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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> Bagguley v E [2019] EWCOP 49 (25 October 2019) URL: http://www.bailii.org/ew/cases/EWCOP/2019/49.html Cite as: [2020] WTLR 1, [2019] WLR(D) 604, [2019] EWCOP 49, [2020] Fam 267, [2020] 2 WLR 236, [2020] COPLR 211 |
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Strand, London, WC2A 2LL |
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B e f o r e :
THE VICE PRESIDENT OF THE COURT OF PROTECTION
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Richard James Bagguley |
Applicant |
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- and - |
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E (By his litigation friend the Official Solicitor) |
Respondent |
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Mr David Rees QC (instructed by the Official Solicitor) for E
Hearing date: 18th October 2019
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Crown Copyright ©
Mr Justice Hayden :
The Jurisdictional Basis to the Application
'(2) The court may (a)by making an order, make the decision or decisions on P's behalf in relation to the matter or matters, or (b)appoint a person (a "deputy") to make decisions on P's behalf in relation to the matter or matters.'
Power to make declarations:
'(1) The court may make declarations as to (a)whether a person has or lacks capacity to make a decision specified in the declaration; (b)whether a person has or lacks capacity to make decisions on such matters as are described in the declaration; (c)the lawfulness or otherwise of any act done, or yet to be done, in relation to that person.
(2) "Act" includes an omission and a course of conduct.'
...2) The person making the determination must consider all the relevant circumstances… (my emphasis);
(6) He must consider, so far as is reasonably ascertainable (a)the person's past and present wishes and feelings (and, in particular, any relevant written statement made by him when he had capacity), (b)the beliefs and values that would be likely to influence his decision if he had capacity, and (c)the other factors that he would be likely to consider if he were able to do so. (again, my emphasis);
(11) "Relevant circumstances" are those (a)of which the person making the determination is aware, and (b)which it would be reasonable to regard as relevant.
'The use of declaratory orders
87. There was a certain amount of debate before us as to the use of declaratory orders in the Court of Protection. This is not the occasion for any definitive pronouncement but three observations are, I think, in order.
88. First, the still inveterate use of orders in the form of declaratory relief might be thought to be in significant part both anachronistic and inappropriate. It originated at a time when, following the decision of the House of Lords in In re F (Mental Patient: Sterilisation) [1990] 2 AC 1 , it was believed that the inherent jurisdiction of the Family Division in relation to incapacitated adults was confined to a jurisdiction to declare something either lawful or unlawful. Even before the Mental Capacity Act 2005 was brought into force, that view of the inherent jurisdiction had been shown to be unduly narrow: see St Helens Borough Council v PE [2007] 2 FLR 1115 . Moreover, the Court of Protection has, in addition to the declaratory jurisdiction referred to in section 15 of the 2005 Act, the more extensive powers conferred by section 16 .
89. Secondly, the Court of Protection is a creature of statute, having the powers conferred on it by the 2005 Act. Section 15 is very precise as to the power of the Court of Protection to grant declarations. Section 15(1)(a)(b) empowers the Court of Protection to make declarations that "a person has or lacks capacity" to make certain decisions. Section 15(1)(c) empowers the Court of Protection to make declarations as to "the lawfulness or otherwise of any act done, or yet to be done". Given the very precise terms in which section 15 is drafted, it is not at all clear that the general powers conferred on the Court of Protection by section 47(1) of the 2005 Act extend to the granting of declarations in a form not provided for by section 15 . Indeed, the better view is that probably they do not: consider XCC v AA [2013] 2 All ER 988 , para 48. Moreover, it is to be noted that section 15(1)(c) does not confer any general power to make bare declarations as to best interests; it is very precise in defining the power in terms of declarations as to "lawfulness". The distinction is important: see the analysis in St Helens Borough Council v PE [2007] 2 FLR 1115 , paras 11–18.
90. Thirdly, a declaration has no coercive effect and cannot be enforced by committal: see A v A Health Authority [2002] Fam 213 , paras 118–128 and most recently In re M (Incapacitated Adult) (Best Interests Declaration: Potential Contempt) [2015] Fam 239
91. All in all, it might be thought that, unless the desired order clearly falls within the ambit of section 15 of the Mental Capacity Act 2005 , orders are better framed in terms of relief under section 16 and that, if non-compliance or interference with the arrangements put in place by the Court of Protection is thought to be a risk, that risk should be met by extracting appropriate undertakings or, if suitable undertakings are not forthcoming, granting an injunction.'
26. In the Court of Appeal in this case, Sir James Munby P pointed out that "the still inveterate use of orders in the form of declaratory relief might be thought to be in significant part both anachronistic and inappropriate": [2016] Fam 87, para 88. The scope of the declarations which may be made by the Court of Protection under section 15 may be narrower than the scope of those which may be made in the High Court: see XCC v AA [2013] 2 All ER 988 . But the Court of Protection has the much wider powers of making decisions and appointing deputies under section 16 : para 88. And declarations have no coercive effect: para 90. "All in all", he concluded "it might be thought that, unless the desired order clearly falls within the ambit of section 15 … orders are better framed in terms of relief under section 16 ": para 91. With respect, this is a view that I share.
'It would, in my judgment, require unusual facts for DK's best interests to depart from the ascertainment of the truth or the interests of justice. (para 55)'
In my earlier ex tempore judgment, I queried whether E's 'best interests' and 'the ascertainment of the truth or the interests of justice' are quite as intrinsically connected as that passage suggests. It is not difficult to imagine circumstances where the capacitous might elect to take their secrets to the grave, the incapacitous should be afforded no lesser opportunity.
'44. There is one other aspect of the "best interests" test that I must consider. In deciding what provision should be made in a will to be executed on P's behalf and which, ex hypothesi, will only have effect after he is dead, what are P's best interests? Mr Boyle stressed the principle of adult autonomy; and said that P's best interests would be served simply by giving effect to his wishes. That is, I think, part of the overall picture, and an important one at that. But what will live on after P's death is his memory; and for many people it is in their best interests that they be remembered with affection by their family and as having done "the right thing" by their will. In my judgment the decision-maker is entitled to take into account, in assessing what is in P's best interests, how he will be remembered after his death.'
'A previous will is obviously a relevant written statement which falls to be taken into account by the court. But the weight to be given to it will depend upon the circumstances under which it was prepared; and if it were clearly to be demonstrated that it was made at a time when the protected person lacked capacity, no weight at all should be accorded to it. Moreover, Parliament has rejected the "substituted judgment" test in favour of the objective test as to what would be in the protected person's best interests. Given the importance attached by the court to the protected person being remembered for having done the "right thing" by his will, it is open to the court, in an appropriate case, to decide that the "right thing" to do, in the protected person's best interests, is to order the execution of a statutory will, rather than to leave him to be remembered for having bequeathed a contentious probate dispute to his relatives and the beneficiaries named in a disputed will. I therefore hold that the Court of Protection should not refrain, as a matter of principle, from directing the execution of a statutory will in any case where the validity of an earlier will is in dispute. However, the existence and nature of the dispute, and the ability of the Court of Protection to investigate the issues which underlie it, are clearly relevant factors to be taken into account when deciding whether, overall, it is in the protected person's best interests to order the execution of a statutory will. (para 16)'
'Best interests do not cease at the moment of death. We have an interest in how our bodies are disposed of after death, whether by burial, cremation or donation for medical research. We have, as Lewison J rightly observed, an interest in how we will be remembered, whether on a tombstone or through the medium of a will or in any other way. In particular, as he points out, we have an interest in being remembered as having done the "right thing", either in life or, post mortem, by will. Lewison J's analysis accords entirely with the powerful analysis of Hoffmann LJ in Airedale NHS Trust v Bland [1993] AC 789 , 829. I respectfully agree with both of them.'
'(6) Where the person concerned has died and the activity is not one to which subsection (4) applies, "appropriate consent" means–
(a) if a decision of his to consent to the activity, or a decision of his not to consent to it, was in force immediately before he died, his consent;
(b) if– (i) paragraph (a) does not apply, and (ii) he has appointed a person or persons under section 4 to deal after his death with the issue of consent in relation to the activity, consent given under the appointment;
(c) if neither paragraph (a) nor paragraph (b) applies, the consent of a person who stood in a qualifying relationship to him immediately before he died.'
'2 Qualifying consent
(1) In relation to analysis of DNA manufactured by the body of a person who is alive, "qualifying consent" means his consent, except where sub-paragraph (2) applies.
(2) Where–
(a) the person is a child,
(b) neither a decision of his to consent, nor a decision of his not to consent, is in force, and
(c) either he is not competent to deal with the issue of consent or, though he is competent to deal with that issue, he fails to do so, "qualifying consent" means the consent of a person who has parental responsibility for him.
(3) In relation to analysis of DNA manufactured by the body of a person who has died an adult, "qualifying consent" means–
(a) if a decision of his to consent, or a decision of his not to consent, was in force immediately before he died, his consent;
(b) if paragraph (a) does not apply, the consent of a person who stood in a qualifying relationship to him immediately before he died.
(4) In relation to analysis of DNA manufactured by the body of a person who has died a child, "qualifying consent" means–
(a) if a decision of his to consent, or a decision of his not to consent, was in force immediately before he died, his consent;
(b) if paragraph (a) does not apply–
(i) the consent of a person who had parental responsibility for him immediately before he died, or
(ii) where no person had parental responsibility for him immediately before he died, the consent of a person who stood in a qualifying relationship to him at that time.'
Ascertaining E's best interests.
'We enclose herewith the results of the blood and dna test from which you will see on page 2 Dr Lee states that there is a relative chance of paternity of over 99.9 percent in each case, such figure being considered to offer virtual proof of paternity in each case… provided a close relative of yours is not a possible father'
'We also performed sibling tests to establish whether … [C, D and E] were related as Full or Half Siblings. The test established that … [C and D] are Full Siblings. The test between … [D and E] was inconclusive, even after the inclusion of additional genetic markers. The test between … [C and E] revealed that the data were 174 times more likely if they were related as Half Siblings rather than as Full Siblings.
There are several possible explanations for this result. It may be that … [E] has a different biological mother than … [C and D]. It may also be that another individual related to Mr B is the biological father of … [E]. If this is a possibility then the results of the sibling test are invalid as the relationships between these individuals may be different to those assumed by the test.'
Post Script