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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Attorney General's Reference (No 1 of 2020) [2020] EWCA Crim 1665 (10 December 2020) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2020/1665.html Cite as: [2021] 2 WLR 601, [2020] WLR(D) 672, [2020] EWCA Crim 1665, [2021] QB 441, [2021] 3 All ER 890, [2021] Crim LR 888, [2021] 1 Cr App R 15 |
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ON APPEAL FROM THE CROWN COURT AT TEESSIDE
HHJ ARMSTRONG
T20180637
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE FULFORD
MR JUSTICE HOLGATE
and
SIR RODERICK EVANS
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Attorney General's Reference (Section 36 of the CJA 1972) (No 1 of 2020) |
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Michelle Heeley Q.C. (instructed by Cartwright King Solicitors) appeared on behalf of the Acquitted Person
Louis Mably Q.C. appeared as an amicus curiae
Hearing dates : 26th November 2020
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Crown Copyright ©
Lord Justice Fulford V.P. :
Background
"Is it necessary for the prosecution to prove, as an element of the offence of sexual assault, not only that the offender intentionally touched another person without their consent and without reasonable belief in their consent, and that the touching was sexual, but that the offender intended his touching of that person to be sexual?"
The Facts
The Relevant Statutory Provisions
Sexual Assault
"3. (1) A person (A) commits an offence if-
(a) he intentionally touches another person (B),(b) the touching is sexual,(c) B does not consent to the touching, and(d) A does not reasonably believe that B consents.[…]"
"Sexual"
For the purposes of this Part (except sections 15A and 71), penetration, touching or any other activity is sexual if a reasonable person would consider that –
(a) Whatever its circumstances or any person's purpose in relation to it, it is because of its nature sexual, or(b) because of its nature it may be sexual and because of its circumstances or the purpose of any person in relation to it (or both) it is sexual."
The Submissions and Ruling in the Crown Court
"The sole issues remaining to be decided are these: firstly, whether the prosecution has made you sure that the touching was sexual and the defence case is that it wasn't; and secondly, whether the prosecution has made you sure that the defendant intended to touch the complainant sexually. That is that the touching was sexually motivated. Not simply intended as a friendly or reassuring gesture, but with a view to sexual gratification.
[…]
Well, if you are sure that the kiss was sexual you would proceed to decide the second issue. If you are not sure that the kiss was sexual that would be the end of it and you would find the defendant not guilty of sexual assault.
So, the second issue is whether there was an intention on the defendant's part to touch sexually. The prosecution must make you sure that the defendant intended not just to touch the complainant but to touch the complainant sexually. That is that the touching was sexually motivated, namely with a view to sexual gratification on the part of the defendant."
The Submissions on the Present Application
"12. The fact that in s.78(b) there are two different questions which we have sought to identify complicates the task of the judge and that of the jury. If there is a submission of ''no case'' the judge may have to ask himself whether there is a case to be left to the jury. He will answer that question by determining whether it would be appropriate for a reasonable person to consider that the touching because of its nature may be sexual. Equally, the judge will have to consider whether it would be possible for a reasonable person to conclude, because of the circumstances of the touching or the purpose of any person in relation to the touching (or both), that it is sexual. If he comes to the conclusion that a reasonable person could possibly answer those questions adversely to the defendant, then the matter would have to be left to the jury.
13. We would suggest that in that situation the judge would regard it as desirable to identify two distinct questions for the jury. First, would they, as 12 reasonable people (as the section requires), consider that because of its nature the touching that took place in the particular case before them could be sexual? If the answer to that question was ''No'', the jury would find the defendant not guilty. If ''Yes'', they would have to go on to ask themselves (again as 12 reasonable people) whether in view of the circumstances and/or the purpose of any person in relation to the touching (or both), the touching was in fact sexual. If they were satisfied that it was, then they would find the defendant guilty. If they were not satisfied, they would find the defendant not guilty."
"15. […] The different elements of the offence, identified in paras (a)–(d) of s.3, do not call for proof of the same state of mind. Element (a), the touching, must by the statute be intentional. Element (b), the sexual nature of the touching, takes one to section 78. By that section the primary question is a purely objective one, as set out in s.78(a). If, however, the act itself is objectively equivocal, the purpose of the defendant may be a relevant consideration, as provided by s.78(b), and that must be a reference to his own (subjective) purpose. The state of mind in a defendant which must be proved in relation to element (c), the absence of consent, is expressly stipulated by element (d) and by s.3(2), and the stipulation is in terms which make it clear that the test is substantially objective; a belief in consent which was induced largely by drink would be most unlikely to be reasonable. It is accordingly of very limited help to attempt to label the offence of sexual assault, as a whole, one of either basic or specific intent, because the state of mind which must be proved varies with the issue. For this reason also, it is unsafe to reason (as at one point the Crown does) directly from the state of mind required in relation to consent to the solution to the present question.
16. Since it is only the touching which must be intentional, whilst the sexual character of the touching is, unless equivocal, to be judged objectively […]."
