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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> A, Re (Covert Medication: Residence) [2024] EWCA Civ 572 (23 May 2024) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2024/572.html Cite as: [2024] EWCA Civ 572 |
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ON APPEAL FROM THE COURT OF PROTECTION
Mr Justice Poole
Case No. 13236134
Strand, London, WC2A 2LL |
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B e f o r e :
(Vice-President of the Court of Appeal (Civil Division))
LORD JUSTICE PETER JACKSON
and
LADY JUSTICE NICOLA DAVIES
____________________
(1) A LOCAL AUTHORITY |
1st Appellant |
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(2) A (By her Litigation Friend, The Official Solicitor) |
2nd Appellant |
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- and – |
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(1) B |
1st Respondent |
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(2) THE HOSPITAL TRUST |
2nd Respondent |
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Re A (Covert Medication: Residence) |
____________________
Sam Karim KC (instructed by David Auld & Co) for the Second Appellant
Mike O'Brien KC (instructed by the Thaliwal & Veja Solicitors) for the First Respondent
Joseph O'Brien KC (instructed by the Sintons LLP) for the Second Respondent
Hearing date: 30 April 2024
____________________
Crown Copyright ©
Lord Justice Peter Jackson:
Introduction
(1) to cease to be given covert medication ('CM'),
(2) to be informed that she has been covertly medicated, and
(3) to leave her current care home ('Placement A'), where she has been living for five years, and to return to live with her mother, the First Respondent B.
The background
The Court of Protection proceedings
a) The Local Authority v A and B [2019] EWCOP 68 Her Honour Judge Moir, 18 June 2019;
b) Unpublished judgment of Judge Moir, 17 June 2020;
c) A Local Authority v A and B [2020] EWCOP 76 Judge Moir, 25 September 2020;
d) Re A (Covert Medication: Closed Proceedings) [2022] EWCOP 44 Poole J, 7 October 2022; and
e) Re A (Covert Medication: Residence) [2024] EWCOP 19 Poole J, 20 March 2024.
These uniformly high-quality judgments fully explain the complex sequence of events underlying the judge's present decision. For our purposes it is only necessary to describe the main features.
"Sadly, I find that B has been so obsessed with her own wishes, views, and fears that she is being blinded to the obvious and risk-free advantages to her daughter of encouraging her to undergo the treatment and has, instead, failed to encourage her daughter to engage with the treatment or has actively dissuaded her daughter from doing so. Thus, the prospect that B will in the future support her daughter and positively encourage her to engage with the treatment must be extremely limited. Sadly, it is difficult to reach any conclusion other than B would prefer A not to "grow up" for want of a better description, that she would prefer A to remain the same, dependent upon her mother, and isolated within her mother's sphere without any outside influence or interference."
Judge Moir described B as having:
"… a continuing negative influence on A in terms of A's compliance with any care or treatment required. A is now 20 years of age. Her enmeshed relationship with her mother is longstanding and established behaviours will take time to alter and B's influence diminish. A deserves and requires the opportunity to experience life as an independent adult with proper support. Sadly, I find it will not occur if she remains living with her mother at the present time."
The evidence of the consultant psychiatrist was that in order for a package of care to be effectively delivered at home, he would expect B to demonstrate an appreciation and understanding of A's needs and compliance with any plan.
"38. The balance of risks and benefits from covertly medicating A has changed since the original court decision to authorise the covert medication plan. The benefits of the medication continue but they are not as significant as they were for the first year or so of the operation of the covert medication plan. As A's body has visibly changed due to puberty, so the risks of discovery of the covert administration of medication, and the potentially harmful consequences of that discovery, have increased. On the other hand, the questions of cessation and what, if anything, A should be told about the changes to her body and the medication she has had, requires anxious consideration. The conclusion I have reached is that the long term continuation of covert medication is unsustainable but that its immediate cessation would not be in A's best interests. A's best interests are served by exploring the most effective way of transitioning from covert to open medication and/or ending covert medication in a way that is likely to cause the least harm to A. This needs to be a controlled process, if possible. The reasons why the covert medication plan was authorised in 2020 were sound but the very success of the covert hormone treatment plan has created the problem of how to end it with the least harm to A."
"62. … Although I have not heard evidence from B and I have not heard her assertions tested in cross-examination, given the previous findings, I treat with considerable caution B's assurance that she would encourage A to take the hormone treatment and would ensure that it was taken if she were to look after A at home. Further, the evidence shows that during telephone contact B has never once made encouraging remarks to A to listen to those giving her healthcare advice or to take the hormone treatment. The lack of encouragement noted by HHJ Moir appears to have continued. Even if B genuinely tried to encourage A to take the medication, A might not necessarily be persuaded. The issue of what information and advice is given to A, by whom and in what circumstances, requires careful and skilled planning. It may be that B has a role to play in that planning and in a transition to open medication, if that is feasible, but she needs to demonstrate by her actions that she will play a positive role and will not create a risk of harm to A, as she has done in the past, in relation to the issue of her health and treatment.
63. Having considered all the circumstances, the views of B and of those caring for and treating A, and the provisions of s.1 and s.4 of the MCA 2005, in my judgement it is in A's best interests that:
(i) She should continue to be administered hormone treatment. I addressed this in Part One of the judgment. Although she does not consent to the treatment, it is in A's best interests to receive it.
