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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Farms, R (on the application of) v Daventry District Council [2000] EWHC Admin 382 (28 July 2000) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2000/382.html Cite as: [2000] EWHC Admin 382 |
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Case No: CO/4753/1998
IN THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
CROWN OFFICE
ROYAL COURTS OF JUSTICE
STRAND, LONDON, WC2A 2LL
DATE: 28 JULY 2000
REGINA |
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V |
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DAVENTRY DISTRICT COUNCIL |
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EX PARTE |
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THORNBY FARMS |
MR. D. WOLFE |
FOR THE APPLICANTS |
MR. S. HOCKMAN Q.C. |
FOR THE IST RESPONDENT |
MR. P. HARRISON |
|
MR. D. PARK |
FOR THE 2ND RESPONDENT |
"Emission |
Concentration |
Total particulate matter |
100 mg/m3 |
Hydrogen chloride (excl particulate matter) |
100 mg/m3 |
Carbon Monoxide |
100
mg/m3 as an hourly average; |
Sulphur Dioxide |
300 mg/m3 |
Organic compounds excl particulate matter |
20 mg/m3 (express as total carbon) |
All pollutant concentrations expressed at reference conditions 273K, 101.3 kPa, 11% oxygen dry gas". |
These
limits replicate exactly those set out in the Guidance issued by the Secretary
of State in August 1995 (PG5/3((95)). That is the guidance which the council
used. The applicants contend that that was the wrong guidance and that the one
which should have been used (PG5/1(95)) set much lower limits. Thus
particulate matter is 30 mg/m3, hydrogen chloride 30
mg/m3 and carbon monoxide 50 mg/m3 daily average. There
are extra limits for other substances.
8. In addition to the incinerators Time Right operates a waste transfer
station. This was the subject of an application for planning permission which
was refused by Northamptonshire County Council. This led to an appeal against
the refusal and a public enquiry was held from 30 March to 1 April 1999. At
that appeal, one of the issues raised was that the clinical waste would be
included in the material incinerated. There was, it was said, a risk that such
contamination would take place. While it was conceded that some animals might
have died of disease, it was for the vets to decide whether there was a
sufficient degree of hazard to humans to require their carcasses to be bagged
and dealt with as clinical waste. Naturally, it could not be guaranteed that
every carcass which ought to be regarded as clinical waste would be or that
there would never be a needle or a swab left in a carcass. However, there
would not be more than minimal contamination since the system in use to ensure
that the carcasses for incineration and the clinical waste for transfer were
kept separate worked satisfactorily. The inspector concluded in his decision
letter dated 13 May 1999 by which he granted planning permission subject to
conditions that, provided the clinical waste was dealt with as proposed, there
was no direct evidence that it would be a significant pollution risk and that
there were "no grounds to suspect that clinical waste would be incinerated".
In those circumstances, Mr. Wolfe has recognised very properly that he cannot
pursue the issue of possible incineration of clinical waste coming into the
waste transfer station and has not done so.
9 . It is apparent from what I have set out that both Time Right and the
council in the person of Mr. Walsh have taken very seriously the question of
control of pollution. It was not suggested before me and rightly so that
either party had not been aware of and tried to meet their responsibilities.
The applicants' contention that the more rigorous requirements of the Guidance
PG5/1(95) should have been applied would result in a cost to Time Right of
about £1,500,000 to upgrade the incinerators.
10. I shall deal first with the argument that the wrong guidance was used.
This is coupled with the further argument that the council failed to give
effect to the objectives under the Waste Management Licensing Regulations 1994.
Those objectives are not relevant, submits Mr. Hockman, because those
Regulations do not apply to the processes being carried out by Time Right.
11. The resolution of those arguments depends upon a close examination of
various European Directives and of domestic regulations, most of which have
been enacted to put those Directives into effect. That examination involves a
difficult and somewhat tortuous journey. I have been much assisted by the
arguments of counsel. I indicated to Mr. Wolfe that he would have an uphill
struggle to persuade me, having heard Mr. Hockman's submissions, that his
arguments should prevail. He set about climbing the hill with skill and
perseverance. That he has not in the end succeeded is no reflection on his
sustained advocacy.
