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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> M-F (Children) [2014] EWCA Civ 991 (15 July 2014) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2014/991.html Cite as: [2014] EWCA Civ 991, [2014] WLR(D) 326, [2015] 1 WLR 909, [2015] WLR 909 |
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ON APPEAL FROM THE FAMILY COURT
SITTING AT BRIGHTON
Her Honour Judge Probyn
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE KITCHIN
and
LORD JUSTICE UNDERHILL
____________________
In the Matter of M-F (Children) |
____________________
Mr Jonathan C L Bennett (instructed by Fitzhugh Gates) for the mother
Ms Anna McKenna (instructed by Lawson Lewis Blakers) for the child M
Hearing date : 16 June 2014
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Crown Copyright ©
Sir James Munby, President of the Family Division :
"on the basis of the proposal advocated on behalf of M by his Children's guardian to allow for two initial assessment sessions to assess the mother's capacity to engage in work, such assessment to be carried out by the C Unit, the Court being of the view that this evidence is necessary to conclude the case and to do justice to all the parties and their competing positions."
In relation to V, the case was listed for final determination on 12 March 2014.
"M needs a decision. But it must be the right decision. [The mother] has embarked on a programme of work which was recommended by the Court's expert and is supported by the local authority. What was the point in starting that work if the rug is to be pulled from under her at this stage given the significant consequences for M? It is disproportionate. The Guardian says there is a gap in the evidence. The missing information can be provided with a relatively short time-frame. It is purposeful delay."
"So despite the imperative demand of section 32(1)(a)(ii), there can be exceptions. But before going further it is vital to recall the equally imperative language of sections 32(5) and 32(7). An extension beyond 26 weeks is to be permitted only if it is "necessary to enable the court to resolve the proceedings justly". This is precisely the same language as appears in section 38(7A) of the 1989 Act and section 13(6) of the 2014 Act, so it must mean the same. Specifically, the learning in Re TG and in In re H-L must, in my judgment, apply as much to section 32(5) of the 1989 Act as it does to section 38(7A) of the 1989 Act and section 13(6) of the 2014 Act. Moreover, extensions are "not to be granted routinely" and require "specific justification.""
I emphasised the point (para 34):
"I repeat, because the point is so important, that in no case can an extension beyond 26 weeks be authorised unless it is "necessary" to enable the court to resolve the proceedings "justly". Only the imperative demands of justice – fair process – or of the child's welfare will suffice."
"There will, as it seems to me, be three different forensic contexts in which an extension of the 26 week time limit in accordance with section 32(5) may be "necessary":
i) The first is where the case can be identified from the outset, or at least very early on, as one which it may not be possible to resolve justly within 26 weeks. Experience will no doubt identify the kind of cases that may fall within this category. Four examples which readily spring to mind (no doubt others will emerge) are (a) very heavy cases involving the most complex medical evidence where a separate fact finding hearing is directed … (b) FDAC type cases (see further below), (c) cases with an international element where investigations or assessments have to be carried out abroad and (d) cases where the parent's disabilities require recourse to special assessments or measures …
ii) The second is where, despite appropriately robust and vigorous judicial case management, something unexpectedly emerges to change the nature of the proceedings too late in the day to enable the case to be concluded justly within 26 weeks. Examples which come to mind are (a) cases proceeding on allegations of neglect or emotional harm where allegations of sexual abuse subsequently surface, (b) cases which are unexpectedly 'derailed' because of the death, serious illness or imprisonment of the proposed carer, and (c) cases where a realistic alternative family carer emerges late in the day.
iii) The third is where litigation failure on the part of one or more of the parties makes it impossible to complete the case justly within 26 weeks …"
"Viewed from a judicial perspective a vital component of the FDAC approach has to be a robust and realistic appraisal at the outset of what is possible within the child's timescale and an equally robust and realistic ongoing appraisal throughout of whether what is needed is indeed being achieved (or not) within the child's timescale. These appraisals must be evidence based, with a solid foundation, not driven by sentiment or a hope that 'something may turn up'. Typically three questions will have to be addressed. First, is there some solid, evidence based, reason to believe that the parent is committed to making the necessary changes? If so, secondly, is there some solid, evidence based, reason to believe that the parent will be able to maintain that commitment? If so, thirdly, is there some solid, evidence based, reason to believe that the parent will be able to make the necessary changes within the child's timescale?"
"The local authority opposes the application to adjourn. There are two features to their opposition. One, they say that, substantively, it is the wrong outcome for M but also, on a preliminary basis, they argue that I should not decide the application until I have heard the evidence …
M will be told about the care plan and the local authority accept that he will need help to understand it. M absconded from his placement last week and went home to his mother. The local authority sought a recovery order last Thursday and mother did not oppose that order being made, and M returned to foster care.
The local authority point to this as evidence of how disruptive the litigation is for him and the need to bring proceedings to an end. They argue it is unfair to determine the application without my hearing the evidence. They rely on the psychologist, Ms. Gail Miller's concern, that what is seen in relation to the mother is something called "disguised compliance", ie superficial compliance, rather than any meaningful engagement with the issues.
They point to the fact that the mother's statement, filed today, seems to resile from the progress she is making, or she is described as making, by the [C Unit] programme workers."
"Ultimately it is of course a matter for me to assess whether the adjournment proposed by the children's guardian is realistic, or whether it is simply postponing the final decision without any real justification. I rely on the recent authority of Re S, the judgment of the president, Sir James Munby: Re S (A Child) [2014] EWCC B44 (Fam). Whether, it is necessary to adjourn for the purpose identified by the guardian and the impact upon M's welfare. The President identified three questions".
"In my judgment the significant factors are as follows: M is ten and a half years of age. He is an articulate child and has consistently expressed a very clear wish to return home. Further delay, in proceedings which have taken over a year to resolve, is inimical to his welfare and I accept he needs a decision as soon as possible, and as soon as it can be done, in a fair and proportionate fashion.
M loves his mother and there is no issue that she loves her children. V is at home on the basis of an agreed care plan and M finds it unfair that his sister is able to be at home and he cannot. M will suffer emotional harm if he cannot return home and that must be balanced against the risk of continued emotional harm, and potential physical harm identified in my judgment in September of 2013.
M is a black African Portuguese boy and the local authority's care plan is that he be placed on a long term basis with a white foster carer, who does not, as I understand it, speak Portuguese. M has absconded from the foster placement twice and there is a real risk that he may well do so again.
The guardian is concerned about what sense M will be able to make of the care plan, particularly given his desire to return home.
Mother has engaged positively with the [C Unit] programme to date and she is said to have co-operated fully and demonstrated being open to developing a therapeutic relationship. While the assessment of the mother is positive they are unable to indicate at this stage whether the risk can be managed so that M can safely return home.
The guardian is clear in her analysis that it is realistic to expect that within six weeks of the work commencing with the … programme – and I remind myself that there have already been two sessions – there should be some indication of the mother's capacity to change. The … work is important and necessary evidence in terms of the mother's capacity to safely parent M.
In my judgment the three questions identified by the President are answered in the affirmative. I accept the submission that cross-examination at this stage may be counter-productive and that, if it is right that the … work is a necessary piece of the jigsaw, there is no real purpose to hearing the evidence at this stage. I remind myself of Mrs Justice Pauffley's observation in Re NL, that: "Justice must never be sacrificed upon the altar of speed." I accept of course that that can hardly be said to be the case here, but in these circumstances I do find delay is purposeful. This is a finely balanced decision but I accept I cannot properly evaluate the competing factors and M's overall welfare without the evidence, or the further evidence from the … In the circumstances, albeit delay is inimical to M's welfare, this is, in my judgment, a potentially vital piece of the jigsaw.
I see no purpose in challenging the mother at this stage, particularly given that I am going to re-list this matter within a short period of time. Of course, my decision is informed not only by M and his mother's Article 8 rights, but also by the principle of fairness and access to justice, and the ability of the mother to fairly argue her case in the absence of this evidence. Equally, for the matters to be properly and fairly explored in the absence of this evidence."
"What I meant by that [the reference to Re NL] was that the proceedings have taken some time to resolve but there are exceptional circumstances of this case as I set out. Not least of all M's age, understanding and cultural identity and continued separation from his family who he desperately wants to be back with and in the face of a final care plan for long term separation in a placement which, with the best will in the world, cannot meet his cultural needs save to ensure support for his Portuguese inheritance through language lessons and wider cultural assistance and his social identity."
She continued:
"Having heard the application on submissions in the first instance, on the basis of the factors I identified, the case could not be resolved justly in the absence of further information of the mother's progress with the work with [the C Unit] and her capacity to care for M.
In those circumstances I did not accept … the LA submissions that hearing evidence would be of assistance and [some words seem to be missing] would be likely to cause the mother stress and anxiety and would in effect potentially compound the unfairness pointed to by the Children's Guardian on the mother's behalf, as she would be giving evidence in what is no doubt a challenging process of doing this work and without the advantage of being able to rely on and indeed refer to any up-to-date information as to her progress … having decided the need for additional evidence, I consider that an extension of time is necessary to justly resolve the case. It is implicit in my judgment that this is the case but it is right to raise that and I do find that the additional evidence is necessary to resolve the application."
i) The first complaint (ground 1) is that Judge Probyn was wrong to direct an adjournment without first hearing the evidence in the case. It is said that she was wrong to accept (a) that the report from the C Unit was a vital piece of evidence, (b) that the mother was committed to change that could be achieved in M's timescale and (c) the guardian's submission that cross-examination of the mother might undermine her therapeutic work.ii) The second complaint is that Judge Probyn was wrong to adjourn the case, already in its 57th week and particularly when it had been adjourned three times already, (a) having regard (ground 2) to the harm that M would suffer by further delay and his need for a final decision, (b) having failed (ground 3) to answer correctly the three questions posed in Re S, (c) thus failing (ground 4) to comply with the mandatory 26 week time limit and wrongly finding that an extension was necessary which would inevitably take the case beyond the next eight weeks, thus breaching PD12A, and (d) in circumstances where (ground 5) the further delay was not purposeful and would in any event be inadequate to demonstrate the necessary changes in the mother.
iii) The third complaint (ground 6) is that Judge Probyn was wrong to adjourn the case to achieve a purpose, namely further assessment of the mother, which was already provided for in the local authority's proposed care plan. To continue the proceedings in these circumstances was to exercise an inappropriate supervisory role over the proper functions of the local authority in the exercise of its responsibilities and duties under the implementation of its final care plan.
"6.4 If the court agrees an extension is necessary, an initial extension to the time limit may be granted for up to eight weeks (or less if directed) in order to resolve the case justly (see section 32(8) of the 1989 Act). If more time is necessary, in order to resolve the proceedings justly, a further extension of up to eight weeks may be agreed by the court. There is no limit on the number of extensions that may be granted in a particular case.
6.5 If the court considers that the timetable for the proceedings will require an extension beyond the next eight week period in order to resolve the proceedings justly, the Case Management Order should –
(1) state the reason(s) why it is necessary to have a further extension;
(2) fix the date of the next effective hearing (which might be in a period shorter than a further eight weeks); and
(3) indicate whether it is appropriate for the next application for an extension of the timetable to be considered on paper."
"It is crucial to note that the family court will be faced on many occasions with asserted markedly changed circumstances, often poorly evidenced and very late in the day, necessarily exceeding the child's 'timetable' in terms of welfare considerations. In such cases there can be little prospect of delaying a decision, mostly inevitable in the light of the previous history of the case. However, there are cases where delay is 'purposeful'. Each case must be judged on its own facts."
Lord Justice Kitchin :
Lord Justice Underhill :