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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Proulx v Governor Of HM Prison Brixton & Anor [2000] EWHC Admin 381 (28 July 2000) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2000/381.html Cite as: [2000] EWHC Admin 381 |
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Case No.: CO/99/3802&3804
IN THE SUPREME COURT OF JUDICATURE
HIGH COURT OF JUSTICE
QUEENS BENCH DIVISION
CROWN OFFICE LIST
Royal Courts of Justice
Strand, London, WC2A 2LL
Date:28 July 2000
(1) |
ARMAND MICHAEL PROULX |
Applicant |
-v- |
||
(1)
THE GOVERNOR OF H.M. PRISON BRIXTON |
Respondents | |
(2) |
R |
|
-V- |
||
(1) BOW STREET MAGISTRATES' COURT |
Respondent | |
(2)CROWN PROSECUTION SERVICE |
||
EX APRTE ARMAND MICHAEL PROULX |
Applicant |
16. The applicant told Woody "I love Alex". He also told Woody of assaulting his former girlfriend's new boyfriend, saying he had "smashed his head on screen" and told the police it was self-defence. Woody spoke of the importance of honesty.
17. On 20th August 1998 the applicant was brought to the Folkestone
hotel accommodation, there was increased reference to Mac as boss and to the
question of honesty and respect. Woody was involved in retrieval of a bag from
a parked vehicle, for which he was paid £60. Woody, Maxine, Alex and the
applicant spent the evening dining and viewing a film in London, before
returning for the night to Ashford, where the applicant was put up in hotel
accommodation.
18. On 21st August 1998 those conducting the undercover operation
felt that "the time is right to start introducing aspects of the offence under
investigation, in the presence of the subject". During the morning, the
applicant was left in a hotel room in Maidstone to receive a briefcase, and
page Woody when he had done so. He was paid £75 for this. Woody and the
applicant then returned to the accommodation in the Grand Hotel, Folkestone at
about 2.00 p.m., where they remained until about 5.00 p.m., during which period
the applicant drank three cans of beer. This three hour period started with a
lengthy period of relaxed conversation and verbal games involving Woody, Maxine
and Alex. The telephone then rang. A person calling himself Mac asked the
applicant to speak to Woody, and the applicant can be seen on the video looking
to his side listening intently to what he could hear Woody saying. This
suggested firstly that Mac had been checking out the applicant and secondly
that he had discovered something relevant in connection with some female in
Burnaby which the applicant had not mentioned:
"W: Okay, yep. So what else is happening?
W: Well yeah he's the uh, he's the guy that answered the phone. Yep.
W: Yep.
W: Yeah, yeah, why did you uh, oh you did eh, you checked him out already?
W: Uh yeah.
W: He what?
W: From Burnaby?
W: No, I, no way, I don't think so, no. Huh, I don't know. How long ago? Oh,
yeah.
W: How did it happen?
W: She wa, she what? Is that right? (Laughter) Oh, that's something eh? No
he never, no he never did, no.
W: What what was her name?
W: Well that's something, isn't it? No he never did. Uh, it's not something
you say I guess on the first date, eh. Yeah. No, no he never. Or I would
have fuckin' told you wouldn't I?
W: I would have told you if it was that. No, no, no, he never. Right. ....
W: Yeah, okay.....go over it. Okay. Go over that again. I just wanna, yeah.
I'll I'll talk to him. Go over it again.
W: Yeah, okay.
W: But he's, he's from there. He's from Burnaby.
W. Yeah he's from there."
Woody sent Maxine and Alex away, and then told the applicant that he had not
been completely frank:
"W You haven't been completely forthright with me.
P: How?
W: Well Mac did uh some checking.
P: Yeah.
W: And uh is there something else you wanna tell me about?
P: Like what.
W: He's gonna fax something to me here but I'm not gonna get it for a day or
so.
P: Yeah.
W: I don't know. You know what about, you tell me. We're the ones that are
being honest here and stuff right. Uh being open with us and we're working
together and you doing lots of stuff for people I work with and for me.
P: Mmm.
W: You know so, pretty serious stuff and uh and we, we had a good conversation
the other day and that was good. I don't have a problem with that. I've no
problem with er with what I've just heard about but I don't (inaudible) myself.
The only thing I do have a problem with is someone that's not being completely,
completely, completely open with me that's my only concern. I'll close this.
So why don't you tell me, what is it I just heard. Now I think you've got an
idea. You're just not wanting to tell me right now. There's something that
you haven't told me. Something Mac found out that uh that you haven't told us
about.
P: Is it something to do with murder?
W: Could be."
19. The applicant then said that the finger of suspicion had been pointed at him, but that he did not do it. During the next 15 or so minutes, he denied being involved in the murder some 7 or 8 times. Woody in turn emphasised that it was irrelevant what had happened, that all that mattered was honesty, that he "sensed" that the applicant was not giving him the full picture or thought he was "bull-shitting" him, that Mac was going to check out whatever was said and that he (Woody) was going to be "in major shit" if Mac "finds out stuff" that Woody did not know. When Woody asked whether anyone had been charged with the murder, and the applicant said he did not know, Woody said "Well, I can probably answer that one for you. I'm not going to, but I probably could". Woody also made clear that "what's said in this room, stays in this room" and was "between you, me and Mac". The critical break-through from the respondent's viewpoint occurred as follows:
"P: And I told everything you want to hear because that's it
W: Ah no that's not it, you know it's not it. You're not, you're not telling
me the whole thing but, and I know you're not, right there's something he said
to me and he's concerned now there's some things he told me that you haven't
told me that there's obviously more that you know about this whole thing than
he would. Certainly should be anyway, so
P: I don't, I don't know. That's what I'm trying to say is, is that
W: I mean the other thing is I mean not to, not to, I don't want, yeah. It's
okay, hypothetically, again, if you're the man responsible for whatever, as
long, as long as there was good reason and ah you probably be on a pedestal,
you know what I mean?
P: Mmm.
W: Well in Mac's in Mac's eyes you know. Like, how can I put this, like ah,
sort of a [rite] of passage you know, do you understand what I mean. Like a,
there would be, there would be no reason to check you out any further would
there. As long as, if something happened, and if it was for the right reason.
If it was for the wrong reason then it might be you know a different story,
but, everything happens for a reason, they say.
P: Mmm.
W: Why was I brought here, why have I met you, I don't know. So what else.
P: Her boyfriend owed me money.
W: Is that right?
P: Mmm.
W: A substantial amount, or...
P: A lot.
W: Yeah, how much?
P: $3,000 dollars.
W: Would've been a lot for you wouldn't it?
P: A lot for me, yes.
W: Would've been.
P: I'm sorry.
W: What you sorry about?
P: Just for being dishonest, I was scared.
W: What were you scared of?
P: I don't know. I'm just,
W: What you scared of? Tell me and I'll try relax your fears.
P: Just like, I was trying to get him.
W: Yea.
P: And then she was there and I did it. I went fucking
W: Wild?
P: Yeah.
W: What, what did you do exactly, like just not exactly but was he there
too?
P: He was supposed to be there.
W: Oh I see, right. Mike this doesn't bug me at all."
20. In further conversation the applicant stated that he was scared, shaking or
shattered. Mr Massih suggested that this meant and showed that he was
frightened of Woody or Mac. But it seems clear from the video and transcript
that what he meant was that he was frightened about telling another person of
involvement in the killing of Stacey Koehler. Hence his comment that one
telephone call (i.e. by Mac) to whoever Mac got his information from (by
inference, probably the police) could lead to the applicant being taken away
(by inference, by the police). Hence also his comment about his own stupidity
at talking in the way he had to Woody, after so short an acquaintance. Hence
his explanation, when Woody indicated that he did not understand, that "I'm
thinking oh gee, he might be RCMP or something, do you know what I mean. I know
it's stupid." The Magistrate put the matter in terms which I can see no reason
to fault, when he said:
"Mr Proulx was understandably reluctant to, and no doubt suffered a degree of
mental turmoil before finally, admitting to Mr Doran that which he had kept
quiet about so long."
21. When the applicant referred to the RCMP, Woody, whose acting abilities were
clearly very considerable, remained true to his role, and the applicant went
quickly on to make further admissions. He disclosed that, relying on knowledge
obtained from the youthful involvement in car theft which he had earlier
disclosed, he had wiped down the door handle on leaving Stacey Koehler's house
to avoid fingerprints. He also volunteered that he had killed her by hitting
her on the head with plastic dumbbells or single weights from inside her house.
A little later, he added that he had taken the dumbbells with him and hidden
them in a garbage bag about two miles away; in answer to a question from Woody
he estimated that one was about 25lbs, the other about 5lbs. These statements,
as it happens, match observed facts at the scene of the killing. Stacey Koehler
was killed by blows to the head. A sand/gravel like material was found in the
small of her back, similar to that found inside plastic weights. A number of
plastic dumbbells were found in her home, but none of those was broken, split
or leaking.
22. During this part of the conversation, Woody also referred to the
applicant's account that Stacey Koehler's boyfriend had owed him money, and
said: "Well he better of owed you money you know what I'm saying and er, er cos
he [i.e. Mac], he'll find that out and just little things like that". This
elicited a response from the applicant that: "The thing is that no one knew
that he owed me money, I didn't tell anyone". The possible significance of this
relates to a later change in the applicant's account (see below). A further
question by Woody elicited that Woody was the first person whom the applicant
had told of his involvement. During this period, Woody reiterated that it did
not matter what the applicant's story, so long as it was the truth, and there
was this exchange:
"W:. Yeah. Now you wouldn't be telling me this story to make yourself look
better would you?
P: Yeah, yeah gee, yeah I wanna join, I wanna join your family just so I can in
it, so I'm gonna tell you this story.
W: I just wanna make sure, people do that sometimes you know.
P: Well I'm definitely not.
W: Okay.
SILENCE"
Not long afterwards there followed this exchange:
"P: Some way, some way, I, I'm glad that I've told you. Well, I am glad.
W: I, I am too, but
P: Do you, listen
W: Yes.
P: It was, it was on my chest.
W: Probably has been for some time.
P: Really.
P: No I just. I forgot about it, completely. I just though fuck, might as well
fuck off. If they're gonna find me, they're gonna find me.
W: They're not going to find you.
...."
23. In the next passage the applicant indicated a wish to have someone who
had "beaten the shit" out of his mother in Burnaby killed, "when I'm in with
you lot". He went on to say that he wanted to meet Mac and tell him that the
things he had probably looked into were "true". There was a further supposed
telephone call from Mac, during which Woody assured Mac that he had
straightened most of the things out in a "little conflab" with the applicant,
assured Mac that the applicant was 100% and asked him when he was coming over.
The applicant responded by saying that Mac "must be like the Grand Master",
and:
"P: I just wanna meet him and say look, look, I'll lay it all on the table and
I'll just say look. If I'm not worth for it then, [I'm not] ....
W: I think you will be.
....
P: Because I've told you fucking shit that I would never tell my fucking
dog.
W: Yeah but we do know each other. ...."
24. Later, the applicant came out with his wish to get away from his current
girlfriend and join Woody and his boredom with his current life-style, saying
that when Woody came along he was just like "Jesus". Conversation continued for
some time on a basis of intimacy, including at one point a friendly embrace,
shaking clenched forearms. Woody gave the applicant a further £70 or
£75. Towards its end, the applicant indicated that the previous occasions
on which he had assisted Woody had led him to realise that there was lots of
money in this business and "this could be a major opportunity". He went on:
"P: And I thought to myself I said well, then when you came back and all this
fucking shit. Well today ran smooth, right. It'd be different if I told you
what I told you maybe, but don't think so. If I told you this last night and
things didn't run smooth then I'd be gone obviously. You understand?
W: Well I have the feeling that you would have told me eventually anyway you
know.
P: Good.
W: I do.
P: Good.
W: I have a feeling you would have told me on you own.
P: Then good. Cos I honestly would have, cos it was playing my mind last
night.
W: Yeah.
P: And that's why I was so quiet, cos I was quiet.
W: You were yeah."
Next day Woody and the applicant had a further one and half hour conversation.
In it Woody said:
"W: .... I just want you to be comfortable with telling me stuff, ahh, even if,
even if, ahh, you told me stuff yesterday that's not you know 100% .... Now is
probably the time to square that up, cuz he is going to, he is going to find
out stuff right. So, it's up to you, it's no big deal. If you've told me
everything great, if you haven't then ahh, you might want to consider that."
25. The applicant's initial response was: "That was it, yes" and "Otherwise I
wouldn't have poured, poured out my ...". After further conversation about the
scope of activities of Mac and Woody's organisation and about the possibility
of obtaining a false passport for the applicant, the applicant came out with
the statement that all the stuff that he had told Woody the night before was
"straight up" and:
"P: Down the line. That was it. Cuz I thought I have nothing hide now, there is
no point.
W: As long as there is no, as long as there is nothing that [Mac] is going to
find out that, that you know, that doesn't match up to your story, you know
what I'm saying. ...."
26. Contrary to a submission made by Mr Massih, the statement "I thought I have
nothing to hide now, there is no point" was clearly a reference back by the
applicant to his state of mind in the previous day's conversation, rather than
a description of his state of mind during the meeting on 22nd August
1998. A little later, Woody emphasised that
"[Mac] is going to want to make sure that he knows every piece of dust that's
in the cracks and ahh, he'll go find this guy and he'll go talk to him himself
or he'll send someone to go talk to him if he needs to. And .... he has ways of
making people talk that ahh, heat can't use. You know what I'm saying.
.... Because I understand you know if someone ahh, you are telling somebody for
the first time well, maybe you are a little nervous about telling him and you
tell me things that maybe you know, you think you ought to say, like you know,
I know you know that I think the truth is important.
.... And ahh, I wouldn't expect you to tell me everything in you know in one
single day ...."
27. After further discussion about the applicant's future with Woody and Mac
and the family nature of that involvement, this conversation took place:
"P: I'm just so scared.
W: Yeah, well you can always back out too, it's no big deal.
P: No, I don't want to, though.
W: No, you don't want to. No you don't, I am telling you, you won't. What you
do, you say listen Woody I would like to try it out with you guys for a while
and if it doesn't work out.
P: [inaudible] saying, you don't want to look like a fool. He didn't owe me
money."
28. The applicant then gave as his motive for the attack on Stacey Koehler that
someone had told him that her boyfriend had been "kissing and sort of tonguing"
or necking Trish (Patricia Gulliford), the applicant's former girlfriend, at a
party about a month before:
"So I went completely, like I said, enraged, like completely lost it. Because I
was quite jealous when I was young."
Later in the conversation, he said that he was just glad he had got that off his chest.
29. The respective roles of the Magistrate and the Divisional Court
The Magistrate's role and powers are specified in s.9(2) and (8) of the Extradition Act 1989 as amended by the Criminal Justice and Public Order Act 1994. Prior to the 1994 Act, s. 9(8) required the magistrate to be satisfied "that the evidence would be sufficient to warrant his trial if the extradition crime had taken place within the jurisdiction of the court". S.9(2) conferred on the magistrate the like jurisdiction and powers, as nearly as may be, "as a magistrate's court acting as examining magistrates". The 1994 Act amended s.9(8) to the form set out earlier in this judgment. The test now is thus whether "the evidence would be sufficient to make a case requiring an answer by that person if the proceedings against him were the summary trial of an information against him". The 1994 Act also amended s.9(2) to confer on the magistrate "the like powers, as nearly as may be, .... as if the proceedings were the summary trial of an information against him".
