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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Goodwin, R v [2005] EWCA Crim 3184 (07 December 2005) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2005/3184.html Cite as: [2006] WLR 546, [2005] EWCA Crim 3184, [2006] 1 WLR 546 |
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COURT OF APPEAL (CRIMINAL DIVISION)
ON APPEAL FROM SALISBURY CROWN COURT
MR RECORDER DAVIES QC
T2005 7001
Strand, London, WC2A 2LL |
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B e f o r e :
MRS JUSTICE RAFFERTY
and
MR JUSTICE MACKAY
____________________
R |
Respondent |
|
- and - |
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GOODWIN |
Appellant |
____________________
N TEARE QC & R GREY for the Respondent
Hearing dates : 10 November 2005
____________________
Crown Copyright ©
Lord Phillips, CJ :
Section 58 of the Merchant Shipping Act 1995 ("Section 58")
"58(1) This section applies
(a) to the master of, or any seaman employed in, a United Kingdom ship; and
(b) to the master of, or any seaman employed in, a ship which
(i) is registered under the law of any country outside the United Kingdom; and
(ii) is in a port in the United Kingdom or within United Kingdom waters while proceeding to or from any such port.
(2) If a person to whom this section applies, while on board his ship or in its immediate vicinity
(a) does any act which causes or is likely to cause
(i) the loss or destruction of or serious damage to his ship or its machinery, navigational equipment or safety equipment, or
(ii) the loss or destruction of or serious damage to any other ship or any structure, or
(iii) the death of or serous injury to any person, or
(b) omits to do anything required
(i) to preserve his ship or its machinery, navigational equipment or safety equipment from being lost, destroyed or seriously damaged, or
(ii) to preserve any person on board his ship from death or serious injury, or
(iii) to prevent his ship from causing the loss or destruction of or serious damage to any other ship or any structure, or the death of or serious injury to any person not on board his ship,
and either of the conditions specified in subsection (3) below is satisfied with respect to that act or omission, he shall (subject to subsections (6) and (7) below) be guilty of an offence.
(3) Those conditions are
(a) that the act or omission was deliberate or amounted to a breach or neglect of duty;
(b) that the master or seaman in question was under the influence of drink or a drug at the time of the act or omission.
(4) If a person to whom this section applies
(a) discharges any of his duties, or performs any other function in relation to the operation of his ship or its machinery or equipment, in such a manner as to cause, or to be likely to cause, any such loss, destruction, death or injury as is mentioned in subsection (2)(a) above, or
(b) fails to discharge any of his duties, or to perform any such function, properly to such an extent as to cause, or to be likely to cause, any of those things,
he shall (subject to subsections (6) and (7) below) be guilty of an offence.
(5) A person guilty of an offence under this section shall be liable
(a) on summary conviction, to a fine not exceeding the statutory maximum;
(b) on conviction on indictment, to imprisonment for a term not exceeding two years or a fine, or both.
(8) In this section
"breach or neglect of duty", except in relation to a master, includes any disobedience to a lawful command;
"duty"
(a) in relation to a master or seaman, means any duty falling to be discharged by him in his capacity as such; and
(b) in relation to a master, includes his duty with respect to the good management of his ship and his duty with respect to the safety of operation of his ship, its machinery and equipment; and
"structure" means any fixed or movable structure (of whatever description) other than a ship.
The Facts
(1) "Ship" includes every description of vessel used in navigation".
The Appellant contended that the Waverunner was not a "vessel used in navigation". He relied upon the decision of Sheen J in Steedman v Scofield [1992] 2 Lloyds Rep 163, which had held that a jet ski was not a "ship" within the essentially identical definition of the Merchant Shipping Act of 1894. The Recorder dismissed the application, holding that the features of the Waverunner differed from the features of the jet ski in Steedman v Scofield to an extent that brought the former within the definition of a "ship".
" "master" includes every person (except a pilot) having command or charge of a ship "
and that he had been in breach of duty in failing to keep a good look-out.
Registration
(1) It is hereby directed that section 58 of the Merchant Shipping Act 1995 shall extend to ships (other than fishing vessels) of the following description, that is to say sea-going ships-
(i) which are wholly owned by a person resident in the United Kingdom; and
(ii) which are entitled to be registered in the United Kingdom under the Merchant Shipping Act 1995 but are not registered whether in the United Kingdom or elsewhere;
and to masters and seamen employed in them.
(2) It is hereby directed that the said section 58 shall apply to sea-going ships (other than fishing vessels) which are not registered, whether in the United Kingdom or elsewhere, other than ships falling within paragraph (1) above, and to masters and seamen employed in them, when such ships are within the seaward limits of the territorial sea of the United Kingdom while proceeding to or from a port in the United Kingdom.
The issues
(1) Was the Waverunner a "ship"? If so
(2) Was the Waverunner a "sea-going ship"?
(3) Was the Appellant the "master employed in" the Waverunner?
(4) Did section 58 apply to negligent navigation?
