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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> Health Service Executive of Ireland v SM [2024] EWCOP 60 (T3) (01 November 2024) URL: http://www.bailii.org/ew/cases/EWCOP/2024/60.html Cite as: [2024] EWCOP 60 (T3) |
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Strand, London, WC2A 2LL |
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B e f o r e :
____________________
The Health Service Executive of Ireland |
Applicant |
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- and - |
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SM |
Respondent |
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Hearing date: 24th October 2024
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Crown Copyright ©
Mr Justice Hayden :
"The basis on which the application is made by the HSE is that [SM] is making slow but steady and very significant progress since she was admitted to Ellern Mede. That progress is evidenced by a number of reports which are before the Court and they include the first report from [Dr R], a consultant psychiatrist… and her report is dated 12th April 2024. She provides a very detailed report on [SM]'s progress since she moved to Ellern Mede…It does show some significant positive changes and improvements, including [SM]'s acceptance of some food and also her increased preparedness to communicate with members of staff. Also, as [Dr R] notes, [SM] has been showing forward thinking in terms of wanting to consider discharge options and she has been engaging in that.
Now [Dr R] does set out her assessment and recommendations at the end of her report. She notes that [SM]'s mental state has improved significantly since she was admitted in January 2024, and she says that in her opinion continuing or ongoing in-patient treatment for [SM] for a number of months, she says, as least a further six months is warranted on the evidence. She also expresses the view that [SM] does lack capacity to consent to this treatment in care and that she does need the framework, the legal framework in place in order for them to continue to provide the treatment and care that they've been providing to [SM] since she moved to Ellern Mede.
The second report is a from [Dr M], consultant psychiatrist with the HSE… She provides a detailed report in relation to her visit to [SM] at the beginning of March and also further developments following a CPA meeting on the 24th April of this year. And again [Dr M's] report does disclose a significant improvement and a greater degree of positivity from [SM]. She notes in her concluding section of her report that:
"[SM]'s mental state has improved since her admission to Ellern Mede."
Again she says:
"She is more forward thinking and hopeful for the future."
But, in [Dr M] view, [SM] does continue to lack capacity in all of the relevant respects. And equally, she says, that despite the positive progress that [SM] has made that she does continue to be at risk of malnutrition, self-harm, physical health complications and self-neglect and, further, that she will require psychotropic medication and high levels of specialist support in the various areas that are mentioned, physiotherapy, dietetics support, support with self-care, socialisation work and, most importantly, trauma-informed therapy and a specialised trauma therapist, … has been identified and I think will commence, if she hasn't already commenced, working closely with [SM] and it is anticipated that if [SM] were to move to a step-down type placement that [the therapist] would be able to remain involved because trauma is obviously a very significant feature of [SM]'s case.
[Dr M] does again express the opinion that there is no treatment in Ireland that could possibly meet [SM]'s needs and she has previously given evidence of efforts to find alternative placements in Ireland. So she says that the placement with Ellern Mede, which has been secured and funded by the HSE, is the only viable option at this point. She also confirms the question of capacity as I have mentioned."
"she has made something of a journey out of the crisis that the Court observed over the month of December and is now demonstrating progress in terms of a transition almost entirely from nasogastric feeding to oral feeding commencing in July; mobilising now using a walking frame rather than a wheelchair; a rationalisation of her psychotropic medication."
"(i) A reduction in nursing observations from those reported on the last review;
(ii) A resolution of some difficulties with elimination which the reporting says were tied to a previous trauma being resolved;
(iii) Her work with the psychology service;
(iv) Her ability to commence trauma therapy which had previously been contemplated as a proposal but has now been given effect, funded by the Applicant; and
(v) The better channel of communication between [SM] and her treating psychiatrist and the continued clear channel of communication maintained even at the most difficult periods, with… the social worker engaged by the General Solicitor."
