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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> B, R (on the application of) v Ashworth Hospital Authority [2003] EWCA Civ 547 (15 April 2003) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2003/547.html Cite as: [2003] 1 WLR 1886, [2003] EWCA Civ 547 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM ADMINISTRATIVE COURT
(Sir Richard Tucker)
Strand, London, WC2A 2LL | ||
B e f o r e :
LORD JUSTICE DYSON
and
LORD JUSTICE SCOTT BAKER
____________________
THE QUEEN ON THE APPLICATION OF "B" | Appellant | |
- and - | ||
ASHWORTH HOSPITAL AUTHORITY | Respondent |
____________________
Mr Oliver Thorold (instructed by Messrs Capsticks) for the Respondent
Hearing dates : 31st March and 1st April 2003
____________________
Crown Copyright ©
Lord Justice Dyson :
The issue
"The consent of a patient shall not be required for any medical treatment given to him for the mental disorder from which he is suffering, not being treatment falling within section 57 or 58 above, if the treatment is given by or under the direction of the responsible medical officer."
"11. Mr Thorold, on behalf of the defendants, observes that it is common ground that a patient can be dual qualified and submits that the reference in the section to the disorder from which he is suffering must refer to the actual disorder as diagnosed by the clinicians, and need not, and should not, be confined to the disorder or that part of the disorder classified by the Tribunal.
12. I prefer Mr Thorold's submissions. If Parliament had intended the mental disorder to be that classified by the Tribunal it would have said so. It is clearly a matter for the professional judgment and expertise of the clinicians in charge of B's case to decide upon the best therapeutic regime for the disorder from which they assess him to be suffering. To conclude otherwise would be to put an artificial and strange interpretation upon the words of the section."
The facts
"We heard the witnesses and studied the reports listed.
On that evidence we are satisfied that the patient suffers mental illness (schizo-affective disorder) of a nature or degree that requires his continued treatment in hospital for his welfare and for the safety of others."
"The current clinical team who recognise that, clinically, Mr Brogan has a mental illness and personality disorder consider that his needs are best met, at this time, in the Personality Disorder Service. I am sure you are aware of the difference between a clinical diagnosis of personality disorder and mental health classification of personality disorder.
The fact that there has not been a re-classification or added classification having been obtained or requested from the Tribunal is because the matter has been re-examined at Ashworth. Your client's mental illness is controlled by medication and it would not be appropriate to transfer him to a mental illness ward given the comorbidity that exists and the outstanding difficulties as regards his personality disorder presentation. These should be addressed, as now, in a PD ward. This is not to say the best placement of your client in the Hospital will not be reviewed on a regular basis."
"2. The Appellant advised me that when he was initially admitted to Ashworth Hospital, he spent a considerable period of time on mental illness wards, and that there is a difference between the present circumstances of his being on a personality disorder ward compared to his being placed on a mental illness ward.
3. The Appellant has described to me that there are broadly the following distinctions between the wards:-
i. That there is 24 hour access to rooms on a mental illness ward. On Owen Ward and on the personality disorder unit, rooms are locked off denying patients access from 8.30am in the morning. They are then re-opened from approximately 12.30pm to 1.30pm but again locked off until 4.30 in the afternoon when they are re-opened. This means that if a patient is unwell or is unable to attend at a workshop and is kept on the ward, he must stay in the day area and is denied access to his room.
ii. The Appellant is not permitted to have parole i.e. access off his ward on to the hospital site. Occasionally the Appellant and other patients are permitted access of the ward if there is sufficient staff, for a short break outside but this occurrence permitting access off the ward occurred much more frequently on the mental illness wards than on the personality disorder unit.
iii. The personality disordered patients are required to attend workshops, and effectively they are compulsory whereas this is not the case on the mental illness unit. When a mental illness patient feels on a particular day he is not up to attending at the workshops he need not attend. In the event of not attending at the workshop from the personality disorder unit, then payments, which are stage payments made to patients to reward them for attending at the workshops are reduced.
iv. There is a major difference in terms of treatment and therapy because of the higher level of security and dependency on the personality disorder unit.
v. The Appellant has explained that there is always a high level of observation, supervision and therefore a greater degree of intrusiveness on the part of staff in relation to their control and supervision of patients on a personality disorder ward. Conversely the Appellant believes that on the personality disorder unit there is less socialisation and interaction with the staff compared to the mental illness ward.
4. The Appellant believes that there are more searches on the personality disorder unit of patients in addition to there being a room search each month, there being random searches of the patient known as rub-down searches when going on and off the ward and when present on the ward.
