BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales Court of Appeal (Civil Division) Decisions |
||
You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Clift v Slough Borough Council [2010] EWCA Civ 1484 (21 December 2010) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2010/1484.html Cite as: [2011] 3 All ER 118, [2011] UKHRR 248, [2010] EWCA Civ 1484, [2011] PTSR 990 |
[New search] [Printable RTF version] [Buy ICLR report: [2011] PTSR 990] [Help]
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
MR JUSTICE TUGENDHAT
HQ06X03643
Strand, London, WC2A 2LL |
||
B e f o r e :
LORD JUSTICE THOMAS
and
LORD JUSTICE RICHARDS
____________________
Jane Clift |
Respondent |
|
- and - |
||
Slough Borough Council |
Appellant |
____________________
Hugh Tomlinson QC and Christina Michalos (instructed by Simons Muirhead & Burton) for the respondent
Hearing date: 24th June 2010
____________________
Crown Copyright ©
Lord Justice Ward:
The issue
The facts
"I did not want to give Fozia Rashid the self-satisfaction of terminating the call – I slammed my phone down so hard I broke it. I felt so affronted and so filled with anger that I am certain I would have physically attacked her if she had been anywhere near me. I truly am not of that nature and so, surely, this should act as a wake up call to the Borough as to the capacity she has for offending people. Persons appointed to posts in the fields of public protection and community safety should excel in their interpersonal and communication skills. Those qualities were obviously not the determining factor in this appointment and, quite frankly, I feel she is a liability. How can Slough Borough Council sustain this position? They have a duty of care and should seek to take action out of respect for the council tax payer who pays to maintain these amenities, respect for park wardens who work so hard in them, and for people like myself who make the effort. Instead, Fozia Rashid only sought to ridicule and vilify me."
"Jane wants every avenue explored and feels that Fozia has no knowledge of legal options open to L.A. Stunned that Fozia is in the post. Stated she would have hit Fozia if she could. Wants her out of the post."
"During the course of my investigation I have interviewed key witnesses and examined file notes. As the investigation has unfolded, however, I have become increasingly concerned by your violent and threatening behaviour towards Ms Rashid
- on 10th August 2005 you slammed the phone down on Ms Rashid
- in your subsequent letter dated 12th August 2005 you stated "I am certain that I would have physically attacked her (Ms Rashid) if she had been anywhere near me"
- during our meeting on 25th October 2005 you again stated that you would physically attack Ms Rashid if you could and repeatedly demanded that the local authority sack her
- during a telephone call to our Corporate Team on 12th August you are reported to have said that you wished Fozia would drop down dead.
Slough Borough Council does not tolerate aggressive, threatening and violent behaviour of this nature directed towards its staff. The above incidents represent unacceptable behaviour in line with the Directorate's Violence at Work policy (H&NS/COP/1.12) and the Data Protection Act 1998, I am writing to inform you that because your behaviour towards Ms Rashid, a warning marker will be placed against your name for a period of 18 months.
This timescale will be increased by three times if you commit a further offence during this period.
This warning marker will also be shared with other Council departments and Government agencies within the Borough, by electronic or manual means. The Local Authority will continue to provide you with your normal range of services, but you can anticipate that suitable arrangements will be put in place to ensure the safety and well being of our staff."
"I have requested that Jane Clift's name be added to the register of violent persons following repeated threats of violence towards a member of staff.
Whilst we will continue to provide her with our normal range of services, I would ask that any officer making a site visit, or conducting a face-to-face interview with Ms Clift, does so in the presence of an accompanying officer. Equally, any member of staff receiving a phone call from Ms Clift should make a full file note of that conversation, including Ms Clift's manner."
A copy of the Register was circulated with the email. He also asked that hard copies of the email be sent to 12 Community Wardens. This email published to these 66 people is the first libel of which Ms Clift complains.