12. The central question is whether the carcasses are to be regarded as
clinical waste within the meaning of that expression in the relevant
legislation. If they are, the stricter controls will apply and the objectives
referred to will be relevant; furthermore, the council will not have
approached its task correctly. The starting point is the 1990 Act. Part I is
headed "Integrated pollution control and air pollution control by local
authorities". Section 2 enables the Secretary of State to make regulations
prescribing processes which need authorisations under the Act and any
regulations must inter alia designate such processes as ones for central or
local control (s.2(4)). The relevant regulations are the Environmental
Protection (Prescribed Processes and Substances) Regulations 1991. Schedule 1
divides the processes into Part A and Part B. Part A processes are designated
for central and Part B for local control (Reg:5). The relevant process is in
Schedule 1 under Chapter 5 which is headed `incineration' and in Section 5.1
Part B one finds;-
"(a) the destruction by burning in an incinerator other than an exempt
incinerator of any waste, including animal remains, except where related to a
Part A process,
(b) the incineration of human remains".
An `exempt incinerator' is one which is designed to incinerate waste at a rate
of not more than 50 Kgs per hour. However, it is not to be regarded as exempt
if it is employed to incinerate clinical waste which is defined as meaning
"waste other than wastes consisting wholly of animal remains which falls
within" the relevant definitions in the Controlled Waste Regulations 1992. In
addition, Part A includes the incineration of "any waste including animal
remains otherwise than by a process related to and carried on as part of a Part
B process, on premises where there is plant designed to incinerate such waste
at a rate of one tonne or more per hour". All that, it is common ground, means
that the incineration of animal remains by Time Right is within Part B and so
is designated for local control by the council. This has important
consequences since s.4(3) of the 1990 Act provides, so far as material;-
".... those functions, in their application to prescribed processes designated
for local control shall be ....... exercisable for the purposes of preventing
or minimising pollution of the environment due to the release of substances
into the air (but not into any other environmental medium".
Thus only air pollution is material. Further, by s.4(9), the council has the
duty to follow such developments in technology and techniques for preventing or
reducing pollution of the environment due to the releases of substances from
prescribed processes as concern releases into the air of substances from
prescribed processes designated for local control.
13. Section 7 of the 1990 Act deals with conditions which may or must be
included in authorisations and how they are to be decided upon. S.7(1)
reads;-
"7(1). There shall be included in an authorisation -
(a) subject to paragraph (b) below such specific conditions as the enforcing
authority considers appropriate, when taken with the general condition implied
by subsection (4) below, for achieving the objectives specified in subsection
(2) below:
(b) such conditions as are specified in directions given by the Secretary of
State under subsection (3) below: and
(c) such other conditions (if any) as appear to the enforcing authority
to be appropriate.
But no conditions shall be imposed for the purpose only of securing the health
of persons at work (within the meaning of Part 1 of the Health and Safety at
Work etc Act 1974).
S.7(2) specifies the objectives to achieve which conditions are to be imposed.
It reads;-
"(2) Those objectives are -
(a) ensuring that, in carrying on a prescribed process, the best available
techniques not entailing excessive cost will be used -
(i) for preventing the release of substances prescribed for any environmental
medium into that medium or, where that is not practicable by such means, for
reducing the release of such substances which are so released; and
(ii) for rendering harmless any other substances which might cause harm if
released into any environmental medium;
(b) compliance with any directions by the Secretary of State given for the
implementation of any obligations of the United Kingdom under the Community
Treaties or international law relating to environmental protection;
(c) compliance with any limits or requirements and achievement of any quality
standards or quality objectives prescribed by the Secretary of State under any
of the relevant enactments;
(d) compliance with any requirements applicable to the grant of authorisations
specified by or under a plan made by the Secretary of State under section 3(5)
above".
This introduces the expression `best available techniques not entailing
excessive cost' known by the acronym BATNEEC. This reflects the relevant
European Directive which uses the same expression with the substitution of
`technology' for `techniques'. S.7(3) enables the Secretary of State to direct
that particular conditions are imposed and s.7(4) implies in every
authorisation a general condition that the person carrying on the process must
use BATNEEC in order to prevent or minimise the release of pollutants into an
environmental medium: in this case, that would be into the air (see s.7(5)).
S.7(6) provides that the implied obligation under s.7(4) `shall not apply in
relation to any aspect of the process in question which is regulated by a
condition imposed under' s.7(1). This means that, for example, the condition
limiting the amounts of the various substances which can be emitted cannot be
enforced more rigorously and at a more restrictive level by reliance on s.7(4).
S.7(10) extends BATNEEC beyond technical means and technology to include "the
number, qualifications, training and supervision of persons employed in the
process and the design, construction, lay out and maintenance of the buildings
in which it is carried on". Thus it is necessary not only to have the right
machinery in place but to ensure that there are enough qualified and supervised
staff working in properly maintained buildings so that the machinery will
achieve the results required of it. Finally, s.7(11) requires local
authorities to "have regard to any guidance issued to them by the Secretary of
State for the purposes of the application of" s.7(2) to (7) "as to the
techniques and environmental options that are appropriate for any description
of prescribed process".
14 .A general guidance note was issued by the Secretary of State as GG 1(91) in
April 1991. This was stated not to constitute guidance under s.7(11) of the
1990 Act and should not be used as an aid to construction of the Act. Guidance
notes under s.7(11) would be issued for all the main categories of processes
prescribed for local authority control. In paragraph 21 (one of a series of
paragraphs explaining the meaning of BATNEEC) reference is made to the EC Air
Framework Directive (84/360/EEC) and the EC Dangerous Substances Directive
(76/360/EC) and the so-called `daughter' directives which follow them. In
those, BATNEEC is to be found. It is not, I think, necessary to set out the
detailed provisions of the guidance: it is largely common sense. I note that
`best' means the most effective in preventing, minimising or rendering harmless
polluting emissions and NEEC involves a balancing of the cost of the techniques
against what is needed to reduce pollution to a level which will properly
protect the environment. Paragraph 32 notes that BATNEEC may be expressed in
terms of emission standards. I should set out the paragraph in full. It
reads:-
"Clearly BATNEEC may be expressed in technological terms - i.e. a requirement
to employ specified hardware. It may also be expressed in terms of emission
standards. Having identified the best techniques and the emission values they
are capable of producing, it will be possible to express BATNEEC as a
performance standard: that is, a technique which produces emission standards of
X or better where X are the values yielded by the identified BATNEEC. The
process guidance notes generally express BATNEEC in these terms so as not to
constrain the development of cleaner techniques or to restrict unduly
operators' choice of means to achieve a given standard".
15. There are two relevant guidance notes issued under s.7(11). The council
has applied PG 5/3(95) (so identified since it is guidance relating to
incineration, a process dealt with in Chapter 5 of Schedule 1 to the 1991
Regulations). It is headed;-
"Secretary of State's Guidance - Animal Remains Incineration - Processes under
1 tonne an hour".
The point is made that the guidance reflects the techniques available at the
time of publication. Further, it cannot take into account individual process
characteristics, in particular location, which may influence the nature of the
conditions to be included in any authorisation. Paragraphs 2 and 3 define the
scope of the guidance note and read;-
"2. This Note refers to animal remains incineration processes on premises where
there is plant designed to incinerate less than 1 tonne of waste per hour but
more than 50kgs per hour. Subject to Clause 3 below, these processes include
animal remains incinerators at research establishments and farms,
slaughterhouses, zoos, animal crematoria, incinerators for disposal of
infectious or diseased animal remains, and incinerators for disposal of animal
remains arising from veterinary practices.
3. This Note also apples where excreta and natural non-synthetic bedding
waste are co-incinerated with animal remains and to the incineration of
packaging in which he animal remains are contained. This Note does not
apply to clinical waste incineration processes less than one tonne per hour.
PG5/1(95) should be applied if the waste being incinerated is comprised of
animal remains and more than incidental amounts of clinical waste".
Paragraph 17 sets out the control limits in terms of mg/m3 to which
I have already referred and paragraph 18 reads;-
"Where a veterinary inspector certifies that any animal is suspected to have
died from anthrax, and where an incinerator which complies with the full
standards of this Note is unavailable to enable urgent incineration of the
carcass, the incinerator used should meet the highest possible air pollution
control standards. There will be a concern to destroy anthrax spores in these
cases, but such matters are the responsibility of the Health and Safety
Executive and therefore not for consideration within the scope of this
Note".
