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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Evans v HM Prison Brockhill (No 1) [1997] EWHC Admin 544 (10 June 1997) URL: http://www.bailii.org/ew/cases/EWHC/Admin/1997/544.html Cite as: [1997] EWHC Admin 544 |
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1. MR
JUSTICE COLLINS: The Applicant in this case Michelle Carol Evans, who is some
22 years old, was sentenced on 12th January 1996 to a total of two years'
imprisonment at Cardiff Crown Court. For an offence of robbery she received
two years' imprisonment; for two offences of burglary she received nine months'
imprisonment concurrent, and for assault occasioning actual bodily harm she
received three months' imprisonment concurrent. She had been arrested for
burglary in May 1995 and had spent two days in police custody before being
bailed. She was rearrested in June and held for a period of 60 days, when
again she was bailed.
2.
She was then rearrested at the end of October 1995 and was held until her
appearance at the Crown Court, a total of 73 days.
3.
As a result of a number of decisions of the Divisional Court commencing
with the case of
R
v Governor of Blundeston Prison ex parte Gaffney
[1982] 1 WLR 696, the relevant statutory provisions contained in section 67(1)
of the Criminal Justice Act 1967 required that consideration should be given to
the predominant sentence and the time spent on remand in relation to that, and
that that should effectively be the only time spent in custody before trial
which should count towards the ultimate sentence.
4.
The upshot was, that in the circumstances of Miss Evans' case, the 62 days
which she had served in custody in connection with the burglary offences were
not to be counted as time served against the two year sentence, because the two
years, the predominant sentence, was imposed on the robbery charge. The only
period that counted towards that were the 73 days she had spent on remand in
relation to it.
5.
Accordingly, her release date was calculated to be 18th November 1996,
which included an additional 19 days awarded on disciplinary grounds as a
result of her various misbehaviours while she was in custody. That was
undoubtedly the manner of calculation which was appropriate having regard to
the decisions of the Divisional Court commencing with the case of
Gaffney.
6.
If it was appropriate to take into account the 60 days spent on remand in
relation to the burglary charges, together with the two days when she was
initially arrested, then, of course, the release date should have been some 62
days before 18th November. In fact, the appropriate date would have been 17th
September 1996.
7.
As may be recalled, in early September 1996 following a decision by the
prison service that in the case of prisoners sentenced to consecutive
sentences, account should be taken of the aggregate of amounts spent on remand
in relation to each of those sentences. The Divisional Court in
ex
parte Naughton
decided that the construction of section 67 (as amended) in the case of
consecutive sentences, should not follow the approach that had resulted in the
decision in
Gaffney.
I put it that way because it is right to say that in
Naughton
the Court did not purport to overrule
Gaffney.
It was able to reach its decision on a different approach but in the course of
giving judgment in
ex
parte Naughton
,
Lord Justice Simon Brown expressed doubt about the decision in
Gaffney
and the reasoning which had led to the conclusion in that and the cases
following it.
8.
In those circumstances, these proceedings for
habeas
corpus
were instituted on 6th September 1996. They were heard, together with
proceedings instituted by another Applicant called Reid, on 29th October 1996
before a Divisional Court consisting of Lord Bingham, Chief Justice, Lord
Justice Rose and Mr Justice Blofeld. The
habeas
corpus
application was adjourned and judicial review proceedings were instituted. It
was the judicial review proceedings which were eventually determined by the
Divisional Court, but whether or not they were
habeas
corpus
or judicial review makes no difference to the effect.
9.
I am concerned with a claim for damages by the Applicant, which was part
of her application for judicial review. It resulted in a judgment in her
favour which was given on 15th November, some three days before her release
date. So we are concerned with a period served of 59 days beyond that which
she should have served upon the true construction of section 67. The decision
of the Divisional Court is reported in (1997) 2 WLR 236. What was decided was
that the
Gaffney
approach
was indeed wrong and that the extra 62 days ought to have been taken into
account.
10.
It is to be noted that the Lord Chief Justice, giving the judgment of the
Court, said this about the previous decisions, particularly the decision in
Gaffney
(p.251G):-
11.
This Applicant is one in respect of whom the practice has produced
injustice, because she has served a period of 59 days more than she ought to
have served had the provisions of section 67 been properly construed. Indeed,
in
Gaffney
itself, the Court recognised that its construction of section 67 was capable of
producing injustice and, had in that case produced such an injustice (see per
Lord Land CJ at p698c).
12.
The question before me is whether that injustice can result in the award
of damages to the Applicant because, as I have said, I am concerned with the
claim for damages which was included in the application for judicial review.
13.
It is common ground that a claim for damages, although properly included
in a judicial review application, can only succeed if a private law claim can
be established. The only basis for an award of damages in a case such as this
is the tort of false imprisonment. What is therefore asserted by the Applicant
is that she has been falsely imprisoned by the prison governor, albeit he has
not acted in any way maliciously or wrongly in any moral sense, and that that
imprisonment was not lawful; there is no lawful justification for it and,
accordingly, her claim is established, it being now established that she was
not lawfully detained throughout that period of 59 days.
14.
The tort of false imprisonment is defined as complete deprivation of
liberty for any time, however short, without lawful cause. There is no
question but that there was a complete deprivation of liberty over the relevant
period, and there is no question that that imprisonment was deliberately
imposed by the governor of the prison. The only question is whether there was
a lawful cause for that imprisonment.
15.
Mr Weatherby accepts, as of course he is bound to, that any imprisonment
resulting from an order of the Court cannot be impugned. He says, and again
correctly, that this case does not involve an imprisonment by order of the
Court. What it involves is an imprisonment by the governor following what he
believed to be the law but, in so doing, the governor made a mistake of law.
16.
True it is that his mistake was based upon his understanding of what the
law was laid down by the various decisions of the Divisional Court but, submits
17. Mr
Weatherby, the governor is not entitled to rely upon that as exonerating him,
because a mistake of law is no defence to the tort of false imprisonment.
18.
Mr Weatherby draws my attention in that regard to observations of Lord
Justice Simon Brown in a case to which I will have to return
Percy
v Hall
(1996) 4 AER 523. The passage in question is at page 539E, where Lord Justice
Simon Brown said:
19.
Mr Weatherby says that that principle applies here. It does not matter
how the mistake of law arose. It does not matter that the mistake of law arose
because of reliance upon a decision of the court, provided that the court did
not order the governor to imprison. There is then an unlawful imprisonment for
which there is no lawful cause and therefore damages ought to be awarded.
20.
Mr Richards submits, essentially, that the governor acted in accordance
with the law as it was then laid down by the court. How, in those
circumstances, can it properly be said that he did not have a lawful cause for
doing what he did? Indeed, if he had not done what he did, he would have been
in breach of his obligations, because he would have released a prisoner from a
sentence contrary to the law as declared by a competent court.
21.
It seems to me, one has to determine what is meant in these circumstances
by a mistake of law. The question is whether one should look from the point
of view of the governor on 18th September, when the period of imprisonment
which is now established not to have been correct was commenced, or does one
look at it from the point of view on 15th November when the divisional court
delivered its judgment? The statute of course has not changed. Section 67 has
at all times remained as it was so far as this particular aspect is concerned.
What has changed is the Court's view of the true effect of the statute. Of
course, the statute is the law, but if there is a question as to the precise
meaning and effect of a statutory provision, then the Court will decide what is
the true meaning. The Court's decision as to the true meaning and the effect
of the statute is then the law. It remains the law which has to be applied and
obeyed unless and until another court, having competent jurisdiction whether in
the form of an appeal or otherwise, decides differently.
22.
As it seems to me, in the circumstances of this case, the law on 18th
September 1996 was as the divisional court had decided following the
Gaffney
approach.
The law was then that this Applicant should serve until 18th November 1996.
Accordingly, looked at purely from the point of view of the governor, he did
not make any mistake of law. He applied the law.
23. He
could do nothing else. The mistake of law that has since been identified was a
mistake made by the court, but no action can be brought against the court. It
would, in my judgment, be no extension of the principle of law as it now
exists, namely that no action can be brought against a responsible official
such as a prison governor who is obeying a court order to do something, to say
that no action should be brought against him for complying with the law as laid
down by a competent court. I do not regard that as any departure from the
principle of the existing law.
24.
It seems to me, that that approach is supported by the Court of Appeal in
Percy
v Hall
[1996] 4 All ER 523. That case involved claims by two plaintiffs who were
waging a campaign, because they were denied access to various defence
establishments over the country and more particularly, they had waged a
campaign against the validity of byelaws made under the Military Lands Act 1892
which purported to control access by members of the public to these various
establishments. They had succeeded in persuading a divisional court in
Bugg
and Percy v DPP
(1993) 2 AER 815, that the byelaws were invalid.
25.
Following that, they sued a large number of different Ministry of Defence
police constables seeking damages for false imprisonment and wrongful arrest.
