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FIRST
SECTION
DECISION
Application no.
9443/05
Arman Lenvelovich KHACHATRYAN
against Russia
The
European Court of Human Rights (First Section), sitting on 10 April
2012 as a Chamber composed of:
Nina Vajić,
President,
Anatoly Kovler,
Peer
Lorenzen,
Elisabeth Steiner,
Khanlar
Hajiyev,
Mirjana Lazarova Trajkovska,
Julia
Laffranque, judges,
and Søren Nielsen,
Section Registrar,
Having
regard to the above application lodged on 18 February 2005,
Having
regard to the observations submitted by the respondent Government and
the observations in reply submitted by the applicant,
Having
deliberated, decides as follows:
THE FACTS
- The applicant, Mr Arman Lenvelovich Khachatryan, is an
Armenian national who was born in 1974 and lives in Moscow. He was
represented before the Court by Ms O. Mikhaylova, a lawyer practising
in Moscow. The Russian Government were represented by
Mr G. Matyushkin, the Representative of the Russian
Federation at the European Court of Human Rights. In view of the
applicant’s nationality, the Government of Armenia were invited
to submit written comments on the case. However, no reply was
received within the prescribed time-limit.
A. The circumstances of the case
- The
facts of the case, as submitted by the parties, may be summarised as
follows.
1. Criminal proceedings against the applicant
- On
18 June 2003 the applicant was arrested and charged with attempted
murder, robbery and illegal firearms trafficking. His pre-trial
detention was extended on several occasions.
- On
18 March 2004 the Moscow City Court, in a jury trial, convicted the
applicant as charged and sentenced him to fifteen years’
imprisonment.
On 18
August 2004 the Supreme Court of Russia upheld the conviction on
appeal.
- Following
the applicant’s request, on 5 October 2005 the Presidium of the
Supreme Court of Russia quashed the judgment of 18 March 2004, as
upheld on 18 August 2004, by way of supervisory review, and remitted
the case for a retrial.
- On
13 April 2006 the Moscow City Court convicted the applicant as
charged and sentenced him to three years and one month’s
imprisonment.
- The
applicant did not appeal against that judgment.
2. Medical assistance
- During
his arrest on 18 June 2003 the applicant received a number of
serious injuries, including gunshot wounds and fractures of the lower
limbs, craniocerebral injury and concussion.
- On
the same day the applicant was taken to Moscow hospital no. 71,
where he received primary surgical treatment for the gunshot wounds
and had plaster casts applied to the fractures. He was subsequently
transferred to Moscow hospital no. 20, where he stayed until
24 June 2003.
- On
24 June 2003 the applicant was placed in Moscow remand prison
IZ 77/1. Upon his admission, the applicant was examined by a
surgeon and discovered to have a perforating gunshot wound of the
right thigh, a non perforating gunshot wound of the left gluteal
region, a closed fracture (immobilised) of left medial malleolus, a
fracture (immobilised) of the lower third of the right shinbone, a
fracture of the proximal phalanx of the hallux of the right foot, and
a closed craniocerebral injury. He was subsequently hospitalised in
the surgical unit of the remand prison hospital.
- In
the surgical unit of the remand prison hospital the applicant was
further diagnosed with concussion and traumatic neuropathy of the
right median nerve. His condition was evaluated as “moderately
severe”. The applicant was treated with antibacterial,
anti-inflammatory, general health-improving, anaesthetic, local,
antispasmodic and sedative medication.
- On
28 July 2003 the applicant was discharged from the IZ-77/1 prison
hospital in a satisfactory condition, after which he received
outpatient treatment at the IZ-77/1 medical unit.
- On
11 September 2003 the applicant filed a request with the acting
Prosecutor of Moscow asking for his transfer from remand prison
IZ-77/1 to Moscow hospital no. 20 for specialised treatment.
- On
8 January 2004 the applicant’s defence counsel made an enquiry
with the governor of facility IZ-77/1 as to the state of the
applicant’s health and the possibility of the removal of the
two bullets from the applicant’s body in the remand prison.
