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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Popinder Kaur Dhillon (Acting By Her Litigation Friend) v Yaw Asiedu [2012] EWCA Civ 1020 (26 July 2012) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2012/1020.html Cite as: [2012] EWCA Civ 1020 |
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ON APPEAL FROM The Central London County Court
HH Judge Cowell
9EC05636
Strand, London. WC2A 2LL |
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B e f o r e :
LORD JUSTICE DAVIS
and
MRS JUSTICE BARON
____________________
POPINDER KAUR DHILLON (Acting by Her Litigation Friend) |
Appellant |
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- and - |
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YAW ASIEDU |
Respondent |
____________________
Mr Jonathan Titmuss (instructed by Messrs Clarke Barnes Solicitors) for the Respondent
Hearing dates : 12th July 2012
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Crown Copyright ©
Mrs Justice Baron:
The Factual Matrix
i) She was lacking capacity and unable to attend trial to give evidence or be cross examined on that evidence; and
ii) Her litigation friend had had insufficient time to prepare the case since his appointment on 6th November.
The Legal Framework
i) That the power is an exercise of the Court's discretion;
ii) That discretion must be exercised in accord with the overriding objective;
iii) Whilst the factors set out in pre-CPR cases are relevant,they are nolonger, necessarily,determinative. All relevant factors mustbe weighedinthe balancing exercise that the trial judge must carry out; and
iv) The determinative factors concluded by the pre-CPR cases were:
a) The witness was unable to attend trial on grounds of ill health;
b) The witness's evidence was reasonably necessary if the party's case were to be properly presented;
c) There was a reasonable prospect that the witness would be able to attend an adjourned hearing at a specific reasonable future date; [emphasis added] and
d) The other party would suffer no injustice which cannot be remedied by an award of costs or otherwise.
'...the appellate court should only interfere when they consider that the judge of first instance has not merely preferred an imperfect solution which is different from an alternative imperfect solution which the Court of Appeal might or would have adopted, but has exceeded the generous ambit within which a reasonable disagreement is possible '
18. Our approach to this question is that the test to be applied to a decision on the adjournment of proceedings is not whether it lay within the broad band of judicial discretion but whether, in the judgment of the appellate court, it was unfair. In Gillies v Secretary of State for Work and Pensions [2006] UKHL 2 , Lord Hope said (at §6):
"[Tjhe question whether a tribunal … was acting in breach of the principles of natural justice is essentially a question of law."
As Carnwath LJ said in AA (Uganda) v Secretary of State for the Home Department [2008] EWCA Civ 579, §50, anything less would be a departure from the appellate court's constitutional responsibility. This "non-Wednesbury" approach, we would note, has a pedigree at least as longstanding as the decision of the Divisional Court in R v S W London SBAT, ex parte Bullen (1976) 120 Sol. Jo. 437; see also R v Panel on Takeovers, ex v Guinness PLC [1990] 1 QB 146, 178G-H per Lord Donaldson (who had been a party to the Bullen decision) and 184 C-E per Lloyd LJ. It also conforms with the jurisprudence of the European Court of Human Rights under article 6 of the Convention – for we accept without demur that what was engaged by the successive applications for an adjournment was the defendant's right both at common law and under the ECHR to a fair trial.
19. But, as Lord Hope went on in his next sentence in Gillies to point out, the appellate judgment
"requires a correct application of the legal test to the decided facts …"
Thus the judgment arrived at at first instance is not eclipsed or marginalised on appeal. What the appellate court is concerned with is what was fair in the circumstances identified and evaluated by the judge. In the present case, this is an important element.
20. We would add that the question whether a procedural decision was fair does not involve a premise that in any given forensic situation only one outcome is ever fair. Without reverting to the notion of a broad discretionary highway one can recognise that there may be more than one genuinely fair solution to a difficulty. As Lord Widgery CJ indicated in Bullen, it is where it can say with confidence that the course taken was not fair that an appellate or reviewing court should intervene. Put another way, the question is whether the decision was a fair one, not whether it was "the" fair one ".
a. the overriding objective requires cases to be dealt with justly. CPR 1.1(2)(d) demands that the Court deals with cases 'expeditiously and fairly'. Fairness requires the position of both sides to be considered and this is in accordance with Article 6 ECHR.
b. fairness can only be determined by taking all relevant matters into account (and excluding irrelevant matters).
c. it may be, in any one scenario, that a number of fair outcomes are possible. Therefore a balancing exercise has to be conducted in each case. It is only when the decision of the first instance judge is plainly wrong that the Court of Appeal will interfere with that decision.
d. unless the Appeal Court can identify that the judge has taken into account immaterial factors, omitted to take into account material factors, erred in principle or come to a decision that was impermissible (Aldi Stores Limited v WSP Group Plc [2007[ EWCA Civ 1260. [2008] 1 WLR 748, paragraph 16) the decision at First Instance must prevail.
The Appellant's case and discussion
e. The medical evidence provided not only clear support for the Appellant's lack of capacity but also provided a clear picture of an individual who had been afflicted by serious mental illness for a considerable period of time. For my own part and in the light of the chronology which I have outlined above, the Judge was fully entitled to reach the conclusion that the late arrival of the evidence of incapacity was not a sufficient factor in this case to merit an adjournment. If there were perceived difficulties, history demonstrates they stemmed primarily from a lack of proper preparation on behalf of the Appellant.
f. The complaint made is that, despite making no finding that the Appellant had capacity, the judge indicated that he wanted her to attend to give oral evidence which was "unfair given her serious mental health difficulties". This factor is prayed in aid as indicating that the judge misunderstood or ignored the evidence that the Appellant was manifestly incapable of attending court. I do not accept that submission. It is clear that the Judge accepted that the Appellant lacked capacity for he permitted the Litigation Friend to conduct the case on her behalf. By offering the Appellant the opportunity to attend to give evidence (with the special arrangements which, it is accepted, he suggested) the Judge was doing no more than stating the Appellant could attend if she was able. This was apposite in the light of medical evidence to the effect that over the relevant period she had passed in and out of capacity.
g. The Certificate of Incapacity (dated 24.10.11) stated "in my professional opinion Severe Depressive Disorder has a long prognosis that could last for more than twelve months despite pharmacological treatment". In the light of this it is submitted that the judge was plainly wrong to find that "there was no probability of her being of capacity in 12 months' time" and "little if any prospect" of her becoming capable in 12 months' time. Counsel submitted that the Judge should have adopted a staged approach with regular reviews to monitor her mental health. As a matter of record the Appellant produced a further medical report to this Court (which was admitted without objection) in support of her application for the appointment of a new Litigation Friend for this Appeal. In this recent report Dr Nick Price opined "I do however suspect [emphasis added] that should her good progress continue she will be in a much better prospect of managing these considerations in 6- 9 months' time" (which would be December 2012 - March 2013). This conclusion does not bode well in the context of the pattern of previous difficulties and demonstrates that the Judge's finding was not flawed.
h. Complaint is made that the trial took place without a substantive witness statement from the Appellant. This is correct but, as I have pointed out above, no proper steps were taken by the Appellant's team to introduce such evidence as they had amassed. Witness statements from the Appellant herself had been produced (i) on about 5th October 2009 (in support of a proposed amended defence) and (ii) on 18th May 2010 (dealing with disclosure). That indicates to me that during certain periods the Appellant could and should have prepared a full witness statement. To my mind the Judge was correct to criticise the Appellant for having failed to comply with the numerous orders which were made over some 2 years to provide a witness statement when the Appellant clearly had capacity during that time.
i. It is asserted that only the Appellant could have given relevant oral evidence to support her counterclaim and was not given that opportunity. As such, the submission is that the Judge was plainly wrong in failing to give her that opportunity. It is obvious that oral agreements were a key part of the case put on behalf of the Appellant. However, after his decision to continue with the trial the Judge found that the major part of the negotiations had been carried out by Mr Mirza. He then concluded that the Appellant would have had little to offer on the issues before the Court. He was at liberty to reach that later conclusion. As I have pointed out Mr Mirza was alive when the proceedings commenced and for some time thereafter. HHJ Cowell was free to take this factor into account in the exercise of his discretion and his conclusion to continue the trial cannot be undermined in this regard.
j. Finally, under this head, complaint is made that substantive witness statements were only provided by the Respondent in October 2011, after the Appellant had lost capacity. It is asserted that the Appellant was severely prejudiced by not being able to comment upon the Respondent's evidence and provide counsel with instructions. I am unimpressed with this submission because the late filing was only due to the Appellant's dilatory approach over many years. Accordingly, I reject that argument.
a) The Litigation Friend had no prior knowledge of the case,
b) The Ligation Friend signed a Certificate of Suitability only a week before the commencement of the trial.
c) The trial bundle ran to some 1,300 pages, and contained a wealth of detailed relevant material.
d) He was not able to provide any meaningful instructions to counsel on the Appellant's case.
Conclusion
"The overwhelming impression given to me on the part of the Defendant on the first two days of the trial, which were on Monday and Tuesday, 14th and 15th November, is that almost any tactic was going to be used in order to obtain an adjournment of the hearing of this matter. First I should note that during such times as the Defendant herself may have had capacity she has consistently failed to comply with court orders about the serving of witness statements, particularly a statement of her own evidence, while at the same time she appeared to be capable of making applications and taking other steps in this case, although the evidence of Mrs Wallace is that she gave considerable assistance to her sister in making those applications. However the problems about adjournment and the reasons given for the absence of any witness statement were such that I understand District Judge Lightman at an interim hearing summarised the situation by the memorable observation, 'Enough is enough' ".
Lady Justice Arden:
Lord Justice Davis: