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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Mustafa, R. v (Rev 1) [2020] EWCA Crim 1723 (03 December 2020) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2020/1723.html Cite as: [2020] EWCA Crim 1723 |
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CRIMINAL DIVISION
B e f o r e :
MR JUSTICE EDIS
HIS HONOUR JUDGE BURBIDGE QC RECORDER OF WORCESTER
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REGINA | ||
V | ||
MUSTAFA KEMAL MUSTAFA |
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MR R. GREEN and MR M. LEWIN appeared on behalf of the Respondent.
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Crown Copyright ©
LORD JUSTICE STUART-SMITH:
Applicable Principles
"108. It is a fundamental tenet of the administration of law that all those who appear before our courts are treated fairly and that judges act - and are seen to act - fairly and impartially throughout a trial.
109. It is perfectly proper - indeed a duty - for a judge to intervene in the course of witness evidence for the purposes described by Rose LJ in R v Tuegel [2002] Cr App R 361, namely 'to ask questions which clarify ambiguities in answers previously given or which identify the nature of the defence, if this is unclear'.
110. It is wrong, however, for a judge 'to descend into the arena and give the impression of acting as advocate' (per Lord Parker CJ in R v Hamilton (unreported, 9 June 1969) cited by the Court of Appeal in R v Hulusi (1973) 58 Cr. App. R 378, 382)."
"35. Thirdly, there is nothing wrong in principle with a trial judge asking questions of witnesses in order to assist the jury. That indeed is one of the fundamental functions of the trial judge. For example, this may be done to clarify a point that may arise on the face of a document or in an immediate response to an answer that has just been given by a witness. Otherwise, it may often be preferable for the judge to wait until the end of the evidence given by that witness, or at least the end of the evidence-in-chief. Often things that are not clear may become clearer once the evidence-in-chief has been completed.
36. Fourthly, since ours is an adversarial system it is for the prosecution to prove its case and it will have the opportunity to cross-examine the defendant if he or she chooses to give evidence. It will often be unnecessary for the judge to ask any questions during the defendant's evidence-in-chief because it should be for the prosecution to cross-examine the defendant. It is certainly not the role of the judge to cross-examine the defendant.
37. Fifthly, it is particularly important that the defendant should have the opportunity to give his or her account to the jury in the way that he or she would like that evidence to come out, elicited through questions from their own advocate. If there were constant interruptions of the evidence-in-chief there is a risk that a defendant will not be able to give his or her account fully and in the manner they would wish to put before the jury.
38. Sixthly, this is not affected by the fact that the defence account may appear to be implausible or even fanciful. If it is truly incredible, the prosecution can reasonably be expected to expose its deficiencies in cross-examination and the jury will see through it. If anything, unwarranted interventions by a judge may simply prove to be counterproductive."
"The core principle, that under the adversarial system the judge remains aloof from the fray and neutral during the elicitation of the evidence, applies no less to civil litigation than to criminal trials."
"1. The tribunal of fact is the jury.
2. The role of the judge is to act as a neutral umpire ensuring a fair trial between the prosecution and the defence. The judge should not enter the arena so as to appear to be taking sides.
3. There is nothing wrong in principle with the trial judge asking questions of witnesses in order to assist the jury. That is one of the fundamental functions of the trial judge. For example, this may be done to clarify a point that may arise on the face of a document or in an immediate response to an answer that has just been given by a witness. Interventions to clear up ambiguities, to identify the nature of the defence, if this is unclear, and to enable the judge to make certain that he is making accurate notes are justified.
4. Interventions which lead to a quashing of a conviction are:
(a) those which invite the jury to disbelieve the evidence for the defence, which is put to the jury in such strong terms that it cannot be cured by the common formula that the facts are for the jury.
(b) those which have made it really impossible for counsel for the defence to do his or her duty in properly representing the defence.
(c) those which have had the effect of preventing the defendant himself from doing himself justice and telling the story in his own way.
(d) those which compel the conclusion that the defendant has not been fairly tried by an impartial judge.
5. Not every departure from good practice renders a trial unfair. There will come a point, however, where the departure from good practice is so great or so persistent or so prejudicial or so irremediable that an appellate court will have no choice but to condemn a trial as unfair and quash a conviction as unsafe, however strong the grounds for believing the defendant to be guilty.
6. Ultimately, the question is one of degree. Rarely will the impropriety be so extreme as to require a conviction, however safe in other respects, to be quashed for want of a fairly conducted trial process.
7. It is the overall fairness of a trial, taken as a whole, that is crucial."
The Facts
"I was not given an adjournment as requested in order to have funding for Legal Aid and to obtain evidence through my father that I was not involved with the premises in question. My father is the leaseholder."
"I want my building back how it was, Kelly."
The Trial
"Well, this lease ended in September 2016. We know that from his terms."
Counsel again responded appropriately that he had been asking the appellant whether he, the appellant, knew when it ended.
"Well, if you look at p.370, which we have already looked at, you know why."
"Yes, I know we do know why. I am just asking this witness if he knows why, because he is giving evidence."
"Before we have cross-examination, I would like to understand, rather than dotting around through the documents, what happened. So let me ask you a few questions to try and elicit what happened."
JUDGE: Can we just go back? What do you say about, 'My father is the leaseholder;' was he the leaseholder or not?
WITNESS: There was an agreement between – I wasn't there – concerning the Kullars, Wayne. What exactly it was concerning the building works that was going on, I don't know. I don't have – I don't know what the agreement was. I can only tell you what I know. They were doing four flats, that's what they were doing.
JUDGE: 'I don't know what the agreement was,' well, if you do not know what the agreement was, how come your solicitors were saying on your behalf, 'I was not involved with the premises in question. My father is the leaseholder.' [Emphasis added]
"The terms [of the lease] may be important ... but we were asking, you were being asked about ... " [Emphasis added]
To our minds, this slip of the tongue provides a reasonable, if concise, encapsulation of the problem that was endemic throughout the appellant's evidence.
The Appeal