, the Court reiterates
that, according to its case-law in this sphere (see, among other
authorities, Selmouni v. France [GC], no. 5803/94, §§
96-97, ECHR 1999-V), in order to determine whether a particular form
of ill-treatment should be qualified as torture, it must have regard
to the distinction, embodied in Article 3, between this notion and
that of inhuman or degrading treatment. It appears that it was the
intention that the Convention should, by means of this distinction,
attach a special stigma to deliberate inhuman treatment causing very
serious and cruel suffering.
- Having
regard to the nature and degree of the ill-treatment and to the
strong inference which can be drawn from the evidence that it was
inflicted in order to obtain information from the applicant about her
suspected connection with an illegal armed organisation, the Court
finds that the ill treatment involved very serious and cruel
suffering that may only be characterised as torture (see Koçak
v. Turkey, no. 32581/96, § 48, 3 May 2007 and the cases
referred to therein).
- Consequently,
there has been a substantive violation of Article 3 of the
Convention.
- The
Court reiterates that Article 3 of the Convention also requires the
authorities to investigate allegations of ill-treatment when they are
“arguable” and “raise a reasonable suspicion”
(see, in particular, Ay v. Turkey, no. 30951/96, §§
59-60, 22 March 2005). The minimum standards as to effectiveness
defined by the Court’s case-law include the requirements that
the investigation be independent, impartial and subject to public
scrutiny, and that the competent authorities act with exemplary
diligence and promptness (see, for example, Çelik and İmret
v. Turkey, no. 44093/98, § 55, 26 October 2004).
Moreover, when the official investigation has led to the institution
of proceedings in the national courts, the proceedings as a whole,
including the trial stage, must satisfy the requirements of the
prohibition of ill-treatment. While there is no absolute obligation
for all prosecutions to result in conviction or in a particular
sentence, the national courts should not under any circumstances be
prepared to allow grave attacks on physical and moral integrity to go
unpunished (see Okkalı v. Turkey, no. 52067/99, §
65, ECHR 2006 XII (extracts)).
- In this connection, the Court reaffirms that when an
agent of the State is accused of crimes which violate Article 3, the
criminal proceedings and sentencing must not be time-barred and the
granting of an amnesty or pardon should not be permissible (see
Erdoğan Yılmaz and Others v. Turkey, no.
19374/03, § 56, 14 October 2008). It further reiterates
that where a State agent has been charged with crimes involving
torture or ill-treatment, it is of the utmost importance that he or
she be suspended from duty during the investigation and trial, and
should be dismissed if convicted (see Abdülsamet Yaman v.
Turkey, no. 32446/96, § 55, 2 November 2004).
- The
Court has found above that the respondent State was responsible,
under Article 3 of the Convention, for the injuries sustained by the
applicant. An effective investigation was therefore required.
- The
Court notes in the instant case that the case against the police
officers was dropped on 12 March 2002 as the statutory time-limit had
elapsed. This judgment became final on 19 February 2004. Furthermore,
there is no indication in the case file to demonstrate that the
accused police officers were suspended from duty during this time. In
this context the Court reiterates its earlier finding in a number of
cases that the Turkish criminal-law system, as applied, can prove to
be far from rigorous and to have no dissuasive effect capable of
ensuring the effective prevention of unlawful acts perpetrated by
State agents if criminal proceedings brought against the latter
become time-barred (see, among other authorities, Yeşil
and Sevim v. Turkey, no. 34738/04, § 42, 5 June 2007, and
Hüseyin Esen v. Turkey, no. 49048/99, § 63, 8
August 2006). It finds no reason to reach a different conclusion in
the present case.
- In
the light of the foregoing, the Court finds that the criminal
proceedings brought against the police officers were inadequate, and
therefore in breach of the State’s procedural obligations under
Article 3 of the Convention.
- It
follows that there has been a violation of Article 3 under its
procedural limb.
II. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
- The
applicants complained that they had been convicted on the basis of
statements given under torture and ill-treatment and without the
assistance of a lawyer while being held in police custody. They
further complained that they had been denied a fair hearing by an
independent and impartial tribunal on account of the presence of a
military judge on the bench of the Istanbul State Security Court, and
that the written opinion of the principal public prosecutor at the
Court of Cassation had not been notified to them. They relied on
Article 6 §§ 1 and 3 of the Convention, which, in
so far as relevant, reads:
“1. In the determination of ... any
criminal charge against him, everyone is entitled to a fair ...
hearing ... by an independent and impartial tribunal established by
law. ...
3. Everyone charged with a criminal offence
has the following minimum rights: ...
(c) to defend himself in person or through legal
assistance of his own choosing...”
A. Use by the Istanbul State Security Court of
statements allegedly taken under torture and ill-treatment, in the
absence of legal assistance
1. Admissibility
- The
Court considers that this part of the application is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
2. Merits
- The
Court reiterates that its duty, according to Article 19 of the
Convention, is to ensure the observance of the engagements undertaken
by the Contracting States to the Convention. In particular, it is not
its function to deal with errors of fact or law allegedly committed
by a national court unless and in so far as they may have infringed
rights and freedoms protected by the Convention. While Article 6
guarantees the right to a fair hearing, it does not lay down any
rules on the admissibility of evidence as such, which is primarily a
matter for regulation under national law (see Schenk v.
