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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Sion v Hampstead Health Authority [1994] EWCA Civ 26 (27 May 1994) URL: http://www.bailii.org/ew/cases/EWCA/Civ/1994/26.html Cite as: [1994] EWCA Civ 26 |
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COURT OF APPEAL (CIVIL DIVISION)
(ON APPEAL FROM THE HIGH COURT OF JUSTICE)
(QUEEN'S BENCH DIVISION)
(MR. JUSTICE BROOKE)
Strand, London, W.C.2 |
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B e f o r e :
LORD JUSTICE WAITE
and
LORD JUSTICE PETER GIBSON
____________________
MR. A. WHITFIELD QC and MR. A. HOPKINS (instructed by Messrs. Beachcroft Stanleys, London) appeared on behalf of the Respondents.
Handed Down Judgment by:
John Larking, Chancery House, Chancery Lane, London, WC2.
Telephone: 071 - 404 7464
Official Shorthand Writers to the Court
JUDGMENT
____________________
____________________
Crown Copyright ©
"if the new cause of action arises out of the same facts or substantially the same facts as a cause of action in respect of which relief has already been claimed in the action by the party applying for leave to make the amendment."
the same facts or substantially the same facts as an alleged cause of action in respect of which relief has already been claimed ...
The Statement of Claim
(1)On 4th September, two days after he went into hospital, there was a serious deterioration in the son's respiratory condition.
(2)On the next day, there was respiratory arrest and cardiac arrest.
(3)The son thereupon went into a coma and was transferred to the intensive care unit.
(4)On 16th September the son died.
PARTICULARS OF PAIN, SUFFERING AND LOSS OF AMENITY
In the premises he suffered a very severe, prolonged and persistent grief reaction, characterised by profound depression, disturbed sleep, impaired appetite and loss of weight. He also has constant intrusive memories of all aspects of the deceased's life, in particular the circumstances of his death and his own experiences at the bedside of the deceased in the last two weeks of his life. In addition he had experienced marked feelings of guilt in relation to the deceased's death. A major factor in this guilt reaction appears to be his rationalisation that his son might have survived if the medical management had been different, and that therefore there was a remote and ill -defined possibility that he himself might in some way have influenced treatment policy. The Plaintiff's prolonged physical proximity to the deceased throughout the time he was in hospital with the resultant observation of his deteriorating condition was probably a contributing factor to an abnormal bereavement reaction. It is likely to be a very long time (certainly a matter of years) before the Plaintiff shows any substantial improvement or any sign of a convincing return to his previous personality. The Plaintiff's psychiatric symptoms are a direct result of the deceased's death and the events leading to it which would not have occurred had the deceased been properly treated. In the premises the Plaintiff's case is that he was exposed directly to events caused by medical negligence which produced nervous shock leading to his present psychiatric illness.
When I apply the agreed statement of the law and link it with the fact[s] on which Mr Sion relies, as set out most descriptively in the medical report, I cannot see how those facts could substantiate a finding that Mr Sion had suffered nervous shock for which damages are recoverable as the law now stands following its exposition by the House of Lords in the Alcock case.
The Law
For the present the frontier for one type of claim is in my judgment authoritatively and conclusively fixed by the House of Lords in Alcock v. Chief Constable of South Yorkshire (1992) 1 AC 310. Lord Ackner said (at p.400):
It is now generally accepted that an analysis of the reported cases of nervous shock establishes that it is a type of claim in a category of its own. Shock is no longer a variant of physical injury but a separate kind of damage. Whatever may be the pattern of the future development of the law in relation to this cause of action, the following propositions illustrate that the application simpliciter of the reasonable foreseeability test is, to-day, far from operative.
(1) Even though the risk of psychiatric illness is reasonably foreseeable, the law gives no damages if the psychiatric injury was not induced by shock ...
(5) "Shock", in the context of this cause of action, involves the sudden appreciation by sight or sound of a horrifying event, which violently agitates the mind. It has yet to include psychiatric illness caused by the accumulation over a period of time of more gradual assaults on the nervous system.
Liability for negligence occasioning nervous shock has not been readily accepted, perhaps because the courts found evidence of psychiatric illness and of its aetiology to be too vague to warrant a finding of a causal relationship between psychiatric illness and careless conduct ... A plaintiff may recover only if the psychiatric illness is the result of physical injury negligently inflicted on him by the defendant or if it is induced by "shock". Psychiatric illness caused in other ways attracts no damages ...
I understand "shock" in this context to mean the sudden sensory perception - that is, by seeing, hearing or touching - of a person, thing or event, which is so distressing that the perception of the phenomenon affronts or insults the plaintiff's mind and causes a recognizable psychiatric illness.