Discussion
"2.80 Must A intend the touching to be sexual? On a literal reading of s.3, the requirement of intention is linked only to the touching and not to the requirement that the touching is sexual. Further, the effect of s.78 of the 2003 Act is that a touching may be sexual by virtue of its nature, or its nature combined with its circumstances, regardless of A's intention in carrying it out. On the other hand, as a matter of general principle mens rea is required as to every element of the actus reus of an offence, which, in the case of s.3, includes the sexual element. More importantly for practical purposes, in R. v JAS the Court held in relation to the similarly-constructed offence in s.8 of the 2003 Act that "sexual motivation" is a vital ingredient of the mental element of the offence. It is highly likely that the same decision would be reached in relation to s.3. Accordingly, if A may have had a non-sexual purpose in touching B, this ought to lead to an acquittal."
"2.80 Must A intend the touching to be sexual? As a matter of principle, it seems not. On a natural reading of s.3, the requirement of intention is linked only to the touching and not to the requirement that the touching is sexual. Further, the effect of s.78 is that the touching may be sexual by virtue of its nature, or its nature combined with its circumstances, regardless of A's intention in carrying it out. Finally, certain offences in the 2003 Act expressly require the defendant to act for the purpose of sexual gratification, and the implication is that where this is not an element of the offence, such a purpose need not be proved. It is, however, difficult to conceive of circumstances in which a jury is likely to find that A's touching of B was sexual without being satisfied that A had a sexual purpose. Evidence that A had a non-sexual purpose is therefore likely to be of real practical significance."
"Are we sure that the [appellant's] invitation was sexually motivated, that is not to demonstrate good and bad touching, but with a view to sexual gratification?"
"Whether it is correct that on a charge of indecent assault the C prosecution must prove: (a) that the accused intentionally assaulted the victim; and (b) that he was aware of the indecent circumstances of what he did or was reckless as to their existence; but that it is not necessary for the prosecution to prove in addition that the accused had an indecent purpose or intention."
Thus, the question directly raised the issue whether or not the prosecution had to prove that the accused had an indecent purpose or intention.
"On a charge of indecent assault the prosecution must prove: (1) that the accused intentionally assaulted the victim; (2) that the assault, or the assault and the circumstances accompanying it, are capable of being considered by right-minded persons as indecent; (3) that the accused intended to commit such an assault as is referred to in (2) above."
Therefore, the prosecution had to prove that the accused intended to commit an assault judged objectively to have the quality described in (2), but not also that in so doing he had an indecent purpose or intention.
"[…] in the context of indecent assault, the necessary intent is to commit an assault which the jury as right-thinking people consider to be sexually indecent."
At page 35 D:
"Whether or not right-thinking people will consider an action indecent will sometimes depend upon the purpose with which the action is carried out."
And at page 35 H:
"The fact is that right-thinking people do take into account the purpose or intent with which an act is performed in judging whether or not it is indecent. If evidence of motive is available that throws light on the intent it should be before the jury to assist them in their decision.
Suppose, in the present case, the appellant had said to the police, "I thought the girl had been stealing and I beat her to stop her doing it again." Such evidence would surely have been admissible to attempt to persuade the jury that this was an act of chastisement and therefore they should not regard it as indecent. If, on the other hand, evidence is available that shows the spanking was not an act of chastisement but carried out with the intention of obtaining perverted sexual gratification, it would, in my view, be an affront to common sense to withhold that evidence from the jury when asking them to decide if this man had behaved indecently."
"The assault which the prosecution seek to establish may be of a kind which is inherently indecent. The defendant removes against her will, a woman's clothing. Such a case, to my mind, raises no problem. Those very facts, devoid of any explanation, would give rise to the irresistible inference that the defendant intended to assault his victim in a manner which right-minded persons would clearly think was indecent. Whether he did so for his own personal sexual gratification or because, being a misogynist or for some other reason, he wished to embarrass or humiliate his victim, seems to me to be irrelevant. He has failed, ex-hypothesi, to show any lawful justification for his indecent conduct. This, of course, was not such a case. The conduct of the appellant in assaulting the girl by spanking her was only capable of being an indecent assault. To decide whether or not right-minded persons might think that assault was indecent, the following factors were clearly relevant—the relationship of the defendant to his victim—were they relatives, friends or virtually complete strangers? How had the defendant come to embark on this conduct and why was he behaving in this way? Aided by such material, a jury would be helped to determine the quality of the act, the true nature of the assault and to answer the vital question— were they sure that the defendant not only intended to commit an assault upon the girl, but an assault which was indecent—was such an inference irresistible? For the defendant to be liable to be convicted of the offence of indecent assault, where the circumstances of the alleged offence can be given an innocent as well as an indecent interpretation, without the prosecution being obliged to establish that the defendant intended to commit both an assault and an indecent one, seems to me quite unacceptable and not what Parliament intended." (our emphasis by way of underlining)
Conclusion