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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Griffin v Kingsmill & Ors [2001] EWCA Civ 934 (8 June 2001) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2001/934.html Cite as: [2001] EWCA Civ 934 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM QUEEN'S BENCH DIVISION
(MR JUSTICE BUCKLEY)
Strand London WC2 Friday, 8th June 2001 |
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B e f o r e :
LORD JUSTICE KAY
-and-
SIR MURRAY STUART SMITH
____________________
VICTORIA JANE GRIFFIN | ||
(By her Next Friend SIMON GRIFFIN) | Appellant | |
and | ||
DENISE KINGSMILL | First Defendant | |
and | ||
D J FREEMAN & CO (S Firm) | Second Defendant | |
and | ||
HIS HONOUR JUDGE PETER CLARK | Third Defendant |
____________________
Smith Bernal Reporting Limited
190 Fleet Street, London EC4A 2AG
Telephone No: 020 7421 4040
Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
MR J JEFFREYS QC and MR J WATT-PRINGLE (instructed by Barlow Lyde & Gilbert, London EC3A 7NJ) appeared on behalf of the First and Second Defendants.
LORD BRENNAN and MISS M SMITH (instructed by Pinsent Curtis & Biddle, London EC2V 7BU) appeared on behalf of the Third Defendant
____________________
Crown Copyright ©
Friday, 8th June 2001
Introduction
The accident
"My granddaughter was waiting outside the bungalow on the north east side of the junction. She had seen me coming and was standing by the side of the road waiting, and jumping up and down.
As we drew closer to where she was standing I was waving to her and motioning to her with the same hand to stay and wait where she was. It was a clear signal and understood by Victoria as she did not make any attempt to cross the road at that time."
"Victoria, in this time was still standing on the other side of the road on the verge. She had walked from the east side of the bungalow to the west side, towards the driveway, and was waiting there."
"As I had come to a stop my granddaughter had stepped slightly onto the road and was positioned flat to the road, facing me, within the gap created by the white line and channel stone. She had stopped here and was making no further attempt to cross the road. She is 12 years of age, and was so on the 27th March this year. For her age she is very used to cars, has a bicycle and is well aware of the dangers involved. She has an excellent road sense.
Having seen her in the described position I looked up forward looking west along the A272 and saw the red BMW motor car travelling towards us, in an easterly direction. She had come from the Haywards Heath direction and had not pulled out from the junction of the A275. I would estimate, because of her speed and would say she was travelling very fast at an unreasonable speed for the type of junction and time of day. I would not wish to estimate the speed but just say that it was very fast.
At the same time I saw this vehicle, another vehicle, vehicle one, started to pull out and overtake the BMW. This speed was totally excessive and obviously well in excess of the BMW as he was in an overtaking position. I'm not in a position to identify any drivers by description or sex."
"As the BMW drew level and opposite me in the Transit van, then vehicle one drew level with us both so that there were three cars abreast the road in the same location. There was nothing travelling in a westerly direction towards Hayward's Heath, thankfully, otherwise it would have been a tight squeeze.
As they drew level with me, both at unreasonable speed I looked right, across both cars at the same time and saw that Victoria had been thrown up into the air by the BMW."
"From the position I was in it looked as though the BMW didn't move out from the kerb at all. It looked as though no avoiding had been taken but I cannot swear to that."
"I was driving home along the A272 when the girl stepped out in front of me. I couldn't swerve because a lorry was coming the other way. I just couldn't miss the girl."
"I know the road and am aware of the complexity and dangerous nature of the junction and the necessary care was obviously taken.
Everything happened so quickly the account from here is somewhat blurred.
Having passed the north junction A275 I think I recall some cars, may be two, on the verge, on the straight part, passed the junction. I cannot be certain of this... Whilst I was concentrating on the road straight ahead I recall seeing a girl, quite tall and in a uniform running, at a reasonable speed, in a straight line. She was initially running in the same direction as me, on the footpath on the north side of the road.
In what seemed like a split second later she turned her course and without looking to her right, towards me, or without changing where she was initially looking she just changed her course and ran, still at the same pace out into the road in front of my car.
At this point I attempted to move to my right away from her but the oncoming traffic made the decision a difficult one to make in the time available. As a result I did move slightly but unfortunately not enough. I wasn't in a position to do so."
"I am afraid that everything happened so quickly that I cannot give a clearer account of the accident. Unfortunately I don't think I saw the white minibus on the south side of the road prior to the accident. If I had done I may have taken a slightly different course of action."
"I would say that at the time of the accident I was aware of something on my right, in the road. I remember thinking about swerving away from the girl but didn't because I couldn't though what was stopping me I really don't know. Nothing else stopped. I don't know if it was a car or what.
My impression was that something was coming towards me. At what stage of the accident this was or whether it was just an impression I really couldn't say. I cannot say categorically that something was overtaking or not."
The Retainer of the First Defendant of her investigation
"He [Mr Bailey] was firmly of the opinion that the BMW driver was to blame for the accident in that she was speeding and she came too close to the kerb when being overtaken by the darker vehicle, mounted the kerb (which is only a grass verge) and struck his granddaughter, Victoria. Having seen the road and the area, I have every sympathy for that opinion and it seems to me that that is clearly how the accident could have occurred. Although, having assessed the evidence, it is clear that Victoria was standing in the driveway where she fell and not on the grass verge, because the driveway is level with the exact area where we parked the car when carrying out this inspection and where Mr Bailey confirmed he was parked at the time that the accident occurred."
Counsel's opinion
"7. The police investigation reveals that impact took place just to the right of the white line next to the stone kerb on the north-side footpath. This is inconsistent with the child being within the white line, as suggested by Mr Bailey and entirely consistent with the Defendant's account. It must be stressed that Mr Bailey's view of Victoria was blocked by at least one, if not two, cars immediately before impact.
8. In these circumstances it seems to me that the overwhelming likelihood is that a trial judge would find that Victoria turned into the road, giving the Defendant no opportunity to avoid a collision. There was no need for Victoria to leave the grass verge until she was ready to cross. In fact, her grandfather had signalled to her to wait where she was.
9. I cannot hold out any reasonable prospect of establishing any liability on the part of any driver for this accident."
The pleadings
"Failing to take into account adequately or at all that even on Mrs Grant's account of the accident given to the police in her statement on 25th May 1988 Mrs Grant should have observed
(i)the Plaintiff running along the footpath on the north side of the road;
(ii)the Plaintiff turning towards the road;
(iii) the Plaintiff running across the verge and into the road; and having so observed should have
(a) braked, steered or stopped and/or
(b) sounded her horn so as to avoid colliding with the Plaintiff."
"Advising to the effect that the overwhelming likelihood was that the claim would fail and had no real prospects of success and/or"
- and this is how the original pleading plead -
"recommending settlement for £50,000 when he knew that the First Defendant's provisional assessment of the Plaintiff's claim was £500,000."
"In the end the allegations against the Defendants really amount to wrongly evaluating the evidence. In particular, concluding that Mrs Grant's account was almost certain to be accepted over Mr Bailey's and failing to appreciate the potential weaknesses in Mrs Grant's own account and that it did not in any event rule out a finding of negligence against her."
The trial
The judge's conclusion
"I find as a fact that the nearside of the BMW was probably above the white line so that the wing mirror would have been to the nearside of it. That gives a sufficient picture of the position in which this car was being driven on the road.
Since I accept the evidence that Mr Bailey had waved to Victoria to stay where she was and since there was no reason for her to disobey I do not find that she was actually in the process of walking across the road. I do find on the probabilities that she had one foot in front of the other either because, in common many other children, she found it difficult to stand absolutely still or in anticipation of Mr Bailey coming to take her across the road. In those circumstances I find it very difficult to decide whether the position in which she was standing waiting, namely, almost on the white line, should itself be regarded as negligent. Perhaps it is, but if I had had to decide I would exceptionally have assessed her contribution to the accident as small. Certainly no more than 25% but probably 15%. In the end, I do not believe that a precise finding matters because I believe that this action would have been settled.
I have asked myself how this accident happened. I believe the answer lies largely in the awkward contours of this stretch of road. Looking at the photographs one can see the extent to which the nearside kerb, as it would have been to Mrs Grant, moves significantly to the right. It is almost like a half right turn. That could explain how she came to be driving so very close to the kerb, just about on a collision course with Victoria. If she was distracted, either by oncoming or an overtaking vehicle, it could explain this tragedy. I think that is probably what happened."
"There was nothing to impede Mrs Grant's view of Victoria, indeed her own statement says that she had seen her running along the pavement. From the suggested point of impact, mentioned in the Police Report, it was clear that Mrs Grant was driving very close to the kerb. Her own statement says nothing of any precautionary or avoiding measures. For any driver to see a schoolchild at the kerbside not looking in their direction and to continue on a course which will only narrowly miss the child and without taking any precautionary or warning action is, in my judgment, reckless in the extreme. If Victoria was at the kerbside for some time, as Mr Bailey describes it, that is precisely what happened. Even if Victoria did take a step onto the road surface at the last minute, such a driver would inevitably be held 50% to blame and probably 75%. That is why I said the essential question was whether Victoria ran straight into the road. If Mr Bailey's account was even broadly correct, it would not matter, for the purpose of advising on the current offer, whether Victoria was hit on the kerb or just on the road surface. Significant negligence would be established against Mrs Grant either way. In the circumstances, the only escape route for the driver was if it could be established that Victoria ran in front affording her no opportunity to avoid a collision. On Mrs Grant's own account she saw Victoria running with her schoolbag along the footpath. She saw her change direction and run across the grass verge and into the road. This was not the case of an unseen child running from behind a parked vehicle. Even on Mrs Grant's account there remained the vital question whether a twelve-year old schoolgirl, carrying her schoolbag, could change direction, leave the footpath, run across an uneven and slightly uphill grass verge and into the road, so quickly as to afford the driver no opportunity to avoid her."
"Although not mentioned in the opinion the Defendant told me in evidence that there were several reasons for regarding Mr Bailey as essentially unreliable. He was, understandably, very upset and emotional after this dreadful incident. His statement does appear to exaggerate the speed of the two cars he mentions. It appeared that he was wrong about Victoria staying strictly within the white line and also about the BMW hitting a tree after the incident and mounting the verge. As against that Mr MacMahon in his attendance note records Mr Bailey being firmly of the opinion that the BMW driver was to blame. There is no suggestion that he was in any doubt that Victoria did not run into the road as described by Mrs Grant. Nevertheless, I accept that the Defendants honestly formed the view they gave of Mr Bailey. However, that should have been balanced against the fact that there was no witness to support for Mrs Grant's account. Further, there were some grounds for doubting how good a witness she would make."
"I cannot imagine that a driver who has suffered the dreadful experience of hitting a child who had run straight in front of her car would use any such expression as 'the girl stepped out in front of me.'"
"My own view of the material available to the Defendants may be apparent. There clearly was a basis for far greater optimism. Even on Mrs Grant's 'running account' and taking a common sense view of the circumstances, I would need some convincing that there was no opportunity for a driver who had already seen Victoria, to take some avoiding action. None was taken. That could suggest negligence or that the account itself was wrong.
However, it does not follow even if my view is the correct one, that there is no room for another, honestly formed. Less still, that such a view would be a negligent one. I have no reason to doubt that the Defendants considered the matter carefully. The contrary was not specifically suggested and not pleaded. This is not a case in which it is alleged that a readily accessible authority was overlooked or instructions or documents ignored. The charge is that the Defendants took far too pessimistic a view of the prospects on the material presented. That type of allegation is always difficult to sustain because the view or opinion a lawyer forms, involves judgment and experience and, in most cases which turn on evidence, there is room for more than one view - not to mention the inherent litigation risk. It seems to me, whether it be a difference between Barristers in chambers or minority speeches in the House of Lords, the one side necessarily does not appreciate or is not sufficiently impressed by the full weight of the other's argument. That is the nature of many problems lawyers face at all levels."
"I consider the doubts concerning Mr Bailey's reliability were overdone. Probably because too much attention was paid to the question whether Victoria moved over the white line as opposed to whether she had been at the roadside for some time. On the latter point – the essential theme of Mr Bailey's account – he was adamant and, unless lying, likely to be reasonably convincing. I believe the points against Mrs Grant were underestimated, particularly the effect of her oral account at the scene. I can find nothing in the contemporaneous documents or the opinion that convinces me real consideration was given to the question of Mrs Grant's liability for failing to take precautionary measures, even accepting her own account. The Third Defendant explained in evidence that he did consider the point and why he dismissed it. Admittedly, he was not suggesting that he had direct recall after so many years and I suspect that aspect of the matter was not fully appreciated. The natural reading of the opinion is that Mrs Grant says she had no opportunity to avoid Victoria and because her account will be accepted, the case will fail. That does not suggest critical consideration of Mrs Grant's own account. But, if, as is probable, the question was considered but misjudged or too readily dismissed, in the sense that such merit as it has was not fully appreciated, that is not negligence.
As may be apparent, it is difficult to prevent hindsight intruding. After careful investigation the Police did pot prosecute Mrs Grant. Clearly the case could have been lost on the material available and £50,000 was a significant sum of money to Mr and Mrs Griffin, albeit a nominal offer in the context of Victoria's injuries."
"As to the prospect of settlement, I must consider the situation as it would have appeared to each side, if Mr Griffin had proceeded. I cannot escape expressing a view as to the advice Mr Griffin should have received, albeit in general terms, because it is one of the factors to be considered in weighing the prospects of settlement. Also, I may hereafter be held to be wrong in my view that the advices were not negligent. I have already observed there were grounds for taking a more optimistic view of undermining Mrs Grant's Police statement and taking a less pessimistic view of Mr Bailey's on the important question of the 'running' account. I find that the advices should have reflected those matters and identified the relevant issue more clearly. At the material time the advice would inevitably have been guarded because of the basic fact that the only two eye-witnesses contradicted each other. However, reasonable to good prospects of establishing at least 25% liability against Mrs Grant, should have been identified. Much as I applaud the Third Defendant's general view that opinions should be clear and firm, there are cases which cannot so easily be predicted at an early stage and this was one. If Mr Bailey, who after all was a reputable witness with many years' driving experience and a responsible position in life, stood firm on his basic premise, the case would have been won and a very large award of damages would have followed. Mr Griffin should have been given the option of taking proceedings some way and progressing further inquiries instead of being told by the First and Third Defendants, in effect, it would be a waste of money, he would lose. The following year the Legal Aid changes, everyone anticipated, came in and I find that Legal Aid would have been obtained in this case. It would initially have been limited, but would have permitted proceedings to be taken forward. The probabilities are that the matters that came to light for this trial would then have emerged."
The case in this court
"Even on Mrs Grant's account in the time which it would have taken Victoria to cross the grass verge Mrs Grant should have been able to take significant avoiding action."
"However negligent or careless may have been the first admission, and however late the proposed amendment, the amendment should be allowed if it can be made without injustice to the other side. There is no injustice if the other side can be compensated in costs."
Were the defendants negligent in the advice they gave?
"No matter what profession it may be, the common law does not impose on those who practice it any liability for damage resulting from what in the result turn out to have been errors of judgment, unless the error was such as no reasonably well-informed and competent member of that profession could have made."
"If subsequently a barrister is sued by his own client for negligence on what he advised or did in the particular case, he has the protection that the judge before whom the action for negligence against him will be tried is well qualified, without any need of expert evidence, to make allowance for the circumstances in which the impugned decision fell to be made and to differentiate between an error that was so blatant as to amount to negligence and an exercise of judgment which, though in the event it turned out to have been mistaken, was not outside the range of possible courses of action that in the circumstances reasonably competent members of the profession might have chosen to take."
The third defendant's liability
"The marks left at the accident scene together with the resting position of the accident vehicle and casualty, indicate that the BMW car was being driven eastwards on the A272 when its nearside has collided with the pedestrian, crossing the main road from the north to south. The child has been struck by the nearside front of the vehicle and appears to have been lifted onto the nearside of the vehicle, striking her head on the windscreen in the area of the nearside 'A' pillar."
"Q. Did you make the point that even on Mrs Grant's evidence Victoria had been running down the pathway and had then crossed the verge and that Mrs Grant would have had adequate warning to see what was happening? A. I am sure that I would have put this case in its best possible light when I was negotiating with the other side.
Q. Well, having read the papers, that is clearly a point you should have made, is it not?
A. I would hope so.
Q. It clearly was a point you should have made?A. (No audible reply).
Q. Did you make the point that if Mrs Grant had actually seen what she says she saw, it was strange that there were no emergency braking marks on the road surface? A. That may have come into the discussion. I would have hoped so.
Q. ... A. ...
Q. That is clearly a point that you should have made, is it not? A. It may well have been a point I made."
"Q. Now, there are insurers, according to Mr McMahon, appearing to accept that argument. Why did you not instruct or send a copy of this memorandum to Mr Clarke when you instructed him? A. Peter Clarke was quite capable of drawing that argument out of the papers that he had in front of him. He didn't need ----
Q. ...A. -- me to spell it out."
The case against the first defendant
"Q. I am not going to ask you to refer to it myself in detail, but, having read it, what conclusion, if any, did you reach as to this plaintiff's prospect? A. Well, it was a fuller than usual sort of police report.
There were good statements, there was a good set of photographs and there was a good sketch. There was conflicting evidence and I was concerned really that the evidence in favour of the plaintiff was from her grandfather and therefore perhaps was not as independent, so to speak, as it might have been. I thought that it was going to be a very difficult case, having read the police report."
"Q. Did you point out the inconsistency between what she had originally said about the child stepping out in the road and later saying that the child ran out in the road? A. I don't recall whether I did or not, but I hope I did.
Q. Do you recall whether he had any explanation or any answer to that? A. I don't recall. One tends to have these sort of conversations in a relatively broad brush sort of way. But I don't honestly recall."
Causation
"Victoria's injuries were of maximum severity and clearly future care would be necessary. She would be unable to fend for herself in life. Mr Griffin was aware of the prospect of obtaining Legal Aid as a result of imminent changes to the Legal Aid Rules. I have no doubt that his witness statement is correct where he says he would have pressed on if he felt there was any chance. No one seriously suggested the contrary to him. Clearly the Plaintiff has lost the chance of a better settlement or success at trial."
"(3) In many cases the plaintiff's loss depends on the hypothetical action of a third party, either in addition to action by the plaintiff, as in this case, or independently of it. In such a case, does the plaintiff have to prove on balance of probability, as Mr Jackson submits, that the third party would have acted so as to confer the benefit or avoid the risk to the plaintiff, or can the plaintiff succeed provided he shows that he had a substantial chance rather than a speculative one, the evaluation of the substantial chance being a question of quantification of damages?
Although there is not a great deal of authority, and none in the Court of Appeal relating to solicitors failing to give advice which is directly in point, I have no doubt that Mr Jackson's submission is wrong and the second alternative is correct."
"In my judgment, the plaintiff must prove as a matter of causation that he has a real or substantial chance as opposed to a speculative one. If he succeeds in doing so, the evaluation of the chance is part of the assessment of the quantum of damage, the range lying somewhere between something that just qualifies as real or substantial on the one hand and near certainty on the other. I do not think that it is helpful to seek to lay down in percentage terms what the lower and upper ends of the bracket should be."
The value of the loss of the chance
"I cannot hold out any reasonable prospect of establishing any liability on the part of any driver for this accident."