Two propositions are agreed between Counsel. The first is that the term "nervous shock" is shorthand for psychiatric illness caused by shock. Secondly, that to succeed in a claim for such an injury the Plaintiff must prove five things: first, that he suffered not merely grief, distress or sorrow but a psychiatric illness; secondly, that this resulted from shock -- i.e. the sudden and direct appreciation by sight or sound of a horrifying event or events -- rather than from stress, strain, grief or sorrow or from gradual or retrospective realisation of events; thirdly, that there was propinquity in time or space for the causative event or its immediate aftermath; fourthly, the injury was reasonably foreseeable; and fifthly, that the relationship between the Plaintiff and the Defendant was sufficiently proximate.
What gives me more concern is the suggestion that the House of Lords has only settled the law for the time being, and may change it in the future. As Sir Thomas Bingham pointed out, there is support for that notion in the speech of Lord Ackner in Alcock's case and of Lord Bridge of Harwich in McLoughlin v. O'Brian (1983) AC 410 at p.443.
Conclusion
During the last three of four days of his son's life he realised that it was almost certain that he would not survive, but he decided to continue to stay in the I.C.U. just in case there was some improvement. By the time his son did actually die on 16 September, he was not surprised, and felt that in a way he had been preparing himself for this to happen. In retrospect he cannot be sure whether he knew at exactly what point his son had died, but feels that intuitively he must have been aware of it. He cannot say exactly when the respiration ceased, as by this time this function was carried out entirely by the machine.
He felt uneasy about various points relating to his son's death. In particular he could not see why his son had been fully conscious, alert and lucid for some two and a half days after admission, as he had been told by the Consultant in charge that there was evidence of possibly quite severe brain damage. This was not actually found to be so at the post mortem examination, a fact which I understand emerged clearly at the inquest.
It was only following the inquest, which took place several months later, that Mr. Sion began to experience real doubts, and to question whether his son's treatment had been competent and satisfactory.
Following his son's death Mr Sion became extremely depressed. He felt that life had virtually lost all its purpose, he was consistently low spirited, with frequent thoughts of suicide. He was understandably very distressed when his wife committed suicide, but in retrospect he feels that his depression was not increased. "I was so depressed by that time that although I was terribly upset by her death, it just wasn't possible for the depression itself to get any worse." He felt severe feelings of guilt. These did not arise until after his realisation that there may have been Medical Negligence. ... For about three days after he knew his son was dead he "went numb, I just couldn't think about everything, I felt drained."
Then under the heading "Summary and Opinion":
1.Following his son's tragic death, Mr Sion has experienced a very severe, prolonged, and so far persistent grief reaction, characterised by profound depression, disturbed sleep, impaired appetite and loss of weight, almost constant intrusive memories of all aspects of his son's life, in particular the circumstances of his death and his own, i.e. Mr Sion's experiences at his son's bedside.
.....
3.I think it is more probable than not that his prolonged physical proximity to his son throughout the time he was in hospital, with the resultant observation of his deteriorating condition, may well have been a contributory factor to what I would view as an abnormal bereavement reaction.
.....
5.In view of their nature and timing I consider his psychiatric symptoms to be a direct result of his son's death, and I think it extremely unlikely that he would have experienced any of these emotional difficulties if his son had survived.
(1)The Judge misapplied the principles which govern the striking out of pleadings: he should have allowed the proposed amendment to the Statement of Claim.
(2)The Judge wrongly took into account the medical report of Dr. Bennett as determinative of the cause of action.
(3)On the original or amended pleadings or on the medical report, the Plaintiff had an arguable case that the Defendant's negligence caused him to suffer shock-induced psychiatric illness.
I shall consider these grounds in turn.
(1) It is apparent from the terms of O.18 r.19(1) itself that the Court may order any pleadings to be amended and that accordingly it is right for the Court, before striking out a pleading, to consider whether it might be saved by amendment. But that is what the Judge did in the present case. He considered the proposed amendment but accepted the submission of Mr. Whitfield Q.C. for the Defendant that the amendment should not be allowed because it was doomed to failure. He correctly directed himself that it is only in an extremely clear case that the Judge should strike out a Statement of Claim. I detect no error in the Judge's approach. I would add that in my opinion and in agreement with Staughton L.J. the Judge was also right to reject the submission of Mr. Whitfield that there is no jurisdiction under O.25 r.5(5) to allow an amendment outside the limitation period to add or substitute a new cause of action arising out of the same or substantially the same facts as those which are already pleaded but which disclose no sustainable cause of action. In this context it is relevant to note that under s.35(4) and (5)(a) Limitation Act 1980 the rules may provide that a new claim can be allowed after the expiry of the limitation period "if the cause of action arises out of the same facts or substantially the same facts as are already in issue on any claim previously made in the original action". I would not read O.20 r.5(5) as requiring a more stringent test.