There is a footnote to the reference to clinical waste in paragraph 3. It
refers to the definitions in the 1991 Regulations and the Controlled Waste
Regulations 1992. It reads;-
"Clinical Waste is defined in SI 1991 / 472, as amended:
"clinical waste" means (waste other than waste consisting wholly of animal
remains) which falls within sub-paragraph (a) or (b) of the definition of such
waste in paragraph (2) of regulation 1 of the Controlled Waste Regulations 1992
[SI 1992 / 588] (or would fall within one of those sub-paragraphs but for
paragraph (4) of that regulation)".
The definition of clinical waste in regulation 1(2)(a) and (b) of SI 1992 / 588
is:
"(a) any waste which consists wholly or partly of human or animal tissue, blood
or other bodily fluids, excretions, drugs or other pharmaceutical products,
swabs or dressings, or syringes, needles or other sharp instruments, being
waste which unless rendered safe may prove hazardous to any person coming into
contact with it: and
(b) any other waste arising from medical, nursing, dental, veterinary,
pharmaceutical or similar practice, investigation, treatment, care, teaching or
research, or the collection of blood for transfusion, being waste which may
cause infection to any person coming into contact with it".
"Clinical Waste" will also be taken to include packaging associated and
incinerated with the clinical waste as defined above.
The incineration of much clinical waste will come within the scope of EC
Directive 94/67/EC on the incineration of hazardous waste, details of which are
contained in PG5/1(95)".
Mr. Wolfe submits that that guidance, particularly the last sentence of
paragraph 3, is misleading. Animal remains themselves can and in the
circumstances of this case will be likely to constitute clinical waste since
the animals may well have died from diseases which make the emissions when they
are incinerated and make the carcasses themselves hazardous to humans. Thus PG
5/1(95), also issued in August 1995, should apply. This is headed
"Secretary of State's Guidance Clinical Waste Incineration Processes under 1
tonne an hour".
After citing the definitions of clinical waste which I have already set out, in
Paragraph 6 the note states;-
"The incineration of animal remains (including excreta) is the subject of a
separate note - PG 5/1(95). The provisions of PG 5/1(95), however, should be
complied with where animal remains and more than incidental amounts of clinical
waste are co-incinerated".
This falls into the same error, submits Mr. Wolfe. It fails to recognise that
the European Directives define clinical waste in such a way as to include
animal remains which themselves may constitute a hazard to humans so that the
distinction drawn in the Guidance Notes is inappropriate.
16. I must therefore turn to the European Directives. Mr. Wolfe argues that,
as he puts it, the `overarching classification regime' is contained in
Directive 91/156/EEC (the Waste Framework Directive). This among other things
is intended to provide a common terminology and definition of waste. Article 2
is important. This excludes from the scope of the Directive "where they are
already covered by other legislation... animal carcasses and the following
agricultural wastes: faecal matter and other natural, non-dangerous substances
used in farming". Annex 1 sets out the various categories of waste. There
are 15 specified and a catchall at 16 which specifies `any materials,
substances or products which are not .......in the above categories'. Thus
unless exempted by Article 2 because covered by some other directive, animal
remains can be within the scope of this directive. If so, it is `Directive
Waste' within the meaning of SI 1992 / 588.
17. The Waste Framework Directive refers to disposal and recovery of waste.
These are kept separate. Each is defined in Article 1. `Disposal' is any
operation referred to in Annex IIA and `Recovery' is any operation referred to
in Annex IIB. Annex IIA is headed:-
"This Annex is intended to list disposal operations such as they occur in
practice. In accordance with Article 4, waste must be disposed of without
endangering human health and without the use of processes or methods likely to
harm the environment".
There follows a list of methods of disposal No.10 of which is "incineration on
land". Annex IIB has an identical instruction in relation to recovery and then
lists various operations including reclamation of organic substances. The
Directive has been translated into domestic terms by the Waste Management
Licensing Regulations 1994. These define `Directive Waste' as;-
"any substance or object in the categories set out in Part II of Schedule 4
which the producer or the person in possession of it discards or intends or is
required to discard but with the exception of anything excluded from the scope
of the Directive [i.e. the Waste Framework Directive] by Article 2 of the
Directive.......".