- On
3 February 2004 the applicant’s grandfather applied to the
Chief Department for the Execution of Sentences asking for the
applicant to be transferred to a correctional establishment with
adequate medical equipment.
- On 19 March 2004 the chief surgeon of IZ-77/1 surgical
unit, having examined the applicant, excluded any emergency surgical
pathology, having found that the location of the two bullets did not
pose any risks to the applicant’s life and to the functioning
of his essential organs. The applicant was recommended elective
(non-urgent) surgery.
- On
23 March 2004 the all-Russian advocacy group “For Human Rights”
applied to the Preobrazhenskiy District Court of Moscow for the
lifting of the applicant’s custodial measure and his transfer
to the Burdenko Neurosurgery Institute for the removal of the bullets
from his body.
- On
17 April 2004 the applicant was placed in Moscow remand prison
IZ-77/4, where he continued to receive treatment on an outpatient
basis, with the assistance of civilian medical specialists.
- On
29 June 2004 the All-Russian Public Organisation of War and Military
Service Veterans wrote to the Prosecutor General of Russia requesting
him to intervene and to assist the applicant in getting medical
assistance for his gunshot wounds.
- On 2 July 2004 the head of the Department for the
Execution of Sentences in Moscow replied as follows:
“[...] At present [the applicant] is being
supervised by the medical staff of [Moscow remand prison IZ-77/4].
On 25 June 2004 an additional examination and
consultation was provided to [the applicant] with the assistance of
civilian medical specialists from [Moscow] city clinical hospital
no. 20 – a neuropathologist, a traumatologist, a surgeon,
and a neurosurgeon – in which [the applicant] was diagnosed
with suture sinus in the region of the middle third of right thigh
[...], a foreign body (bullet) in the soft tissue of the right thigh
and pelvis, a wrongly healed fracture of right ankle, a healed
fracture of the left ankle [and] deforming arthrosis of the ankle
joints. ...
At present, surgery on the ankle joints is not
recommended owing to a chronic infection of the right thigh soft
tissue.
Surgical treatment on the right thigh soft tissue is
required in a surgical hospital.
On 29 June 2004 [the applicant] categorically refused
treatment in the surgical unit of IZ-77/1 remand prison hospital and
in city clinical hospital no. 20. ...”
- A
number of replies with similar content followed.
- On
8 July 2004 the All-Russian public organisation “the Union of
Armenians in Russia” applied to the Ombudsman requesting him to
assist the applicant in obtaining qualified medical aid and a
transfer to the Burdenko Neurosurgery Institute.
- On
12 July 2004 the deputy head of the medical section of the Chief
Department for the Execution of Sentences replied that no specialised
neurosurgical treatment had been recommended for the applicant.
- On
4 August 2004 the applicant’s defence counsel made an enquiry
with the Chief Department for the Execution of Sentences as to the
state of the applicant’s health and the possibility for him to
have the two bullets removed from his body in the remand prison. The
information requested was necessary to substantiate his application
for release on medical grounds.
- On
11 August 2004 the Bureau of Medical and Social Expertise examined
the applicant’s medical file and classified his disability as
“category three” for a period of one year, until 1
September 2005.
- On
23 August 2004 the applicant’s defence counsel requested the
Chief Department for the Execution of Sentences to carry out a
medical examination of the applicant and to suspend his transfer to
the correctional colony until the issue of the applicant’s
placement and treatment in a specialised medical establishment in
Moscow had been settled.
- On
27 August 2004 the applicant left IZ-77/4 in order to serve his
sentence.
- On
29 August 2004 the applicant was placed in the Saratov Region
correctional colony IK-33, where he received outpatient treatment. He
was examined by medical specialists on a daily basis and received
etiotropic, pathogenetic and symptomatic therapy.
- On
30 August 2004 the applicant’s grandfather challenged the
applicant’s transfer to the correctional colony in the Saratov
Region before the Department supervising compliance with lawfulness
and respect for human rights by the authorities and institutions of
the Department for the Execution of Sentences. He referred to the
applicant’s state of health and the alleged impossibility of
adequate medical treatment in medical establishments within the
prison system.