Was the Waverunner a "ship"?
"The main reason for registering a ship has always been to prove its nationality. For merchant/pleasure ships, Part 1 identification is essential for overseas voyages. Another reason for Part 1 registration is to use the ship as security to obtain a marine mortgage which in turn is registered. Ownership details are fully investigated. Purchasers of UK registered ships can obtain a Transcript of Registry which shows the registered owners of the ship and whether there are any outstanding mortgages lodged against that vessel."
We suspect that the reason why so many jet skis have been registered may be because those providing finance for their purchase have required this. We can see the attraction of giving a broad definition to "ship" for the purposes of registration of title. Nonetheless, the fact that such craft are registered does not demonstrate conclusively that they fall within the definition of "ships" under the 1995 Act see European and Australian Royal Mail Co v P & O Steam Navigation Co (1864) 14 LT 704.
" if it has a length of 3.2 meters and a beam of 1.2 meters. It has a boat like deep 'V' planing type hull, and mention is made of a keel. It has seats, not one but three, and inferentially can accommodate a rider (and I use the term loosely) and 2 passengers. A person can sit in it when it is stopped in the water, as one can in a boat."
We have seen a photograph of the Waverunner. It has handlebars and seats which resemble those of a motor cycle. Thus the seats are in a row one behind the other and one sits astride them. We think that the Recorder's use of the word "rider" was appropriate. We would describe the rider and any passenger as sitting on, rather than in, the Waverunner. The Waverunner has no mast or structure to which a flag could be attached, nor does it appear to have any storage space.
The construction of the vessel
" "vessel" includes any ship or boat, or any description of vessel used in navigation:
"ship" includes every description of vessel used in navigation not propelled by oars "
Sheen J held that the jet ski did not fall within this definition.
'Used in navigation'
"Navigation is the nautical art or science of conducting a ship from one place to another. The navigator must be able (1) to determine the ship's position and (2) to determine the future course or courses to be steered to reach the intended destination. The word "navigation" is also used to describe the action of navigating or ordered movement of ships on water. Hence "navigable waters" means waters on which ships can be navigated. To my mind the phrase "used in navigation" conveys the concept of transporting persons or property by water to an intended destination. A fishing vessel may go to sea and return to the harbour from which she sailed, but that vessel will nevertheless be navigated to her fishing grounds and back again.
"Navigation" is not synonymous with movement on water. Navigation is planned or ordered movement from one place to another. A jet ski is capable of movement on water at very high speed under its own power, but its purpose is not to go from one place to another. A person purchases a jet ski for the purpose of enjoying "the thrills of waterskiing without the ties of a boat and towrope" and for the exhilaration of high speed movement over the surface of water. The heading of the craft at any particular moment is usually of no materiality. (I use the word "heading" because it is more appropriate than the word "course". The word "course" denotes a constant direction on the same heading.) Indeed part of the thrill of driving a jet ski appears to come from frequent alterations of heading at high speed.
It may be possible to navigate a jet ski but in my judgment it is not "a vessel used in navigation"."
"Von Rocks was a type of maritime dredger called a backhoe dredger which was primarily used in harbours, channels or estuaries to deepen the waters at such location. When not in operation it was a floating platform comprising 10 individual pontoons bolted together. When in use it was held in position on the sea-bed by three spud legs which were capable of being hydraulically lowered and raised. A backhoe dredger had no bow, no stern, no anchors, no rudder or any means of steering and no keel or skeg. It had no means of self-propulsion mechanical or otherwise and it had no wheelhouse.
On completion of a contract a backhoe dredger could be moored to the site of its next engagement either by being dismantled and transported by road or by being towed by sea. Extensive preparations were required to make the dredger seaworthy for towing for any significant distance. When under tow the dredger was unmanned and played no part in the performance of the operation."
At first instance, Barr J held that the dredger was not a "ship or vessel" within the Act. In so doing he stated that he accepted the conclusion of Sheen J in Steedman v Scofield that transporting persons or property by water to an intended destination was a concept inherent in navigation.
" the fact that the carriage of cargo or passengers is not the exclusive or even the primary object for which the craft is being used is not a decisive consideration. The preponderance of judicial opinion would support the view that, provided the craft was built to do something on water and, for the purpose of carrying out that work, was so designed and constructed as to be capable of traversing significant water surfaces and did in fact regularly so traverse them, it is capable of being classified as a "ship" despite the absence of any form of self-propulsion or steering mechanism, such as a rudder."
"The finding in that case that a jet ski was not a "ship" within the meaning of the Merchant Shipping Acts is hardly surprising, but it is questionable, with respect, whether, to come within the category of a "ship" the purpose of a craft must be "to go from one place to another". In the case of non-commercial craft, it seems somewhat unreal to regard their purpose as being a journey from one point to a specific destination. Yachts which take part in the America's Cup are designed and constructed with a view to testing the excellence of their technology and the seamanship of their crews rather than transporting people from one place to another. On a less exalted level, people will for long continue to derive enjoyment from being on the sea, not because they are accomplishing a journey to an intended destination but simply for the pleasure of in the well worn phrase from The Wind in the Willows "messing about in boats"."