Switzerland, 12 July 1988, §§ 45-46, Series A no. 140).
- It
is therefore not the role of the Court to determine, as a matter of
principle, whether particular types of evidence – for example,
evidence obtained unlawfully in terms of domestic law – may be
admissible or, indeed, whether the applicant was guilty or not. The
question which must be answered is whether the proceedings as a
whole, including the way in which the evidence was obtained, were
fair. This involves an examination of the “unlawfulness”
in question and, where violation of another Convention right is
concerned, the nature of the violation found (see, among others,
Jalloh v. Germany [GC], no. 54810/00, § 95, 11 July
2006).
- The
Court has already held that the use of evidence obtained in violation
of Article 3 in criminal proceedings could infringe the fairness of
such proceedings even if the admission of such evidence was not
decisive in securing the conviction (ibid., § 99, and Söylemez
v. Turkey, no. 46661/99, § 23, 21 September 2006).
It has further held that the absence of an Article 3 complaint
does not preclude the Court from taking into consideration the
applicant’s allegations of ill-treatment for the purpose of
determining compliance with the guarantees of Article 6 (see Örs
and Others v. Turkey, no. 46213/99, § 60, 20 June 2006, and
Kolu, cited above, § 54).
- Moreover, the Court reiterates that the privilege
against self-incrimination or the right to remain silent are
generally recognised international standards which lie at the heart
of a fair procedure. Their aim is to provide an accused person with
protection against improper compulsion by the authorities, and thus
to avoid miscarriages of justice and secure the aims of Article 6
(see John Murray v. the United Kingdom, 8 February 1996,
§ 45, Reports of Judgments and Decisions 1996-I). This
right presupposes that the prosecution in a criminal case seek to
prove their case against the accused without resort to evidence
obtained by coercion or oppression in defiance of the will of the
accused (see Jalloh, cited above, § 100,
and Kolu, § 51, both cited above). Early access to a
lawyer is part of the procedural safeguards to which the Court will
have particular regard when examining whether a procedure has
extinguished the very essence of the privilege against
self-incrimination (see Salduz, cited above, § 54).
- As
regards the first applicant, the Court notes that it has
already found that she was subjected to torture in breach of
Article 3 of the Convention while she was in police custody (see
paragraph 56 above). Furthermore, it is not disputed between the
parties that the applicant did not receive any legal assistance
during this period and that she had made statements, including during
the reconstruction of events and the identification procedures before
the police in the absence of her lawyer. These elements were
subsequently relied upon by the Istanbul State Security Court to
convict her. In this connection, the Court reiterates that
incriminating evidence – whether in the form of a confession or
material evidence – obtained as a result of acts of violence or
brutality or other forms of treatment which can be characterised as
torture, should never be relied on as proof of the victim’s
guilt, irrespective of its probative value. Any other conclusion
would only serve to legitimate indirectly the sort of morally
reprehensible conduct which the authors of Article 3 of the
Convention sought to proscribe or, in other words, to “afford
brutality the cloak of law” (see Harutyunyan v. Armenia,
no. 36549/03, § 63, ECHR 2007 VIII).
- As
to the second applicant, the Court observes that he was detained
incommunicado by the police for twelve days, during which time
he does not appear to have had any contact with a member of his
family, a lawyer or a doctor. The medical report established at the
end of his police custody makes certain findings which raise serious
doubts, in the Court’s view, as to the attitude adopted by the
police officers during his questioning. In this connection, the Court
notes that, even though the applicant denied the accuracy of the
contents of the statement taken from him in the absence of legal
assistance, and alleged, by referring to the medical reports
contained in the case file, that he had been ill-treated in police
custody where the statement had been extracted from him, the Istanbul
Assize Court relied on that statement when convicting him, despite
the fact that Turkish legislation does not usually attach
consequences to any confessions obtained during questioning, but
later denied in court, which are decisive for the prospects of the
defence (see paragraph 39 above).
- Moreover,
the Court observes that the restriction imposed on the applicants’
right of access to a lawyer at that stage was systemic and applied to
anyone held in custody in connection with an offence falling under
the jurisdiction of the State Security Courts (see Salduz,
cited above, § 56). In the Salduz judgment, the Court
found that this in itself falls short of the requirements of Article
6 of the Convention (ibid.).
- In
these circumstances, the Court finds that the use of statements
obtained under torture as regards the first applicant, and
purportedly under ill-treatment as regards the second applicant,
during the preliminary investigation, in the absence of their lawyer,
rendered their trial as a whole unfair.
- It
follows that there has been a violation of Article 6 § 3 (c) of
the Convention in conjunction with Article 6 § 1 in the present
case.
B. Other alleged breaches of the fairness of the
proceedings
- The
Government asked the Court to dismiss the applicants’ complaint
regarding the independence and impartiality of the State Security
Court for failure to comply with the six-month rule (Article 35 §
1 of the Convention). In this connection, they argued that the
applicants had failed to lodge their application within six months of
the date on which Article 143 of the Constitution was amendment
to exclude the military judges sitting on the bench of the State
Security Court.