- On
9 September 2004 the applicant was admitted to the surgical unit of
Saratov Region prison hospital OTB-1.
- On
the same day the applicant’s defence counsel requested the head
of the Department for the Execution of Sentences in the Saratov
Region to carry out medical examination of the applicant necessary
for deciding the issue of relief from serving his sentence on account
of serious illness.
- On 23 September 2004 the head of the Department for
the Execution of Sentences in the Saratov Region replied that the
applicant’s state of health was satisfactory, that there were
no grounds for emergency surgery, and that the issue of elective
surgery would be decided upon following the applicant’s
examination by medical specialists.
- On 2 November 2004 the applicant underwent elective
surgery for the removal of two bullets from the soft tissue of his
right thigh and the sacral region.
- On
3 November 2004 the applicant’s defence counsel asked the
governor of Saratov Region prison hospital OTB-1 to carry out the
medical examination of the applicant necessary for deciding the issue
of his relief from serving his sentence on account of serious
illness.
- The
post-operative period being uneventful, on 10 November 2004 the
applicant was discharged from the Saratov Regional prison hospital
OTB-1. He was transferred to Saratov Region remand prison IZ-64/1.
- On
12 November 2004 the applicant’s father complained to the
Saratov Regional Prosecutor about the applicant’s transfer from
prison hospital OTB-1 to remand prison IZ-64/1. He asked that the
applicant be transferred back to prison hospital OTB-1 for his
subsequent treatment.
- After
removal of the post-operative sutures, on 13 November 2004 the
applicant complained of fever, excessive sweating, dizziness and
pain. In the absence of a surgeon among the staff of the remand
prison’s medical unit the applicant was transferred back to
Saratov Region prison hospital OTB-1, where he stayed until his
discharge on 9 December 2004, when he was transferred to remand
prison IZ-64/1.
- On
18 December 2004 the applicant was placed in Saratov Region
correctional colony IK-7.
- On
29 December 2004 the applicant’s defence counsel challenged
with the head of the Federal Service for Execution of Sentences the
applicant’s transfer to Saratov Region correctional colony
IK-7, which had deprived him of the possibility of receiving a
complete course of post operative treatment in prison hospital
OTB-1.
- On 12 January 2005 the expert medical commission
examined the quality of the medical assistance provided to the
applicant and came to the conclusion that the applicant had received
comprehensive examinations and treatment in compliance with the
standards for provision of specialised medical assistance. The
decision read as follows:
“... Complaints: moderate pain in right and
left ankle joints, restriction of function in these joints, pain in
left knee joint on activity, restriction of function in this joint
due to pain. Presence of scar tissue on the medial surface of the
right thigh.
Results of objective examination: [various
observations based on an applicant’s external inspection and
radiographic and neurological examinations of the applicant (by a
neurologist and a neurosurgeon) and the results of CT, MRI and EMG
examinations carried out on 14-15 December 2004)].
Diagnosis: Effects of a gunshot wound to the
right thigh and the lumbar-sacral region of June 2003. ... Wrongly
healed fracture of right ankle, a healed fracture of the left ankle.
Effects of closed craniocerebral injury with astheno-neurotic
syndrome.
The patient was subjected to comprehensive examination
and treatment in accordance with the standards for provision of
specialised medical assistance.
Recommended: walking with the help of a crutch,
with the weight on the left [foot]. No further in-patient examination
and treatment are required. ...”
- On
18 August 2005 the applicant was again admitted to Saratov
Region prison hospital OTB-1, where he was diagnosed with deforming
osteoarthrosis of the right ankle. He was provided with treatment
appropriate to his condition.
- On 8 September 2005 the applicant again underwent an
expert medico social examination and was found to have no signs
of persistent disability. The applicant’s continued
classification as disabled, therefore, was not required.
- On
7 October 2005 the applicant was discharged from Saratov Region
prison hospital OTB-1.
- On
the same day he was admitted to correctional colony IK-33.
- On
9 October 2005 the applicant was placed in Saratov Region
correctional colony IK-7.
- On
14 November 2005 the applicant was transferred back to correctional
colony IK-33.
- From
16 November 2005 up to his release the applicant was held again in
Moscow remand prison IZ-77/1, where he was further diagnosed with,
and treated for, osteochondrosis of the thoracic spine, lumbar
osteochondrosis and astheno-neurotic syndrome.
- On
23 January 2006 the applicant’s parents applied to the governor
of Moscow remand prison IZ-77/1 asking for the applicant’s
transfer back to prison hospital OTB-1, without success.
- On
18 July 2006 the applicant was released from prison.
B. Relevant domestic law
- The federal law on the detention of persons suspected
of and charged with criminal offences (Federal Law no. 103-FZ of
15 July 1995) provides that inmates are entitled to medical
assistance (section 17). If an inmate’s health deteriorates,
the medical officers of the remand prison are obliged to examine him
promptly and inform him of the results of the examination in writing.
If the inmate requests to be examined by staff of other medical
institutions, the administration of the detention facility is to
organise such an examination. If the administration refuses, the
refusal can be appealed against to a prosecutor or court. If an
inmate is suffering from a serious disease, the administration of the
remand prison is obliged immediately to inform the prosecutor, who
can carry out an inquiry into the matter (section 24).
COMPLAINT
- The
applicant complained that the domestic authorities had subjected him
to inhuman and degrading treatment by their failure to provide him
with adequate medical assistance throughout his stay in various
detention and correctional facilities. He referred to Article 3 of
the Convention, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
THE LAW
A. The parties’ submissions
- The
Government raised the objection of non-exhaustion of the domestic
remedies by the applicant. They noted, in particular, that it had
been open to the applicant to claim damages for the alleged failure
of the domestic authorities to provide him with the requisite medical
assistance. However, he had not availed himself of this remedy. Nor
had he provided any valid reasons for not complaining about the
allegedly inadequate medical assistance to a domestic court. The
Government maintained that, in any event, throughout the applicant’s
stay in detention and correctional facilities he had been regularly
examined by highly qualified specialist doctors (physician,
radiologist, surgeon, neurosurgeon, psychiatrist, neurologist,
neuropathologist, ophthalmologist, anaesthesiologist, resuscitation
specialist, and so on), including doctors from civilian medical
institutions. The applicant had received both inpatient and
outpatient treatment which had been appropriate for his state of
health; he had been provided with all necessary medicines. The
applicant had undergone all sorts of laboratory tests, X-ray
examination, magnetic resonance tomography, rheoencephalography,
echoencephaloscopy, ultrasonography, electrocardiography,
electromyography, electroneuromyography, and CT and MRI examinations.
The applicant’s allegation that his health had deteriorated
while he had been held in detention and serving his sentence in the
correctional facilities was disproved by the applicant’s
medical file. Moreover, the applicant showed no signs of persistent
disability in his examination by the Medical and Social Expertise
Bureau in 2005. The Government concluded that the domestic
authorities had, therefore, complied with their obligation under
Article 3 of the Convention.
- The
applicant maintained his complaint. Regarding the issue of
exhaustion, he submitted that the Government had not provided any
evidence showing that the remedy suggested by them was an effective
one. The applicant noted that in the three years following his arrest
he had been held in three detention facilities and two correctional
colonies, that the medical assistance there had been equally
inadequate, and that, regard being had to his poor health, he could
not have been expected to bring proceedings against all the
above-mentioned facilities. The applicant further noted that his
defence counsel, his relatives and various associations had applied
to the domestic authorities with numerous requests that he be
provided with adequate medical treatment. The issue of his health had
further been raised on many occasions before the court in the course
of the criminal proceedings against him and during the examination of
the issue of extension of his detention. Yet none of this had led to
any appropriate measures being taken by the domestic authorities.
B. The Court’s assessment
- The
Court notes that the Government raised an objection of
non-exhaustion.
- The
Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 of the Convention obliges those seeking to
bring their case against the State before the Court to first use the
remedies provided by the national legal system. Consequently, States
are dispensed from answering before an international body for their
acts before they have had an opportunity to put matters right through
their own legal system. The rule is based on the assumption,
reflected in Article 13 of the Convention – with which it has
close affinity – that there is an effective remedy available to
deal with the substance of an “arguable complaint” under
the Convention and to grant appropriate relief. In this way, it is an
important aspect of the principle that the machinery of protection
established by the Convention is subsidiary to the national systems
safeguarding human rights (see Kudła v. Poland [GC],
no. 30210/96, § 152, ECHR 2000 XI, and Handyside
v. the United Kingdom, 7 December 1976, § 48,
Series A no. 24).
- It
is incumbent on the Government claiming non-exhaustion to satisfy the
Court that the remedy was an effective one available in theory and in
practice at the relevant time, that is to say, that it was
accessible, capable of providing redress in respect of the
applicant’s complaints and offered reasonable prospects of
success (see Selmouni v. France [GC], no. 25803/94,
§ 76, ECHR 1999-V, and Mifsud v. France (dec.),
no. 57220/00, § 15, ECHR 2002-VIII). The Court further
reiterates that the domestic remedies must be “effective”
in the sense either of preventing the alleged violation or its
continuation, or of providing adequate redress for any violation that
has already occurred (see Kudła v. Poland [GC],
no. 30210/96, § 158, ECHR-XI).
- The
Court recalls that where an applicant’s complaint stems not
from a known structural problem, such as general conditions of
detention, but from an alleged specific act or omission by the
authorities, the applicant is required, as a rule, to exhaust
domestic remedies in respect of that complaint.
- In
the context of Russian cases the Court has previously established
that applicants complaining of a lack of medical assistance in State
custody should first raise their complaints with the competent
domestic authorities, including the administration of the detention
facility, the prosecutor and the relevant court (see, most recently,
Skorkin v. Russia (dec.), no. 7129/03, 27 September
2011, and Vladimir Sokolov v. Russia, no. 31242/05,
§§ 65 71, 29 March 2011; and also Popov
and Vorobyev v. Russia, no. 1606/02, §§ 65-67,
23 April 2009; Sopot v. Russia (dec.), no. 4575/07, 16
September 2010; Solovyev v. Russia (dec.), no. 76114/01,
27 September 2007; and Tarariyeva v. Russia (dec.),
no. 4353/03, 11 October 2005). Where the applicants are no
longer held in the detention facility where it was alleged that no
adequate medical assistance had been made available to them, a civil
claim for damages is capable of providing redress in respect of their
complaints and offers reasonable prospects of success (see Buzychkin
v. Russia, no. 68337/01, § 83, 14 October
2008, and, more recently, Gadamauri and Kadyrbekov v.
Russia, no. 41550/02, §§ 34-35, 5 July 2011).
- Turning
to the circumstances of the present case, the Court notes that prior
to his release from prison in 2006 the applicant himself, his defence
counsel, his relatives and various associations submitted numerous
enquiries and requests relating to the issue of his state of health.
In particular, they enquired about the possibility of removal of the
bullets from the applicant’s body in the remand prison,
requested the transfer of the applicant to civilian hospitals, the
lifting of the custodial measure, and his transfer to a correctional
establishment with adequate medical equipment. They further
challenged his transfers to various correctional and detention
facilities and requested the carrying out of the medical examination
necessary for filing an application for his early release from
serving his sentence. The Court observes, however, that on no
occasion was a complaint of allegedly inadequate medical assistance
brought before the domestic courts.
- The
Court further observes that, having been released from prison in
2006, the applicant also made no attempts to bring a civil action for
damages resulting from his allegedly inadequate medical treatment in
the medical establishments within the prison system.
- Therefore,
having failed to resort to a domestic court either while still within
the authorities’ control or after his release, the applicant
stripped the State of the opportunity to remedy the alleged violation
of his rights guaranteed by Article 3 of the Convention. An
examination of the case as submitted does not disclose the existence
of any special circumstances which might have absolved the applicant
according to the generally recognised rules of international law from
exhausting that domestic remedy at his disposal. The applicant’s
complaint must therefore be dismissed under Article 35 §§ 1
and 4 of the Convention for failure to exhaust domestic
remedies.
For these reasons, the Court unanimously
Declares the application inadmissible.
Søren Nielsen Nina Vajić
Registrar President