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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Bresa, R. v [2005] EWCA Crim 1414 (26 May 2005) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2005/1414.html Cite as: [2005] EWCA Crim 1414 |
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COURT OF APPEAL (CRIMINAL DIVISION)
ON APPEAL FROM Lewes Crown Court
His Honour Judge Issard-Davies
T20040222
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE HEDLEY
and
MR JUSTICE ROYCE
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Regina |
Appellant |
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- and - |
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Adem Bresa |
Respondent |
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Mr Roger Booth (instructed by CPS Sussex) for the Crown
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Crown Copyright ©
Waller LJ :
"If an accused person gives as a reason for not answering questions that he has been advised by his solicitor not to do so, that advice, in our judgment, does not amount to a waiver of privilege. But, equally, for reasons which we have already given, that bare assertion is unlikely by itself to be regarded as a sufficient reason for not mentioning matters relevant to the defence. So it will be necessary, if the defendant wishes to invite the court not to draw an adverse inference, to go further and state the basis or reasons for the advice. Although the matter was not fully argued, it seems to us that once this is done it may well amount to a waiver of privilege so that the defendant, or if his solicitor is called, the solicitor, can be asked whether there were any other reasons for the advice, and the nature of the advice given, so as to explore whether the advice may also have been given for tactical reasons."
"For the court particular caution is required when a domestic court seeks to attach weight to the fact that a person was arrested in connection with a criminal offence and who has not been given access to a lawyer does not provide detailed responses when confronted with questions the answers to which may be incriminating . . . . At the same time, the very fact that an accused is advised by his lawyer to maintain his silence must also be given appropriate weight by the appropriate court. There may be good reason why such advice may be given. The applicants in the instant case state that they hold their silence on the strength of their solicitor's advice that they were unfit to answer questions. Their solicitor testified before the domestic court that his advice was motivated by his concern about their capacity to follow questions put to them during interview . . ."
"The court would observe at this juncture that the fact that the applicants were subjected to cross-examination on the content of their solicitor's advice cannot be said to raise an issue of fairness under Article 6 of the Convention. They were under no compulsion to disclose the advice given, other than the indirect compulsion to avoid the reason for their silence remaining at the level of a bare explanation. The applicants chose to make the content of their solicitor's advice a live issue as part of their defence. For that reason they cannot complain that the scheme of Section 34 of the 1994 Act is such as to override the confidentiality of their discussions with their solicitor."
"Where the reason put forward by a defendant for not answering questions is that he is acting on legal advice, the position is singularly delicate. On the one hand the courts have not unreasonably wanted to avoid defendants driving a coach and horses through Section 34, and by so doing defeating the statutory objective. Such an explanation is very easy for a defendant to advance and difficult to investigate because of legal professional privilege. On the other hand, it is of the greatest importance that defendants should be able to be advised by their lawyer without their having to reveal the terms of that advice if they act in accordance with that advice. Again there have been a number of authorities. Here Mr Jennings QC relied on a series of cases including R v Inman [2002] EWCA 1950 and R v Chenia [2003] 2 Cr App 6. Chenia, like this case, was a case where the defendant was purporting to rely on a solicitor's advice when the HRA was not in force."
"They both say that they decline to answer the police questions because of advice from their solicitor. They are of course adults and capable of making their own decisions, including decisions about whether or not to answer the questions; they cannot as it were shelter behind the solicitor's advice. If you consider that any of their evidence given here states facts which either could reasonably have been expected to be mentioned at interview, then if you consider it fair to do so you may draw such inferences as appear proper from the failure of that defendant to mention those facts at the time. Such failure cannot alone prove guilt but can assist in proving it. Whether it does so here and if so to what extent are questions for you."
"was insufficient because it may have given the impression that the jury might draw an adverse inference because the appellant was sheltering behind his solicitor's advice, when they could only do so if they were sure, not only that his failure to mention fact was the result of the advice, however adequate or inadequate that explanation might be, but also that the appellant had at that stage no explanation to offer or none that would stand up to questioning or investigation."
"In our view, there is no inconsistency between the approach of Kay LJ in Betts and Hall and that of Laws LJ in Howell and Knight. As we have said, it is plain from Kay LJ's judgment that, even where a solicitor has in good faith advised silence and a defendant has genuinely relied on it in the sense that he accepted it and believed that he was entitled to follow it a jury may still draw an adverse inference if it is sure that the true reason for his silence is that he had no or no satisfactory explanation consistent with innocence to give. That is of a piece with Laws LJ's reasoning in Howell and Knight that genuine reliance by a defendant on his solicitor's advice to remain silent is not in itself enough to preclude adverse comment."