" (a) For the majority of this review period and up to the end of September, the overall position was that steady improvement had been made although [SM] remained very vulnerable. The examples of that progress included coming off her NG feed, engaging with the trauma therapist, engaging in psychotherapy, having all meals as food and nutritional supplements as well as other little day-to-day steps forward. Her vulnerability was emphasised in terms of sitting on the mattress for almost half of the day, remaining non-verbal and the distress caused in going to the bathroom.
(b) [The Social worker] then reported the setback over the two weeks prior to her report. However shortly before the hearing counsel for the General Solicitor had received updating instructions to confirm that [SM] had, in [the Social worker]'s opinion, returned to baseline.
(c) There was a very detailed record of [SM]'s wishes and feelings at section 4 of [the Social worker]'s report. She was aware of her entitlement to participate in the hearing, but did not wish to do so. Counsel for the General Solicitor emphasised that [SM] does want to have her trauma treated. She was frustrated that this is taking time. In the absence of it being dealt with in the short-term, she feels the only way to end the pain is to end her life. However she has said that if she has to stay alive, she doesn't want to stay in Ellern Mede for a long time. Counsel for the General Solicitor invited the President to note that this was not the plan, and that all parties are working towards progress forward for [SM].
(d) In relation to family contact, the position is somewhat complicated, but some small progress has been made. [SM] has disclosed her place of treatment to her mother, she has accepted a present from her but she continues to express a very clear wish to [The Social worker] that [she] doesn't speak with her mother and indeed doesn't try to explain to her mother the depth of her feelings and the reason for their falling-out, which is being respected …"
"take all necessary and/or incidental steps (including the provision of consent for any medical psychiatric psychological or other assessment treatment or assistance whether at Ellern Mede or (if necessary and appropriate) at some other location or facility) and to use such reasonable force and/or restraint as may be necessary in so doing to promote and/or ensure the care protection safety and welfare circumstances of [SM] and to provide [SM] with such hydration, sustenance, medication and treatment as may be clinically and /or medically indicated in accordance with the operational policies of Ellern Mede, including for the avoidance of doubt the provisions of nasogastric feeding."
Legal Principles
Joinder and hearing of P in Schedule 3 proceedings
The general legal background to Schedule 3 applications for recognition and enforcement
Definitions
(i) First, the definition at paragraph 4 of Schedule 3 that, in respect of a person over 18, an "adult" in the context of Schedule 3, is a person who "as a result of impairment or insufficiency of his personal faculties, cannot protect his interests."
(ii) Second, paragraph 5 defines a "protective measure" as "a measure directed to the protection of the person or property," and gives a non-exhaustive list of examples which includes (at Paragraph 5(a)): "the institution of a protective regime;" (at Paragraph 5(e)) "placing the adult in a place where protection can be provided; and (at Paragraph 5(g)): "authorising a specific intervention for the protection of the person or property of the adult." It is clear that a protective measure can include a measure provided for by the order of the Irish Court in this instant case: see Re PA & Ors [2015] EWCOP 38 at paragraph 47.
Recognition and enforcement
a. Paragraph 21 provides that any finding of fact relied upon when the measure is taken is conclusive, including as to whether the individual is habitually resident in the country (see Re PA & Ors at paragraph 52);
b. By paragraph 24, the Court may not review the merits of a measure taken outside England and Wales "except to establish whether the measure complies with this Schedule in so far as it is, as a result of this Schedule, required to do so."
a. Paragraph 19(3) provides that the Court may decline to recognise (or, in turn, declare to be unenforceable) the measure on essentially procedural grounds, if it thinks that: (a) the case in which the measure was taken was not urgent; (b) the adult was not given an opportunity to be heard; and (c) that omission amounted to a breach of natural justice. The requirements are cumulative: Re PA & Ors at paragraph 55; and
b. Paragraph 19(4) provides that a Court may decline to recognise (or, in turn, declare to be unenforceable) a measure if it thinks that: (a) recognition of the measure would be manifestly contrary to public policy; (b) the measure would be inconsistent with a mandatory provision of the law of England and Wales, or; (c) the measure is inconsistent with one subsequently taken, or recognised, in England and Wales in relation to the adult.
"93. First, by including Schedule 3 in the MCA, Parliament authorised a system of recognition and enforcement of foreign orders notwithstanding the fact that the approach of the foreign courts and laws to these issues may be different to that of the domestic court. These differences may extend not only to the way in which the individual is treated but also to questions of jurisprudence and capacity. Thus the fact that there are provisions within the Act that appear to conflict with the laws and procedures of the foreign state should not by itself lead to a refusal to recognise or enforce the foreign order. Given that Parliament has included section 63 and Schedule 3 within the MCA, clearly intending to facilitate recognition and enforcement in such circumstances, it cannot be the case that those other provisions within the Act that seemingly conflict with the laws and procedures of the foreign state are mandatory provisions of the laws of England and Wales so as to justify the English Court refusing to recognise the foreign order on grounds of such inconsistency. In such circumstances, it is only where the Court concludes that recognition of the foreign measure would be manifestly contrary to public policy that the discretionary ground to refuse recognition will arise. Furthermore, in conducting the public policy review, the Court must always bear in mind, in the words of Munby LJ that "the test is stringent, the bar is set high".
94. Secondly, there is likely to be a wide variety in the decisions made under foreign laws that are put forward for recognition under Schedule 3. As the Ministry of Justice has observed, inevitably there may be concerns about some of the foreign jurisdictions from which orders might come. But as the Ministry also observes, taking account of such concerns is surely the purpose of the public policy review. Although no wide-ranging review as to the merits of the foreign measure is either necessary or appropriate, a limited review will always be required as indicated by the European Court in Pellegrini. That will be sufficient to identify any cases where the content and form of the foreign measure, and the processes by which it was taken, are objectionable. It also seems to me that the circumstances in which Schedule 3 is likely to be invoked, and the number of countries whose orders are presented for recognition, are likely to be limited. In oral submissions, Mr Rees pointed out that, in theory, the Court could be faced with applications to recognise and enforce orders from any country in the world, including, for example, North Korea or Iran. That may be right in theory, but common sense suggests it is, to say the least, unlikely in practice, at least in the foreseeable future. And if such orders were to be presented for recognition, the public policy review would surely lead swiftly to identifying grounds on which recognition would be refused. It is much more likely that the orders presented for recognition will be those of foreign countries whose legal systems, laws and procedures are closely aligned to our own. Concerns of this nature can be addressed by admitting evidence of the process by which the foreign protective measures were made and general evidence relating to the legal system of the state that made the order.
95. Thirdly, most orders presented for recognition are likely to be of short duration, and/or in respect of persons whose capacity may fluctuate, and/or who are in receipt of a progressive form of treatment. As a result, in such cases there is likely to be repeated requests to scrutinise a succession of orders. Recognition and enforcement is likely to require close co-operation, not only between the medical and social care authorities of the two countries, but also between the Courts and legal systems. The Convention provides a mechanism using the Central Authorities but, pending ratification of the Convention, there may well be the need for direct communication between judges of the two jurisdictions."
"[SM] is a 23 year old young woman with a long history of low mood, depressive thoughts and suicidal ideation, fluid and food restriction leading to significant weight loss with a morbid fear of weight gain predating to the age of 14. Her diagnosis in my opinion is in keeping with a depressive disorder, post traumatic stress disorder and eating disorder namely anorexia. Over the last six months [SM]'s presentation has deteriorated again to the point where she is isolated now in her room and has stopped talking, electively mute, walking eating and caring for herself. [SM] needs assistance with the very basics of daily living and appears to be in a state of learned helplessness. (my emphasis)
It appears that [SM] presents in this way when overwhelmed. Given this is now the second time [SM] has presented in this way, my impression is that her current presentation appears to have shifted from a typical eating disorder, anorexia nervosa, to one that is more severe and in keeping with pervasive arousal withdrawal syndrome or PAWS as her functional disabilities have extended to domains other than feeding, including walking, talking and caring for herself. [SM]'s mental state remains very unwell and fragile. The nature and degree of her mental disorder is in my opinion one warranting ongoing inpatient treatment on a specialist eating disorder unit for at least the next 12 months. This will need further review depending on mental state and level of risk nearer the time."