30. It had already been established prior to 1994 that, when magistrates
conducting a summary trial were faced with objections to the admissibility of
evidence under ss.76 and/or 78 of PACE, they were obliged to determine the
objections forthwith by holding a trial within a trial: R. v. Liverpool
Juvenile Court, ex p. R. [1988] QB 1. It was common ground before us that
this was therefore the procedure that the Magistrate was bound to follow, as he
did. In Reg. v. Governor of Brixton Prison, ex p. Levin [1997] AC 741,
747G-748F, the House of Lords was concerned with s.9 as it stood prior to
amendment by the 1994 Act. But Lord Hoffmann referred, in parenthesis, to the
exclusion (subsequent to the date of committal in ex p. Levin) of
committal proceedings from the application of s.78 by paragraph 26 of the
Criminal Procedure and Investigations Act 1996 and thought it likely that the
effect of s.9(2) and paragraph 6(1) of Schedule 1 to the 1989 Act would in
future be to exclude extradition proceedings from the application of s.78
altogether. Before us and having regard to the amendment by the 1994 Act of the
language of s.9(2) and s.9(8), it was common ground that s.78 continues, like
s.76, to have potential relevance in extradition proceedings.
31. I set out at this point the wording of ss.76 and 78:
"76-(1) In any proceedings a confession made by an accused person may be given
in evidence against him so far as it is relevant to any matter in issue in the
proceedings and is not excluded by the court in pursuance of this section.
(2) If, in any proceedings where the prosecution proposes to give in evidence a
confession made by an accused person, it is represented to the court that the
confession was or may have been obtained-
(a) by oppression of the person who made it; or
(b) in consequence of anything said or done which was likely, in the
circumstances existing at the time, to render unreliable any confession which
might be made by him in consequence thereof,
the court shall not allow the confession to be given in evidence against him
except in so far as the prosecution proves to the court beyond reasonable doubt
that the confession (notwithstanding that it may be true) was not obtained as
aforesaid."
32. When considering s.76 of PACE, a magistrate has thus to determine various
points: (a) what was said or done, (b) the circumstances existing at the time
of the confession, (c) whether what was said or done was, in the light of such
circumstances, "likely to render unreliable any confession which might be made
by him in consequence of thereof" and (d) whether the confession was
made in consequence of anything said or done likely to have the effect
identified in (c).
Confession under s.82(1)
"includes any statement wholly or partly adverse to the person who made it,
whether made to a person in authority or not and whether made in words or
otherwise".
Then by s.78:
"78. In any proceedings the court may refuse to allow evidence on which the
prosecution proposes to rely to be given if it appears to the court that,
having regard to all the circumstances, including the circumstances in which
the evidence was obtained, the admission of the evidence would have such an
adverse effect on the fairness of the proceedings that the court ought not to
admit it."
33. The Magistrate in the present case, having considered the evidence and very
detailed submissions put before him on each side, gave a careful summary of the
facts and clearly stated reasons for rejecting the applicant's submissions that
the evidence of his confessions should be excluded under either of these
sections or on any basis.
34. The role of the Divisional Court in this type of situation was considered
under the pre-1994 Act wording in Reg. v. Governor of Pentonville Prison, ex
p. Osman [1990] 1 WLR 277. The Court put the matter as follows:
40. I turn to s.78. This section requires a judgment by the first instance
court, here the Magistrate, as to the overall fairness, in all the
circumstances, of admitting the evidence. The section is commonly described as
involving the exercise of a discretion. Whether described as a judgment or
discretion, it is well-established in a domestic context that an appellate
court will not interfere with a first instance court's conclusion under s.78,
unless the appellate court considers that it was unreasonable in a
Wednesbury sense: Christou [1992] QB 989; Thompson [1998] AC 811, 838-9.
41. Again, the extradition context of the present issue is material. In ex
p. Levin, Lord Hoffmann, with whom the other members of the House agreed,
accepted, with regard to the pre-1994 wording of s.9, that, since extradition
proceedings were criminal proceedings, s.78 applied to them, but went on:
"On the other hand, it must be borne in mind that when the section is being
applied to committal or extradition proceedings, the question is whether the
admission of the evidence would have such an adverse effect on the fairness of
those proceedings that the court ought not to admit it. This is not at
all the same thing as the question of whether the admission of the evidence at
the trial would have an adverse effect on the fairness of the trial. On the
contrary, the magistrates should ordinarily assume that the powers available to
the judge at the trial will ensure that the proceedings are fair. The question
is, therefore, whether the admission of the evidence would have an adverse
effect on the fairness of the decision to commit or extradite the accused for
trial, even if the trial is a fair one. I think that the circumstances would
have to be very unusual before magistrates could properly come to such a
decision and I am sure that Beldam L.J. was right when he said in Ex parte
Holland, at p.328:
"Examining justices could exclude the evidence from their consideration only if
satisfied that its admission at the trial would be so obviously unfair to the
proceedings that no judge properly directing himself could admit it. I have no
doubt that even in such a case it would generally be far better to leave the
decision to the trial judge who will, as I have said, be in a better position
to assess the effect on the fairness of the proceedings and have had greater
experience of deciding such questions."
In extradition proceedings there is even less scope for the exercise of the
discretion because, as McCowan L.J. pointed out in Ex parte Francis
(quoting the Supreme Court of Canada in Kindler v. Canada (Minster of
Justice) (1991) 84 D.L.R. (4th) 438, 488), extradition procedure is founded
on concepts of comity and reciprocity. It would undermine the effectiveness of
international treaty obligations if the courts were to superimpose discretions
based on local notions of fairness upon the ordinary rules of admissibility. I
do not wish to exclude the possibility that the discretion may be used in
extradition proceedings founded upon evidence which, though technically
admissible, had been obtained in a way which outrages civilised values. But
such cases are also likely to be very rare."
42. Mr Massih accepts that the relevance of s.78 remains as described in this
passage by Lord Hoffmann. The same considerations based on comity and
reciprocity continue to apply following the change of statutory wording. A
magistrate considering the fairness of admitting evidence remains entitled and
bound to have regard to the context of extradition proceedings in which the
issue before him arises. His decision whether or not admit evidence, in the
exercise of the powers preserved by s.9(2) as amended, is solely in and for the
purpose of his determination on the issue of extradition. The trial judge in
the proposed country of trial remains the person who should and will determine
the critical issue of the admission of such evidence at trial. Thus the
question which the Magistrate had here to ask himself therefore was not whether
the confession would fall to be excluded in a purely English context. It was
whether, bearing in mind that the ultimate issue was whether the applicant
should be extradited to stand trial in Canada, he should under s.78 exclude the
confessions from consideration as part of the evidence by reference to which he
determined whether or not there was a case requiring an answer if the
proceedings were a summary trial of an information before him. As Lord Hoffmann
indicated, it is to be expected that it would only be in very unusual
circumstances that a magistrate could properly conclude that he should in this
context exclude evidence under s.78:
"It would undermine the effectiveness of international treaty obligations if
the courts were to superimpose discretions based upon local notions of fairness
upon the ordinary rules of admissibility."
43. He went on to preserve the possibility that the discretion under s.78
might fall to be exercised "in extradition proceedings founded upon evidence
which, though technically admissible, has been obtained in a way which outrages
civilised values", but repeated that "such cases are also likely to be very
rare".
44. Analysis of submissions
(i) S. 76(2)(b) of PACE
Against this background, I turn to consider the parties' submissions. I start,
as Mr Massih did, with s.76(2)(b). Mr Massih submits that the applicant's
confessions with respect to the killing in Burnaby of a female who can only
have been Stacey Koehler were or may have been obtained in consequence of
things said or done by Woody, and that the prosecution had failed to and could
not prove the contrary. At times, he seemed to assume that that was all that
mattered. But the subsection refers to "anything said or done which was likely,
in the circumstances existing at the time, to render unreliable any confession
which might be made in consequence thereof". The real issue is whether the
Magistrate was, bearing in mind the limited scope of the review which this
Court should undertake, entitled to conclude that the prosecution had proved
beyond reasonable doubt that the applicant's confessions (notwithstanding that
they might be true) were "not obtained as aforesaid", in other words were not
obtained in consequence of anything said or done likely in the circumstances
existing at the time to render unreliable any confession so made.
