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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Leathem & Anor v R [2017] EWCA Crim 42 (15 February 2017) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2017/42.html Cite as: [2017] EWCA Crim 42 |
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ON APPEAL FROM CROWN COURT AT STAFFORD
HHJ EADES
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE HADDON-CAVE
and
THE RECORDER OF YORK
(HIS HONOUR JUDGE BATTY QC)
(sitting as a Judge of the Court of Appeal (Criminal Division))
____________________
(1) Aaron LEATHEM (2) James MALLETT |
Appellants |
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- and - |
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REGINA |
Respondent |
____________________
Mr P Brunt (instructed by Vesey & Clarke) for the Appellant (2)
Mr H Sandhu (instructed by The Crown) for the Respondent
Hearing date : 26th January 2017
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Crown Copyright ©
Mr Justice Haddon-Cave :
Introduction
The Facts
Indictment No. 3
Indictment No. 5
The evidence at the trial
The 'bad character' application
Defence submissions
i) the convictions did not establish a propensity to commit burglaries to steal firearms and did not therefore fall under CJA 2003 s.101(1)(d) and the evidence does not amount to "important explanatory evidence" under s.101(1)(c) (as defined in s.102);ii) this would be a major departure by Mr Leathem in his weapon of choice for offending and Mr Mallett was not a party to the other conspiracies in which Mr Leathem took part;
iii) the evidence in the case would not be difficult or impossible to understand without knowledge of the convictions; at the first trial the convictions were not introduced and the jury understood the evidence, but failed to reach a verdict;
iv) the value of the bad character evidence in understanding the whole case was not substantial and to adduce it would be "overwhelmingly prejudicial" to a fair trial (as ruled by HHJ Gosling);
v) admission of bad character as propensity would have such an adverse effect on the fairness of the proceedings that the court must not admit it (s.101(3));
vi) if the bad character was adduced under s.101(1)(c) only, there would be an overwhelming risk that the jury would use it as propensity and such a risk could not be cured by a direction of law;
vii) bad character should not be introduced under s.101(1)(c) where the intended use was to show propensity (R v Davis (Robert) (2009) Cr App R.17);
viii) the real issue for the jury was whether the defendants entered into an agreement to burgle the premises and steal the weapons, not the purpose to which the weapons may be subsequently used;
Judge's ruling
"The jury, at the moment, have in the context of the evidential scenario I have described, no knowledge of Leathem at all. Therefore, all they know is that a gasfitter was employed at a given address to carry out repairs to a gas fixture. In the course of that, he discovered certain information like firearms, and then passed it on to another person about whom they know absolutely nothing.
In that context, the defence submission that I imagine Mr Brunt is going to put forward at some stage to the jury, if it is left as it is, that this was an unformed agreement and it was simply the passing on of information is, on the face of it, difficult to rebut."
"What, in my view, is important here is, firstly, whether the information was transferred in the way the prosecution allege and it seems to me that it is more likely than not at the moment that a jury would construe that it was conveyed in the way the prosecution assert and, secondly, whether the transference of that information was part of a crystallised agreement to steal the firearms rather than simply the passing of information.
The issue of crystallisation, in my view, depends in part upon the context of what each of the defendants knew and what each was about at the relevant time. In this context, therefore, what Leathem was actively involved in is potentially of great relevance."
"In my view, that evidence is capable of demonstrating a) that Mallet was passing potentially valuable information to an active and serious crime group of which Leathem was a member and b) that this information was of value to Leathem and it explains or is capable of explaining why it was that he chose to keep that information at his home address, hidden inside the George Foreman griller and c) it is capable of rebutting Mallet's defence that he was acting in a publicly spirited and altruistic way when he came to draw his plans in that his motive was to alert either the police or the householder's son and, secondly, that the pages that found their way into Leathem's grill were innocent, as opposed to being a case of him deliberately passing the information onwards.
If you tie all those together, it seems to me that this evidence is capable of proving -- it is, of course, not for me to decide whether it does or doesn't -- that there was a crystallised contingent agreement to steal the firearms in the course of a burglary if the perceived nature of those firearms arms arose."
"My view is that without the evidence that the prosecution are seeking to put in about Leathem's activities at the time, both immediately before, during and after the alleged conspiracy, the jury would only have a partial and potentially grossly misleading picture of what was afoot.
In my view, it is important for me to emphasise that this criminal activity that the Crown are seeking to place before the jury is activity that was actually current and, as I say, covers in brackets the time of the alleged conspiracy and that it is not simply referred back to some past conduct. In other words, it places the conspiracy that the jury are having to consider into a specific context of Leathem's then current activity.
In my view, without this evidence the jury would find it difficult properly to understand the other evidence that they have, as I have already explained, and that its value for understanding the case as a whole is substantial. Therefore, I am prepared to grant leave to the prosecution under (c) to place this evidence in front of the jury."
Grounds of appeal
Analysis
Prosecution evidence
"GUNS x 5 in CABINET IN BACK
MEDECINE [sic] CUPBOARD (2 locks on safe)
Son lives 2 doors down"
The 'bad character' evidence
Application of gateway (c) ("important explanatory evidence")
"101 Defendant's bad character
(1) In criminal proceedings evidence of the defendant's bad character is admissible if, but only if— …
(c) it is important explanatory evidence,
(d) it is relevant to an important matter in issue between the defendant and the prosecution, …
…
(3) The court must not admit evidence under subsection (1)(d) or (g) if, on an application by the defendant to exclude it, it appears to the court that the admission of the evidence would have such an adverse effect on the fairness of the proceedings that the court ought not to admit it."
"102 "Important explanatory evidence"
For the purposes of section 101(1)(c) evidence is important explanatory evidence if –
(a) without it, the court or jury would find it impossible or difficult properly to understand other evidence in the case, and
(b) its value for understanding the case as a whole is substantial."
'Impossible or difficult to see without it'
"All those observations may well be true, but none of them makes the evidence without which the other evidence in the case could properly be understood. To say that evidence fills out the picture is not the same as saying that the rest of the picture is either impossible or difficult to see without it. On the facts of this case the rest of the evidence was not difficult to see without it." [emphasis added]
Important 'background' evidence
Defence submissions
Conclusion
Gateway (d) ("an important matter in issue")
Mallett's additional ground
"JAMES MALLETT and AARON EDWARD LEATHEM between 1st day of April 2014 and 5th day of June 2014 conspired together to enter as trespassers [property named] and steal therein."
"Between 1st day of April 2014 and 5th day of June 2014, AARON EDWARD LEATHEM and JAMES MALLETT conspired together and with others unknown to burgle [property named]."
"Now, in this case, as you know, the Particulars of the Offence read: "That Aaron Edward Leathem and James Mallett conspired together and with others unknown to burgle", and Mr Brunt has made a point about the fact that the prosecution have to prove that others were involved; they don't'. That phrase is commonly used by the prosecution where they recognise that others may have been involved. They do not have to prove that others were actually involved and, on the evidence that you've heard in this case, it seems to me, given that all the evidence is to do with Mallett and Leathem, that the agreement is really between those two people, the prosecution are alleging and there is either an agreement between the two or there isn't, and so your verdict is going to be the same in each defendant's case because if there's no agreement they're both not guilty. If there is an agreement that's proved between the two of them, then they're both guilty. Do you follow? Right, so that's why (indistinct) I'm summarising the issues. I'm now going to turn to some more general legal principles, if I may."
Summary
Postscript