Schedule 4 is given effect by Regulation 19. After identifying the `competent
authorities', that is those responsible for granting authorisation and imposing
the necessary controls, Paragraph 4 of Schedule 4 specifies the relevant
objectives. Paragraph 4(1) and (2) read as follows;-
"(1). For the purposes of this Schedule, the following objectives are relevant
objectives in relation to the disposal or recovery of waste -
(a) ensuring that waste is recovered or disposed of without endangering human
health and without using processes or methods which could harm the environment
and in particular without -
(i) risk to water, air, soil, plants or animals; or
(ii) causing nuisance through noise or odours; or
(iii) adversely affecting the countryside or places of special interest.
(b) implementing, so far as material, any plan made under the plan-making
provisions.
(2). The following additional objectives are relevant objectives in relation
to the disposal of waste -
(a) establishing an integrated and adequate network of waste disposal
installations, taking account of the best available technology not involving
excessive costs; and
(b) ensuring that the network referred to at paragraph (a) above enables -
(i) the European Community as a whole to become self-sufficient in waste
disposal, and the Member States individually to move towards that aim, taking
into account geographical circumstances or the need for specialised
installations for certain types of waste; and
(ii) waste to be disposed of in one of the nearest appropriate installations,
by means of the most appropriate methods and technologies in order to ensure a
high level of protection for the environment and public health".
It will immediately be apparent that there is no material difference in
practical terms between the objectives in Paragraph 4 and those in Section 7 of
the 1990 Act. Mr. Wolfe argues that Paragraph 4(1) is not subject to BATNEEC
and therefore is somehow more rigorous. That seems to me to be an impossible
construction. The purpose of sub-paragraph 4(1) is to enjoin the competent
authorities to ensure that positively harmful techniques are not used. That
one hopes they would always do. But BATNEEC comes in because it is recognised
that any system of disposal is bound to have a potential for harm and that that
potential must be reduced or eliminated as far as possible. Mr. Wolfe's
construction would effectively make waste disposal almost impossible and leave
little if any room for BATNEEC. In reality, I do not think that there is
really any real difference in the objectives which are applicable whether or
not the 1994 Regulation are applicable.
18. I note in this regard Paragraph 8 of the Schedule which modifies Part I of
the 1990 Act to allow an enforcing authority to `exercise its functions under
that Part for the purpose of achieving the relevant objectives'. While that
may widen the objectives in accordance with Paragraph 4(1), it does not in my
judgment make any practical difference unless an authority is so neglecting its
responsibilities as not to seek to avoid danger to health, harm to the
environment or a nuisance. That as it seems to me is clearly not the position
here. Parts II, III and IV of Schedule 4 reproduce the various definitions in
Annexes to the Directive.
19. One therefore must see whether there is within the meaning of Article 2 of
the Directive other legislation covering animal carcasses. Mr. Hockman relies
on two in particular. First, there is the Animal Waste Directive (90/667/EEC).
It is to be noted that in its Circular 11/94, the Department of the Environment
stated that "the disposal and recovery of animal carcasses is already covered
by the Animal Waste Directive (90/667/EEC) and the Animal By-Products Order,
and so any such waste is in the Department's view excluded from the scope of
the Directive and the definition of Directive Waste". This, submits Mr. Wolfe,
is wrong since the Animal waste Directive deals only with recovery and not with
disposal. The Directive itself is introduced as;-
"laying down the veterinary rules for the disposal and processing of animal
waste, for its placing on the market and for the prevention of pathogens in
feedstuffs of animal or fish origin ...".
It is concerned to ensure, as the preambles show, that incorrect disposal may
spread pathogens and that harmonised rules should be laid down for processing.
Article 1 states that the Directive lays down;-
(a) the animal and public health requirements for the ;-
(i) disposal and/or processing of animal waste in order to destroy pathogens
which might be present in such materials..".
Article 2 contains the relevant definitions. `Animal waste' means `carcasses
or parts of animals or fish or products of animal origin not intended for
direct human consumption, with the exception of animal excreta and catering
waste'. It is then divided into `high-risk material' (that which is suspected
of presenting serious health risks to animals or man) and `low-risk material'
(that which does not present serious risks of spreading communicable diseases
to animals or man). Article 3 requires that high-risk material is processed in
a high-risk processing plant "or disposed of by burning or burial in accordance
with paragraph 2". There is then a list of the relevant material which covers
farm animals. Paragraph (d) includes animal waste `originating from animals
which show during the veterinary inspection carried out at the time of
slaughtering clinical signs of disease communicable to man or other animals'.