45. As I have already stated, the subsection requires the court to consider (a)
what was said or done, (b) the circumstances existing at the time of the
confession, (c) whether what was said or done was, in the light of such
circumstances, "likely to render unreliable any confession which might be made
by him in consequence of thereof" and (d) whether the confession was
made in consequence of anything said or done likely to have the effect
identified in (c). In Barry (1992) CAR 384, the Court of Appeal set out
the steps to the application of the subsection in terms which referred to the
onus of proof in respect of (d). But the subsection places the onus on the
prosecution at each of stages (a), (b), (c) and (d). Again, Mr Massih sought to
place heavy emphasis on this onus. But in the present case I consider it to
have limited, if any, practical relevance. Points (a), (b) and (c) are
essentially factual points. Here the basic facts are clear. The Magistrate had
the benefit of a video-recording of the critical conversation in which the
applicant made his principal confessions. He had a full transcript of the
subsequent conversation on the next day, when the applicant made a modified
confession regarding motive. He had very full admissions relating to the
background circumstances and conversations leading up to these two main
conversations. There was no real scope for doubt about the things said or done
or about their causative effect in leading the applicant to make the
confessions which he made. The circumstances existing at the time were also
relatively clear, although there are points, which I will have to consider,
where Mr Massih interprets them differently from Mr Hardy. The essential issue
concerns point (c), which requires a judgment to be made on the facts as they
existed at the time of the confession. The word "unreliable" means "cannot be
relied upon as being the truth": see Crampton (1991) CAR 369, 372.
Whether, in the light of other material or subsequent investigation, the
confession may be said or shown in fact to have been true is immaterial.
46. In Barry the court described point (c) as involving a test which was
"in a sense hypothetical since it relates not to the confession but to
any confession". This does not in my view mean that the subject-matter
or nature of the confession can be disregarded. A confession will commonly
occur in the context of investigations or questioning, maybe under caution,
relating to a specific offence. Even in the present case, although Woody knew
no details, he was directing the applicant's attention first to some
unspecified event involving a female in Burnaby and then, after the applicant
had himself raised the possibility, to a specific killing of a female in
Burnaby. The relevant confession is thus to involvement in Stacey Koehler's
killing, a killing about which the applicant had already volunteered knowledge.
The test in s.76 cannot be satisfied by postulating some entirely different
confession. There is also no likelihood that anything said or done would have
induced any other confession. The word "any" must thus, I think, be understood
as indicating "any such", or "such a", confession as the applicant made. The
abstract element involved also reflects the fact that the test is not whether
the actual confession was untruthful or inaccurate. It is whether whatever was
said or done, was, in the circumstances existing as at the time of the
confession, likely to have rendered such a confession unreliable,
whether or not it may be seen subsequently - with hindsight and in the light of
all the material available at trial - that it did or did not actually do so.
47. S.78 calls for the exercise of overall judgment or discretion. S.76,
although it includes some judgmental elements, involves an essentially fixed
scheme. Once it is represented to the court that the confession was or may have
been obtained as stated in s.76, then it is for the prosecution to prove if it
can that it was not so stated; and, if the prosecution fails to prove this,
then the confession must be excluded: Paris (1993) 97 CAR 99.
48. Mr Massih submits that there were a broad range of inducements which led or
may have led to the making of the applicant's confessions. The principal
potential inducements consisted, he submits, in the perceived attractions of
the "mafia" apparently run by Mac and Woody in terms of the money, the "family"
relationship of unconditional loyalty which acceptance as a member entailed,
and the sexual attractions of membership personified by Alex. Membership would
also enable the applicant to use the family's services to solve personal
problems (like the grievance which he had against his mother's assailant).
Then, he suggests, Mac's apparent omniscient knowledge, fear on the applicant's
part and/or the holding out of violence as an acceptable and customary tool of
the "mafia" family played or may have played a part, and so too the alcohol
which the applicant drank on 21st August 1998.
49. Mr Massih also seeks to introduce in this context consideration of Code C
issued under s.66 of PACE, which under s.67(11) is admissible in evidence, and
"if it appears ... to be relevant to any question arising in the proceedings"
is to be "taken into account in determining that question". Whilst there are
situations in which the effect of breach of Code C must, almost automatically,
throw doubt on the reliability of evidence obtained as a result of or following
such a breach, the undercover operation created a situation in which the
applicant believed and acted and spoke on the basis that he was among friends
and discussing with them his future participation in joint criminal activity.
He had no thought that he was speaking either to police officers or to persons
charged with the duty of investigating any offence or charging offenders: see
s.67(9) and (10) of PACE. There are, as will appear below, difficulties about
regarding Code C as having any direct application to such a situation. But,
even if it can have, its special nature means that the risk of unreliability
cannot simply be derived from the fact of breach of that Code. Whether there
was such risk can only be assessed by a careful consideration of the actual
course of the undercover operation, including of course evaluation of the
extent to which the operation was properly planned and reliably recorded. The
direct relevance of Code C is in these circumstances in my judgment to the
applicant's submission, in the context of s.78, that the whole undercover
operation constituted an illegitimate "circumvention" of Code C. I shall come
to that submission in due course.
50. In relation to s.78, Mr Hardy for the respondent submits that the applicant
was throughout the operation simply responding to repeated statements by Woody
that Mac and Woody and their organisation laid great stress on honesty and
trust among members. Membership of Mac's and Woody's "family" was less, not
more, likely to be obtained - while the cause for any concern would be greater
not lesser - if the applicant told lies. Mac's omniscience would lead to
discovery of any lies.
51. I have already stated my view, and agreement with the Magistrate, on the
subject of fear. As to alcohol, the drinking of three cans (as shown on the
video) was moderate, and took place over some three hours. It had no apparent
effect and was not in my judgment likely to have had. The applicant was only on
his first can at the time of the confessions made on 21st August
1998. Again, I see no reason to fault the Magistrate, who said:
"It misrepresents the position to say that Mr Proulx was plied with drink.
There was modest social drinking which was of no consequence."
As to the sexual lure of Alex, the Magistrate said:
"The so-called "honey-trap" is an irrelevance that had absolutely no bearing on
the making of the confession."
52. I do not myself doubt that Alex was an attraction, likely to have
heightened the applicant's interest in joining Mac and Woody's "family". But
that does not of itself mean that any confession of involvement in killing made
by the applicant with a view to joining the family is likely to have been
unreliable, rather than truthful. At one point it appeared that the
"honey-trap" laid for the applicant might have had the particularly distasteful
aspect of being designed to undermine the applicant's existing relationship in
order to develop his relationship with Woody. But fuller examination of the
relevant evidence indicates that the applicant was as keen as anyone to bring
his existing relationship to an end. His general attitude and recorded
sentiments towards his current partner do not elicit sympathy for Mr Massih's
submission that there occurred here a gross infringement of his human right to
a private life and personal relationship. In any event, this submission does
not appear to me to bear directly on the issue under s.76. What is, however,
important is that Mac and Woody's "family" was presented in a manner which, for
a variety of reasons, was extremely attractive to the applicant. Therefore, Mr
Massih submits, he had every motive to satisfy Woody, and so Mac, of his
credentials to be admitted as a member of the "family".
53. For present purposes attention can be focussed upon the applicant's original confession to involvement in the killing. If that should have been excluded, then its subsequent elaboration and, on the next day, amendment as to motive must likewise be excluded. The elaboration and amendment flowed clearly from the original confession. For present purposes, I am prepared to proceed on the basis that, when judging the admissibility of the initial confessions, it would be appropriate to stop the clock at the point when they were or were about to be made, rather than to consider the confessions and the circumstances in which they were made as a whole. Conversely, however, if the original confession was properly admitted, I see no real basis for excluding its subsequent elaboration and amendment. My own view, having seen the material which the Magistrate considered, is that the farther through the videoed and recorded conversations that one goes, the more difficulty Mr Massih's submissions face. I find the course and contents of the behaviour and conversation which followed the original confession particularly difficult to square with the idea that the confessions to killing then elaborated and amended should be viewed as unreliable. I have set out above specific passages in which the applicant expressed in apparently genuine terms his rejection of any idea that he had made up his account of his involvement in order to join the family and his relief at having unburdened himself. I have taken into account his change in his account of his motivation, and also the fact that his account would not appear to account for all the forensic facts noted by the RCMP when investigating Stacey Koehler's killing (e.g. evidence of compression of her neck).