(ii) The covert administration of hormone treatment in accordance with the current covert medication plan should continue. Again I have addressed this in Part One of the judgment. Nothing I have heard in the open proceedings has caused me to change my view.
(iii) A medication plan should be drawn up by the Local Authority and the Trust, having liaised with B, to address:
a) The transition to open medication with A's consent and how that can be most effectively and safely achieved.
b) The imparting of information to A about her pubertal development.
c) The imparting of information to A about the risks and benefits of maintenance hormone treatment.
d) The imparting of information to A about the use of covert medication.
The plan will include consideration of whether, when, where and by whom any such information should be given to A, and the involvement of B in the implementation of the plan given that she now knows of the use of covert medication and expresses a wish to help to encourage A to take the maintenance hormone treatment. By directing that the issues set out above should be addressed I am not, at this stage, directing what the contents of the plan should be.
(iv) The medication plan and any evidence in support shall be served on the Official Solicitor and on B by no later than 4pm on 27 October 2022. Their responses by no later than 4pm on 10 November 2022. I shall review the plan and hear and consider further directions on 15 November 2022 at the Royal Courts of Justice, in person.
(v) Contact with A's maternal grandparents should be on the same terms as already ordered by the court. It will be a matter for those caring for A as to the best arrangements for A to have contact with her grandparents on her birthday for example, given that they have mobility problems.
(vi) Contact with B shall continue to be by telephone for a further four weeks, twice weekly with an extended one hour contact on A's birthday, supervised as now, thereafter face to face contact can take place once a fortnight for the duration of one hour between 10 and 3pm supervised by staff at placement A, in addition to the two supervised telephone calls. All contact will be subject to ongoing monitoring and review. I am satisfied that face to face contact as set out above can take place given the injunction in place preventing B from discussing with A any matters that might trigger her to believe she has been covertly medicated. However, more extensive contact at this time would not be in A's best interests. B has to demonstrate that she can be trusted not to act to A's detriment as face to face contact begins and before any more extensive contact and involvement can be contemplated.
(vii) There is no challenge to A's continued residence at placement A at least until the next hearing and I am satisfied that it is in her best interests to do so and to receive care there in accordance with the current care plan."
"86. In the present case in 2020 the court was asked to approve a covert medication plan and to do so without the knowledge of the family of the person involved. This was an exceptionally unusual situation for the Court of Protection to consider. Further distinctive features of this case were that the covertly administered medication would bring about obvious physical changes in the person treated and that the treatment would ideally be required to be continued for the rest of her life. Aside from the difficulties that this combination of exceptional features has presented to those caring for A, it has made the management of hearings extremely problematic. Although the Official Solicitor was involved in the closed proceedings representing A's interests, there was in fact no dissenting party and therefore no prospect of oversight by an appellate court. Open proceedings have been held in parallel with closed proceedings but information and material which was highly relevant in open proceedings was withheld from a party, B, and her legal representatives, who did not know that any information or material had been withheld. All this arose from fully reasoned decisions in A's best interests which were given the most anxious consideration. The court's role at these two most recent hearings, as set out in this judgment, has been to chart the best course forward rather than to hold a review into the proceedings to date."
"a. A's capacity in the [relevant] domains;
b. A's best interests in relation to maintenance medication;
c. A's best interests in relation to residence, care and contact."
It was agreed that no party was seeking A's return home in the meantime, and that she should continue to receive CM.
Option 1: A to remain at Placement A and for CM to continue for an extended period of time, subject to review and agreement by the court.
Option 2: A to remain at Placement A in the short term with CM, but for the LA to identify a supported independent living placement ('SIL'), where CM would or would not continue.
Option 3: A to return to live with B in the family home with or without a support package in place and for CM to stop because, while A would be advised by professionals to take it, she was likely to continue to refuse.
"Sol. How many times are you having contact with mum?
A. Twice a week. (sobbing) I want more time.
Sol. Do you think your mum is encouraging you to take your medication?
A. It's my choice and she knows it so she doesn't push it. I trust my mother.
Sol. You say you trust your mother. She is working with the court and she wants you to take it because she knows it's safe and you need it.
A. She won't force me because it's my body.
Sol. If you trust your mother why won't you trust her and take the medication.
A. I don't know, I guess I'm just nuts, aren't I?
Sol. I don't think you trust your mother.
A. Hey hey HEY I do trust my mother, don't say I don't trust my mother.
Sol. If you trust her you should trust that she wants the best for you.
A. No matter what, I will never believe or trust any of you.
Sol. We have sought you an independent expert to clarify your diagnosis, but will you engage with them.
A. No because I will never trust one of you. Let me go home and I will choose one myself out the phonebook when I am home not someone connected to you.
A. (Sobbing) I'm in hell. It's not that hard to see anyone working with you. I know you will have paid [them] off to say what you want.
Sol. This is not the case A. We are all working together to try and find a conclusion to this.
A. Yeah, rubbing your hands together taking all the money.
A. I want someone I can trust.
Sol. If they give you the same diagnosis will you trust them then?
A. I don't know do I, as long as [they're] not connected to you.
Sol. So a Dr not connected to Dr X giving you the diagnosis wouldn't help?
A. No, I will only listen to someone I find myself from the phone book when I am at home.
Sol. Ok, I will let the Judge know that.
A. I have had enough, shut up.
Sol. Is there anything else you would like to tell the court.
A. Just fucking cork it.
Sol. Ok [A] - as you know the hearing is at the end of this month and I will let you know the outcome. Bye.