Then he added at paragraphs 54 and 55 the following:-
"It is not the purpose of section 34 to exclude a jury from drawing an adverse inference against a defendant because he genuinely or reasonably believes that, regardless of his guilt or innocence, he is entitled to take advantage of that advice to impede the prosecution case against him. In such a case the advice is not truly the reason for not mentioning the facts. The section 34 inference is concerned with flushing out innocence at an early stage or supporting other evidence of guilt at a later stage, not simply with whether a guilty defendant is entitled, or genuinely or reasonably believes that he is entitled, to rely on legal rights of which his solicitor has advised him. Legal entitlement is one thing. An accused's reason for exercising it is another. His belief in his entitlement may be genuine, but it does not follow that his reason for exercising it is – a distinction with which professor Di Birch in her commentary in the Criminal Law Review in Howell appears not to have grappled, in asserting that the question must surely be "has the suspect genuinely relied on his solicitor's advice".
The question in the end, which is for the jury, is whether regardless of advice, genuinely given and genuinely accepted, an accused has remained silent not because of that advice but because had no or no satisfactory explanation to give. For this purpose, but only for this purpose, section 34 in its provision for the drawing of an adverse inference, qualifies a defendant's right to silence. However, it is still for the prosecution to prove its case, section 38(3) of the 1994 Act ensures that a finding of a case shall not be based solely on such an inference."
The Facts
The Discussion before Summing up
"What I propose to tell the jury is this: I will ask them as I must to answer this question "Was it reasonable to expect him to mention these facts in interview?", and I shall tell them that they must look at all those circumstances surrounding the interview. I will tell them the defendant says it is not reasonable to expect him to say these things in interview because he was advised by his solicitor to make no comment; and I should add, since he has told us that this morning, that this is compounded by his unfamiliarity with our legal system.
I shall tell the jury that that is an explanation which they have to take into account when they are making this decision, but I shall also tell them this: that when they take that explanation into consideration they can also take into consideration the fact that we have not heard why that advice was given; that there may be any number of reasons why a solicitor gives this advice, and we have been left in the dark about that matter; but that is a matter into which no prosecutor can enquire; that what passes between a defendant and his solicitor is privileged information, that only the defendant can reveal those matters to you, if he chooses to do so, and in this case he has chosen not to.
Now, I gave you that warning yesterday that I was going to direct the jury along those lines, because it seemed to me right that you should have the opportunity of considering that aspect of the matter. I take it that you have considered it and that you are not going to take matters any further in that direction and that is the direction that I propose to give them."
"Your Honour, I agree entirely with that which Your Honour has said but my only response to that is this: that as we all know this is an area of the law where there is a bit of dispute on it. It is a difficult area. It is a very full direction as it is and with respect to Your Honour the rest of the matters that Your Honour has indicated you were going to raise I have no concern with; it is that very final part which to me, Your Honour, in my submission, goes a little further towards the undermining of the right to silence, and really, effectively, reversing a burden to the extent of saying: 'you must give an answer'."
"It is quite impossible for a jury, surely, to judge? If you really want a jury to judge the strength of an explanation like that, you surely have to tell them the circumstances under which the advice was given? The jury are being asked to judge: 'Was that a reasonable explanation?' Absent evidence of the circumstances in which that advice was given, it is impossible for them to make that judgment."
The Direction in the Summing Up
"Right at the start of the interview he was told this: (You need not say anything, but it may harm your defence if you fail to mention, when questioned, something you later rely on in court." Now, having been told that [his right to remain silent] he went on to make no comment to almost all of the questions which were put to him thereafter. Has his defence been harmed by that? Well members of the jury, that is something that you will have to decide, but I must tell you how you must approach that question.
You have to ask yourselves three questions. First of all, the obvious one: are there facts that he has relied on in court which he failed to mention when questioned? Well, as far as that is concerned, members of the jury, I stress it is for you to decide, but there is surely only one possible answer to that. The answer is "Yes". All the details of the encounter in the street were missing from his interview: the fact that Smart saw him, crossed the road towards him; the fact that Smart hit him on his nose first, without any provocation, or indeed anything at all taking place between them, drawing blood; the fact that after that, Smart began to chase him; the fact that the item he hit Smart with was a lump of wood which just happened to be lying on the pavement; the fact that the letter, which we know as Exhibit 1, was in his writing and was written only because of the threat which Smart had made down the telephone about the Home Office. Now, all of those things – and I have no doubt you can think of more - - all of those things are facts which he has relied on in court, are they not, and which he failed completely to mention when questioned. But there is the first question: are there facts which he has relied on in court which he failed to mention when questioned.
If the answer to that – and I stress it is for you – if the answer to that question is "Yes, there are", the next question is this: was it reasonable to expect him to mention those facts in interview? Now, in order to decide that question you must look at all of the circumstances which surround that interview. The defendant says: "No, it wasn't reasonable. I was advised by the solicitor to make no comment. What is more, I am unfamiliar with the English system, English legal system. In those circumstances, where I have got that advice, it is not reasonable to expect me to answer questions in those circumstances." And you will have to take that into account when making your decision about whether it was reasonable to expect him to mention those facts, which he has relied on in court, in interview.
But when you are taking that explanation into account, you can also take into account this: that we haven't heard why it was that advice was given to him. You will understand that there may be any number of different reasons why a solicitor might give that advice; we have been left in the dark on that matter. Furthermore, that is a question into which no investigator or prosecutor can enquire. What passes between a defendant and his solicitor is always privileged from any enquiry. No court or prosecutor can ask him that question; only the defendant can reveal those matters to you, if he chooses to do so, and he has chosen not to do so. So when you are considering whether it was reasonable to expect him to mention those things in interview, and when he says that he didn't do so because he was advised to make no comment, you are entitled to look at that explanation in the knowledge that he has gone no further into why it was that the advice was given.
So that is the second question: was it reasonable to expect him to mention those things in interview? If the answer to that question in you view is "No", then it was not reasonable to expect him to mention those things in interview in the circumstances, then quite plainly no blame, no stigma, no harm, can attach to his defence as a result of his failure to do so.
If your answer to that question is "Yes, it was reasonable to expect him to say those things to the police when he was arrested and interviewed", there is a further question that you have to ask, which is this: is there a case proved by the Prosecution for him to answer? Because if you take the view that the Prosecution have not produced any evidence worthy of belief which calls for an answer from him, then his failure to give any answer to it adds absolutely nothing, it is a case of "nothing plus nothing equals nothing".
But if you take the view that the answer to all those three questions is "Yes. Yes, there are facts which he failed to mention in interview that he now relies on. Yes, it was reasonable to expect him to give those facts in interview. Yes, there is a case proved by the Prosecution which he should be called upon to answer", if you take the view that the answer to all those three questions is "Yes", then it is open to you to conclude, as the Prosecution suggest, that the reason that he didn't say those things at the time was because they simply had not occurred to him to say at the time, that he had not, in effect, made them up at the time; and that, you may think, would be a conclusion which would indeed harm his defence.
Now, even if you do answer all three questions as "Yes", you are not bound to arrive at that conclusion, you only do so if you think it is fair and proper and right, in the circumstances, to come to that conclusion. And even then you must be careful: you must not convict the defendant wholly or even mainly because of his failure to answer questions in interview, it simply becomes something which you can take into account when you are considering how much reliance you can place on the account that he gives you."
Submissions of Mr Jenkins
"If you accept the evidence that he was so advised, this is obviously an important consideration; but it does not automatically prevent you from drawing any conclusion from his silence. Bear in mind that a person given legal advice has the choice whether to accept or reject it; and that the defendant was warned that any failure to mention facts which he relied on at his trial might harm his defence."
"You have no explanation for the advice in this case. It is the defendant's right not to reveal the contents of any advice from his solicitor or what transpired between himself and his solicitor. At the same time he has a choice whether to reveal that advice and thereby reveal all that transpired between himself and his solicitor. The question for you is whether the defendant could reasonably have been expected to mention the facts on which he now relies and saying that he had legal advice without more cannot automatically make it reasonable. If, for example, you consider that he had or may have had an answer to give, i.e. that he was acting in self-defence, but genuinely and reasonably relied on the legal advice to remain silent, you should not draw any conclusion against him. But if, for example, you were sure that the defendant remained silent not because of the legal advice but because he had not acted in self-defence and that was a matter which he fabricated later, and merely latched on to the legal advice as a convenient shield behind which to hide, you would be entitled to draw a conclusion against him."
Conclusion
Appeal against sentence