54. In the interchanges between the applicant and Woody leading up to the
initial confessions to involvement, the applicant himself (by his question: "Is
it something to do with murder?") volunteered the possibility that whatever Mac
had discovered about the applicant could have something to do with a murder of
which he said he had been suspected. He continued on some seven or so occasions
to deny any involvement. These are factors which point to reliability. However,
Woody did not accept the denials. Woody thus necessarily continued to withhold
acceptance of the applicant as a potential member of the family. Further, the
immediate trigger for the applicant's confession of involvement was Woody's
statement that he would "probably be on a pedestal" and that in Mac's eyes it
would be like a "sort of rite of passage" and
"there would be no reason to check you out any further would there would there.
As long as, if something happened, and if it was for the right reason."
55. The last sentence indicates that Woody was not suggesting that the
applicant would get away with a lie told to further his admission to the
family. Woody had throughout been insistent on having a full and honest account
regarding any involvement in the killing in Burnaby. On the other hand, Woody
had also held out that, if the applicant was involved, it would not be or be
regarded as a problem of any sort. And in this last passage (with its colourful
references to being on a "pedestal" and to a "rite of passage") he was clearly
indicating that it would on the contrary probably be regarded as a positive
qualification. A critical question is whether the Magistrate was entitled to
conclude that Woody's insistence in these terms upon knowing the full story of
any involvement was not likely to have led the applicant to make a false
confession so as to satisfy Woody's evident belief that the applicant knew more
than he was saying and to obtain membership of the family.
56. This is however a question which can only be answered by considering the
whole course of events and circumstances up to and as at the time when the
initial confessions were made. It depends not merely upon the bare words
exchanged but upon an assessment of the applicant, which the Magistrate was
well placed to undertake, having observed him for three hours on video and
having read voluminous transcripts. The whole exercise and the question to
which it was directed under s.76 were for the Magistrate to undertake. This
Court should only interfere with his decision if satisfied that he misdirected
himself or came to a conclusion which no reasonable magistrate would have
reached. For my part, and despite the arguments which Mr Massih was able to
deploy (particularly with regard to the exchanges leading up to the critical
initial confession), I am unable to conclude that the Magistrate either
misdirected himself or arrived at a decision which no reasonable magistrate
could on the material before him have reached. I would therefore dismiss the
applications so far as they relate to s.76. It matters not in this respect
whether they are formulated as applications for habeas corpus or by way of
judicial review.
57. (ii) S.76(2)(a) of PACE
Mr Massih further submits that the prosecution has failed to satisfy the onus
upon to show that the confession was not obtained by oppression of the
applicant within s.76(1)(a). He invokes in this connection considerations
overlapping with a number of those relied upon in the context of s.76(2)(b). He
takes the definition of oppression adopted in Fulling (1987) 85b CAR
136, 142 per Lord Lane CJ: exercise of authority or power in a burdensome,
harsh, or wrongful manner; unjust or cruel treatment of subjects, inferiors,
etc. or the imposition of unreasonable or unjust burdens". In Parker
[1995] Crim LR 233, it was pointed out that the use of the word "wrongful"
should be understood in the context of the rest of the definition, particularly
the words "burdensome" and "harsh" which precede it and "unjust or cruel
treatment" which follow. Mr Massih relies on the references to violence in the
discussions between Woody and the applicant, to the evident willingness of Mac
and Woody's "family" to use violence and to the applicant's references to being
scared. I have already indicated my conclusion that, when the applicant
referred to being scared, it was not fear which caused him to make the
confessions, but fear arising because he realised that he was running a risk of
disclosure to others, particularly the police, by making such disclosures to
anyone. No threat of violence was made towards the applicant. There was no
burdensome, harsh or wrongful application of the hand of authority upon him.
Oppression of a person in an inferior position is a quite different matter from
a trick leading someone to believe that he is among friends and about to be
accepted as a member of a "family" engaged in nefarious activity: see also
Parker, at p.234. Once the suggestion that the applicant was motivated
by fear of Mac and Woody is rejected, there is nothing in the facts which could
conceivably constitute oppression. The Magistrate concluded:
"Mr Proulx was never subjected to or threatened with any violence, although he
was led to believe that he was in the company of others who were prepared to
use violence. I do not regard, in the circumstances here, that as amounting to
oppression of Mr Proulx."
Again I see no reason to disagree with the Magistrate.
58. (iii) S.78 of PACE and/or common law
S.78 has already been set out. We were also referred to the common law
principles and authorities governing the admissibility of evidence, and the
exclusion of confession evidence in particular, which are preserved by s.82(3)
of PACE. Since it is accepted, in the present context, that any entitlement at
common law to have the applicant's confession excluded would also be embraced
by either s.76(2) or s.78, these constitute for present purposes no more than
background. The respective roles of the Magistrate and Divisional Court cannot
differ according to whether the applicant's complaint is based on s.78 or the
common law.
59. Regardless whether the admissibility of a confession falls to be considered
under s.76(2), its admissibility may fall to be considered under s.78: see
Mason (1988) 86 CAR 349, 354. The decision required under s.78 must be
made having regard to all the circumstances. Whether or not a confession is
likely to be reliable is one relevant factor, and there is nothing in s.78 to
require the court, under s.78, to exclude from consideration any material which
may with hindsight shed light on the confession's actual accuracy: see e.g.
Lin, Hung & Tin [1995] Crim LR 817; Transcript p. 26G. But "possible
unreliability is not the sole reason for rejecting a confession which has been
obtained by improper means": Lam-Chi-ming v. The Queen [1991] 2 AC 212,
218 per Lord Griffiths. Lord Griffiths went on at p.220E-F:
".... the rejection of an improperly obtained confession is not dependent only
upon possible unreliability but also upon the principle that a man cannot be
compelled to incriminate himself and upon the importance that attaches in a
civilised society to proper behaviour by the police towards those in their
custody. All three of these factors have combined to produce the rule of law
applicable in Hong Kong as well as in England that a confession is not
admissible in evidence unless the prosecution establish that it is voluntary.
This, perhaps the most fundamental rule of the English criminal law, now finds
expression in England in s.76 of [PACE] ...."
60. Lord Griffiths was, as the concluding sentence makes clear, directing
himself primarily towards situations falling within s.76, the confessions in
Lam Chi-ming being the consequence of police brutality. But the three
factors which he identified all also inspire s.78. Both the privilege against
self-incrimination and the provisions of Code C governing police behaviour in
relation to suspects (whether in custody or not) may have a very important
impact on the fairness of admitting evidence of, in particular, confessions.
61. Mr Massih submits that the whole concept and conduct of Operation Implore
were fundamentally irregular and misconceived. The circumstances in which the
confession were obtained both infringed English notions of fairness with
respect to police conduct and the trial of criminal charges, and also "outrage
civilised values"; and the Magistrate should have excluded the confession on
this basis. Mr Massih graphically portrays what occurred as a "descent into
hell" brought about by the Faustian tactics of the police. Mr Massih relies
upon like considerations to those which should in his submission lead to the
exclusion of the evidence under s.76. But he also relies upon s.78 irrespective
of whether the Magistrate was (as I have held) entitled to conclude that the
applicants' confessions were not obtained as a result of things said or done
likely in the circumstances to render them unreliable within the meaning of
s.76.