A. Just fuck off."
The parties' positions at the start of the January 2024 hearing
"62. It appears to the Local Authority, which greatly regrets that we are where we are despite the best endeavours of the many professionals concerned with A's welfare over the past 5-6 years, that the court is faced with a stark choice:
a) In accordance with what A says she wants, A returns to B's home and care, where her welfare is not promoted, the socially deprived life she had before these proceedings re-starts, and medication stops;
or
b) A remains in the care of the Local Authority, in which case the LA proposes that she moves to an Independent Supported Living Placement ("an ISLP"). Medication could continue. A would have access to all the opportunities that professional care provides. A would have the chance of developing independent living, communication, and relationship skills, and pursuing hobbies and friendships of her own.
76. After considerable anxious thought and reflection, the Local Authority's view is that moving A to an ISLP where A has contact with B is unlikely to serve any constructive purpose. The lesson from the current placement is that any contact with B causes A to disengage and turn her back on opportunities to make friends, socialise, go on outings and develop skills.
77. The only way in which an ISLP could provide A with the intended welfare benefits is if A had no contact with B for a significant length of time."
"84. If, after a reasonable trial period, A was still refusing to engage with professionals, not attending to her personal hygiene, refusing to go out, not pursuing any activities or hobbies, not developing her existing or any new skills, not taking up opportunities to form friendships with people her own age, and was simply spending time in bed, on a screen, swearing at staff, then the Local Authority would feel that every reasonable attempt had been made to promote A's welfare and it was time for her to go back to B."
The LA said that it would formulate its final position after hearing the oral evidence.
The hearing and the parties' final positions
"28. … He advised that A has gone through puberty as a result of the covert medication and that that cannot be reversed. To optimise her health she requires maintenance HRT for the remainder of her life. If she were to stop HRT now then she would experience bleeding. In the short term she would have a significant chance of suffering hot flushes and night sweats – in effect she would be at risk of suffering from menopausal symptoms in her mid-twenties. She might suffer from less stable mood. In the longer term she would be likely to suffer a 20% loss of bone density. This would happen earlier in her life than it does for the great majority of women who experience menopause in middle age. Thus, she would be at risk of fractures earlier in life and, when she was herself older, she would be at increased risk of fractures compared with women of the same age. As a woman undergoing a very early menopause, she would have at least an 88% increased risk of cardio-vascular disease. I asked Dr X about what the absolute risk of cardio-vascular disease would be but he could not answer. Nevertheless, for the purposes of this application, I accept his evidence that a relatively increased risk of 88% is very significant.
29. Dr X advised that it would be difficult to monitor whether A was taking hormone medication, whether voluntarily or covertly, in the community. Blood tests would only reveal whether hormone medication had been taken in the previous 24 hours. Stopping hormone treatment would result in some loss of bone density even if it were later re-started, but there would certainly be value to A in re-starting at some point in the future even if she stopped taking the treatment now."
The issue of informing A of the CM was also canvassed during the evidence of Dr X, as can be seen at [64], cited below.
"1. The purpose of the January 2024 hearing (as helpfully clarified by the NHS Trust) was to determine B's September 2022 application for declarations that it is in A's best interests immediately to move from her current residential placement with Local Authority care to B's home and B's sole, unsupervised care."
It invited the judge to dismiss that application and to make the following declarations and directions:
"a) It is in A's best interests to receive endocrine advice and care from Dr K;
b) It is in A's best interests for her next appointment with Dr K to take place at her grandmother's house with her grandmother present, if the grandmother is willing and able to accommodate that;
c) The LA shall commence identification of a suitable independent supported living placement for A;
d) The LA shall undertake, if it is able, an assessment of how it would meet A's needs if she returned to B's home;
e) List a hearing in April at which the court can:
i) be updated about the medication position;
ii) ditto the search for an ISLP;
iii) if A is not taking medication voluntarily there be a decision on whether it is appropriate and in A's best interests for the grandmother to be fully informed of the situation with a view to a further attempt at persuasion;
and
iv) perhaps give directions for a final hearing of best interests in relation to residence, care and contact with B."
"2. This is a complex case with many variables in outcome so the Court is invited to make an in principle declarations and determinations about A's best interests. Detailed orders would follow at the next hearing.
3. B has applied for A to return home for a 12 week trial for the purpose of getting her to agree to take HRT voluntarily."
A draft order was provided that included this provision for a further hearing:
"11. There shall be an in person final hearing before Mr Justice Poole sitting at the Leeds Family Court with a time estimate of half a day on DATE 2024 to determine:
a. The detailed conditions for A's 12 week trial at home and in particular, the administration of covert medication on a daily basis.
b. When and how A should be told that she has received covert medication now that the court has determined that she should be told this."
"2. As the Court is aware the hearing in January 2024 was listed to determine B's application for A's return home which was first adjourned on 22 April 2022 to September 2022 (when it was again adjourned) and listed for determination by order of 9 October 2023."
The Trust responded:
"4. In summary, the Trust submits that:
(a) the Court should dismiss B's application and determine that it is not in A's best interests to reside with B in the family home;
(b) that it is in A's best interests to continue to reside at her current placement and to receive care there in accordance with her assessed needs;
(c) that it is A's best interests for an independent supported living placement to be identified;
(d) for the covert medication to continue;
(e) for the injunction orders against B to continue."
"(a) A lacks capacity to make various decisions with a caveat that there be a yearly review…,
(b) It is in A's best interests to continue to receive her maintenance medication and for the same to be administered covertly and managed by Dr K of the Trust,
(c) There should be a review of the maintenance medication within 3 to 6 months…,
(d) B's application for residence should be refused,
(e) It is in A's best interests for an independent supported living placement to be identified by the applicant,
(f) The applicant should consider whether A can have overnight contact with B, and
(g) The current contact regime remain in place until a further hearing."
The OS described the strong advantages of continued medication before observing:
"12. The evidence from Dr X is cogent in terms of A's clinical best interests, however, there needs to be an holistic assessment of A's best interests (as per Lady Hale in Aintree [2013] UKSC 67 at [26]), which includes the following considerations:
(a) That the maintenance medication is not life sustaining treatment,
(b) The endocrine treatment of significance, which led to A achieving puberty, is no longer needed,
(c) A is adamant and has been consistent in her desire not to take any such treatment, as recently articulated in the attendance note dated 11 January 2024, and
(d) Some patients who have capacity may choose not to have this medication.
13. The balancing exercise is finely balanced.
14. No party seeks to assert that this medication is not in A's best interests. In fact, there appears to be no disadvantage of taking the medication, save that it is expressly in contradiction of A's wishes and feelings."
The judge's decision
(1) To return home to B's care.
(2) For CM to cease.
(3) For A to be informed that she has been covertly administered HRT, that it has been of benefit to her health, that she has gone through puberty, and that stopping HRT would be harmful to her health, whereas she would benefit from continuing it.
(4) To allow B to try to persuade A to take HRT voluntarily.
(5) For support to A to be provided in the community whilst she lives at home.
"I have considered whether, without a proposed plan about ending covert medication or informing A that she has been covertly medicated, I can make a decision in her best interest about residence. For the reasons given below I have concluded that I can."
"59. I have to consider the length of time over which these very serious interferences with A's human rights may continue. Dr X's evidence is that it is in A's medical best interests to continue to receive hormone treatment for the rest of her life. Therefore I have to contemplate the possibility of A being deprived of her liberty, covertly medicated, and separated from her mother whether in a care home or in SIL, for the rest of her life. In nearly five years since A was removed from her mother's home no-one has persuaded her to take HRT voluntarily. Even now, it is proposed that further strategies are deployed to try to persuade her. Whilst it is understandable that attempts should continue, in my judgement the time has come to acknowledge that such attempts are unlikely to succeed. A has been remarkably consistent and tenacious in refusing HRT. Nothing that has been attempted - removing her from home, suspending all contact with her mother, providing information and education, building her trust in her carers – has made any difference. It is more in hope than expectation that new strategies are now suggested, even after the close of evidence. I proceed on the basis that if A remains at placement A or within SIL it is likely that she will continue to refuse to take HRT voluntarily. Hence, if undetected by A, covert medication could continue for many years ahead, potentially for the rest of A's life. Now that A has gone through puberty, the rationale for continuing HRT will remain for the foreseeable future. It would be wrong, therefore, to focus only on the next few months. A needs HRT for her health for the rest of her life. If, as I find, A is unlikely ever to agree to take HRT voluntarily, then for so long as she resides in placement A, a similar care home, or in SIL, then a decision has to be made to whether to continue covert medication for the foreseeable future."
"64. It was suggested by Dr X that a deliberate decision to inform A that she has been covertly medicated would be akin to deliberately stepping on a landmine, and that it might be better to at least try to navigate through the minefield, however difficult that journey may be. Why tell A that she has been covertly medicated when there might be a way to avoid her ever knowing? For a number of reasons I do not agree:
i) It is unrealistic to believe that there is a safe route through the "minefield". It is likely that at some point A is going to discover that she has been covertly medicated. All it takes is for one person to make one mistake on one day.
ii) If so, it would be in A's best interests for her to learn of the covert medication in a managed way.
iii) Potentially the most effective route to the best outcome – A agreeing to take the medication voluntarily – is by being honest with her: she can be told that HRT has been beneficial to her health but it had to be given covertly because she would not agree to it. B did not know A was being covertly medicated until September 2022 but B now agrees with the medical professionals that it is important that A continues to take it so that she can get the full benefit from it."
"65. Given that the decisions about residence and covert medication are so closely interlinked, I need to consider other aspects of the decision on residence before reaching a final conclusion, but to summarise the complex issues discussed above:
i) Continued HRT is beneficial for A's health. Stopping it would cause her to experience bleeding and may cause her to suffer menopausal symptoms. She would lose bone density much earlier in life than she would if she continued with HRT. This would give rise to a risk of earlier fractures. She would be at a very significantly increased risk of cardio-vascular disease. Albeit the most extreme risks to A would be some decades hence if she were to stop HRT now, those risks are of physical disability and even premature death. Her Art 2 and 3 Convention rights are engaged.
ii) A has refused to take HRT voluntarily despite all efforts to educate and persuade her. It is unlikely that whilst she remains at placement A or in SIL she will change her mind.
iii) Continued covert medication with A at placement A or in SIL is feasible.
iv) Continued covert medication with A at home is not feasible in the medium or long term.
v) There is a significant risk that so long as covert medication continues, A will discover that it is taking place.
vi) Serious harm could come to A were she to discover that she is being, or has been, covertly medicated. This harm would probably be more serious were she being cared for in placement A or SIL at the time of such discovery, compared to the harm caused to her were she at home. The harm may be mitigated by informing A of the fact of covert medication in managed circumstances.
vii) Continued covert medication in placement A or SIL would require the deprivation of A's liberty, separation from her mother and regulation of their contact with each other, and would be a significant infringement of A's Art 8 rights;
viii) HRT is a lifelong requirement. Hence, the court has to contemplate the prospect of covert medication being given, and for the consequential deprivation of liberty and other human rights infringements continuing for the foreseeable future.
ix) The medical benefits of HRT are significant but not as significant as they were when authorisation of the covert administration of HRT was given in 2020. A has now gone through puberty, which was the primary goal of the covert treatment, and that cannot be reversed.
x) The best outcome would be for A to agree to take HRT voluntarily. All attempts to persuade her to do so have failed. The best possible chance of her now agreeing to take HRT is if she is told the truth and if B is involved in telling her – that way she will know that HRT has benefited her, and she will hear that from the person whom she trusts the most. However, it is also possible that upon informing A that she has been covertly medicated, she will lose all remaining trust in healthcare professionals, with adverse consequences for the future management of her various medical conditions."
"66. I have not been provided with any plan for the transition of residence, the ending of covert medication, or the imparting of information to A about covert medication… Approximately 18 months ago I asked for a plan for transition from covert medication. I do not doubt the difficulties of managing that transition but my perception is that the only exit plan from the covert regime is to persuade A to take HRT voluntarily. That plan has not succeeded and there has been no detailed planning for the option of ceasing covert HRT without A agreeing to take HRT voluntarily. The prospect of A not taking HRT at all has not been actively contemplated. If a decision to permit A to return home comes with an acceptance that covert medication would cease, then a plan does need to be made for that transition. There are therefore some uncertainties as to the next steps and I have to consider whether I should make a decision in A's best interests about residence without further evidence and submissions on those next steps."
"67. I note again the Bulletin from the Royal College of Psychiatrists quoted above. Covert medication should be used exceptionally, for severely incapacitated patients, and in the least interventionist way consistent with their best interests. The present case demonstrates the difficulties inherent in using covert medication in the case of an adult who whilst lacking capacity to make decisions about their own treatment, is not severely incapacitous; of using covert medication over a prolonged period; and of having to take additional interventionist measures such as deprivation of liberty, separation from family, suspension of contact, and closed proceedings, to support the covert administration of medication. Before covert medication is begun it should be asked how and when it will end and to plan for that eventuality. In the present case, unless covert medication is to continue for the rest of A's life, it must end, but its ending is laden with complexity and risk."
"71. … I believe that some realism is required – A and B's relationship has been so enmeshed over such a long period, including during A's most formative years, that it is not possible to negate B's influence over her daughter. Suspension of any contact between A and B for a prolonged period did not bring about any significant changes in A's views and attitudes about HRT, about her trust in medical professionals, and about her social engagement. The effect of A and B's relationship on A will persist wherever A resides. The advances that A has made in placement A are, with respect to the staff, relatively minor. Her core behaviours have persisted. Her oppositional behaviour to healthcare and other professionals seems to be deeply entrenched and her unhappiness at being separated from her mother seems to make her dig her heels in even more."
The judge also acknowledged that there is a bond of love between A and B, that A strongly wishes to live with B, and that they share a love for A's grandmother: [72].
"73. The application before me is for a declaration that it is in A's best interests now to return home to live with her mother. I have to stand back and consider all the circumstances and those matters the court is specifically enjoined to consider by MCA 2005 s4. For the reasons given, I find as follows:
i) Were A to return home it is likely that she would be exposed to the harmful consequences of her enmeshed relationship with her mother. They have a loving relationship but it has previously been antithetical to important aspects of A's health and welfare.
ii) To some extent, A is protected from the adverse consequences of that enmeshed relationship whilst removed from her home and whilst her contact with B is regulated. However the influence of A's relationship with B is very strong and even their separation has not and will not negate all the harmful aspects of it. Furthermore, regulation of contact is a source of stress to A that seems to make her less, rather than more willing to change her attitudes and behaviour.
iii) Separation from B and her home, and the regulation of contact with B, are infringements of A's Art 8 rights and necessitate deprivation of her liberty.
iv) A's strong wish is to return home to live with her mother. I have to take account of the influence of her enmeshed relationship with B on the expression of A's wishes and feelings. I have to take into account A's lack of capacity to make decisions about residence, care, and contact. However, her wish has been consistently and wholeheartedly expressed ever since she was removed from her mother's care in 2019 and I must have regard to it not least because I have to put myself in A's shoes when considering what is in her best interests.
v) Return home would allow for a more natural relationship between A and B, and between A and her grandmother. It would restore to her the family life with which she was familiar as she grew up and until she was removed in 2019.
vi) Return home would restore A's liberty and give her freedom to make choices about daily activities, including socialisation outside the home. However, that advantage has to be weighed with care because previously, although there were choices available to A, B's influence prevented A from being truly free to make choices for herself.
vii) It is unlikely that A will volunteer to take HRT so long as she remains in placement A or in SIL.
viii) Were A to return home it is possible, albeit unlikely, that she will be persuaded to volunteer to take hormone treatment.
ix) Were A to remain in a placement away from home, covert medication could continue, but its continuation would be a continued infringement of A's autonomy and freedom, and would carry with it the risk of disclosure which could cause significant harm to A, extinguishing all remaining trust in healthcare professionals, and rendering the future provision of treatment and care for her in a care home or SIL setting very problematic.
x) In my judgement, covert medication would be unsustainable in the medium or long term at home, and ought to be stopped on returning home. Stopping medication is likely to raise questions from A which might lead her to learn that she has been covertly medicated in placement A and to lose any remaining trust she has in healthcare professionals.
xi) Were covert HRT to be stopped either at home or in a placement, A would be exposed to all the risks and adverse consequences identified by Dr X. These would be harmful to A's health over her lifetime, but the extent of harm to her is less than it would have been had she never had HRT at all. Covert HRT has brought health benefits to her, some of which are not reversible.
xii) If covert medication is to stop, then it would be better for A's welfare and consistent with supporting her to make autonomous decisions about treatment in the future, to inform her of the fact that she has been covertly medicated, that it has been beneficial to her health, and that it would be best for her health to continue to take it. For that messaging to have any chance of being effective, B ought to be involved in delivering it to A.
74. The risks to A that arise from her relationship with B can be mitigated to some extent by ensuring that carers and social workers are allowed access to A at her home. Furthermore, it is clearly in A's best interests to take steps to ensure that she has access to medical assessment and advice when needed. These protective measures can be included within the plan for her future care and treatment. A will be very likely to continue to lack capacity to make decisions about her care and treatment, and so decisions will have to be made in her best interests even if she were to reside at home.
75. In short, the positive consequences of allowing B's application for A to return home are that it would meet A's strong wishes, end the continued deprivation of her liberty, end the serious infringement of her autonomy by terminating covert medication, end the regulation of her contact with her mother, and restore full respect for her family and private life. A would be very happy to be returning home. The negative consequences would be that she would be returning, without the protection that separation can provide, to an enmeshed relationship that has caused her significant harm in the past and is likely to expose her to the risk of harm in the future. It would not be practicable to administer HRT covertly and she would be unlikely to volunteer to take HRT. Hence, she would be exposed to the consequences of an early menopause and to significant risks of physical harm over the course of her life.
76. Keeping A in placement A with the possibility of a move to SIL, would allow covert medication to continue with consequential benefits to her health, but only for so long as A does not know that she is being covertly medicated. It would allow some protection to her from some of the harmful aspects of her enmeshed relationship with B and allow for continued educational and therapeutic work. On the other hand, A's behaviour and attitudes have not changed significantly even after nearly five years removed from home and after a prolonged period of suspended contact with her mother. She is being deprived of her liberty and prevented from enjoying a private and family life. She is being medicated against her will. Her wishes are not being met and that is upsetting to her. She has already benefitted from HRT medication and has gone through puberty – a process that cannot be reversed even if HRT ceased.
77. I have to have regard to all the circumstances. No-one can predict the future and there are many uncertainties in the present case. I take into account A's wishes and feelings and the views as to her best interests of B and of those who presently care for A. B considers it to be in A's best interests to return home. I do not have evidence from every person caring for B at placement A but I proceed on the basis that they align themselves with the Local Authority's position that it is in A's best interests to remain in her placement with the possibility of a move to SIL. The Official Solicitor supports the Local Authority's position.
78. A was removed from her home nearly five years ago. The main reasons for her removal, and the subsequent suspension of contact with her mother, were the damaging effects of the enmeshed relationship between her and her mother, and her refusal to accept hormone treatment, which was considered to be aided and abetted by her mother. Of those, at the time when the decision was taken, it was the refusal to accept treatment that was described by Mr Karim KC for the Official Solicitor as of "magnetic importance". A continues to wish to return home and she continues to refuse hormone treatment. Her behaviour and attitudes have not significantly changed over those five years. I am concerned that the rationale for keeping her away from home, depriving her of her liberty, and medicating her without her knowledge and consent, will still be put forward in another five years from now, and indeed for the foreseeable future. A is unlikely to change in her refusal to accept HRT and so neither will the rationale for depriving her of her liberty.
79. The covert administration of HRT has brought benefits for A which are largely irreversible. Stopping HRT will be detrimental to her health but comparatively less detrimental than had she never been treated at all. Continuing covert HRT is fraught with risk. In my judgement, on balance, the continuation of covert medication is not in itself a sufficient justification, in A's best interests, for continuing to deprive her of her liberty, for overriding her autonomy, and for keeping her away from her home. Returning A home might allow B to persuade her to take HRT voluntarily. I doubt that that will happen, but it is at least a possibility and in my judgement the chances of A taking medication voluntarily are slightly higher if she is returned home than they are if she remains in a placement.
80. The relationship between A and B is deeply troubling and has caused significant harm to A, but her relationship with B and with her grandmother is the family life that A knows and to which she strongly wants to return. Some measures can be taken, in A's best interests to try to protect her from the most harmful aspects of her relationship with B, but it must be accepted that returning A home will remove a layer of protection that she has benefited from within the placement. However, if A's enmeshed relationship with B prevents it being in her best interests now to reside at home, it is unlikely that it will ever be in her best interests to reside at home. It is difficult to see how their relationship will change. Hence, if A does not return home now, she may very well be accommodated away from home, separated from her mother, against her strong wishes, for the foreseeable future. The influence B has over A has apparently survived all attempts to dismantle it over the past few years. It is entrenched and cannot be wished away. Realistically, it is too late now to try to undo the all the harmful effects of the relationship. The best that can be done is to try to mitigate them in the future.
81. The measures that have been taken, in A's best interests, to counter the influence of her enmeshed relationship with her mother, could hardly have been more extreme, but they have not succeeded. Covert medication has succeeded in allowing A to achieve puberty, which has supported her right to develop into adulthood. However, separation from her home and her mother has not had other significant benefits in terms of her development and independence. Were it not for the opportunity to administer HRT covertly, which placement of A in a care home provides, I do not believe that it could reasonably be argued that her continued separation from her home and family life could be justified as being in her best interests."
"84. The assessment of best interests in this case is complex. Whatever decision is made, or if no decision is made, there will be both positive and negative consequences for A. I acknowledge the risk that my determination of A's best interests will result in her returning home to an unhealthy relationship and will expose her to the harmful consequences of ceasing HRT. However, those risks are outweighed by the benefits of ending the deprivation of A's liberty and the serious interference with her Art 8 rights, and of avoiding the risk of an unmanaged disclosure to her of the covert administration of HRT. The Court is enjoined to seek to achieve purposes "in a way that is less restrictive of the person's rights and freedom of action" (MCA 2005 s1(6)). Here, severe restrictions have been imposed in order to achieve the benefit of medical treatment. Now, the continuing and remaining benefits of treatment are not sufficient to justify the continued restrictions."
"85. A's transition home should not happen immediately but will require some planning to ensure that it is done in a way that meets her best interests. The plan for a transition home will need to consider whether there should be an introductory period where A stays for a single night, say, before returning to placement A. Or will A find that very difficult? Should A's grandmother be told of the use of covert medication? What arrangements should be in place to ensure that healthcare professionals have adequate access to A? What information should be given to A, when and by whom? On the evidence I have received, it seems to me to be in A's best interests for information to be given to A in the following sequence: (i) that the plan is to return her home to live with her mother (this is what she has said she wishes but her continued wish to go home can be checked at this point); (ii) that she has been covertly medicated with HRT, and that this has caused her to go through puberty and to become a physically mature woman with many benefits to her health; (iii) that HRT will no longer be given to her covertly; (iv) what symptoms A is likely to experience now that HRT has stopped; then (v) that it would be greatly beneficial to A to choose to take HRT voluntarily (B should be involved in seeking to persuade her to do so). It will be necessary to go through stages (ii) to (v) as and when covert medication is stopped. Stage (v) may involve providing information to A over a sustained period with the involvement of her mother, perhaps her grandmother, and perhaps Professor Z.
86. Steps to return her home and to provide her with information need to be planned but I should make clear that A's return home should not be contingent on her volunteering to accept HRT – it should take place, in her best interests, whether or not she volunteers to accept HRT.
87. Clearly these steps and the transition to care at home will require careful planning, but I have not received a transition plan and I have not received evidence on the details of any such transition. Having considered all the circumstances, I do not regard the decisions set out at paragraph 82 above as being contingent on the approval of a transition plan. Nevertheless, planning for the transition home and the provision of information to A is now required, and with some expedition.
88. Accordingly, I shall give directions for the parties to provide evidence to the court as to the planning for A's return home, the cessation of covert medication, and the provision of information to her. The planning must include arrangements for providing access to A by healthcare professionals and the administration of her anti-epilepsy and vitamin D medication, as well as any provision of HRT tablets for her to decide whether to take. These plans are not directed as to whether A should return home but to how that can be managed in her best interests. I shall conduct a further hearing at which such plans can be considered by the court and the timing of a return home approved. That hearing shall be on 18 April 2024 and I anticipate that A will be returned home shortly after that hearing."
The appeal
Grounds 1 and 2 – Timing of the Final Determination of All Issues
1) The court made a final determination of A's best interests in relation to residence when neither B, nor any other party, sought a final determination of that, or any other, issue.
2) Further and in the context of Ground 1), the court finally determined all issues in a way that was not in accordance with the relief sought by any party without canvassing its proposed final disposal in circumstances where:
a) oral submissions at the end of the evidence were not possible; and
b) no party's written submissions addressed the question of what, if any, final decisions on residence or any other issue were in A's best interests because there was no application for final disposal of any issue.
Ground 3 – The decision that state actors provided A with protective measures to protect her from harm from B after she returned to live with B was not an available option and/or was unworkable and/or had no real prospect of safeguarding A's health or welfare
3) The court's final determination of the issues of residence and care were contingent on the LA providing A with "protective measures" that would mitigate the significant harm to which she would be exposed on a return to B. There was no evidence that state-provided protective measures were an available option or, if available, an option that was workable or had a real prospect of being effective in terms of either protecting A from harm or giving effect to her rights and promotion of her welfare.
Grounds 4, 5 and 6: The decisions that A should stop receiving covert medication and be informed that she had been covertly medicated were wrong
4) The court failed to take into account the unanimous view of A's MDT that it was not in her best interests to be told that she had been or was being covertly medicated and its active contemplation of the option of A stopping taking HRT.
5) The Court wrongly determined that it was in A's best interests to be told that she had been covertly medicated. In particular, the Court wrongly concluded that it was likely that at some point A was going to discover she had been covertly medicated.
6) The judge's finding that "Covert medication should be used exceptionally, for severely incapacitated patients" was wrong and led him into error.
