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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Bone v North Essex Partnership NHS Foundation Trust [2014] EWCA Civ 652 (15 May 2014) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2014/652.html Cite as: [2014] ICR 1053, [2014] 3 All ER 964, [2014] IRLR 635, [2014] WLR(D) 214, [2014] EWCA Civ 652 |
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ON APPEAL FROM THE EMPLOYMENT APPEAL TRIBUNAL
UKEAT035212GE
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE BRIGGS
and
LORD JUSTICE CHRISTOPHER CLARKE
____________________
MR EDWARD BONE |
Appellant |
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- and - |
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NORTH ESSEX PARTNERSHIP NHS FOUNDATION TRUST |
Respondent |
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A Merrill Communications Company
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Ms Rehana Azib (instructed by Bevan Brittan) for the Respondent
____________________
Crown Copyright ©
Lord Justice Jackson:
Part 1. Introduction | 2 to 9 |
Part 2. The facts and the tribunal proceedings | 10 to 26 |
Part 3. The appeal to the Court of Appeal | 27 to 30 |
Part 4. The jurisdiction issue | 31 to 57 |
Part 5. The retrospectivity issue | 58 to 66 |
Part 6. Executive summary and conclusion | 67 to 69 |
"Meaning of "independent trade union"
In this Act an "independent trade union" means a trade union which
(a) is not under the domination or control of an employer or group of employers or of one or more employers' associations, and
(b) is not liable to interference by an employer or any such group or association (arising out of the provision of financial or material support or by any other means whatsoever) tending towards such control;
and references to "independence", in relation to a trade union, shall be construed accordingly."
"Application for certificate of independence
(1) A union whose name is entered on the list of trade unions may apply to the Certification Officer for a certificate that it is independent.
.
(3) If an application is made by a trade union whose name is not entered on the list of trade unions, the Certification Officer shall refuse a certificate of independence and shall enter that refusal on the record.
(4) In any other case, he shall not come to a decision on the application before the end of the period of one month after it has been entered on the record; and before coming to his decision he shall make such enquiries as he thinks fit and shall take into account any relevant information submitted to him by any person.
(5) He shall then decide whether the applicant trade union is independent and shall enter his decision and the date of his decision on the record.
(6) If he decides that the trade union is independent he shall issue a certificate accordingly; and if he decides that it is not, he shall give reasons for his decision."
"Conclusive effect of Certification Officer's decision
(1) A certificate of independence which is in force is conclusive evidence for all purposes that a trade union is independent; and a refusal, withdrawal or cancellation of a certificate of independence, entered on the record, is conclusive evidence for all purposes that a trade union is not independent.
.
(4) If in any proceedings before a court, the Employment Appeal Tribunal, the Central Arbitration Committee, ACAS or an employment tribunal a question arises whether a trade union is independent and there is no certificate of independence in force and no refusal, withdrawal or cancellation of a certificate recorded in relation to that trade union
(a) that question shall not be decided in those proceedings, and
(b) the proceedings shall instead be stayed or sisted until a certificate of independence has been issued or refused by the Certification Officer.
(5) The body before whom the proceedings are stayed or sisted may refer the question of the independence of the trade union to the Certificate Officer who shall proceed in accordance with section 6 as on an application by that trade union."
"Detriment on grounds related to union membership or activities
(1) A worker has the right not to be subjected to any detriment as an individual by any act, or any deliberate failure to act, by his employer if the act or failure takes place for the sole or main purpose of
(a) preventing or deterring him from being or seeking to become a member of an independent trade union, or penalising him for doing so,
(b) preventing or deterring him from taking part in the activities of an independent trade union at an appropriate time, or penalising him for doing so,...
(ba) preventing or deterring him from making use of trade union services at an appropriate time, or penalising him for doing so, or
(c) compelling him to be or become a member of any trade union or of a particular trade union or of one of a number of particular trade unions.
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(5) A worker or former worker may present a complaint to an employment tribunal on the ground that he has been subjected to a detriment by his employer in contravention of this section.
(5A) This section does not apply where
(a) the worker is an employee; and
(b) the detriment in question amounts to dismissal."
i) On 5th May 2010 Steve Adshead, a fellow employee and Unison local representative, circulated an email suggesting that WEU was linked with fascism and the British National Party. The NHS Trust failed to deal with this matter in accordance with their disciplinary procedures and dignity at work policies.
ii) At a meeting in May 2010 Mrs Chalkley, a nursing colleague, described Mr Bone as a bigot. The NHS Trust did not intervene robustly as it should have done to protect one member of its workforce against another.
iii) On 28th May 2010 Mr Adshead arrived at the duty office, in order to commence his duties. He greeted Mr Bone "Hello Adolf". The NHS Trust did not deal with this matter effectively, nor did it require Mr Adshead to apologise.
iv) On 1st December 2010 Mr Hutchison, a local Unison branch official, sent an email to a member of staff, Mr Alexander Watts, at his workstation via the internal email system. Mr Hutchison expressed concerns about the "creeping crypto fascism" of WEU. This email was, in the tribunal's view, the consequence of the NHS Trust management's "weak and lamentably ineffective conduct" in failing to protect Mr Bone.
"I hereby certify that
Workers of England Union
is an independent trade union within the meaning of section 5 of the Trade Union and Labour Relations (Consolidation) Act 1992"
i) The absence of a certificate of independence was not a jurisdictional bar for bringing a claim under section 146 of the 1992 Act. The NHS Trust had not challenged the independence of WEU as one of their grounds for resisting the claim at first instance. In those circumstances the EAT should not have allowed, much less insisted, that this new line of defence be dealt with on the appeal.
ii) The certificate dated 27th June 2013 was conclusive evidence that WEU was independent in 2010. The EAT erred in holding otherwise.
Lord Justice Briggs:
Lord Justice Christopher Clarke: