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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Witham, R (on the application of) v Lord Chancellor [1997] EWHC Admin 237 (7th March, 1997) URL: http://www.bailii.org/ew/cases/EWHC/Admin/1997/237.html Cite as: [1997] EWHC Admin 237, [1998] 2 WLR 849, [1998] QB 575, [1997] 2 All ER 779 |
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1. LORD
JUSTICE ROSE: There will be unapproved transcripts of these judgments available
at the conclusion of delivery. Laws J will give the first judgment.
2.
In these proceedings for judicial review brought with leave granted by
Lightman J on 19th February 1997 the applicant seeks a declaration that Article
3 of the Supreme Court Fees (Amendment) Order 1996 ("the 1996 Order") is
ultra
vires
section 130 of the Supreme Court Act 1981 and unlawful.
3.
The applicant is unemployed, has no savings, and receives income support of
£57.90 per week. He wishes to bring proceedings for malicious falsehood
and libel. Much detail of his prospective claim is given, but I do not
consider it necessary to go into any of it for the purpose of resolving the
issues raised on this application. Legal aid is not available for actions
wholly or partly in respect of defamation, and the applicant seeks to bring the
proceedings as a litigant in person. Time for bringing such proceedings will
expire very shortly. With effect from 15th January 1997 the 1996 Order amended
the Supreme Court Fees Order 1980 ("the 1980 Order") so that it now provides as
follows in the following material respects. The fee of £120 for issuing
a writ, which was prescribed by the 1980 Order, becomes a minimum fee for
issuing a writ for claims limited to £10,000 or less (Article 6(b)). The
fee for issuing a writ where no monetary limit is specified is £500
(Article 6(b)). More pertinently, Article 3 of the 1996 Order repeals
provisions contained in Article 5(1) and (3) of the 1980 Order which relieved
litigants in person who were in receipt of income support from the obligation
to pay fees, and permitted the Lord Chancellor to reduce or remit the fee in
any particular case on grounds of undue financial hardship in exceptional
circumstances.
4.
It is said that the applicant is in consequence unable to issue
proceedings, as he cannot afford to pay a fee of either £500 or of
£120. Not only is legal aid not available for proceedings in relation to
defamation, by virtue of section 14(1) of, and paragraph 1 of Part II of
Schedule 2 to, the Legal Aid Act 1988. In addition the applicant cannot sue in
the County Court. Section 15(2) of the County Courts Act 1984 provides:
6. The
applicant's evidence shows that his prospective defendants will not consent to
his claim being brought in the County Court.
7.
In addition to the facts pertaining to the applicant himself, the court has
evidence from his solicitor, Mr Grosz, and also from Miss Ashton of the Public
Law Project, describing other categories of case where persons on very low
incomes are prevented by the terms of the 1996 Order and in particular Article
3 from taking process in the courts. The principal categories are certain types
of debt and housing cases. They include by way of example a person on income
support who cannot afford the £10 fee to apply to set aside a default
judgment, and another person on income support threatened with eviction as a
consequence of possession proceedings by her landlord's building society who
cannot afford the £20 fee to be joined in the proceedings as an interested
party. The respondent has not put in any evidence in reply to this material,
partly because it was served late and partly because Mr Richards for the Lord
Chancellor says it is irrelevant. I see no reason not to accept what is said
in these affidavits. In my view, it is clear on the evidence before us that
there is a wide-ranging variety of situations in which persons on very low
incomes are in practice denied access to the courts to prosecute claims or, in
some circumstances, to take steps to resist the effects of claims brought
against them.
8.
The actual or purported
vires
for the 1996 Order is to be found in section 130 of the Supreme Court Act 1981
which provides:
9.
All four Heads of Division, as well as the Treasury, concurred in the making
of the 1996 Order. The argument as to its
vires
asserts no want of necessary formality, nor that the language of section 130
does not appear on its face to permit what has been done. Rather the primary
submission is that there exist implied limitations upon the Lord Chancellor's
power to prescribe the fees to be taken in the Supreme Court. Section 130 does
not permit him to exercise the power in such a way as to deprive the citizen of
what has been called his constitutional right of access to the courts. Such a
constitutional right (a notion which will itself require further elaboration)
is said to derive from two sources: the common law, and Article 6 of the
European Convention on Human Rights ("ECHR").