62. At the very forefront of Mr Massih's submissions is an objection to the
deception and entrapment involved in Operation Implore. Mr Massih points out
that the applicant was living a hum-drum life in Kent, before being drawn into
apparent involvement in illegitimate activity and offered inducements of a
financial, personal and sexual kind. That is all correct. But I find myself
unable to accept Mr Massih's further submissions that the applicant should be
regarded as someone of good character whose private life and personal
relationship with his girlfriend were sorely infringed. I have already
considered why I see little scope for any convincing grievance in respect of
the operation's interference with his private life and relationship with his
girlfriend in 1998. Further, the applicant needed no urging to involve himself
in apparently unlawful activities. Indeed, he was keen to continue to do so,
during the long period when Woody returned to Canada in mid-1998. His
conversation does not disclose any scrupulous attitude to temptation or
violence at any point. During discussions with Woody, he disclosed both his own
youthful involvement in car theft, and violence towards his ex-girlfriend's new
boy-friend. I see no reason to doubt these particular admissions. Indeed, even
if I had concluded that the applicant's confessions to involvement in Stacey
Koehler's killing were made as a result of things said or done which were
likely to render them unreliable, this would not amount to condemning the
actual confessions as inaccurate. If the question were whether the confessions
were actually accurate, I have already indicated that I would attach weight to
the applicant's videoed conduct and conversation as a whole, after and well as
before making his confessions.
63. Mr Massih further seeks under s.78 to invoke the delay occurring between
1995 and 1998. I do not see how that could merit any real weight in this or any
context, and certainly it cannot have decisive weight. The applicant was
interviewed and made a statement regarding his whereabouts at an early stage.
If that statement was true, he and his former girlfriend should still be able
to support it. If it was false, he is unlikely to have forgotten the truth,
which he on that basis for some reason presumably did not want at the time to
disclose, and there is nothing to show that he would have any greater
difficulty in backing up any other account now than then. As to the time that
has passed, the appellant left Canada. It took some time for the RCMP to mount
Operation Implore with the Kent Police. There is no evidence which would
justify a conclusion that either police force was in this respect at fault,
whether in locating the appellant or in setting up the operation.
64. I return to the central question of fairness having regard to the nature
and object of the undercover operation. We were taken to a large number of
English decisions under s.78. In Christou and Wright [1992] 1 QB 979,
the police set up undercover a supposed jewellery shop with the object of
recovering stolen property and obtaining evidence of thieves or handlers who
might bring stolen property to the shop. Transactions and conversations with
the appellants were thus videoed, which were allowed to be adduced in evidence
at their trial. The court upheld the judge's admission of such evidence:
".... the trick was not applied to the appellants; they voluntarily applied
themselves to the trick. It is not every trick producing evidence against an
accused which results in unfairness. There are, in criminal investigations, a
number of situations in which the police adopt ruses or tricks in the public
interest to obtain evidence. For example, to trap a blackmailer, the victim may
be used as an agent of the police to arrange an appointment and false or marked
money may be laid as a bait to catch the offender. A trick, certainly; in a
sense too, a trick which results in a form of self-incrimination; but not one
which could reasonably be thought to involve unfairness." (p.989A-B)
65. As to Code C, the court considered it simply inapplicable in such a
situation. The appellants were not being questioned by police officers acting
as such. Conversation was on equal terms. There could be no question of
pressure or intimidation. The case was in this respect quite different from
Mason (1988) CAR 349, where a confession was elicited by a lie about
discovery of a fingerprint told by police to the appellant in custody and to
his solicitor; and from Payne [1963] 1 AER 848, where the appellant in
custody had been induced to undergo a medical examination by a representation
that it was no part of the doctor's duty to examine him to give an opinion as
to his fitness to drive. See Per Lord Taylor CJ in Christou and White at
p.991A-D. But Lord Taylor CJ went on:
"In reaching that conclusion, we should ourselves administer a caution. It
would be wrong for police officers to adopt or use an undercover pose or
disguise to enable themselves to ask questions about an offence uninhibited by
the requirements of the Code and with the effect of circumventing it."
66. Mr Massih submits that that is what the present operation involved. The
present operation was not directed to observing and recording continuing
involvement in theft or handling, but to obtaining from a suspect his
confession to a killing committed some three years previously.
67. Smurthwaite and Gill (1994) 98 CAR 437 were again cases where
undercover police had set up traps in which they caught two appellants who
solicited them to murder their respective spouses. In upholding the admission
of the evidence in each case, Lord Taylor CJ gave this further guidance on the
application of s.78:
"In exercising his discretion whether to admit the evidence of an undercover
officer, some, but not an exhaustive list, of the factors that the judge may
take into account are as follows: Was the officer acting as an agent
provocateur in the sense that he was enticing the defendant to commit an
offence he would not otherwise have committed? What was the nature of any
entrapment? Does the evidence consist of admissions to a completed offence, or
does it consist of the actual commission of an offence? How active or passive
was the officer's role in obtaining the evidence? Is there an unassailable
record of what occurred, or is it strongly corroborated? In Christou and
Wright (1992) 95 Cr.App.R. 264, [1992] 1 Q.B. 979, this Court held that
discussions between suspects and undercover officers, not overtly acting as
police officers, were not within the ambit of the Codes under the 1984 Act.
However, officers should not use their undercover pose to question suspects so
as to circumvent the Code. In Bryce (1992) 95 Cr.App.R. 320, [1992] 4
All E.R. 567, the Court held that the undercover officer had done just that.
Accordingly, a further consideration for the judge in deciding whether to admit
an undercover officer's evidence, is whether he had abused his role to ask
questions which ought properly to have been asked as a police officer and in
accordance with the Codes.
Beyond mentioning the considerations set out above, it is not possible to
give more general guidance as to how a judge should exercise his discretion
under section 78 in this field, since each case must be determined on its own
facts. (See Samuel (1988) 87 Cr.App.R.232, [1988] Q.B. 615, 245,
Parris (1989) 89 Cr.App.R. 68, 72 and Jelen and Katz (1990) 90
Cr.App.R. 456, 465, and other cases cited in Archbold (1993) at
paragraph 15.364.)"
68. In the present case, the answer to the first and third of these questions
is that the sole object of Operation Implore was to obtain the applicant's
confession to a killing committed some three years previously. In nature it
involved the creation of circumstances in which the applicant would feel
sufficiently comfortable, safe and motivated to confess, although repeated
emphasis was laid on the importance attached to any disclosure being honest.
69. As to the fourth question, although Woody had and used no detailed
information, the effect of the supposed telephone conversation from Mac was to
direct the applicant's attention to some striking incident involving a female
in Burnaby, about which the applicant who was known also to be from Burnaby had
had some involvement. The ensuing conversation with the applicant involved
Woody actively suggesting that he had information from Mac about the
applicant's involvement and actively pressing the applicant to disclose the
full details of such involvement, on the basis that the applicant was not being
frank and that honest disclosure was what mattered. Woody also assured the
applicant that anything said would be kept secret. The appellant, having
willingly taken part in apparently illegitimate activity and being intent to
join an apparent "mafia" family, cannot I think assert any legitimate
expectation that Woody, however much he trusted him, would necessarily keep his
word in this respect. Nevertheless, the whole operation was designed to elicit
a confession from a suspect which no-one can have thought that he would have
been prepared to make had any interview been made or attempted. This is not
therefore a case where the applicant had taken any prior step towards joining,
or even demonstrated any prior wish to join, any criminal organisation.
Contrary to Mr Hardy's submission, it is not a case in which the applicant can
be said to have applied himself to the trick. The trick was applied to him and
the most that the Government can say is that it succeeded because he fell in
with it and for it.
70. In Bryce the undercover police had not only participated in an
undercover operation designed to provide evidence of the appellant in
possession of a recently stolen car offering it for sale at a knock-down price,
but during the course of such participation had asked questions and obtained
answers about the car's provenance, which went directly to the critical
question of guilty knowledge. Further, the questions and answers were not
recorded, and so the appellant had no means of showing by a neutral, reliable
record what was or was not said. In these circumstances, the Court of Appeal
held that the trial judge erred in admitting them. In Smurthwaite and
Gill it was the former aspect (asking questions so as to circumvent the
Code) which this court highlighted.
71. In two first-instance decisions, judges have, on facts apparently close to
the present, relied on the former aspect to exclude evidence: see H
[1987] Crim LR 47, (Gatehouse J) a ruling which is however only very briefly
reported, and Hall (unreported, 2nd March 1994) a decision of
Waterhouse J., who has been able to supply us with a transcript. In Hall
the defendant's wife had disappeared and the police suspected murder. An
undercover police officer "Liz" befriended the defendant over several months,
to the point where he became interested in marrying her. In a taped
conversation she interrogated him repeatedly about what had happened to his
wife, on the pretext that she had not been able to sleep, because she had been
worried to death about his children if they were to become friendly with her
and his wife were then to return. She made it clear that she was not satisfied
that the defendant had told her all he knew about his wife's disappearance. The
defendant agreed to meet on the next day and to tell her 100%. They met. He
started by saying he had not murdered his wife, that he knew she was not return
because of dreams and that she had walked out on him in the middle of the
night. Liz repudiated these accounts in strong language, saying that she just
wanted some sort of reasonable explanation as to where his wife was so that she
could understand, accept and put it on one side and get on with her life. The
underlying theme was that she wanted to know in order to commit herself to him.
She wanted the truth and accept it and forget completely about it. All this was
the final prelude to the defendant's confession. following which Liz questioned
him persistently about why he had done it, what he had done with the body and
what had happened about his motor car. The conversation took place on the basis
that the two were in love and that she wanted to hear the truth once and never
again and that his disclosure would never be repeated. Applying Lord Taylor
CJ's dictum in Christou, Waterhouse J. held that the confessions must be
excluded under s.78(1) as having been obtained in circumstances circumventing
the Code.
72. Another first instance decision, Stagg (Ognall J., unreported,
14th September 1994) was much relied upon by Mr Massih. I do not
find it of real assistance in the present context. The circumstances involved
an attempt by the police by an undercover operation involving a woman police
officer, Lizzie, to obtain either a confession or (that failing) a
psychological profile which it was hoped could be adduced in conjunction with
expert evidence to support a case that the defendant had a profile matching
that of the killer of Rachel Nickell. Despite the most protracted operation
lasting over seven months, and despite an invitation ultimately to admit the
crime as a condition of maintaining the liaison that he was manifestly
desperate to continue at almost any cost, the defendant repeatedly and
continuously denied any involvement in the killing. As to the fantasies which
the defendant expressed to Lizzie, the judge held that their
"increasingly extreme character .... was the product of deliberate shaping by
the policewoman and encouragement by her. Much of what she said to him demands
the conclusion that she was deliberately deceiving the accused by encouraging
him to express his innermost fantasies because she enjoyed them and the more
extreme, the better."
73. Indeed, at one point he even confessed to a murder which had never taken
place. I do not regard this first instance decision as analogous to the present
case on the facts or of any assistance in its resolution.
74. Equally, it seems to me that the respondent Government obtains no real
comfort from Lin, Hung and Tsui [1995] Crim LR 817, of which we have
also seen a full transcript. The undercover officers there did not go along to
find out about the Inland Revenue cheque although that became the ultimate
subject of prosecution. That merely sparked off their investigation, the aim of
which was to discover the future plans of the conspirators.
75. In the light of previous authority in this court, and in view of the nature
and object of Operation Implore, I would, if the issue under s.78 related to a
killing in this country and fell to be decided in a purely domestic context,
expect the respondents to face very considerable difficulty in seeking to
uphold a first instance decision which had admitted the applicant's
confessions. I say this despite the margin allowed to such a court in a
domestic context under the Wednesbury approach to appellate review.
76. Mr Hardy submits however that the present case can be distinguished from
any previous authority and falls outside the scope of Lord Taylor CJ's dictum
in Christou and White. He points out that Woody, as a RCMP officer, had
no official status in this country at all. But Woody was operating in
conjunction with English police officers and within the framework of a joint
Canadian-English police operation, so that point does not by itself impress.
Next, however, Mr Hardy points out that the killing which was being
investigated was not justiciable in this country, and that the appellant could
never therefore have been arrested here. In circumstances where there was no
other way in which the appellant could have been interviewed, an undercover
operation must, he suggests, be permissible. Further, the provisions of Code C
cannot, he suggests, apply to an investigation which could never lead to
prosecution here.
77. As to these points, the mere fact that there was no other way of
interviewing the appellant cannot conclude the question whether it was fair to
interview him in the way suggested. Newman J. also pointed out in argument that
it is possible, at least in theory, that the RCMP could have sought an order to
take evidence from the appellant in England under the Criminal Justice
(International Co-operation) Act 1990 as part of their ongoing investigation
into Stacey Koehler's killing. Whether the Secretary of State would think it
fit to refer such a request to a court under s.4(2) may be a different matter.
The appellant would anyway be entitled to and no doubt forewarned of his right
to refuse give any evidence which might incriminate himself: see Schedule 1
paragraph 4(1)(a). We were told that no-one on the respondent's side gave any
thought prior to Operation Implore to the possibility of invoking the 1990 Act.
That does not surprise me. If the thought had occurred, one can be confident
that it would have been quickly put aside. It would have been contemplated
(correctly as it would seem to me) that an attempt to use the Act would have
done nothing save forewarn the applicant that he was under continuing
investigation and suspicion. The applicant himself would have been most
unlikely to say anything, whether interviewed formally or informally, let alone
anything incriminating which is what the respondent and the police were aiming
to obtain.
78. The Codes of Practice under s.67 of PACE apply both to police officers and
to "persons other than police officers who are charged with the duty of
investigating offences or charging offenders": see s.67(9) and (10). I agree
with Mr Hardy that this makes it difficult to apply their provisions to
situations where there is under English law no offence which can be the subject
of either arrest or investigation. Again, that cannot mean that an undercover
operation is necessarily permissible. But it links with the more fundamental
difficulty faced by the applicant in arguing that the Magistrate should have
refused to admit the evidence about Operation Implore on the ground that it
circumvented Code C. Code C, even if it were capable in the eyes of English law
of having any relevance to the present operation, is on any view a domestic
code, in the sense that it has no application in Canada, where trial is sought.
It is for that very reason that any argument that the Magistrate erred in
refusing to exclude the evidence of confessions under s.78 must be viewed on a
different, international basis. The issue is whether - once again bearing in
mind the margin allowed to the Magistrate under the Wednesbury approach
- he ought to have excluded the evidence in the extradition context as
"outraging civilised values".
79. The general requirement of fairness in the admission of evidence in
criminal proceedings may be expected to be reflected in any developed system of
law. But it is a quite different matter to suppose that it will in its
application involve throughout the civilised world the same results as would
follow in England from decided authorities, whether under s.78 or under common
law. Current English thinking and practice as to what is fair and appropriate
cannot be transmuted axiomatically into the touchstone of the outer limits of
civilised values.
80. Mr Massih referred to guidance in the European Court of Human Rights on the
general international significance of the privilege against self-incrimination:
see esp. Funke v. France 1993 16 EHRR 297 and Saunders v. United
Kingdom 1997 23 EHRR 313. In the latter case the Court said:
"68. The Court recalls that, although not specifically mentioned in Article 6
of the Convention (art. 6), the right to silence and the right not to
incriminate oneself are generally recognised international standards which lie
at the heart of the notion of a fair procedure under Article 6 (art. 6). Their
rationale lies, inter alia, in the protection of the accused against improper
compulsion by the authorities thereby contributing to the avoidance of
miscarriages of justice and to the fulfilment of the aims of Article 6 (art. 6)
(see the above-mentioned John Murray judgment, p. 49, para. 45, and the
above-mentioned Funke judgment, p. 22, para. 44). The right not to incriminate
oneself, in particular, presupposes that the prosecution in a criminal case
seek to prove their case against the accused without resort to evidence
obtained through methods of coercion or oppression in defiance of the will of
the accused. In this sense the right is closely linked to the presumption of
innocence contained in Article 6 para. 2 of the Convention (art. 6-2).