Paragraph 2 requires disposal by burning or burial (following sprinkling with
disinfectant if needed) where taking to a processing plant would be dangerous
or pointless.
20. The Animal Waste Directive is clearly aimed at farmed animals or fish which
are intended to be processed for other than human consumption. No doubt it
owes its present form to such problems as BSE. It is not in my judgment apt or
intended to cover the disposal of pets. However, it is noteworthy that it does
not require any particular quality of incineration even for high-risk material
and certainly does not categorise such material as clinical waste. It is only
concerned with disposal as an alternative to processing. Accordingly, it does
not constitute, so far as the carcasses in issue in these proceedings are
concerned, other legislation covering the disposal of those animal carcasses.
Thus I agree with Mr. Wolfe that the Department's view in its circular is
wrong.
21. However, that is not the only relevant Directive. Mr. Hockman referred me
to 84/360/EEC and Mr. Wolfe did not submit that it was not applicable to the
incineration of waste. It is aimed at preventing and/or reducing pollution
from industrial plants. It includes within it waste disposal by incineration
(Annex 1(5)). Paragraph 5.1 covers dangerous or toxic waste and Paragraph 5.2
other solid or liquid waste. Article 4 applies BATNEEC and a regime of
emission limit values. It does not refer specifically to animal carcasses,
but they would be covered by the references in Annex 1(5) to the various forms
of waste.
22. Mr. Wolfe for his part referred to the Hazardous Waste Directive
(91/689/EEC). It is to be noted that this Directive is applied domestically by
Regulations made under Part II of the 1990 Act. It adopts in Article 1(3) the
definition of waste contained in the Waste Framework Directive. Hazardous
waste by Article 1(4) is defined by reference to a list in Annexes to the
Directive. Those include wastes which are infectious because they contain
`viable micro-organisms or their toxins which are known or reliably believed to
cause disease in man or other living organisms' (Annex III Paragraph H9). The
incineration of hazardous waste is dealt with by Directive 94/67/EEC.
Article 2(2) excludes the following;-
"- incineration of animal carcasses or remains
- incineration of infectious clinical waste provided that such waste is not
rendered hazardous as a result of the presence of other constituents listed in
Annex II to Directive 91/689/EEC".
Without such express exclusion, animal remains could be covered by the
Directive. That is hardly surprising since animal remains are obviously
waste. But the exclusion and the distinction drawn between animal remains and
clinical waste is important. Mr. Wolfe submits that the need to exclude shows
that the carcasses can be waste within the meaning of the Waste Framework
Directive and that they fall within the list established by the Commission
pursuant to Article 1(a) of that Directive (known as 94/3/EC). Paragraph 18 00
00 of this is headed `Waste from human or animal health care and/or related
research' which, by 18 02 00 covers `waste from research, diagnosis, treatment
or prevention of diseases involving animals'. 18 02 02 reads;-
"other wastes whose collection and disposal is subject to special requirements
in view of the prevention of infection".
23. None of this is at all surprising. Animal carcasses would normally fall
within the Waste Framework Directive unless exempted by Article 2 because
already covered by other legislation. Thus one comes back to the question
whether there is such other legislation and to establish that it can be shown
that otherwise they fall within the Directive cannot assist the applicant's
case. Although the Animal Waste Directive does not of itself provide that
other legislation since it does not deal with disposal of the type of animal
remains in issue in this case, the inclusion of high-risk material is
significant since it suggests the infected animal carcasses are not regarded as
requiring a special regime.
24. It is instructive too to see how the Animal Waste Directive has been
translated into domestic law. This is by means of the Animal By-Products Order
1992 which defines `animal by-product' as meaning;-
`any carcass or part of any animal or product of animal origin not intended for
direct human consumption...".
`Article 5(1) requires disposal of animal by-products by
(a) rendering in approved premises;
(b) by incineration;
(c) by burial'.
While this may, if taken at face value, appear wider than the Directive, the
reference to Schedule 1 imports the same limitation to farm animals as is in
the Directive. It therefore takes the council's case no further.