"this is an application to ensure the continuation of vital treatment in the context of a necessary care regime for [SM], plainly in her best interests and the evidence makes clear, looking at it through the lens of the inherent jurisdiction that this is someone who lacks capacity and that the orders sought today constitute a necessary and proportionate response by the court to ensure that [SM]'s fundamental and constitutionally protected rights are vindicated and protected."
"1. The principles
(1) The following principles apply for the purposes of this Act.
(2) A person must be assumed to have capacity unless it is established that he lacks capacity.
(3) A person is not to be treated as unable to make a decision unless all practicable steps to help him to do so have been taken without success.
(4) A person is not to be treated as unable to make a decision merely because he makes an unwise decision.
(5) An act done, or decision made, under this Act for or on behalf of a person who lacks capacity must be done, or made, in his best interests.
(6) Before the act is done, or the decision is made, regard must be had to whether the purpose for which it is needed can be as effectively achieved in a way that is less restrictive of the person's rights and freedom of action."
"2 People who lack capacity
(1) For the purposes of this Act, a person lacks capacity in relation to a matter if at the material time he is unable to make a decision for himself in relation to the matter because of an impairment of, or a disturbance in the functioning of, the mind or brain.
(2) It does not matter whether the impairment or disturbance is permanent or temporary."
"3 Inability to make decisions
(1)For the purposes of section 2, a person is unable to make a decision for himself if he is unable—
(a)to understand the information relevant to the decision,
(b) to retain that information,
(c) to use or weigh that information as part of the process of making the decision, or
(d) to communicate his decision (whether by talking, using sign language or any other means).
(2) A person is not to be regarded as unable to understand the information relevant to a decision if he is able to understand an explanation of it given to him in a way that is appropriate to his circumstances (using simple language, visual aids or any other means).
(3) The fact that a person is able to retain the information relevant to a decision for a short period only does not prevent him from being regarded as able to make the decision.
(4) The information relevant to a decision includes information about the reasonably foreseeable consequences of—
(a) deciding one way or another, or
(b) failing to make the decision."
"to take all necessary and/or incidental steps (including the provision of consent for any medical psychiatric psychological or other assessment treatment or assistance whether at Ellern Mede or (if necessary and appropriate) at some other location or facility) and to use such reasonable force and/or restraint as may be necessary in so doing to promote and/or ensure the care protection safety and welfare circumstances of [SM] and to provide [SM] with such hydration, sustenance, medication and treatment as may be clinically and /or medically indicated in accordance with the operational policies of Ellern Mede, including for the avoidance of doubt the provisions of nasogastric feeding."
"98. As for the alleged conflict with other provisions of the MCA, I conclude, as already stated, that, by including Schedule 3 in the MCA, Parliament must be assumed to have permitted orders to be recognised that did not comply with other laws and procedures under the statute. As the definition of "adult" in Schedule 3 para 4 plainly extends to persons who may not be incapacitated within the meaning of section 2, it follows that the Court will be obliged to recognise and enforce orders of a foreign court in terms that could not be included in an order made under the domestic jurisdiction under the MCA. This is subject, however, to its discretion to refuse recognition and enforcement where that would be manifestly contrary to public policy. I agree and adopt Hedley J's conclusion in Re MN that a decision to recognise under paragraph 19(1) or to enforce under paragraph 22(2) is not a decision governed by the best interests of the individual so that those paragraphs are not disapplied by paragraph 19(4)(b) and section 1(5) of the Act. Thus it follows that the Court will be obliged to recognise and enforce a measure in a foreign court order even where applying a best interests test it would not be included in an order made under the domestic jurisdiction under the MCA. Again, however, this is subject, to its discretion to refuse recognition and enforcement where that would be manifestly contrary to public policy."
"49. It provides clarity of responsibility. There is a clear, unbroken chain of command from patient to court. It also provides an avoidance of "jurisdictional confusion", which ought always to be regarded as inherently dangerous and potentially inimical to the welfare of the adult concerned."