5. The Appellant has instructed me that there is far less frequent meeting with his RMO and supervising doctor compared to his period on the mental illness unit and wards. He advises me that when on the mental illness wards he would see his doctor weekly whereas when on the personality disorder unit, a doctor in his experience is only normally seen on visits and has an appointment with the patient on average every 3 or 4 months.
6. On the personality disorder unit wards there is very little by way of activities that can be undertaken whilst present on the ward but there is a TV on each ward. The Appellant says that there is more open access on the mental illness wards compared to the wards on the personality disorder unit regarding the TV.
7. The Appellant will say that whilst being detained on a 24 hour day basis in a special hospital, these different conditions on the ward and interactions with the care team and staff make a significant difference to his daily quality of life, and his conditions and treatment whilst remaining at Ashworth Hospital."
The true construction of section 63
The statutory framework
"he is suffering from mental illness, severe mental impairment, psychopathic disorder or mental impairment and his mental disorder is of a nature or degree which makes it appropriate for him to receive medical treatment in a hospital; and
in the case of psychopathic disorder or mental impairment, such treatment is likely to alleviate or prevent a deterioration of his condition; and
it is necessary for the health or safety of the patient or for the protection of other persons that he should receive such treatment and it cannot be provided unless he is detained under this section" (section 3(2)).
"(1) If in the case of a patient who is for the time being detained in a hospital in pursuance of an application for admission for treatment, or subject to guardianship in pursuance of a guardianship application, it appears to the appropriate medical officer that the patient is suffering from a form of mental disorder other than the form or forms specified in the application, he may furnish to the managers of the hospital, or to the guardian, as the case may be, a report to that effect; and where a report is so furnished, the application shall have effect as if that other form of mental disorder were specified in it.
(2) Where a report under subsection (1) above in respect of a patient detained in a hospital is to the effect that he is suffering from psychopathic disorder or mental impairment but not from mental illness or severe mental impairment the appropriate medical officer shall include in the report a statement of his opinion whether further medical treatment in hospital is likely to alleviate or prevent a deterioration of the patient's condition; and if he states that in his opinion such treatment is not likely to have that effect the authority of the managers to detain the patient shall cease.
(3) Before furnishing a report under subsection (1) above the appropriate medical officer shall consult one or more other persons who have been professionally concerned with the patient's medical treatment."
"(3) Within the period of two months ending on the day on which a patient who is liable to be detained in pursuance of an application for admission for treatment would cease under this section to be so liable in default of the renewal of the authority for his detention, it shall be the duty of the responsible medical officer
(a) to examine the patient; and
(b) if it appears to him that the conditions set out in subsection (4) below are satisfied, to furnish to the managers of the hospital where the patient is detained a report to that effect in the prescribed form;
and where such a report is furnished in respect of a patient the managers shall, unless they discharge the patient, cause him to be informed.
(4) The conditions referred to in subsection (3) above are that
(a) the patient is suffering from mental illness, severe mental impairment, psychopathic disorder or mental impairment, and his mental disorder is of a nature or degree which makes it appropriate for him to receive medical treatment in a hospital; and
(b) such treatment is likely to alleviate or prevent a deterioration of his condition; and
(c) it is necessary for the health or safety of the patient or for the protection of other persons that he should receive such treatment and that it cannot be provided unless he continues to be detained;
but, in the case of mental illness or severe mental impairment, it shall be an alternative to the condition specified in paragraph (b) above that the patient, if discharged, is unlikely to be able to care for himself, to obtain the care which he needs or to guard himself against serious exploitation.
(8) Where a report is duly furnished under subsection (3) above, the authority for the detention .of the patient shall be thereby renewed for the period prescribed in that case by subsection (2) above.
(9) Where the form of mental disorder specified in a report furnished under subsection (3) ..above is a form of disorder other than that specified in the application for admission for treatment , that application shall have effect as if that other form of mental disorder were specified in it; and where on any occasion a report specifying such a form of mental disorder is furnished the appropriate medical officer need not on that occasion furnish a report under section 16 above."
"(a) the court is satisfied, on the written or oral evidence of two registered medical practitioners, that the offender is suffering from mental illness, psychopathic disorder, severe mental impairment or mental impairment and that either
(i) the mental disorder from which the offender is suffering is of a nature or degree which makes it appropriate for him to be detained in a hospital for medical treatment and, in the case of psychopathic disorder or mental impairment, that such treatment is likely to alleviate or prevent a deterioration of his condition; or
(ii) ..