- The
Court considers the Government’s objection to be so closely
linked to the substance of the applicants’ complaints under
this head that it cannot be detached from it. Therefore, to avoid
prejudging the merits of the said complaint, these questions should
be examined together. As the applicant’s complaints are not
inadmissible on any other grounds, they must therefore be declared
admissible.
- However,
having regard to the facts of the case, the submissions of the
parties and its finding of a violation of Article 6 §§ 1
and 3 (c) of the Convention above (paragraph 73), the Court considers
that it has examined the main legal question raised under Article 6
of the Convention. It concludes therefore there is no need to make a
separate ruling on the merits of the applicants’ remaining
complaints under this provision (see, for example, Juhnke v.
Turkey, no. 52515/99, § 94, 13 May 2008, and Getiren
v. Turkey, no. 10301/03, § 132, 22 July 2008 and the
cases referred to therein).
III. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- In
the application form the applicants raised a number of complaints
under Articles 5, 6 and 14 of the Convention. In particular, they
complained that their arrest, detention in police custody and remand
in custody had taken place in complete disregard of the safeguards
contained in paragraphs one to four of Article 5 of the Convention.
Under Article 6 of the Convention they further challenged the
independence and impartiality of the first instance court on
grounds such as the manner in which the civil judges were nominated.
They submitted that the State Security Court had been biased, had
invented facts, refused their requests for additional investigations
and the confrontation of witnesses, and had been unduly influenced by
prejudicial reports prepared by the police in breach of the right to
be presumed innocent. In that connection, the applicants complained
that, subsequent to their arrest, they were presented to journalists
as criminals. They further complained about the length of the
criminal proceedings brought against them and that the decision of
the Court of Cassation was not reasoned. Finally, the applicants
alleged under Article 14 of the Convention, in conjunction with
Articles 3, 5, 6 and 13, that they had been discriminated against on
account of their political opinions. In this connection, they pointed
out the different rules of procedure applicable to those tried before
State Security Courts, as opposed to ordinary criminals.
- However,
the Court finds, in the light of all the material in its possession
that the applicants’ above submissions do not disclose any
appearance of a violation of the rights and freedoms set out in the
Convention or its Protocols. It follows that this part of the
application must be declared inadmissible as being manifestly
ill-founded, pursuant to Article 35 §§ 3 and 4 of
the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage, costs and expenses
- The
applicants claimed pecuniary damages, costs and expenses, the amount
of which they left to the discretion of the Court. In this
connection, they strongly criticised the Court for requiring receipts
and documents to attest for costs and expenses, as well as the
amounts it awarded to Turkish lawyers.
- In
addition, Ms Baran claimed 60,000 euros (EUR) in respect of
non-pecuniary damage. Mr Hun claimed EUR 35,000 in respect of
non pecuniary damage.
- The
Government contested the amounts.
- The
Court notes that the applicants have not specified any particular sum
or produced any arguments or documents in support of their pecuniary
damage claim. They have also not submitted any relevant documents in
support of their costs and expenses claims, as required by Rule 60
of the Rules of Court. The Court accordingly makes no award under
these heads.
- Having
regard to the nature of the violations found in the present case and
ruling on an equitable basis, the Court awards Ms Baran the amount
claimed in full and Mr Hun EUR 4,800 in respect of non pecuniary
damage.
- It
further considers that the most appropriate form of redress would be
the retrial of the applicants in accordance with the requirements of
Article 6 of the Convention, should they so request (see Salduz,
cited above, § 72).
B. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares the complaints concerning the first
applicant’s allegations of ill-treatment and the lack of an
effective remedy, the applicants’ complaints regarding the use
by the Istanbul State Security Court of their statements allegedly
taken under torture in the absence of legal assistance, the lack of
independence and impartiality of the State Security Court on account
of the presence of the military judge and the non-communication of
the written submissions of the public prosecutor at the Court of
Cassation, admissible;
- Declares the remainder of the application
inadmissible;
- Holds that there has been both a substantive and
procedural violation of Article 3 of the Convention in respect of the
first applicant;
4. Holds that there has been a violation of Article
6 §§ 1 and 3 (c) of the Convention;
- Holds that there is no need to examine
separately the applicants’ other complaints under Article 6 of
the Convention;
- Holds
(a) that the respondent State is to pay, within three
months of the date on which the judgment becomes final in accordance
with Article 44 § 2 of the Convention, the following
amounts, to be converted into Turkish liras at the rate applicable on
the date of settlement:
(i) to
Ms Gülderen Baran (San) EUR 60,000 (sixty thousand euros), plus
any tax that may be chargeable, in respect of non pecuniary
damage;
(ii) to
Mr Hacı Aziz Hun, EUR 4,800 (four thousand eight hundred euros)
plus any tax that may be chargeable, in respect of non-pecuniary
damage;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the applicants’
claim for just satisfaction.
Done in English, and notified in writing on 20 May 2010, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Sally Dollé Françoise Tulkens
Registrar President