Ground 7: Deprivation of Liberty
7) The court failed to take into account the fact that the degree of monitoring and supervision that A will need, and that B will impose, on a return to B's house and sole care is likely to meet the Cheshire West test so that she will be deprived of her liberty there.
Ground 8: Prioritisation of Wishes and Feelings over ECHR Arts 2 and 3
8) The court wrongly, and prematurely, gave final priority to A's wishes and feelings rather than her Art 2 and Art 3 rights.
Grounds 1 and 2: Timing and fairness
"Although stopping is the least preferred of B's four options, she thinks it is better than no plan to get A to take HRT voluntarily. The absence of carers would not prevent A returning home to be convinced to take the HRT."
In any case, it is irrelevant that none of the parties recommended the outcome decided by the judge. The Court of Protection must in any event exercise its best interests jurisdiction pursuant to s.4 MCA 2005. The court is under considerable pressure, and it was perfectly proper for the judge to proceed with making a decision as opposed to incurring unnecessary delay by directing another hearing.
Ground 3: Protective measures
"A to return to B's home and to B's sole care in accordance with a Return to B With Community Support Plan aimed at providing A with protective measures to mitigate the risks to A that arise from her relationship with B, which Plan will be considered by the Court at a hearing on 18 April 2024;"
She argues that the decision leaves the LA not knowing which harms to focus on. It can do little more than take A out on trips into the community. There is a lack of clarity as to what is expected of the LA and the judgment gives no steer on how plans could be made to work to protect A from the unhealthy relationship with B. That issue could have been considered at the implementation hearing but that would be to put things the wrong way around. Further, there was no evidence before the judge that any safeguards could be sufficiently implemented to protect A from the risk of harm in B's care. Insofar as he was requiring the LA to obtain/supervise/administer/monitor/document compliance with anti-epilepsy and vitamin D medication (and HRT in the unlikely event that A agreed to take it) whilst A is living at home in B's sole care, his decision was one which he did not have the power to make. The LA owes no duty to provide medical support to a person where they are living in the community with a family carer: s.22(1) Care Act 2014.
Ground 4: The view of the MDT
Ground 5: Telling A about CM
Ground 6: Professional guidance
Ground 7: Deprivation of liberty
Ground 8: Wishes and feelings
Analysis and conclusion
"…the jurisdiction of the Court of Protection (and for that matter the inherent jurisdiction of the High Court relating to people who lack capacity) is limited to decisions that a person is unable to take for himself. It is not to be equated with the jurisdiction of family courts under the Children Act 1989, to take children away from their families and place them in the care of a local authority, which then acquires parental responsibility for, and numerous statutory duties towards, those children. There is no such thing as a care order in respect of a person of 18 or over. Nor is the jurisdiction to be equated with the wardship jurisdiction of the High Court. Both may have their historical roots in the ancient powers of the Crown as parens patriae over people who were then termed infants, idiots and the insane. But the Court of Protection does not become the guardian of an adult who lacks capacity and the adult does not become the ward of the court."
The Court of Protection is not, therefore, A's guardian, and nor are any of the professional parties, whatever duties they may owe her. This should not be forgotten amidst the need for rolling reviews of the 2020 CM order, and the fact that B's application, issued in April 2022, remained undetermined for so long. The Court of Protection has become a fixture in A and B's lives. If that is necessary because the court is for good reason unable to bring its involvement to an end, so be it, but it should not be mistaken for normality. In this connection, I repeat what I said in Cases A & B (Court of Protection: Delay and Costs) [2014] EWCOP 48, in a paragraph approved by Sir James Munby P in this court in N v ACCG (see Re MN (Adult) [2015] EWCA Civ 411, [2016] Fam 87 at [104]):
"14. Another common driver of delay and expense is the search for the ideal solution, leading to decent but imperfect outcomes being rejected. People with mental capacity do not expect perfect solutions in life, and the requirement in Section 1(5) of the Mental Capacity Act 2005 that "An act done, or decision made, under this Act for or on behalf of a person who lacks capacity must be done, or made, in his best interests" calls for a sensible decision, not the pursuit of perfection."
Here, the court's task was to select the best practical outcome that was realistically available, even though all options were, to say the least, imperfect. It was beyond its powers to eliminate risk or make A's many problems go away.
"12. If there is indeed a discretion in which various factors are relevant, the evaluation and balancing of those factors is also a matter for the trial judge. Only if his decision is so plainly wrong that he must have given far too much weight to a particular factor is the appellate court entitled to interfere: see G v G (Minors: Custody Appeal) [1985] 1 WLR 647. Too ready an interference by the appellate court, particularly if it always seems to be in the direction of one result rather than the other, risks robbing the trial judge of the discretion entrusted to him by the law. In short, if trial judges are led to believe that, even if they direct themselves impeccably on the law, make findings of fact which are open to them on the evidence, and are careful, as this judge undoubtedly was, in their evaluation and weighing of the relevant factors, their decisions are liable to be overturned unless they reach a particular conclusion, they will come to believe that they do not in fact have any choice or discretion in the matter."
This judge had lengthy experience of A's situation and his judgments show a profound understanding of all aspects of this exceptionally difficult matter. We should therefore pay particular respect to his thorough and considered evaluative decision.
Grounds 1 and 2: procedural fairness
Grounds 3-8: the substance of the judge's decision
Lady Justice Nicola Davies:
Lord Justice Underhill: