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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Taylor v Williamsons (A Firm) [2002] EWCA Civ 1380 (17 July 2002) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2002/1380.html Cite as: [2002] EWCA Civ 1380 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
NEWCASTLE UPON TYNE DISTRICT REGISTRY
(His Honour Judge McGonigal
Strand London WC2 Wednesday, 17th July 2002 |
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B e f o r e :
LORD JUSTICE TUCKEY
LORD JUSTICE CLARKE
____________________
WILFRED TAYLOR | ||
Claimant/Appellant | ||
-v- | ||
WILLIAMSONS (A Firm) | ||
Defendants/Respondents |
____________________
Smith Bernal Reporting Limited
190 Fleet Street London EC4A 2AG
Tel: 020 7421 4040 Fax: 020 7831 8838
(Official Shorthand Writers to the Court)
Mr H Smith (instructed by Messrs Crutes, Newcastle upon Tyne) appeared on behalf of the Respondent Defendants.
____________________
Crown Copyright ©
"Would a payment of £1.6 million and costs to the company have resulted in the company being returned to solvency so that it would have been in a position to satisfy the claimant's indebtedness to Nat West Bank in whole or in part and/or repay Holdings its loan of £250,000?"
"It is directed pursuant to paragraph 6.1 of the Practice Direction - Miscellaneous Provisions relating to Hearings which supplements Part 39 of the Civil Procedure Rules 1998 that no note or transcript need be taken or made of this judgment.
This is a draft judgment which is subject to amendment and confidential until handed down. However the Solicitors may give copies on a confidential basis to Counsel and to their clients."
"... whether one considers the matter on the basis of ability to pay debts as they fall due or on a balance sheet basis, the financial condition of [the company] was so bad in 1986 that, even if Williamsons had given the advice which Mr Taylor says they should have given and even if he had followed that advice and achieved total success in the sense of establishing a debt due to [the company] from Whessoe in the sum of £1.6 million, that success would not have resulted in any recovery by [the company] which would turn [the company] from an insolvent company to a solvent one, let alone a result that would yield any money for Mr Taylor personally. The answer, therefore, to the Preliminary Issue is `no' and Mr Taylor's claims in this action are dismissed as having no real prospect of success."
"... that this matter should be re-tried before another judge and the matter be listed for case management conference before that judge in order to determine how the matter should be re-tried."
"As a consequence of this the claimant can no longer have a fair trial in front of Judge McGonigal."
"1.The draft judgment in this matter will be recalled.
2.The judge should not recuse himself and will not order a retrial.
3.Permission for leave to appeal to the Court of appeal is refused.
4.Counsel for the claimant and defendant to serve and file closing submissions within 21 days from the date of this order.
5.Counsel for the claimant and for the defendant to file and serve replies to closing submissions within 14 days thereafter.
6.Claimant to pay the defendant's costs of this application."
"Not only does the draft expressly say that it is subject to amendment, but it is clear from the cases, and my own experience is that I have made substantive changes to draft judgments."
"In this case I produced a draft judgment without considering either sides' closing submissions in the belief that I had heard oral ones, and the concern here is not that I have been not impartial in the past, but that I will not be impartial in the future because, perhaps, of a wish to show that I was right in the first place."
"The question is whether the expression of a view by a judge in the form of a draft judgment can be apparent bias."
"The draft judgment is, in my view, essentially an expression of provisional conclusions ..."
"As an expression of provisional views, it is not anything which constitutes a bias or the appearance of bias. I therefore conclude that there is nothing that should prevent me from considering both sides' closing submissions and reconsidering the draft judgment in the light of them. I will formally recall the draft judgment to make it clear that it is to be reconsidered."
"It follows that under the new practice the process of delivering judgment is initiated when the judge sends a copy of it to the parties' legal advisers."
"Counsel for the respondents submitted that a court would more readily alter its judgment before it was officially handed down than afterwards. We disagree. ... In particular there does not appear to us to be any logical reason why a judgment should be more readily altered after delivery to the parties, but before handing down, than during delivery of an oral judgment or immediately after delivery."
"Bias is an attitude of mind which prevents the judge from making an objective determination of the issues that he has to resolve. A judge may be biased because he has reason to prefer one outcome of the case to another. He may be biased because he has reason to favour one party rather than another. He may be biased not in favour of one outcome of the dispute but because of a prejudice in favour of or against a particular witness which prevents an impartial assessment of the evidence of that witness. Bias can come in many forms. It may consist of irrational prejudice or it may arise from particular circumstances which, for logical reasons, predispose a judge towards a particular view of the evidence or issues before him."
"Bias is the antithesis of the proper exercise of a judicial function."
"85.When the Strasbourg jurisprudence is taken into account, we believe that a modest adjustment of the test in R v Gough is called for, which makes it plain that it is, in effect, no different from the test applied in most of the Commonwealth and in Scotland. The court must first ascertain all the circumstances which have a bearing on the suggestion that the judge was biased. It must then ask whether those circumstances would lead a fair-minded and informed observer to conclude that there was a real possibility, or a real danger, the two being the same, that the tribunal was biased.
86.The material circumstances will include any explanation given by the judge under review as to his knowledge or appreciation of those circumstances. Where that explanation is accepted by the applicant for review it can be treated as accurate. Where it is not accepted, it becomes one further matter to be considered from the viewpoint of the fair-minded observer. The court does not have to rule whether the explanation should be accepted or rejected. Rather it has to decide whether or not the fair-minded observer would consider that there was a real danger of bias notwithstanding the explanation advanced. Thus in R v Gough, had the truth of the juror's explanation not been accepted by the defendant, the Court of Appeal would correctly have approached the question of bias on the premise that the fair-minded onlooker would not necessarily find the juror's explanation credible."
"I respectfully suggest that your Lordships should now approve the modest adjustment in the test in R v Gough set out in that paragraph [paragraph 85 of the judgment of the Master of the Rolls in In re Medicaments]. It expresses in clear and simple language a test which is in harmony with the objective test which the Strasbourg court applies when it is considering whether the circumstances give rise to a reasonable apprehension of bias. It removes any possible conflict with the test which is now applied in most Commonwealth countries and in Scotland. I would however delete from it the reference to `a real danger'. Those words no longer serve a useful purpose here, and they are not used in the jurisprudence of the Strasbourg court. The question is whether the fair-minded and informed observer, having considered the facts, would conclude that there was a real possibility that the tribunal was biased."
"The fact that the observer has to be `fair-minded and informed' is important. The informed observer can be expected to be aware of the legal traditions and culture of this jurisdiction."
"The fact that a judge has determined the issues in an action and in so doing has expressed views on the conduct of the parties and of the witnesses, neither constitutes bias nor the appearance of bias in relation to subsequent applications in the action."
"It is not unknown for judges to be asked to reconsider a matter, in the light of new material or submissions, before any judgment is drawn up. They may be expected to do so, where appropriate, conscientiously and impartially, whatever preliminary views may have been expressed."
"It is also clear that the judge is at liberty to alter the terms of his or her judgment (whether to make minor corrections or for any other reason) before handing it down formally in Court. This, however, is nothing new, because it has always been within the powers of a judge to reconsider his or her decision at any time before it is entered and perfected: In re St Nazaire Co. (1879) 12 ChD 88, 91; In re Suffield and Watts, Ex parte Brown (1888) 20 QBD 693, 697. It has also always been within a judge's powers to alter at any time his or her judgment if it has been delivered orally, although not so as to contradict the order made on the judgment once it has been perfected: ..."
"There can be no doubt that a judge has jurisdiction to recall, vary or alter his judgment or proposed order up to the time that the order is perfected. That has been the law for many years as appears from In re Harrison's Share Under a Settlement [1953] Ch 260; In re Barrell Enterprises [1973] 1 WLR 19; Pittalis v Sherefettin [1986] QB 868; Hillman v Rogers (CA unreported, 30th April 1998). That jurisdiction remains whether the judgment has been given orally, has been handed to the parties in draft or has been formally handed down. That jurisdiction of the Court was not altered by the CPR as was made clear in Stewart v Engel [2000] 1 WLR 2268."
"... it is human nature to try to justify such an expression of opinion rather than admit to being mistaken about the case."
"It is clear that when a copy of the judgment is sent to the parties' legal advisers in accordance with this new practice, it is not at that time being given or made within the meaning of CPR r.40.7 (`a judgment or order takes effect from the day when it is given or made'): compare Holtby v Hodgson (1889) 24 QBD 103. It is also clear that the judge is at liberty to alter the terms of his or her judgment (whether to make minor corrections or for any other reason) before handing it down formally in court. This, however, is nothing new, because it has always been within the powers of a judge to reconsider his or her decision at any time before it is entered and perfected: ... It has also always been within a judge's powers to alter at any time his or her judgment if it has been delivered orally, although not so as to contradict the order made on the judgment once it has been perfected: ...
It follows that under the new practice the process of delivering judgment is initiated when the judge sends a copy of it to the parties' legal advisers."