"Von Rocks undoubtedly lacks some of the characteristics one would normally associate with a "ship". It is not self-propelled, it normally is not manned by a crew and it has no form of rudder or other steering mechanism. But it is a structure designed and constructed for the purpose of carrying out specific activities on the water, is capable of movement across the water and in fact spends significant periods of time moving across the seas from one contracting site to another. It was indeed in the course of just such a voyage that it met with the mishap which has given rise to the present proceedings. If it is to do its normal work, it must be in a seaworthy condition and, it would seem, the regulatory authorities here and elsewhere treat it as subject to compliance with the normal requirements as to seagoing vessels."
" so long as "navigation" is a significant part of the function of the structure in question, the mere fact that it is incidental to some more specialized function, such as dredging or the provision of accommodation, does not take it outside the definition. There may be an issue of degree as to the significance of the navigation on the facts of a particular case, but that, as the observations of Lord Justice Scrutton show, is a question for the fact-finding tribunal. Those examples also show that "navigation" does not necessarily connote anything more than "movement across water"; the function of conveying persons and cargo from place to place" (in the judge's words) is not an essential characteristic."
"We are therefore reduced to the question whether this launch was a vessel used in navigation. I think that, having regard to the size of the sheet of water on which it was used, it was not. Navigation is a term which, in common parlance, would never be used in connection with a sheet of water half a mile long. The Attorney-General has asked where we are to draw the line. The answer is that it is not necessary to draw it at any precise point. It is enough for us to say that the present case is on the right side of any reasonable line that could be drawn."
"It was not constructed for the purpose of being navigated or of conveying cargo or passengers"
At p. 345, commenting on cases where salvage had been awarded in respect of rafts of timber, he said:
"But here again it must be remembered that rafts are frequently so constructed as to be in a sense navigated: they are capable of being and are steered. They often have crews resident on board; they are used for the transport, from place to place, by water, of the timber of which they consist and sometimes of timber placed upon them."
"there are no proper subjects of a maritime claim for salvage other than vessels or ships used for the purpose of being navigated and goods which at one time formed the cargoes of such vessels."
"Sea-going"
"(1) Subject to section 48, if a ship to which this section applies goes to sea or attempts to go to sea without carrying such officers and other seamen, as it is required to carry under section 47, the owner or master shall be liable
(a) on summary conviction, to a fine not exceeding the statutory maximum;
(b) on conviction on indictment, to a fine;
and if the ship, if in the United Kingdom, may be detained.
(2) This section shall, in its application to ships which are not sea-going ships, have effect as if for the words "goes to sea or attempts to go to sea" there were substituted the words "goes on a voyage or excursion or attempts to do so" and the words "if in the united Kingdom" were omitted."
The inference is that a sea-going ship is a ship which 'goes to sea' and that a ship which remains within the United Kingdom is not a sea-going ship. What is not clear is whether a ship which remains within coastal waters is or is not a sea-going vessel. We need not resolve this question. Section 49 buttresses our conclusion that a vessel used in navigation is a vessel which is used to make ordered progression from one place to another, though we accept that an excursion arguably extends this concept to embrace a round trip.
"Master or seamen employed in the ship"
Does section 58 apply to negligent navigation?
"If a master, seaman, or apprentice belonging to a British ship, by wilful breach of duty or by neglect of duty or by reason of drunkenness
(a) does any act tending to the immediate loss, destruction, or serious damage of the ship, or tending immediately to endanger the life or limb of a person belonging to or on board the ship; or
(b) refuses or omits to do any lawful act proper and requisite to be done by him for preserving the ship from immediate loss, destruction, or serious damage, or for preserving any person belonging to or on board the ship from immediate danger to life or limb,
he shall in respect of each offence be guilty of a misdemeanour."
"This section, which has been copied in practically identical terms from earlier Acts, is more than fifty years old, and it is no exaggeration to say that there have been hundreds and thousands of cases in which, if the conduct of the respondent here is to be regarded as a criminal offence, prosecutions might have been maintained. Therefore when we find it suggested that the negligent conduct of a man who is purporting to discharge his duty of assisting in the navigation of a ship amounts to a criminal offence, it is of great importance to determine whether that suggestion is well founded. The negligence complained of here was either that the master did not keep a proper look-out himself so as to have seen any vessel four or five miles away for at least half and hour, or that he did not put a look-out man on the forecastle, from which position the man stationed there could have seen any vessel right up to the time of the collision; and the question is whether such negligence is the kind of neglect of duty which is struck at by s.220. In my opinion it is not; that section was not intended to make criminally liable a person who has been negligent in the discharge of his duty, which he is carrying out or purporting to carry out, in the navigation of a ship. If it was intended to make simple negligence a criminal offence other language would have been used. The appeal must be dismissed."
Conclusion