10.
Mr Richards' skeleton argument for the Lord Chancellor does not grapple with
the question whether the common law recognises such a thing as a constitutional
right, or, if it does, what it means. His approach to what has been called the
"access to justice" issue is a conventional one. It may, of course, be none
the worse for that. This is how it is put:
11. The
last sentence is plainly right; and it suggests the unspoken question, what is
the precise nature of any constitutional right such as might be outwith the
power of government, acting under a provision such as section 130, to abrogate?
12.
The common law does not generally speak in the language of constitutional
rights, for the good reason that in the absence of any sovereign text, a
written constitution which is logically and legally prior to the power of
legislature, executive and judiciary alike, there is on the face of it no
hierarchy of rights such that any one of them is more entrenched by the law
than any other. And if the concept of a constitutional right is to have any
meaning, it must surely sound in the protection which the law affords to it.
Where a written constitution guarantees a right, there is no conceptual
difficulty. The State authorities must give way to it, save to the extent that
the constitution allows them to deny it. There may of course be other
difficulties, such as whether on the constitution's true interpretation the
right claimed exists at all. Even a superficial acquaintance with the
jurisprudence of the Supreme Court of the United States shows that such
problems may be acute. But they are not in the same category as the question:
do we have constitutional rights at all?
13.
In the unwritten legal order of the British State, at a time when the
common law continues to accord a legislative supremacy to Parliament, the
notion of a constitutional right can in my judgment inhere only in this
proposition, that the right in question cannot be abrogated by the State save
by specific provision in an Act of Parliament, or by regulations whose
vires
in main legislation specifically confers the power to abrogate. General words
will not suffice. And any such rights will be creatures of the common law,
since their existence would not be the consequence of the democratic political
process but would be logically prior to it. I shall explain in due course what
I mean by a requirement of specific provision, a concept more elusive than it
seems.
14.
Mr Duffy for the applicant cited a number of authorities to support the
proposition that access to the courts is a right of a kind such as I have
sought to describe.
Bremer
Vulkan Schiffbau Und Maschinenfabrik v South India Shipping Corporation Ltd
[1981] AC 909 was a decision of their Lordships' House whose facts were far
distant from those of the present case. It concerned the reach of the High
Court's power to control the conduct of arbitrators. But at 977D-E Lord
Diplock said this:
15. It
is to be noted that many of the cases cited in Miss Ashton's affidavit before
us concerns not plaintiffs, but defendants, whose access to the court has in
effect been barred by the provisions contained in Article 3 of the 1996 Order.
16.
I would at this stage make two observations about the impact of this
reasoning upon the issues this court must decide. First, Mr Richards submitted
that the present case is not analogous to a situation where access to the court
is directly interfered with, as by placing impediments upon a litigant's
communications with his solicitor. I do not understand how that can be so. In
Leech
a general rule-making provision was relied on as authorising a regulation which
permitted the censorship of a prisoner's correspondence. Nothing in the Prison
Act (or the rule) made specific reference to the position where a prisoner was
communicating with his solicitor. Here likewise, section 130 makes no specific
reference to the position where a person is prevented from access to the court
because he cannot pay the fee prescribed by the rule. If anything the present
case is
a
fortiori
the
Leech
case: it was not the consequence of the rule there under assault that the
prisoner was disabled from going to court altogether. Secondly, as the passage
I have cited shows, the Court of Appeal accepted (given the
ratio
in
Raymond)
that the right of unimpeded access could be abrogated by a necessary
implication arising from the words used in the relevant primary legislation.
But the Court of Appeal held that the general words of section 47(1) of the
Prison Act did not suffice on that basis. As it seems to me there is a
question what is meant by 'necessary implication' in such a context; and I
think it is the same question as what is meant by the requirement, which I have
suggested would be mandatory if we are to have any conception of constitutional
rights, for a specific permissive provision before a statute may be held to
allow abrogation of a constitutional right by the executive. To this I shall
return.