25. While the Animal Waste Directive does not by itself constitute other
legislation within Article 2 of the Waste Framework Directive, the approach set
out in it coupled with 84/360 which specifically deals with air pollution from
incinerators does. I do not think that it was intended that animal carcasses
should fall within the ambit of Directive Waste or Hazardous Waste so as to
require special and wider restrictive control. I am fortified in that view by
considering the Controlled Waste Regulations 1992 (1992/588). The definition
in (b) includes `any other waste arising from ... veterinary ... practice' and
so could include all animals which die in a surgery or are put to sleep by a
vet. But that I am sure was not intended. The purpose behind the definition
is to include not the whole carcasses but parts which may be removed because
infected ("human or animal tissue, blood or other body fluids").
26. Thus in the end the lengthy journey through the various Directives and
Regulations has persuaded me that animal carcasses are not Directive Waste. It
confirms that the carcasses do not qualify as clinical waste. Accordingly, I
am satisfied that the council was correct to have regard to PG 5/3(95) and not
to the more rigorous requirements of PG 5/1(95).
27. In order to deal with the arguments based on an alleged failure to
consider the required objectives and properly to apply BATNEEC I must consider
the evidence in a little more detail. Before doing so, I observe that it seems
to me to be clear that any enforcement authority must try to ensure that there
is the least possible danger to the environment. Any pollution however small
has the potential to damage. Thus the whole tenor of the legislation is
looking to keep such pollution and any emissions which can cause pollution to
the lowest possible level. Thus I agree with Mr. Wolfe that, as he put it, to
apply slavishly the emission limits in the guidance without considering whether
any lower limits could be imposed would be to fail properly to comply with the
authority's duty. I am not sure that it matters how it is labelled.
Essentially the arguments that the council erred in treating compliance with
the emission levels in PG 5/3(95) and that it failed to give effect to the
relevant objectives (assuming they all apply) are two sides of the same coin.
The error lies in an alleged failure to set emission limits and impose
conditions which seek to apply BATNEEC to achieve the least possible air
pollution.
28. Mr. Walsh explains that he did not directly apply Article 4 of the waste
Framework Directive because it did not in his view apply. As I have already
indicated, I believe he was correct. But it makes little difference since he
himself confirms in Paragraph 73 of his affidavit that he considered BATNEEC
and the National Air Quality Strategy and was `seeking to limit emissions to
the air certainly to well below any levels at which there could be a risk to
human health'. He continues;-
"The national Air Quality Strategy and BATNEEC are both concerned with avoiding
the use of processes which could harm the environment".
He asserts in Paragraph 74 that the council in discharging its functions under
Part 2 of the 1990 Act `did so with the relevant objectives'. I see no reason
to doubt that. He explains why, after taking advice from NIFES, he applied the
limit in PG 5/3(95). After pointing out that there was a four year review, he
says in paragraph 85;-
"If a guidance note was significantly out of date or failed to take into
account a significant new improvement which had become available in a
particular process it may be appropriate for a local authority to seek higher
standards than those suggested in the Notes. However in this case there was no
evidence and no suggestion made to us at any time before issuing the variation
that the 1995 Guidance Notes should be applied to a stricter or any other
modified way. Nor did our consultants NIFES suggest to us hat there was any
reason or any argument that we should regard the Notes as out of date".
29. The applicants have produced evidence from Mr. Watson which raises possible
techniques which ought to have been in his opinion considered. The council
have produced evidence from their experts seeking to show that Mr. Watson's
suggestions are impractical. I cannot decide who is right and am bound to
accept for the purposes of these proceedings that Mr. Walsh did not, having
taken advice, fail to consider all relevant techniques.
30. Mr. Wolfe argues that for Mr. Walsh to apply the Guideline limits is not
to seek to minimise. Thus BATNEEC was not properly applied. He did at one time
suggest that to accept the approach advised by NIFES was unlawfully to delegate
his responsibilities. That is manifestly wrong and Mr. Wolfe did not pursue
the argument. Mr. Walsh did not have the necessary expertise and he and the
council cannot be criticised, indeed must be applauded, for seeking advice from
those who did have the necessary expertise. Mr. Burrell in his affidavit
explains his approach to BATNEEC. I should set out Paragraphs 37, 38, 39 and
41 of his affidavit. They read;-
"37. Measures above those normally required may be appropriate in certain
cases. For example in a case where background concentration levels of
emissions were higher than those laid down in the Air Quality Strategy or where
the plant was in the vicinity of another source of pollutants or located in a
different geographic location for example the base of a steep sided valley or
by the sea. In my view none of those circumstances apply here. Timeright's
premises are situated in a remote location well away from other settlements and
there is no other source of emissions with which emissions from the Timeright
site would combine.
38. It needs to be borne in mind that many disparate local authorities
exercise control over incinerators such as those authorised to Timeright. Most
authorities are not of the size where they can be expected to have their own in
house expertise in order to define appropriate local BAT standards. For these
they rely on the detailed guidance issued by the government to indicate what
standards are BATNEEC.
39. The purposes of the emission limits (amongst other standards) in the
Guidance Note is to enable authorities to assess whether a proposed process
will produce harmful emissions to atmosphere given the material that is
proposed to be incinerated. If every local authority had to set its own BAT
standards there would be a wide disparity in the emission requirements etc in
different areas of the country. Such inconsistencies would be unworkable and
would lead to unnecessary extra costs and/or disputes between operators and
local authorities.
41.It is not correct to suggest that the Council has slavishly followed
guidelines rather than applied BATNEEC. It is not necessary to go through a
BATNEEC exercise right from scratch each time an authorisation is varied. It
is permissible for local authorities to rely on Government Guidance provided
there are no factors to suggest that guidance is in some way out of date such
that it no longer represents BAT. Indeed Local Authorities are required by
Section 7(11) to have regard to these Guidance Notes when determining
applications such as that in this case. Had I considered this to be the case,
bearing in mind my initial approach to BATNEEC as set out above, I would have
advised DDC differently".
It seems to me that that approach cannot be faulted. Consideration has been
given to whether more rigorous controls are needed but, for good reasons, it
was decided that the limits in the Note were appropriate to achieve BATNEEC.
31. Mr. Wolfe draws attention to a summary of actual emissions prepared by Dr.
Acton in January 1999. Those are set out in a table thus;-
"EMISSIONS TO ATMOSPHERE
POLLUTANT |
Measured
Emission Value |
Measured
Emission Value |
PG Note 5/3 [August 1995 edition standards] |
Particulate |
28 |
71 |
100 |
Opacity (Ringelmann Shade) |
<1 |
<1 |
<1 |
Chloride, as HCI |
44 |
32 |
100 |
Sulphur dioxide |
221 |
242 |
300 |
Carbon monoxide [test average][peak] |
6.5 |
3.9 |
100 |
Organic compounds, as C |
2.7 |
2.3 |
20 |
Dioxins/furans |
0.0778ng Nm-3 |
No Test |
1.0ng Nm-3 |
A similar table prepared in March 2000 showed as follows;-
POLLUTANT |
Measured
Emission Value |
Measured
Emission Value |
PG Note 5/3 [August 1995 edition] standards |
Particulate |
64 |
47 |
100 |
Opacity (Ringelmann Shade) |
<1 |
<1 |
<1 |
Chloride, as HCI |
33 |
38 |
100 |
Sulphur dioxide |
221 |
119 |
300 |
Carbon monoxide [test average][peak] |
8 16 |
8 13 |
100 150 |
Organic compounds, as C |
1.8. |
1.2 |
20 |
From
this, it is apparent that levels considerably below the authorised limits can
be achieved. Therefore, submits Mr. Wolfe, the Council ought in order properly
to apply BATNEEC to reduce the limits to reflect what can be achieved. But
there must be some leeway and it is necessary to recognise that variations can
occur; indeed, they have when one compares the two tables. The council must
keep the authorisations under review and these tables may indicate that lower
limits may be appropriate. But they do not provide any support for a
submission that the limits fixed in September 1998 were unlawful.
32. In my judgment the evidence shows that Mr. Walsh did have the proper
objectives in mind and did apply BATNEEC properly. He performed his duties in
a thoroughly conscientious fashion. It is apparent that he did not slavishly
apply the limits in the Note. He took advice and decided for good reasons that
those limits did represent BATNEEC and he imposed them with the correct
objectives in mind. Accordingly, this application fails.