They also claimed against the Attorney General for alleged breach of statutory
duty in making defective byelaws. That latter claim need not concern me for
the purpose of these proceedings.
26.
The Court of Appeal in that civil action decided that the byelaws were not
invalid and refused to apply
Bugg
and Percy v D.P.P.
,
but went on to consider the position on the assumption that the byelaws where
void for uncertainty. It decided that that would not have deprived the
constables of the defence of lawful justification to allegations of false
imprisonment, provided they could show they had acted in the reasonable belief
that the plaintiffs were committing a byelaw offence.
27.
Strictly, as Mr Weatherby submits, that part of the judgment of the Court
of Appeal is perhaps
obiter,
but it was reached following full argument on the point and even if, not
strictly binding, it is of the very greatest persuasive authority.
28.
Lord Justice Simon Brown gave the leading judgment which dealt with this
aspect. He referred to the submission, which he accepted, that:
29. Invalidity
was therefore generally regarded as having retrospective not prospective
effect, if one translates that into the circumstances of this case.
30.
It is again accepted that if a court decides that a particular
construction of a statute is a correct one, then that construction is to be
taken to have been the one applicable from the time that that statute was
enacted. So it is with the common law. If a particular view of the common law
is decided to have been erroneous by a subsequent court decision, then the
common law is deemed always to have been as the subsequent court decides - that
is of course notwithstanding that there has been a prior court decision to the
contrary effect which was overruled.
31.
Accordingly, the principle is the same, namely that the true construction
is deemed to have always been the correct construction, and so one has an
analogy with the approach that the invalidity of a byelaw is of retrospective
not prospective effect.
32.
That does not provide the complete answer. The argument to the contrary
put forward by Mr Howell for the Respondents in
Percy
v Hall
relied essentially on two points. First, he relied upon the decision of the
House of Lords in
Wills
v Bowley
(1983) 1 AC 57 which was concerned with a constable's power of arrest under the
Town Police Clauses Act 1847 section 28. The House there construed the power,
indeed the duty of a constable, to take into custody any person who, in his
view, committed any particular offence to mean that the constable is protected,
if he reasonably believed on reasonable grounds that an offence was being
committed by the person within his view. Otherwise, as Lord Bridge pointed out
in that case, the hazards of effecting an arrest were really greatly increased.
What was said was that the constables should be protected on that principle if
they arrested in reasonable belief that the byelaws in question were valid.
33.
Mr Weatherby correctly submits, that that particular consideration would
not be applicable in this case, because the governor would not be concerned and
should not be concerned, as would the constables, about the problems of being
assaulted when making arrests and not having any protection or problems of
being sued for wrongful arrest.
34.
The second argument is, as it seems to me, of more force in connection
with this case. That was an argument based upon the decision of the House of
Lords in
Hoffmann-La
Roche v Secretary of State for Trade and Industry
(1975) AC 295.
35.
The principle that Mr Howell in
Percy
v Hall
sought
to derive from
Hoffmann-La
Roche
was that to act in conformity with the law, as then believed to be the law, was
not to render oneself liable to any claim in damages if the law was
subsequently decided to be different.
37.
The analogy to this case is apparent enough. Here at the date of the
commencement of the extra time, 18th September 1996, there was, as I have
already said, no mistake of law on the part of the governor. The law was as
the court had construed the statutory provisions contained in section 67 of the
1967 Act. Had the governor not decided that the Applicant should serve the
extra time, he would have been involved in a clear breach of his duty.
38.
The argument put forward by Mr Howell was accepted by Lord Justice Simon
Brown. Having said that, he did not find it an entirely easy question to
answer. He concluded, and I cite from page 541G that Mr Howell's arguments were
to be preferred. He went on:
39.
Accepting as I do that that case was concerned with the principle of
protecting constables in the execution of their duty, and that that does not
directly apply here, it does support the principle that the Court decision must
be followed as being the law. It is accepted as I have said, that had the
court ordered that the Applicant should be detained for a particular period,
even though that court order was wrong, the governor would have had no option
but to obey it, and there would have been no redress available to anyone who
was adversely affected by it.
40.
It seems to me that the position here is not far from that. It is not on
all fours, of course, because there is no direct court order, but there is what
amounts to much the same thing, namely a court declaration as to how the
governor should approach his task of determining the length of the sentence to
be served following the imposition of two years' imprisonment overall by the
Crown Court. The governor was bound to calculate the correct term to be served
in accordance with the provisions of section 67 as construed by the court,
because that was then the law. He did just that, and it seems to me, that it
would be quite wrong for him, in those circumstances, to be liable in tort on
the basis that he had no lawful justification for doing what he did.
41.
Indeed, the contrary is surely the case, namely that he would have had no
lawful justification for doing anything else.
42.
The judgment of Lord Justice Simon Brown was agreed with by Lord Justice
Peter Gibson, and on the issue which is relevant here, he merely contented
himself with saying that he was in entire agreement with Lord Justice Simon
Brown. Lord Justice Schiemann also agreed, but he added some observations in
relation to the relevant point.
44.
The issue here is, as I have said, the error of a court. It may well have
happened, indeed I have no doubt it has happened, that defendants have been
convicted of offences and have been imprisoned and a later decision of the
court has decided that the conduct for which they were imprisoned was no
offence at all. It has never, as far as I am aware, been suggested that any
such person has a claim for damages for false imprisonment because the
conviction was based upon a mistake of law. True it is that in such a case it
can be said that the imprisonment resulted directly from a decision of the
court, in the sense that the court ordered it but that seems to me, certainly
so far as the unfortunate victims are concerned, to be a distinction without a
difference.
45.
In those circumstances, someone may find himself unlawfully imprisoned, in
the sense, that as the law is later declared he did not commit any crime.
Nonetheless, he is not entitled to any redress. Again, that is part and parcel
of the policy which rightly or wrongly applies, namely that there can be no
redress in respect of a wrong decision of a court of law; that is to say, no
redress beyond that which is supplied in respect of miscarriages of justice
where there is a provision which enables, in certain circumstances, ex gratia
payments to be sought and made. In some cases, of course, which do not fall
directly within those provisions, ex gratia payments can also be made.
46.
It seems to me that for the reasons I have given, the governor did have
lawful justification or lawful cause for the imprisonment and was not guilty of
the tort of false imprisonment. That being so, there is no basis for any claim
for damages in the circumstances of this case and, accordingly, the Applicant's
claim must fail.
47.
This is, as both counsel have indicated, a decision which has no
precedent. It may well be that my decision will be taken further. In those
circumstances, both counsel have asked me to consider the issue of quantum and
to indicate what sum I would have awarded if I had decided that there was a
cause of action.
48.
There is singularly little guidance to be obtained from such authorities
as there are on the correct amount to be awarded for false imprisonment in
circumstances such as this, where the imprisonment involves an additional
period of custody following a period of lawful imprisonment. Most of the cases
that reach any reports are cases where the whole imprisonment was unlawful.
Many of them, of course, arise from alleged unlawful arrest leading to
incarceration, and some are cases where a court has sentenced someone to
imprisonment, but it transpires that that imprisonment was unlawful: For
whatever reason, as I say, the whole of the imprisonment is normally in issue.
49.
Furthermore, many cases of false imprisonment are tried by a jury and so
many of the awards are jury awards. Accordingly, it is not possible to place
any great reliance upon them as providing a guide to a case such as this.
50.
Mr Weatherby has submitted that there are essentially two elements to an
award of damages for false imprisonment. The first element involves
compensation for the loss of liberty, and the second element, the damage to
reputation, humiliation, shock, injury to feelings and so on, resulting from
the loss of liberty. It is, of course, possible to break it up even further
but, broadly speaking, I would accept that those two parts of an award exist.
51.
Mr Weatherby further submits that deprivation of liberty is itself a very
serious matter. It is a fundamental right, and its removal is a matter which
can never sound in nominal damages. Damages must always be substantial no
matter what are the circumstances of the loss of liberty. Again, that is a
submission which, generally speaking, I am prepared to accept. The question is
what is meant by "substantial." One has to bear in mind the circumstances of
each individual case. It seems to me that I have now to adopt the approach and
apply the guidance, insofar as I can, of the Court of Appeal in the recent
decision in
Thompson
v Commissioner of Police of the Metropolis
[1997] 2 AER 762. That decision concerned two cases in which juries had
awarded what the police viewed as excessive damages for unlawful arrest or
false imprisonment. The awards included exemplary damages.
52.
The court took the opportunity to set out guidelines and indicated the
sort of figures that were appropriate as starting points. The relevant
guidelines are set out on page 774 starting just below letter F. The guidelines
are set out in numbered paragraphs, I read (4). The Master of the Rolls says:
53.
Mr Weatherby has drawn my attention to an unreported decision of the Court
of Appeal
Lunt
v Liverpool City Justices
decided on 5th March 1991.
54.
That was an appeal from a Master's assessment of damages for wrongful
imprisonment. The imprisonment in question had been for a period of 42 days,
following the plaintiff being allegedly in default of payment of rates. The
Master had awarded some £13,500 and the Court of Appeal increased that
award to £25,000. The Court considered some of the previous cases and, in
the course of argument, counsel for the Appellant had submitted that the
Master's award was out of "proportion with other approved awards" and resulted
in an hourly rate for the plaintiff of about £13.50 per hour. That
presumably, is 42 days of imprisonment multiplied by 24 and divided into
£13,500. I have not done the arithmetic, but I assume that is roughly
what results.
56.
He then went on to say, having regard to all the circumstances, the figure
he thought correct was £25,000.
57.
This case, of course, is very different from either
Thompson
or
Lunt,
because there is here no element of damage to reputation, of humiliation, of
shock or of injury to feelings. This Applicant had been properly sentenced to
a term of two years' imprisonment for serious criminal offending. I am told
that she had a record of offending, although I am not told the extent of it nor
whether this was the first time that she had been sentenced to imprisonment,
but I know that she was remanded in custody for a period back in 1995.
58.
Accordingly, she was not someone in respect of whom the damages for the
loss of liberty should be increased to reflect any additional factors such as I
have mentioned. She would, no doubt, have been informed that her earliest date
of release was 31st October, as it was before she incurred 19 extra days
through misbehaviour. She was therefore anticipating at all times, until
September 1996, that she was going to have to serve a sentence which expired in
November 1996. It was not until the decision in the
Naughton
case in early September, that she was advised that there was a prospect that
she might be able to be released earlier than that. In reality, therefore, she
had suffered nothing beyond the mere loss of liberty. When I say "mere loss",
I do not in any way seek to diminish the seriousness of loss of liberty, but
only to indicate that that is, in my view, the extent of the damage to her in
the circumstances of this case.
59.
Questions have been raised as to whether the amount awarded should be less
if the sentence was longer and whether the impact of an extra amount on a
shorter sentence should be greater. It seems to me, that the effect of that
would be marginal because it could well be said that in a case of a long
sentence, the prospect of release becomes the more desirable the closer it
comes. In any event, this Applicant had been in custody since the end of
October 1995 and therefore had spent a substantial time awaiting her release.
60.
It seems to me that it is not possible to approach these cases on the
basis of 'X' pounds per hour or even 'X' pounds per day or per month.
However, the approach of the Court of Appeal in
Thompson,
if one looks at the figures, does give some sort of guidance upon the
appropriate amount. One has to remove the element which is referred to by Lord
Woolf for the initial amount, that is to say that that initial depravation of
liberty should sound in higher damages. The approach suggested is a reducing
amount as time goes by, a progressively reducing scale. Obviously, it cannot be
reduced to nothing: it must be an amount that is appropriate for the
deprivation of liberty. The longer a person is deprived of liberty, the more
damages he or she will be entitled to. One realises from Lord Woolf's guidance
that the daily amount after a number of days is likely to be relatively small.
61.
I do not propose to set a daily amount. I do not think, for the reasons I
have given, that that is the appropriate way of approaching these matters. It
seems to me, that I have to consider what, for this deprivation of liberty in
the circumstances that have been described, would be an appropriate sum to
award. It has to be more than nominal; equally, as it seems to me, it should
not be a large sum, certainly not approaching the sort of amounts that were
considered appropriate by the Court of Appeal in
Lunt.
62.
Doing the best I can, having regard to all the circumstances, for the
period which amounts approximately to two months, I take the view that a figure
of £2,000 would have been the appropriate amount were I to have found in
favour of the Applicant on liability. As it is, this claim must be dismissed.
63. MR
RICHARDS: My Lord, the Applicant is legally aided, all I would ask is for an
order not to be enforced without leave of the court.
66. MR
JUSTICE COLLINS: Mr Weatherby, I do not know whether you need leave to appeal
because this is an adjunct to judicial review, but in case you do, and if you
want it, you had better ask for it.
69. MR
JUSTICE COLLINS: I am not sure, to be honest, whether you do or you do not, I
do not know if Mr Richards can help?
71. MR
JUSTICE COLLINS: In case it is needed I think I ought to consider whether I
should give it. Mr Richards does not opposed my granting it. I think it would
be right to do so because, obviously, this is an important point and the fact
that I have had in the end no doubt about the decision does not cause me - I am
sure the court in
Gaffney
had no doubt about its decision.