(b) the court is of the opinion, having regard to all the circumstances including the nature of the offence and the character and antecedents of the offender, and to the other available methods of dealing with him, that the most suitable method of disposing of the case is by means of an order under this section."
"(6) While a person is subject to a restriction order the responsible medical officer shall at such intervals (not exceeding one year) as the Secretary of State may direct examine and report to the Secretary of State on that person; and every report shall contain such particulars as the Secretary of State may require."
"(1) Where application is made to a Mental Health Review Tribunal by or in respect of a patient who is liable to be detained under this Act, the tribunal may in any case direct that the patient be discharged, and
(a) the tribunal shall direct the discharge of a patient liable to be detained under section 2 above if they are not satisfied -
(i) that he is then suffering from mental disorder or from mental disorder of a nature or degree which warrants his detention in a hospital for assessment (or for assessment followed by medical treatment) for at least a limited period; or
(ii) that his detention as aforesaid is not justified in the interests of his own health or safety or with a view to the protection of other persons;
(b) the tribunal shall direct the discharge of a patient liable to be detained otherwise than under section 2 above if they are not satisfied
(i) that he is then suffering from mental illness, psychopathic disorder, severe mental impairment or mental impairment or from any of those forms of disorder of a nature or degree which makes it appropriate for him to be liable to be detained in a hospital for medical treatment; or
(ii) that it is necessary for the health or safety of the patient or for the protection of other persons that he should receive such treatment; or
(iii) in the case of an application by virtue of paragraph (g) of section 66(1) above, that the patient, if released, would be likely to act in a manner dangerous to other persons or himself."
"(5) Where application is made to a Mental Health Review Tribunal under any provision of this Act by or in respect of a patient and the tribunal do not direct that the patient be discharged or, if he is (or is to be) subject to after-care under supervision, that he cease to be so subject (or not become so subject), the tribunal may, if satisfied that the patient is suffering from a form of mental disorder other than the form described in the application, order or direction relating to him, direct that that application, order or direction be amended by substituting for the form of mental disorder specified in it such other form of mental disorder as appears to the tribunal to be appropriate."
"(1) Where an application to a Mental Health Review Tribunal is made by a restricted patient who is subject to a restriction order, or where the case of such a patient is referred to such a tribunal, the tribunal shall direct the absolute discharge of the patient if -
(a) the tribunal are not satisfied as to the matters mentioned in paragraph (b)(i) or (ii) of section 72(1) above; and
(b) the tribunal are satisfied that it is not appropriate for the patient to remain liable to be recalled to hospital for further treatment."
"(1) Sections 57 and 58 above shall not apply to any treatment
(a) which is immediately necessary to save the patient's life; or
(b) which (not being irreversible) is immediately necessary to prevent a serious deterioration of his condition; or
(c) which (not being irreversible or hazardous) is immediately necessary to alleviate serious suffering by the patient; or
(d) which (not being irreversible or hazardous) is immediately necessary and represents the minimum interference necessary to prevent the patient from behaving violently or being a danger to himself or to others."
"The consent of a patient shall not be required for any medical treatment given to him for the mental disorder from which he is suffering, not being treatment falling within section 57 or 58 above, if the treatment is given by or under the direction of the responsible medical officer."
Discussion
"In my opinion it is impossible to reach any other conclusion than that the powers of detention conferred upon hospital authorities by the scheme were intended to be exhaustive. Procedure is laid down for emergency, short term and long term detention. The period of short term detention might reasonably be expected to be long enough for an application for long term detention to be submitted to and approved by the sheriff under s.18. What happened in this case was that the petitioner's condition appeared initially to be improving, so that an application under s.18 was not thought appropriate. Dr Mackay was of opinion that an application which turned out to be unnecessary would be upsetting and harmful to the patient. The petitioner's condition suddenly and unexpectedly deteriorated, and by then it was too late to have an application submitted and approved before the expiry of the short term detention. That would appear to be a situation which was not in the contemplation of the framers of the legislation. However, I am of opinion that the provisions of ss.24(6), 25(5) and 26(7) are absolutely inconsistent with a possible view that the legislature intended that a hospital authority should have a common law power to detain a patient otherwise than in accordance with the statutory scheme. That scheme contains a number of safeguards designed to protect the liberty of the individual. It is not conceivable that the legislature, in prohibiting any successive period of detention under provisions containing such safeguards, should have intended to leave open the possibility of successive periods of detention not subject to such safeguards. I would therefore hold that any common law power of detention which a hospital authority might otherwise have possessed has been impliedly removed."
"Nursing and care concurrent with the core treatment or as a necessary prerequisite to such treatment or to prevent the patient from causing harm to himself or to alleviate the consequences of the disorder are, in my view, all capable of being ancillary to a treatment calculated to alleviate or prevent a deterioration of the psychopathic disorder."
The purpose of classification
"If the effect of the Act is that, immediately afterwards and with no material change of circumstances, the doctor can re-exercise his powers under section 16, then the protection given for the patient is totally toothless and in no way affords any protection at all."
"There is force in Mr Gordon's submissions that there should be some touchstone for the use of compulsory powers both of detention and treatment. Nor do I dissent from the view that reclassification is a means whereby that touchstone can be kept under review. Furthermore, I have no doubt that the requirement that there must be at least one common mental disorder as between two medical practitioners before an application is effective, is the touchstone for detention under section 3, but it clearly is not in one sense the touchstone for treatment in that instance because under section 16 one report from the appropriate medical officer stating that the patient is suffering from a different form of mental disorder will lead to the application being deemed to contain that different form."
"That leads me to the conclusion that reclassification is not simply about defining those mental illnesses in the sense of making sure that the document authorising detention only contains references to the forms of mental disorder when taken on their own would justify detention. I accept that the document authorising detention, whether it be an application or an order of the court, is the starting point for authorising the powers under the Mental Health Act. But reclassification in my view does not involve an obligation to remove from that order a form of mental disorder from which a patient still suffers."
"25. First, the primary purpose of section 72(5) is to enable a Tribunal which has concluded that the form of mental disorder which requires the patient to continue to be detained is different from the form of mental disorder specified in an order (or an application or direction), to substitute that mental disorder so as to in effect correct the order to accord with the position as it is now known to be.
26. Second, reclassification in the civil context under section 16, would not have taken place if the conclusion of the medical officer was that Mr Hagan still suffered from mental illness albeit it was in remission, and in the result in the civil context (a) the application would still have specified mental illness, and (b) whatever section 63 means, treatment for mental illness could continue to be compulsorily administered. Section 72(5) ought to be construed as providing the Mental Health Tribunal with a discretion so that they are not obliged to reclassify Mr Hagan in a way different from that which he would have been classified as a civil patient.
27. In addition, in the context of section 37 and section 41, section 72(5) ought to be construed as giving the Mental Health Tribunal a discretion not to delete a mental disorder from which a patient still suffers where deletion might frustrate their powers in relation to conditional discharge in the future.
28. Reclassification relates to whether the patient suffers from a particular mental disorder, not to whether he is detainable for that mental disorder if it stood alone.
29. It is possible that if the conclusion was that a patient no longer suffered from a form of mental disorder previously specified in the order at all, that deletion in circumstances where substitution was not required would be permissible, but that is not this case.
30. The judge put Mr Gordon's submissions in this way:
In short, what Mr Gordon's submissions boil down to is this. The purpose of classification, whether it be in an application or in an Order, or indeed any other formal document, is to show the basis for the detention of the relevant person. It is, as it were, akin to a warrant or a Court Order justifying detention in, for example, a prison, because detention in a mental hospital is as much a deprivation of liberty as detention in any other sort of institution. Such a detention must be justified. The document shows third parties why a person is being detained and, therefore, should contain, and contain only, the reference to the form of mental disorder which justifies any current detention.
It will be noted that he commences with the words "purpose of classification". I do not dissent from the view that at least part of the purpose of classification in the original form of application, and the court order under section 37 is to show the basis for the detention and at least part of the purpose is to identify the mental disorder for which compulsory treatment is needed (albeit the treatment aspect was not much pursued before the judge). It also seems to me that the reason why under section 16 a report may generate some other form of mental disorder being specified in the application has to do with the lawfulness or otherwise of continued detention pursuant to an application, and the purpose of substitution under section 72(5) has to do with ensuring that the order correctly reflects a basis for detention. But it does not follow in either case that the purpose of reclassification is to ensure that there is not described in the application or order a form of mental disorder from which the patient suffers and may need treatment if he continues to be detained on the basis of another form of mental disorder. Indeed the ordinary application of section 16 leads to that conclusion, and there is no reason why the Tribunal, under section 72(5), should be obliged to reach a different conclusion.
31. Thus the judge was wrong to accept the submission that the purpose of reclassification wherever it appeared in the Mental Health Act was to ensure that there was not described in the application or the order a mental disorder from which the patient suffered but which would not on its own justify detention. In particular it seems to me the judge was wrong to accept the submission that the purpose of reclassification under section 72(5) was to describe accurately the basis on which the patient was lawfully detained. The patient was lawfully detained under an order of the court, and there was nothing inaccurate in describing him as being lawfully detained on the bases specified in the order. Furthermore, there is no warrant in my view for reading into the section that it is "incumbent upon [the Tribunal] to reclassify if it decides that one of the current forms of mental disorders, from which the patient is suffering which is contained in the order or application or direction which has led to his detention, is no longer appropriate because the relevant mental illness is not of a nature or degree which makes it appropriate for him to receive medical treatment" where the conclusion of the Tribunal is that for another reason the patient is to be detained. Of course if the conclusion relating to the mental illness related to the only basis for detention, reclassification would not be appropriate but discharge either absolutely or conditionally would follow.
32. I would finally add that there is in my judgment possibly a short answer to this case even accepting much of Mr Gordon's submissions. The conclusion of the Tribunal was that the mental illness alone would not render him liable to be detained. That conclusion emphasises that Mr Hagan still suffers from mental illness, and that it may recur unless treatment was available. The conclusion I suggest can be fairly read as being that the mental illness, when taken together with the psychopathic disorder which can be alleviated by treatment in hospital, makes it appropriate for him to be detained in hospital for medical treatment in relation to both types of mental disorder. Clearly there could be no criticism of the Tribunal's refusal to reclassify so as to delete the mental illness if that was their view."
Conclusion
Lord Justice Scott Baker:
Lord Justice Simon Brown:
"A theme that runs through the Act is that the liability to detention is linked to the mental disorder from which the patient is classified as suffering, and that this disorder is considered to be treatable by the person or body making the classification."
"The primary purpose of classification under the 1983 Act is to establish a legal basis for detention, and to indicate which diagnoses are in issue at a Mental Health Review Tribunal, not to limit the permissible limit of treatments which can be given to the specified disorders."
"9. Detention under the Act does not of itself authorise treatment without consent. It is not sufficient merely that the patient was admitted (and indeed remains detained) because his condition was regarded as treatable. Compulsory treatment must be authorised if at all under part IV of the Act. As s.63 makes plain, it is a pre-requisite of such treatment that it shall be given "for the mental disorder from which [the patient] is suffering". Without that it will be unlawful in any event. Ss.57 and 58 then provide a range of safeguards graded to reflect the severity of the various treatments which may be contemplated. S.57 (not here directly in point) is concerned with surgery for destroying brain tissue or other forms of severe and perhaps irreversible treatment prescribed by the Secretary of State and it precludes any such treatment being given compulsorily. Rather it requires both the patient's capacitated consent, which must be certified to be valid by a panel of three persons including a SOAD, and also the SOAD's certified approval for such treatment having regard to the likelihood of it assisting the patient's condition. S.58 applies to two defined forms of treatment for mental disorder: ECT and long-term medication. These are forbidden save - and thereby, taken in conjunction with s.63, permitted only - upon the stipulated conditions. These are that the patient has either (a) given a capacitated consent, so certified by the RMO or a SOAD, or (b) not given such a consent (or, indeed, indicated a capacitated refusal) but the SOAD, having consulted with two others as required, has nevertheless certified that the treatment should be given."
"The RMO gave evidence in accordance with his report and its addendum. He was emphatic that the patient had improved over the last 18 months. That had allowed greater engagement with the care team. The patient was still ill, and without medication and the structured care of the hospital, would relapse. The RMO outlined a pattern of treatment which he considered should be put in hand before a transfer could be considered. The risk factor was difficult to assess but was real.
Dr Scholey and Mrs White gave evidence emphasising that of the RMO.
Professor Sashidharan considered that the mental illness was controlled by the medication and that the patient's outbursts in past years were due to the culture from which he came reacting against the regime of the hospital, rather than mental illness. However, the Professor was specific that the patient wherever he was, must continue medication for fear of a relapse.
Mr Bromley echoed the Professor's view that some of the patient's behaviour was due to growing up in a criminal subculture, but agreed that the patient presented some risk, not readily quantifiable.
The patient was courteous and articulate. He was anxious to say that the suffered no mental illness and had not for many years. Questioned, he said that although mad at the time of the offence, he had already recovered by the time he came before the Crown Court for sentence. He would take medication if it was enforceable but not otherwise.
We note that the patient has made progress over the past year or two, but much work remains before a transfer would be appropriate."