69. The right not to incriminate oneself is primarily concerned, however, with
respecting the will of an accused person to remain silent. As commonly
understood in the legal systems of the Contracting Parties to the Convention
and elsewhere, it does not extend to the use in criminal proceedings of
material which may be obtained from the accused through the use of compulsory
powers but which has an existence independent of the will of the suspect such
as, inter alia, documents acquired pursuant to a warrant, breath, blood and
urine samples and bodily tissue for the purpose of DNA testing. In the present
case the Court is only called upon to decide whether the use made by the
prosecution of the statements obtained from the applicant by the inspectors
amounted to an unjustifiable infringement of the right. This question must be
examined by the Court in the light of all the circumstances of the case. In
particular, it must be determined whether the applicant has been subject to
compulsion to give evidence and whether the use made of the resulting testimony
at his trial offended the basic principles of a fair procedure inherent in
Article 6 para. 1 (art. 6-1) of which the right not to incriminate oneself is a
constituent element."
The Court went on in paragraph 74:
"Nor does the Court find it necessary, having regard to the above assessment as
to the use of the interviews during the trial, to decide whether the right not
to incriminate oneself is absolute or whether infringements of it may be
justified in particular circumstances. It does not accept the Government's
argument that the complexity of corporate fraud and the vital public interest
in the investigation of such fraud and the punishment of those responsible
could justify such a marked departure as that which occurred in the present
case from one of the basic principles of a fair procedure. Like the Commission,
it considers that the general requirements of fairness contained in Article 6
(art. 6), including the right not to incriminate oneself, apply to criminal
proceedings in respect of all types of criminal offences without distinction
from the most simple to the most complex. The public interest cannot be invoked
to justify the use of answers compulsorily obtained in a non-judicial
investigation to incriminate the accused during the trial proceedings. It is
noteworthy in this respect that under the relevant legislation statements
obtained under compulsory powers by the Serious Fraud Office cannot, as a
general rule, be adduced in evidence at the subsequent trial of the person
concerned. Moreover the fact that statements were made by the applicant prior
to his being charged does not prevent their later use in criminal proceedings
from constituting an infringement of the right."
81. In Saunders the Court was concerned with the use in subsequent
criminal proceedings of statements obtained from the accused in interviews
conducted by Department of Trade and Industry inspectors under compulsion of
law. It did not have to examine the scope of the concept of compulsion, still
less situations of undercover activity. Nor is any direct assistance to be
obtained in the present circumstances from authority such as Khan v. United
Kingdom (Application No. 35394/97; decision of 12th May 2000 -
where the only complaint was that tape recordings made in breach of right of
privacy under Article 8 should not have been permitted to be used in criminal
proceedings), save that it is perhaps worth noting that the Court said in
paragraph 34:
".... While Article 6 guarantees the right to a fair hearing, it does not lay
down any rules on the admissibility of evidence as such, which is therefore
primarily a matter for regulation under national law (the aforementioned
Schenk v. Switzerland judgment, paras. 45 and 46, and, for a more recent
example in a different context, Teixera de Castro v. Portugal, no.
25829/94, para. 34, ECHR 1998-IV). It is not the role of the Court to
determine, as a matter of principle, whether particular types of evidence - for
example, unlawfully obtained evidence - may be admissible, or, indeed, whether
the applicant was guilty or not. The question which must be answered is whether
the proceedings as a whole, including the way in which the evidence was
obtained, was fair. This involves an examination of the "unlawfulness" in
question and, where violation of another Convention right is concerned, the
nature of the violation found".
82. The general approach adopted in the European Court appears thus to be in
harmony with that found in the common law and now under s.78 of PACE.
83. I for my part fully accept the privilege against self-incrimination as a
principle that one looks to find generally recognised throughout the world. But
that again is not the same as saying that there is no scope for argument about
its application in particular circumstances. The general principle is by no
means absolute in England, as Lord Taylor CJ's words, quoted above, in
Christou and Wright aptly illustrate. English courts have been careful
to emphasise the importance of balancing all relevant factors in all the
circumstances of each case. I am unable to accept that the present
circumstances fall within that exceptional class of case, where the Magistrate
was bound to conclude that a consensus of civilised opinion exists which would
be outraged if the present confessions were to be admitted.
84. Mr Massih referred us to Soering v. UK (1989) 11 EHRR 439, a case
where extradition would have led to a real risk of treatment contrary to
article 3 of the Convention. In such a case, there are "clear limits" to the
rights which individual states otherwise possess "to control the entry,
residence and expulsion" of nationals of other states: Chahal v. United
Kingdom (1997) 23 EHRR 413, as discussed in Starmer, European Human Rights
Law, page 509. I note however that the Court in Soering v. UK also
attached importance to the same international theme as that which I understand
underlies Lord Hoffmann's words in ex p. Levin. The Court said, at
paragraph 89:
"What amounts to "inhuman or degrading treatment or punishment" depends on all
the circumstances of the case .... Furthermore, inherent in the whole of the
Convention is a search for a fair balance between the demands of the general
interest of the community and the requirements of the protection of the
individual's fundamental rights. As movement about the world becomes easier and
crime takes on a larger international dimension, it is increasingly in the
interest of all nations that suspected offenders who flee abroad should be
brought to justice. Conversely, the establishment of safe havens for fugitives
would not only result in danger for the State obliged to harbour the protected
person but also tend to undermine the foundations of extradition. These
considerations must also be included among the factors to be taken into account
in the interpretation and application of the notions of inhuman and degrading
treatment or punishment in extradition cases.
85. The present case is concerned with extradition to stand trial in Canada. No
doubt has been suggested about the fairness and justice of Canada's legal
system, either generally or in respect of this specific case. That Canada has a
well-developed system of protection of human rights under the Canadian Charter
of Rights and Freedoms is well-known. That s.24(2) of the Charter makes
inadmissible evidence obtained in breach of its provisions, when the
administration of justice would otherwise be brought "into disrepute" is stated
in Mohammed v. The State [1999] AC 111 (PC), 122. But there was before
the Magistrate, and is indeed before us, no information about the impact which
this or any other provision of the Canadian Charter might have on the evidence
gathered by the present kind of undercover operation. The only, very limited
information put before the Magistrate consisted in DI Bungay's general
observation that there are "no restrictions on undercover officers questioning
suspects in Canada". It is impossible to conclude that the applicant is at risk
of being treated in any manner which would flout any Convention value.
86. For these reasons, the present case was and is in my opinion pre-eminently
one where an English court applying s.9(2) and (8) of the Extradition Act 1989
should refuse to exclude the confessions under s.78. The Magistrate was right.
It should and will be for the Canadian court of trial to consider any issues of
fairness and admissibility arising from the circumstances of the undercover
operation and from the confessions to which it led.
87. Other bases of application
I turn to the applicant's submissions that he should be discharged under
s.11(3)(b) and/or (c). I take first clause (c). Mr Massih accepts that he
cannot suggest any bad faith in the laying by the Government of Canada of the
accusation against the applicant, though he would wish to add the rider that
this is because the full basis of the accusation has never been disclosed.
However, he suggests that the case can be regarded as one of "supervening" bad
faith, invoking words of Sedley J in re Murat Calis (unreported,
19th November 1993). I am at a loss to see how that case assists, or
in what the alleged supervening bad faith is supposed to consist in the present
case.
88. Clause (b) can also be dealt with shortly. I have already made observations
on the subject of delay in the context of s.78. I see no basis for suggesting
that it would in all the circumstances be unjust or oppressive by reason of the
passage of time since the commission of the offence to return the applicant to
Canada for trial there. Further, if there were any real reason at all to
suspect that the applicant's defence will have suffered any prejudice by the
delay, there is no reason to doubt that the Canadian trial judge would be able
to give appropriate relief or directions.
89. Conclusion
In the upshot, I consider that the Magistrate was entitled to reach the
decision to which he came under s.9(8) of the Extradition Act 1989 and I would
dismiss the applications both for habeas corpus and judicial review and for
relief under s.11 of the Extradition Act 1989.
Mr Justice Newman: I agree.
Order: Applications dismissed both for habeas corpus and for judicial
review and for relief under section 11 of the Extradition Act; leave to appeal
to the House of Lords granted and time extended to 28 days; legal aid
taxation.
(Order does not form part of approved judgment.)