(1) Slough Accord, concerned with environmental management including refuse collection and road sweeping;
(2) Interserve FM, concerned with building maintenance on Council-owned properties and estate maintenance even though Ms Clift does not own or live in Council property;
(3) NHS Primary Care Trust, with Social Services related activities including the Community Mental Health Team, Supporting People and Community Nursing; and
(4) Community Safety Partnership, including about 50 businesses in the Town Centre Business Initiative.
Evidence was given at the trial that the Register would have been circulated to not more than 150 people.
The trial
"The email [and a similar plea was made in relation to the Register] was published on an occasion of qualified privilege in that the second defendant had a duty to send the email namely to protect the safety of the first defendant's staff and the staff of its Partnership Organisations, which staff had a corresponding interest in receiving the same."
"38. 1. [The defendants] have a qualified privilege defence in relation to publication to employees of the Council who were 'customer facing staff' (and their managers) being employees in the following departments: Trading Standards, Neighbourhood Enforcement and Community Safety.
2. [The defendants] do not have a qualified privilege defence in relation to publication to employees of the Council who were 'customer facing staff' nor their managers, being employees in the following departments: Licence, Food and Safety, Children and Education Services.
3. [The defendants] do not have a qualified privilege defence in relation to community wardens, trade union officials, anyone in the four partner organisations."
Discussion
"… it has long been the policy of the law to protect persons in certain kinds of relationship with one another, and indeed to encourage in such cases free and frank communications in what is perceived to be the general interest of society. In those cases, one does not need to assess the interest of society afresh in each case. We all need to know where we stand. In this area the law was thought to be settled, on the basis that the balance would fairly be struck if liability in such situations was confined to those cases where the occasion of communication was abused -in the sense that malice could be established. Nothing short of malice would undermine the law's protection."
Simon Brown L.J. added this:
"39. … It matters not at all whether Mr Stobbs and the Bar Council are properly to be regarded as owing a duty to the Bar to rule on questions of professional conduct such as arose here, or as sharing with the Bar a common interest in maintaining professional standards. What matters is that the relationship between them is an established one which plainly requires the flow of free and frank communications in both directions on all questions relevant to the discharge of the Bar Council's functions."
"149. This is a case of an existing and established relationship, going back many years, between the mother's family and the Social Services Department of the Council. Accordingly, Kearns supports the following conclusion. The fact that the information in the words complained of was not verified (or not 'evidence based') could not take the case outside the protection of qualified privilege unless [the authors of the report] were deliberately publishing what they knew to be outside the official guidance known to them.
150. It is true that the duties of the Council in this case (which were being performed on their behalf by [the authors]) were public law duties imposed upon them by the Children Act. If the words complained of are published to [a] person to whom there is no duty to publish, or at a time, or in other circumstances when there is no duty to publish, the consequences of that do call for consideration.
151. However, in my judgment what matters is that the relationship between the Defendants and the publishees was an established one which plainly requires the flow of free and frank communications in both directions on all questions relevant to the discharge of the Council's functions."
(1) An occasion of publication will be privileged if the publisher can establish a legal, moral or social duty to publish the communication to publishees who have a corresponding interest or duty to receive it. Reciprocity is essential (Adam v Ward [1917] A.C. 309, 334).
(2) A public authority should only be entitled to rely on the defence of qualified privilege in respect of a defamatory publication if the publication was consistent with its public law duties.
(3) A public authority should only publish information for the purpose of and to the extent necessary for performance of its public duty and in accordance with its obligations under the Human Rights Act 1998.
(4) If the information published is damaging to an individual's reputation, that person's Article 8 rights are engaged so that the Council come under a duty not to interfere with her rights under Article 8(1) unless the publication can be justified under Article 8(2).
(5) In order to be justified under Article 8(2) the publication must be necessary for a legitimate aim and must be proportionate to that aim. In other words, applying Huang v Home Secretary [2007] 2 AC 167, paragraph 19
(i) the legitimate aim in question must be sufficiently important to justify the interference;
(ii) the measures taken to achieve the legitimate aim must be rationally connected to it;
(iii) the means used to impair the right must be no more than is necessary to accomplish the objective; and
(iv) a fair balance must be struck between the rights of the individual and the interests of the community which requires a careful assessment of the severity and consequences of the interference.
(6) This approach is consistent with the duties imposed on public authorities by the Data Protection Act 1998.
(7) On the facts of this case, the judge was correct to hold that publication was excessive and not proportionate.
"When, in the course of performing its public duties, a public body (such as a police force) comes into possession of information relating to a member of the public, being information not generally available and potentially damaging to that member of the public if disclosed, the body ought not to disclose such information save for the purpose of and to the extent necessary for performance of its public duty or enabling some other public body to perform its public duty. … The principle, as I think, rests on a fundamental rule of good public administration, which the law must recognise and if necessary enforce."
"In so far as the requisite duty needed also to measure up to human rights considerations, [the Chief Constable's] publications, defamatory of [the claimants], were not in the circumstances proportionate to the legitimate aim [the Chief Constable] was pursuing. But I think that that is really saying the same thing in a different language."
But May L.J. did make it clear that he did not consider that any decision in that case should be seen as having implications of principle beyond its particular facts.
"This is not least because the Human Rights Act 1998, the Data Protection Act 1998 and s. 115 of the Police Act 1997 have all come into force since the disclosures in the present case."
"The principle upon which these cases are founded is a universal one, that the public convenience is to be preferred to private interests, and that communications which the interests of society require to be unfettered may freely be made by persons acting honestly without actual malice, notwithstanding that they involve relevant comments condemnatory of individuals."
In similar vein, Bankes L.J. held in Gerhold v Baker [1918] W.N. 368, 369:
"It was in the public interest that the rules of our law relating to privileged occasions and privileged communications were introduced, because it is in the public interest that persons should be allowed to speak freely on occasions when it is their duty to speak, and to tell all they know or believe, or on occasions when it is necessary to speak in the protection of some (self or) common interest."
We are beginning to see how notions of duty and interest spring from the application of this policy.
"In general, an action lies for the malicious publication of statements which are false in fact, and injurious to the character of another, and the law considers such publication as malicious, unless it is fairly made by a person in the discharge of some public or private duty whether legal or moral, or in the conduct of his own affairs, in matters where his interest is concerned. In such cases the occasion prevents the inference of malice which the law draws from unauthorised communications, and affords a qualified defence depending on the absence of actual malice. If fairly warranted by any reasonable occasion or exigency, and honestly made, such communications are protected for the common convenience and welfare of society."
The second passage is taken from the speech of Lord Atkinson in Adam v Ward at p. 334:
"A privileged occasion is … an occasion where the person who makes a communication has an interest, or a duty, legal, social or moral, to make it to the person to whom it is made, and the person to whom it is so made has a corresponding interest or duty to receive it. This reciprocity is essential."
"1. When is verification a relevant circumstance in determining whether or not a defamatory communication is protected by qualified privilege? That, in the last analysis, is the question raised by this appeal."
That issue seems to have arisen in part because of an argument that the publication to ten thousand members of the Bar warranted treating the case as being "half-way", as Keene L.J. described it, towards the situation with which the House of Lords was dealing in Reynolds v Times Newspapers Ltd [2001] 2 AC 127, a media publication in respect of which steps taken to verify the information may be crucial to deciding whether or not qualified privilege attaches.
"The argument, as it seems to me, has been much bedevilled by the use of the terms "common interest" and "duty-interest", for all the world as if these are clear-cut categories and any particular case is instantly recognisable as falling within one or other of them. … To my mind an altogether more helpful categorisation is to be found by distinguishing between, on the one hand, cases where the communicator and the communicatee are in an existing and established relationship (irrespective of whether within that relationship the communications between them relate to reciprocal interests or reciprocal duties or a mixture of both) and, on the other hand, cases where no such relationship has been established and the communication is between strangers (or at any rate is volunteered otherwise than by reference to their relationship)."
"32. One searches the authorities in vain for comparable statements in the context of communications made between those in an established relationship which, by its very nature, involves reciprocal interests and/or duties."
So in his judgment:
"34. … Where the communication is made within an established relationship and is relevant to it, the necessary conditions are satisfied.", his emphasis being added.
"45. I agree. The question of whether the existing relationship in any particular case gives rise to a common interest or to a duty/interest situation will often produce a somewhat sterile dispute, and certainly in the present appeal it is not the crucial issue. Whichever of those two categories is said to apply, the fact remains that each of them normally presupposes an existing relationship between the person who made the statement sued on and the recipient of it. In such a case, so long as the statement is fairly warranted by the occasion, and is made in the absence of malice, it will be protected by qualified privilege, irrespective of the degree of investigation or verification carried out by the maker of the statement and irrespective of whether one categorises the situation as one of common interest or of duty and corresponding interest."
"15. … Sometimes it is possible from the surrounding circumstances to come to a definitive conclusion without the need to resolve factual disputes: see e.g. Kearns ... That was a case of what one might call "off the peg" privilege, where the issue can be resolved simply by looking at the relationship between the parties and the subject-matter of the relevant communication," the emphasis being added by me.
I agree. In particular I agree that it is "sometimes" only that it is possible to look to the special relationship and no more, and, to coin his graphic phrase, to buy "off the peg", noting as one does so, the absence of any sign above the clothes' rail that "One size fits all". It does not. It is necessary to recall how in Gerhold v Baker (see [24] above) Bankes L.J. defined the public interest which underpins the defence as being the need to be "allowed to speak freely on occasions when it is their duty to speak". The private interest in one's reputation is to be preferred to the public convenience of unfettered communication where there is no duty to communicate at all. That was the case in Wood as a matter of public law. Wood is binding on us. Moreover it is rooted in established authority and is, if I may respectfully say so, clearly right. It is to be preferred to Kearns as the proper approach in this appeal because the defendant Bar Council was not a public authority and, as a result, no question arose as to the application of the fundamental rules of good public administration. The issues that arise in this case and in Wood arise precisely because the defendants are both public authorities with public duties to perform which was not the case in Kearns. It may well be that this public law duty not to disclose the information as widely as was done here is enough of itself to preclude the qualified privilege defence but I need not express a concluded view about that because we are being asked to rule upon the effect of the European Convention of Human Rights on this defence.
"Q. You had no need whatever to share that information?
A. I am going to be honest and I think this is something for you guys to sort out about the legal aspects of it."
This demonstrates, submits Mr Faulks, the impracticability of having to make an individual assessment of the propriety of each and every publication. Life would be made impossible for the Council. Imposing such a duty would render the Council disproportionately vulnerable.
"58. … the police, as a public body, ought not generally to disclose information which comes into their possession relating to a member of the public, being information not generally available and potentially damaging to that member of the public, except for the purpose of and to the extent necessary for the performance of their public duty. The principle rests on a fundamental rule of good public administration which the law must recognise. …
63. … Disclosure of damaging information about individuals requires specific public interest justification. Ill-considered and indiscriminate disclosure is scarcely likely to measure up to this standard."
"82. In my opinion the common law, with its own system of limitation periods and remedies, should be allowed to stand on its own feet side by side with the alternative remedy."
Lord Brown of Eaton-under-Heywood was of the opinion that:
"136. … To the extent that articles 2 and 3 of the Convention and sections 7 and 8 of the Human Rights Act already provide for claims to be brought in these cases, it is quite simply unnecessary now to develop the common law to provide a parallel cause of action."
He went on to point out that Convention claims have very different objectives from civil claims with different time limits and the provision that no damages are to be awarded unless necessary for just satisfaction.
"The effect of my decision has been to 'involve application by the court of an objective test of relevance to every part of the defamatory matter published'. That is what Mr Tomlinson's submission pursuant to Huang required: see para [70] above. And this also is what Lord Diplock accepted was logical. But at least in some cases, as Lord Diplock observed, that may make the 'protection afford by the privilege … illusory'. When reaching my decision I had in mind that it represents a departure from Horrocks v Lowe. I considered that this departure was justified and required by HRA. The words complained of in Horrocks v Lowe were a slander spoken at the meeting of a Town Council. They related to the plaintiff's conduct in business and local politics. But the words of Lord Diplock have always been taken as applying to all cases of common law qualified privilege."
"My Lords, as a general rule English law gives effect to the ninth commandment that a man shall not speak evil falsely of his neighbour. It supplies a temporal sanction: if he cannot prove that defamatory matter which he published was true, he is liable in damages to whomever he has defamed, except where the publication is oral only, causes no damage and falls outside the categories of slander actionable per se. The public interest that the law should provide an effective means whereby a man can vindicate his reputation against calumny has nevertheless to be accommodated to the competing public interest in permitting men to communicate frankly and freely with one another about matters in respect of which the law recognises that they have a duty to perform or an interest to protect in doing so. What is published in good faith on matters of these kinds is published on a privileged occasion. It is not actionable even though it be defamatory and turns out to be untrue. With some exceptions which are irrelevant to the instant appeal, the privilege is not absolute but qualified. It is lost if the occasion which gives rise to it is misused. For in all cases of qualified privilege there is some special reason of public policy why the law accords immunity from suit - the existence of some public or private duty, whether legal or moral, on the part of the maker of the defamatory statement which justifies his communicating it or of some interest of his own which he is entitled to protect by doing so. If he uses the occasion for some other reason he loses the protection of the privilege."
Pausing here for a moment and applying the penultimate sentence in that passage, any public or private duty, legal or moral, to warn the supernumerary employees of the risks posed by Ms Clift did not justify the Council's communicating it because any such duty to those employees was outweighed by their duty to Ms Clift not to communicate information damaging her reputation.
"There may be evidence of the defendant's conduct upon occasions other than that protected by the privilege which justify the inference that upon the privileged occasion too his dominant motive in publishing what he did was personal spite or some other improper motive, even although he believed it to be true. But where, as in the instant case, conduct extraneous to the privileged occasion itself is not relied on, and the only evidence of improper motive is the content of the defamatory matter itself or the steps taken by the defendant to verify its accuracy, there is only one exception to the rule that in order to succeed the plaintiff must show affirmatively that the defendant did not believe it to be true or was indifferent to its truth or falsity. Juries should be instructed and judges should remind themselves that this burden of affirmative proof is not one that is lightly satisfied.
The exception is where what is published incorporates defamatory matter that is not really necessary to the fulfilment of the particular duty or the protection of the particular interest upon which the privilege is founded. Logically it might be said that such irrelevant matter falls outside the privilege altogether. But if this were so it would involve application by the court of an objective test of relevance to every part of the defamatory matter published on the privileged occasion; whereas, as everyone knows, ordinary human beings vary in their ability to distinguish that which is logically relevant from that which is not and few, apart from lawyers, have had any training which qualifies them to do so. So the protection afforded by the privilege would be illusory if it were lost in respect of any defamatory matter which upon logical analysis could be shown to be irrelevant to the fulfilment of the duty or the protection of the right upon which the privilege was founded. As Lord Dunedin pointed out in Adam v Ward [1917] A.C. 309, 326-327 the proper rule as respects irrelevant defamatory matter incorporated in a statement made on a privileged occasion is to treat it as one of the factors to be taken into consideration in deciding whether, in all the circumstances, an inference that the defendant was actuated by express malice can properly be drawn. As regards irrelevant matter the test is not whether it is logically relevant but whether, in all the circumstances, it can be inferred that the defendant either did not believe it to be true or, though believing it to be true, realised that it had nothing to do with the particular duty or interest on which the privilege was based, but nevertheless seized the opportunity to drag in irrelevant defamatory matter to vent his personal spite, or for some other improper motive. Here, too, judges and juries should be slow to draw this inference."
Lord Justice Thomas:
Lord Justice Richards: