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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Bennett v A & Anor, Officers & Ors [2004] EWCA Civ 1439 (02 November 2004) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2004/1439.html Cite as: [2004] Inquest LR 81, [2004] EWCA Civ 1439, [2005] UKHRR 44 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM QUEENS BENCH DIVISION ( THE ADMINISTRATIVE COURT)
(MR JUSTICE MITTING)
CO/498/2004
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE MAURICE KAY
and
LORD JUSTICE GAGE
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FAMILY OF DEREK BENNETT |
Appellant |
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- v - |
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OFFICERS 'A' AND 'B' |
Respondents |
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and |
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HM CORONER |
Interested Party |
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and |
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COMMISSIONER OF POLICE FOR THE METROPOLIS |
Interested Party |
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Smith Bernal Wordwave Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Mr Millar QC and Mr Stern (instructed by Russell Jones & Walker) for the Respondent and Mr Beggs of Counsel for the Commissioner of Police
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Crown Copyright ©
Lord Justice Gage :
Introduction
“… if the verdict does not meet their expectations, and the identity of the two officers has been revealed, then the risk to the officers and their families is assessed as serious.”
“59. In view of the available evidence, the fears arising from the comments of Mr C are not objectively justified. In spite of Mr C's connection with those who have the capacity to carry out the threat, little action seems to have been taken against him except a warning to moderate his behaviour. The warning in August 2003 appears to have had some measure of success.
60. If Mr C's threats were considered to be serious, I have no doubt that he would have been arrested and /or questioned, both in relation to his own intentions , and to obtain information about others who were making threats. If PC Douglas-Smith is accurate in his recollection, Mr C was liable to be charged with making threats to kill, yet the matter was not even reported.
61. The threats are vague and emotional, directed at the police generally. It is undoubtedly the case that inflammatory and emotional threats and comments are made following every death in custody particularly during and directly after the Inquest. Thankfully , unlike the situation that exists in Northern Ireland those threats are rarely if ever put into effect.
62. The criminal activities that took place at the Temple are sadly commonplace in many areas of the country, and do not appear to present a significant and specific threat to Officers A and B. Regrettably, they may well present a threat to ordinary police officers policing the area both now and in the future.
63. On the evidence disclosed, there is no reasonable chance or serious possibility of harm to the officers or their families. I see no exceptional circumstances so as to depart from the general principle of open justice.”
“23. Her very clear findings of fact reveal to me, and in my judgment to any reasonable decision-maker, the following essential propositions. First, Mr C made in the course of time outbursts which were sometimes, but by no means always, emotional, which contained threats to police officers generally; the last of which occurred in August 2003, just over two years after the killing. Secondly, Mr C reported threats, which, if taken seriously, were serious threats to the police officers involved in the killing, namely by those who might on his behalf (that is to say for his purposes rather than as his agent) wish to exact retribution.
24.Thirdly, there were available to those who may well have made those threats firearms and ammunition which would permit them to carry them out. Fourthly, Mr C was connected to a temple in which two loaded firearms had been recovered.”
“The risk to Sergeants A and B in such an eventuality were both serious and of serious harm. Harm, by contrast to the family and to any members of the public who may wish to know their identities, from their identities not being revealed, was, on any view, negligible. It was not suggested that anonymity will prevent any proper line of enquiry being pursued into the conduct of Sergeants A and B. It is not suggested, for example, that it will be more difficult to test the credibility of their account if their names are withheld.
The only reasonable decision, in my view, open to the Coroner, was to protect the anonymity of Sergeants A and B until the verdict of the jury was returned and/or until some other event occurred before or during the inquest which demanded, in the interests of justice, that their identities be revealed. When the jury's verdict is returned, if no blame is put upon Sergeants A and B then, although the question does not arise for decision now, it seems to me that there is unlikely to be any good reason for removing their anonymity. If the verdict does cast blame upon them, and in particular if a verdict of unlawful killing is returned, then although, again, this does not fall for decision today, it would be difficult to see how the anonymity of at least Sergeant A could properly be preserved. Those questions, if and when they arise for decision, must be determined by the Coroner in the events that then occur.”
The appellant's grounds of appeal and submissions.
The respondent's submissions
The approach of the court
“The court may not interfere with the exercise of an administrative discretion on substantive grounds save where the court is satisfied that the decision is unreasonable in the sense that it is beyond the range of responses open to a reasonable decision-maker. But in judging whether the decision-maker has exceeded this margin of appreciation the human rights context is important. The more substantial the interference with human rights, the more the court will require by way of justification before it is satisfied that the decision is reasonable in the sense outlined above.”
Lord Woolf MR in R v Lord Saville of Newdigate ex parte A 2000 1WLR 1855 adopted that test adding the following (p1867):
“ What is important to note is that when a fundamental right such as the right to life is engaged, the options available to the reasonable decision-maker are curtailed. They are curtailed because it is unreasonable to reach a decision which contravenes or could contravene human rights unless there are sufficiently significant countervailing considerations. In other words it is not open to the decision-maker to risk interfering with the fundamental rights in the absence of compelling justification. Even the broadest discretion is constrained by the need for there to be countervailing circumstances justifying interference with human rights. The courts will anxiously scrutinise the strength of the countervailing circumstances and the degree of the interference with the human right involved and then apply the test accepted by Sir Thomas Bingham MR in r v Ministry of Defence ex party Smith [1996] QB 517 which is not in issue.”
“52 Although all three judgments in the Divisional Court gave very careful consideration to the issues which are before us, in a case of this sort, the outcome of this appeal involves our having to analyse the second decision of the tribunal afresh. We have to form our own judgment as to whether it is flawed on the grounds of unfairness or lack of reasonableness. “
The Legal Framework
“ Everyone's right to life shall be protected by law. No one shall be deprived of his life intentionally save in the execution of a sentence of a court following his conviction of a crime for which the penalty is decided by law.”
“ 30. A profound respect for the sanctity of human life underpins the common law as it underpins the jurisprudence under articles 1 and 2 of the Convention. This means that a state must not unlawfully take life and must take appropriate legislative and administrative steps to protect it. But the duty does not stop there. The state owes a particular duty to those involuntarily in its custody. As Anand J succinctly put it in Nilabati Behera v State of Orissa (1993) 2 SCC 746, 747: “There is a great responsibility on the police or prison authorities to ensure that the citizen in its custody is not deprived of his right to life” Such persons must be protected against violence or abuse at the hands of state agents. They must be protected against self-harm: Reeves v Comr of Police of the Metropolis [2000] 1 AC 360. Reasonable care must be taken to safeguard their lives and persons against the risk of avoidable harm.
31 The state's duty to investigate is secondary to the duties not to take life unlawfully and to protect life, in the sense that it only arises where a death has occurred or life-threatening injuries have occurred: Menson v United Kingdom Application No 47916/99) (unreported) 6 May 2003, p 13. It can fairly be described as procedural. But in any case where a death has occurred in custody it is not a minor or unimportant duty. In this country, as noted in paragraph 16 above, effect has been given to that duty for centuries by requiring such deaths to be publicly investigated before an independent judicial tribunal with an opportunity for relatives of the deceased to participate. The purposes of such an investigation are clear; to ensure so far as possible that the full facts are brought to light; that culpable and discreditable conduct is exposed and brought to public notice; that suspicion of deliberate wrongdoing (if unjustified) is allayed; that dangerous practices and procedures are rectified; and that those who have lost their relative may at least have the satisfaction of knowing that lessons learned from his death may save the lives of others.”
“ 31 We consider that the appropriate course is to consider first the nature of the subjective fears that the soldier witnesses are likely to experience if called to give evidence in the Guildhall, to consider the extent which those fears are objectively justified and then to consider the extent to which those fears, and the grounds giving rise to them, will be alleviated if the soldiers give their evidence somewhere in Great Britain rather than in Londonderry. That alleviation then has to be balanced against the adverse consequences to inquiry of the move of venue, applying commonsense and humanity. The result of the balancing exercise will determine the appropriate decision. This course will, we believe, accommodate both the requirements of article 2 and the common law requirement that the procedure should be fair.”
“ However, in our judgment the right approach here once it is accepted that the fears of the soldiers are based on reasonable grounds should be to ask; is there any compelling justification for naming the soldiers, the evidence being that this would increase the risk?”
“ 28 In R v Governor of Pentonville Prison, Ex p Fernandez [1971] 1 WLR 987, after adumbrating the various phrases which he considered expressed the same degree of likelihood of risk, Lord Diplock referred, at p 994, to the alternative of “applying, untrammelled by semantics, principles of commonsense and common humanity”. We believe that there is much to commend that approach in the present case. The search for a phrase which encapsulates a threshold of risk which engages article 2 is a search for a chimera. The phrases advanced by Mr Clarke were all taken from decisions involving contexts quite different from the present. These decisions provide no authoritative basis for adopting the phrases as a threshold test for article 2 purposes. Of one thing we are quite clear. The degree of risk described as “real and immediate” in Osman v United Kingdom 29 EHRR 245, as used in that case, was a very high degree of risk calling for positive action from the authorities to protect life. It was “a real and immediate risk to the life of an identified individual or individuals from the criminal acts of a third party” which was, or ought to have been, known to the authorities: p 305, para 116. Such a degree of risk is well above the threshold that will engage article 2 when the risk is attendant upon some action that an authority is contemplating putting into effect itself. It was not an appropriate test to invoke in the present context.
29 In R v Lord Saville of Newdigate, Ex p A [2000] 1 WLR 1855, para 68(5) Lord Woolf MR said:
“the right approach here once it is accepted that the fears of the soldiers are based on reasonable grounds should be to ask: is there any compelling justification for naming the soldiers, the evidence being that this would increase the risk ?”
The reference to reasonable grounds was, as we understand it, to grounds that were objectively reasonable, but Lord Woolf MR had earlier commented at p 1876, para 68(4): “From their point of view it is what they reasonably fear which is important, not the degree of risk which the tribunal identifies”.
30 In the present appeal, the fact that the soldier witnesses will have subjective fears if called to give evidence in Londonderry is a relevant factor when considering whether it will be fair to require them to do so. Those fears will, however, have much more significance if they are objectively justified. A critical issue is whether such fears are objectively justified, and much of the submissions that we heard were addressed to this issue.
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The Coroner`s decision
Conclusion
Lord Justice Maurice Kay :
“At that point in time, if the verdict does not meet their expectations, and the identity of the two officers has been revealed, then the risk to the officers and their families is assessed as serious.”
Nowhere in her decision does the coroner do justice to that assessment. She did not expressly reject it. It is difficult to see how she could. If she accepted it, her conclusion that
“on the evidence disclosed, there is no reasonable chance or serious possibility of harm to the officers or their families”
is unsustainable. For that reason, as well as for the reasons fully set out in the judgment of Gage LJ, I too conclude that there was in truth only one decision open to the coroner on the material before her and that was to grant anonymity to the two officers, at least until the conclusion of the inquest.
Lord Justice Mummery