(2) The application to strike out was made under O.18 r.19(1)(a) (no reasonable cause of action) and (d) (abuse of the process), and by O.18 r.19(2) no evidence is admissible under the former head. Under O.18 r.12 (1A) and (1C) a plaintiff in an action for personal injuries is required to serve with his Statement of Claim a medical report substantiating all the personal injuries alleged in the Statement of Claim which the Plaintiff proposes to adduce in evidence as part of his case at the trial. Mr. Brennan pointed to the limited function of the medical report: it was to substantiate not the cause of action but the pleaded injuries. As he rightly said, it is open to the Plaintiff to put in a further medical report to deal with the issue of causation. He submitted that it was wrong for the Judge to rely on that report to strike out the Statement of Claim.
(3) It is unnecessary to refer to the original pleadings as it is the amended pleadings on which the Plaintiff wishes to go to trial. In paragraph 4 of the Statement of Claim it is pleaded that the Defendant owed to the Plaintiff a duty of care in relation to the treatment afforded by the Defendant to the Plaintiff's son in that it was reasonably foreseeable that in the event of such treatment being negligently administered, the Plaintiff would suffer psychiatric injury and the treatment was in fact negligent. Thus far the Statement of Claim is not demurrable. The dispute between the parties arises over the pleading that the Plaintiff has suffered psychiatric injury as a result of the alleged negligence. As particulars of pain, suffering and loss of amenity it is pleaded:
"Because of the negligence the Plaintiff was caused nervous shock leading to psychiatric illness.
a) he was present in the hospital from shortly after the deceased's admission up to the death for about 18 hours day.
b) he was present at the bedside for most of the time when the deceased was in the Intensive Treatment Unit.
c) nobody gave to him any or any adequate explanation as to his son's deterioration at any material time or at all.
d) he saw things which with proper treatment for the deceased he would not have seen, such as the episode of severe respiratory depression on the 3rd September and deterioration from the 3rd to the 5th September, the cardiac arrest and the entire period in the ITU (including a wholly unnecessary operation on the 9th September 1988)."
The law relating to nervous shock has largely been determined by considerations of policy. As Lord Wilberforce said in McLoughlin v O'Brian [1983] 1 AC 410 at p.421 "there remains, in my opinion, just because "shock" in its nature is capable of affecting so wide a range of people, a real need for the law to place some limitation upon the extent of admissible claims." The Courts have chosen not to allow all of those who may be termed the secondary victims of negligence, which has caused death or injury to the primary victim, to recover for damage caused to them. Such secondary victims are those who are injuriously affected by what has happened to the primary victim, but only indirectly, not being themselves involved in the circumstances causing death or injury to the primary victim. They are mere witnesses, through sight or sound or touch, of those circumstances or of the consequences to the primary victim. It is not enough that injury should be caused to the secondary victims by the negligence and that their injury should be reasonably foreseeable. That injury must go beyond mere mental suffering: a psychiatric illness is required. This must have been induced by shock. In the context of an accident, this has been said to be "the sudden appreciation by sight or sound of a horrifying event, which violently agitates the mind" (Alcock v Chief Constable of South Yorkshire [1992] 1 AC 310 at p.401 per Lord Ackner). That psychiatric illness caused not by a sudden shock but by an accumulation of more gradual assaults on the nervous system over a period of time is not sufficient was held not only by Lord Ackner (ibid.) but also by Lord Keith (at p.396). So too Lord Oliver (at p.411) referred to the "sudden and unexpected shock to the plaintiff's nervous system". Other pragmatic limitations on recoverability for nervous shock are to be found in the requirements as to the class of persons whose claims the law recognises and in particular the relationship of the secondary victim to the primary victim, as to the proximity, in time and space, of the secondary victim to the events causing the shock and as to the means by which the shock is caused, direct sight or hearing or touch being required. All these limitations were authoritatively laid down or confirmed by the House of Lords in the Alcock case only 3 years ago.
(4) Mr. Brennan's submission that it is arguable that it is unnecessary to prove a sudden or any shock is based on the remarks of Sir Thomas Bingham M.R. in M (A Minor) v Newham London Borough Council [1994] 2 W.L.R. 554 at p.573. But the Master of the Rolls distinguished the "nervous shock" cases from the Newham case by pointing out that they were concerned with a problem of demarcation between those of the secondary victims to whom redress should be afforded and those to whom redress should be denied, whereas in the Newham case he was concerned only with primary victims who were alleged to have suffered a positive psychiatric illness. Although there are dicta in the McLaughlin case and the Alcock case suggesting that the law in this area may be further developed, in the light of the Alcock case there is in my judgment no prospect whatever of the Plaintiff succeeding in an argument that there is no need to prove a sudden or any shock.
(Appeal dismissed. Legal Aid Taxation)