17.
The next case was
R
v Secretary of State for the Home Department, ex parte Wynne
[1992] QB 406. The Court of Appeal was there concerned with the circumstances
in which prison authorities might be obliged to secure the attendance of a
prisoner at court in order to prosecute a case brought by him. The court
dismissed the prisoner's appeal against the decision of the Divisional Court,
though the reasoning of their Lordship differed. However they granted leave to
appeal to the House of Lords. The prisoner had refused to make a formal
application to the prison governor for his production at court as was required
by section 29(1) of the Criminal Justice Act 1961. The imposition of such a
requirement could not conceivably be said to infringe any fundamental right,
and in any case it was imposed by main legislation. Accordingly, as their
Lordships' House found, the application was doomed to failure. Indeed their
Lordships considered that leave should not have been granted by the Court of
Appeal (see per Lord Goff of Chieveley at [1993] 1 AER 574, 578b, with whom
their other Lordships agreed). The case is thus of interest, with respect,
only for the competing
obiter
dicta
in the Court of Appeal upon the merits of requiring the prisoner, had he made
his formal application to be conveyed to court, also to pay or contribute to
the cost of taking him there. Lord Donaldson MR referred to Article 6 of the
ECHR at 418E-F and indicated his view at 423H that "the minister should be
very careful to ensure that the sum payable is one which is reasonable in the
light of the prisoner's ability to pay". He said at 424A: "There can be no
balancing of the interests of justice against the cost to public funds."
Staughton and McCowan LJJ expressed themselves differently, essentially holding
that the minister enjoyed a discretion as to the conditions under which a
prisoner should be produced at court in order to conduct litigation in person.
In the House of Lords, Lord Goff, while holding that the appeal was
inopportune, considered that such problems as arose in connection with the
production of prisoner litigants at court might be resolved by various
practical means. With deference I do not consider that this case offers any
substantial assistance upon the issues which we must decide. All that in truth
emerges from it is that a prisoner has no settled, certainly no absolute, right
to be brought to court for the purpose of conducting litigation in person; so
much, I apprehend, Mr Duffy would not deny.
18.
Mr Duffy next went back in time to the case of
In
re Boaler
[1915] 1 KB 21, a decision of the Court of Appeal which was concerned with the
then statutory provisions relating to vexatious litigants. The question was
whether a person prohibited under the Act from instituting 'legal proceedings'
was thereby prevented from bringing criminal proceedings by laying an
information before a magistrate. The court held by a majority that he was not.
I need, I think, cite only two short passages at pp 36-37 from the judgment of
Scrutton J (as he then was) who was in the majority:
19.
Mr Richards says that this case was about an ambiguity in the statute, as to
the meaning of the term "legal proceedings"; and he cited passages from their
Lordships' judgments to show that that was the basis upon which the court
proceeded. I agree, for it is quite plain, that the court was concerned with
what meaning should be accorded to "legal proceedings", there being more than
one available. But the principle which the case vouchsafes is that the
citizen's right of access to the courts is not to be cut down save by clear
words. And this, again, seems to me to engage the question what is the
quality, required by the common law, which a statutory provision must possess
if its lawful effect is to abrogate the right to justice.
20.
Mr Duffy referred next to the recent decision of the Court of Appeal in
R
v The Radio Authority, ex parte Bull
,
of which a transcript has been provided to us. The question was whether on
the proper construction of section 92(2)(a)(1) of the Broadcasting Act 1990 the
British section of Amnesty International had been lawfully prohibited by the
relevant regulatory authority from advertising on the radio. The subsection
prohibits such advertisement where the potential advertiser's objects are
"wholly or mainly of a political nature". Lord Woolf MR held (p.17E) that the
statutory provision constituted a restriction on freedom of communication, and
referred to the ECHR; and (at 18B) he said that the words "wholly or mainly"
should be construed restrictively, so as only to apply the statutory
restriction "to bodies whose objects are substantially or primarily political".
In the event the court dismissed Amnesty's appeal.
21.
This case is some grist to Mr Duffy's mill, but Mr Richards would have no
difficulty in accepting the broad proposition that a statute which interferes
with freedom of expression is to be strictly construed. I doubt whether, for
present purposes, this authority has any longer reach.
22.
We were referred also to certain passages in de Smith Woolf and Jowell on
"Judicial Review of Administrative Action", which is of course the recently
published 5th edition of Professor de Smith's distinguished book, edited and to
a considerable extent re-written by Lord Woolf and Professor Jowell; though it
certainly retains the qualities of de Smith's original work. The authors say
at paragraph 5-017:
23.
Mr Duffy relied also on the jurisprudence of the ECHR, and referred to
Golder
v United Kingdom
1 EHRR 524,
Airey
v Ireland
2 EHRR 305,
Andreas
and Paraskevoula Andronicou and Gregoris and Yiolanda Constantinou v Cyprus
(a decision of the Commission, of which a print was provided), and
The
Republic of Ireland v The United Kingdom
2 EHRR 25. For my part I do not find it necessary to refer to these cases,
since I consider that the issue may correctly be resolved by reference to the
substance of our domestic law. As regards the ECHR jurisprudence I will say
only that, as it seems to me, the common law provides no lesser protection of
the right of access to the Queen's courts than might be vindicated in
Strasbourg. That is, if I may say so, unsurprising. The House of Lords has
held the same to be true in relation to the right of freedom of expression:
Attorney-General
v Guardian
[1987] 1 WLR 1248 per Lord Templeman at 1296F-1297F,
Attorney-General
v Guardian
(No 2) [1990] 1 AC 109 per Lord Goff at 283-4, and
Derbyshire
County Court v The Times
[1993] AC 534 per Lord Keith of Kinkel at 551F-G. I cannot think that the
right of access to justice is in some way a lesser right than that of free
expression; the circumstances in which free speech might justifiably be
curtailed in my view run wider than any in which the citizen might properly be
prevented by the State from seeking redress from the Queen's courts. Indeed,
the right to a fair trial, which of necessity imports the right of access to
the court, is as near to an absolute right as any which I can envisage.
24.
It seems to me, from all the authorities to which I have referred, that the
common law has clearly given special weight to the citizens's right of access
to the courts. It has been described as a constitutional right, though the
cases do not explain what that means. In this whole argument, nothing to my
mind has been shown to displace the proposition that the executive cannot in
law abrogate the right of access to justice, unless it is specifically so
permitted by Parliament; and this is the meaning of the constitutional right.
But I must explain, as I have indicated I would, what in my view the law
requires by such a permission. A statute may give the permission expressly; in
that case it would provide in terms that in defined circumstances the citizen
may not enter the court door. In
Leech
the Court of Appeal accepted, as in its view the
ratio
of
their Lordships' decision in
Raymond
vouchsafed, that it could also be done by necessary implication. However for
my part I find great difficulty in conceiving a form of words capable of
making it plain beyond doubt to the statute's reader that the provision in
question prevents him from going to court (for that is what would be required),
save in a case where that is expressly stated. The class of cases where it
could be done by necessary implication is, I venture to think, a class with no
members.
25.
It follows that I would reject Mr Richards' submission that there is no
vires
argument here, and that the only question is whether the 1996 Order transgresses
Wednesbury
bounds.
Section 130 contains nothing to alert the reader to any possibility that fees
might be imposed in circumstances such as to deny absolutely the citizen's
right of access to the Queen's courts. Mr Richards says that the 1996 Order
contains or implies no such absolute bar; other factors may bear on the
impecunious litigant's position, in particular the possibility of assistance by
way of legal aid, which, if granted, pays the court fees. But there is no
legal aid for a defamation plaintiff nor, in effect, from many others affected
by the 1996 Order.
26.
Mr Richards submitted that it was for the Lord Chancellor's discretion to
decide what litigation should be supported by taxpayers' money and what should
not. As regards the expenses of legal representation, I am sure that is right.
Payment out of legal aid of lawyers' fees to conduct litigation is a subsidy by
the State which in general is well within the power of the executive, subject
to the relevant main legislation, to regulate. But the impost of court fees
is, to my mind, subject to wholly different considerations. They are the cost
of going to court
at
all
,
lawyers or no lawyers. They are not at the choice of the litigant, who may by
contrast choose how much to spend on his lawyers.
27.
In my judgment the 1996 Order's effect is to bar absolutely many persons
from seeking justice from the courts. Mr Richards' elegant and economical
argument contains an unspoken premise. It is that the common law affords no
special status whatever to the citizen's right of access to justice. He says
that the statute's words are unambiguous, are amply wide enough to allow what
has been done, and that there is no available
Wednesbury
complaint. That submission would be good in a context which does not touch
fundamental constitutional rights. But I do not think that it can run here.
Access to the courts is a constitutional right; it can only be denied by the
government if it persuades Parliament to pass legislation which specifically -
in effect by express provision - permits the executive to turn people away from
the court door. That has not been done in this case.
29.
I would allow this application and grant the relief sought, which is a
declaration that Article 3 of the 1996 Order is unlawful.
30. LORD
JUSTICE ROSE: I agree. By section 130 of the Supreme Court Act 1981,
Parliament conferred on the Lord Chancellor a simple power, subject to the
concurrence of the Treasury and judicial Heads of Division, to prescribe
Supreme Court fees.
31.
There is nothing in the section or elsewhere to suggest that Parliament
contemplated, still less conferred, a power for the Lord Chancellor to
prescribe fees so as totally to preclude the poor from access to the courts.
Clear legislation would in my view be necessary to confer such a power and
there is none.
35. MR
RICHARDS: My Lords, I have an application for leave to appeal. I think I need
to say this in support, that this is a case of obvious importance giving rise
to a major question of constitutional principles as to the nature of the
rights, which are in issue here, and the question of whether, in what
circumstances, provisions of this kind are subject to an implied limitation.
36. MR
DUFFY: My Lords, on the issue of whether leave to appeal should be granted,
that is, of course, a matter for your Lordships. In several cases of high
public interest and importance, but where the court was clear as to the
conclusion, leave has been denied. I mention, just by way of example, the
Pergau
Dam
case and the contrary
Coventry
Airport
and
Dover
Harbour Board
cases. We acknowledge that this is the first time this particular statutory
power has to be dealt with and, therefore, leave the matter in your Lordships'
discretion.
37. MR
JUSTICE LAWS: If you had lost, nobody's feet would have touched the ground
before you would have been asking for leave to appeal.
38. MR
DUFFY: My Lords, our concern is, if your Lordships are minded to grant leave,
that the position of Mr Witham ought to be protected. I understand from my
learned friend that there will be, in the interim, no obstacle to him issuing
his writ. The time is to expire very shortly on the 15th. Should he, having
issued the writ, though notwithstanding the further fees to which he may become
liable (and those are dealt with in Mr Grosz' affidavit at pages 19 and 20),
and the only question about legal aid not being continued, we would ask that if
leave is granted it would be on the condition that the Respondent should not
seek costs but, indeed, should bear the costs if legal aid is not available to
allow Mr Witham's argument to be put forward.
39. MR
RICHARDS: There are two points, my Lords. First, with regards the effect of
the Order, my understanding is that your Lordships have granted a declaration
that the Order is unlawful. It is equivalent to
certiorari.
Therefore, fees cannot now be charged in the circumstances that are defined in
the original 1980 Order. That simply defines ----
41. MR
RICHARDS: Yes, so far as concerns the provisions relevant to this case. As
regards to costs of the appeal, in my submission it is not appropriate to
impose a condition as to costs with a grant of leave. Costs will be in the
discretion of the Court of Appeal at the end of the day. In my submission,
that is the right basis for the matter to be considered in the light of the
circumstances.
45. LORD
JUSTICE ROSE: I would have thought you had it without us saying anything. If
we need to say anything you may have it.
46. MR
DUFFY: My Lords, may I, on behalf Mr Witham, thank your Lordships for the speed
with which you dealt with this matter.
47. MR
JUSTICE LAWS: As my Lord has said, there are copies available. There are some
typing errors for which I apologise.