BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales High Court (Administrative Court) Decisions |
||
You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Dill v Secretary of State for Communities and Local Government & Anor [2017] EWHC 2378 (Admin) (28 September 2017) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2017/2378.html Cite as: [2017] EWHC 2378 (Admin) |
[New search] [Printable RTF version] [Help]
CO/806/2017 |
QUEEN'S BENCH DIVISION
PLANNING COURT
33 Bull Street BirminghamB4 6DS |
||
B e f o r e :
____________________
MARCUS DILL |
Claimant |
|
- v - |
||
SECRETARY OF STATE FOR COMMUNITIES AND LOCAL GOVERNMENT - and - STRATFORD-ON-AVON DISTRICT COUNCIL |
1st Defendant 2nd Defendant |
____________________
Mr John Hunter (instructed by the Government Legal Department) for the 1st Defendant
Mr Gary Grant (instructed by Macer Nash Solicitor to Stratford-on-Avon District Council) for the 2nd Defendant
Hearing dates: 17 & 18 July 2017
____________________
Crown Copyright ©
Mr Justice Singh :
Introduction
Factual Background
Material Legislation
"(1) Subject to the provisions of this and the next following section, if it appears to a local planning authority that it is expedient to make provision for the preservation of any building of special architectural or historic interest in their area, they may for that purpose make an order (in this Act referred to as a 'building preservation order') restricting the demolition, alteration or extension of the building."
"In this Act 'listed building' means a building which is for the time being included in a list compiled or approved by the Secretary of State under this section; and, for the purposes of the provisions of this Act relating to listed buildings and building preservation notices, any object or structure fixed to a building, or forming part of the land and comprised within the curtilage of a building, shall be treated as part of the building."
"In considering whether to include a building in a list compiled … under this section, the Secretary of State may take into account not only the building itself but also – …
(b) the desirability of preserving, on the ground of its architectural or historic interest, any feature of the building consisting of a manmade object or structure fixed to the building or forming part of the land and comprised within the curtilage of the building."
"Before compiling, approving … or amending any list under this section the Secretary of State shall consult –
(a) in relation to buildings which are situated in England, with the Commission [at one time this used to be English Heritage but, since 2015, this has been Historic England]; …"
"In this Act 'listed building' means a building which is for the time being included in a list compiled or approved by the Secretary of State under this section; and for the purposes of this Act –
a) any object or structure fixed to the building;
b) any object or structure within the curtilage of the building which, although not fixed to the building, forms part of the land and has done so since before 1st July 1948, shall … be treated as part of the building."
"Such an application … shall contain – …
(b) such other plans and drawing as are necessary to describe the works which are the subject of the application; …"
"(a) that the building is not of special architectural or historic interest;
(b) that the matters alleged to constitute a contravention of section 9(1) or (2) have not occurred;
(c) that those matters (if they occurred) do not constitute such a contravention. …
(e) that listed building consent ought to be granted for the works, or that any relevant condition of such consent which has been granted ought to be discharged, or different conditions substituted; …"
"On the determination of an appeal the Secretary of State may –
(a) grant listed building consent for the works to which the listed building enforcement notice relates or for part only of those works ; …
(d) if he thinks fit, exercise his power under section 1 to amend any list compiled or approved under that section by removing from it the building to which the appeal relates. …"
"(1) Except as provided by section 63, the validity of [for present purposes a decision on an appeal under section 20] … shall not be questioned in any legal proceedings whatsoever."
"(1) If any person is aggrieved by any such order or decision … and wishes to question its validity on the grounds –
(a) that it is not within the powers of this Act, or
(b) that any of the relevant requirements have not been complied with in relation to it, he may make an application to the High Court under this section."
"'Building' includes any structure or erection, and any part of a building, as so defined, but does not include plant or machinery comprised within a building".
The Inspector's decision letter
"In considering what should be listed, only a 'building' may be listed. However, the term 'building' is widely defined in section 336(1) of the Town and Country Planning Act 1990 (the principal Act). It includes 'any structure or erection, and any part of a building as so defined, but does not include plant or machinery comprised in a building'. Over the years 'listed buildings' have included many unusual 'structures and erections', as well as the obvious whole, or parts of qualifying buildings. These have included, for example, telephone kiosks, pill boxes, post boxes, shipyard cranes and, as in this case, pieces of sculpture or statuary."
"The facts of this case
18. The piers and urns, when produced for the owner of 'Wrest Park' (Duke of Kent) in the 1720s, were 'chattels' for the purposes of property and ownership law. They remained as such, when the house was owned by the appellant's family and following their subsequent moves, via the Dower House and Badger's Farm. At Idlicote, they remained as 'chattels' in their positions on either side of the driveway to the south east of the house.
19. When the piers and urns were separately listed on 30 June 1986, they became 'listed buildings' in their own right. They were still in the ownership of the appellant and remained his 'chattels' as a matter of property law. However, they were now 'chattels' which were 'listed buildings'. As such, from that date, they were subject to all of the protective provisions of the PLBCAA.
20. In the case of 'R (Judge) v First Secretary of State and Middleborough BC [2006] JPL 996, it was held that it was 'wholly irrelevant' what status the building's component parts might have as a matter of property law, because planning was a statutory code. It was also held that the term 'relocation' was simply convenient shorthand for 'demolition and reconstruction'. In this case the 'relocation' was to a place unknown, outside of the UK."
"24. I consider that, for the purposes of the PLBCAA, both the right and the left piers and finials are 'listed buildings'. The fact that they are not what one would normally call 'buildings' is irrelevant. Section 336(1) of the principal Act includes 'any structure or erection' (see above). The SOS added these two 'structures or erections' to the statutory list of 'buildings' on the advice of the HBMC (EH, now HE).
25. In the PLBCAA, Section 1(5) sets out that 'listed building' means one which for the time being included in the statutory list. There is no question that the descriptions of the piers and finials (right and left) are on the formal list and that these descriptions accord with the submitted photographs. There is no evidence before me to indicate that they were mistakenly or unjustifiably listed. One cannot go behind the listing. It is there as a matter of fact and, therefore, there can be no valid argument that the piers and finials were not 'listed buildings'.
26. I have concluded that each pier and finial is a 'listed building' in its own right for the purposes of the PLBCAA. The items are 'buildings' for this purpose. It is not a question of whether or not the piers are 'buildings' and whether or not the finials are fixed to them. These arguments are also irrelevant. So too is the argument that they are not curtilage listed buildings. Also, the 'Debenhams plc v Westminster City Council [1987] AC 396; 'R v SOS Wales ex p Kennedy [1996] JPL 645; and 'Berkeley v Poullet' [1977] 1 EGLR 86' cases as referred to by the appellant do not directly apply to the situations in these appeals.
27. In these appeals it is not a question of whether or not the piers and urns were objects or structures fixed to a building (or even to each other). Nor is it a situation whereby chattels might, or might not, be considered to be fixtures. The tests of the 'method and degree of annexation' and the 'purpose of the annexation' are equally not relevant in the assessment of whether or not the piers and urns are 'listed buildings'. It matters not how they were fixed to each other or whether they were fixed to the ground since they were both listed in their own right where they stood at Idlicote.
28. Neither do the cases of 'Holland v Hodgson LR 7C.P 328' and 'London Borough of Tower Hamlets v London Borough of Bromley [2015] EWHC 1954 assist the appellant in the argument that the piers and urns are not 'listed buildings'. In the former case the question related to whether articles resting by their own weight formed part of the land. In the latter case the question was whether or not a piece of sculpture formed part of the land. In these appeals the fact is that the piers and urns were listed in their own right and positioned within the grounds of Idlicote House. On the date of listing they were in their positions on either side of the entrance drive.
29. The appellant also refers to the 'Skerritts of Nottingham Ltd v SOS Environment Transport and the Regions (no2) [2000] JPL 1025 case, in judging whether or not an object is a 'building'. Again this case does not assist since, once added to the statutory list, the piers and urns became 'listed buildings' for the purposes of the PLBCAA. It is not a case of applying the 'Skerritts' tests as suggested by the appellant.
30. The questions of size; nature and degree of attachment and degree of permanence do not need to be considered to assess whether or not the piers and urns are 'listed buildings' for the purposes of the PLBCAA. Nor can it be a question of applying sections 5(a) or 5(b) of the Act, since the piers and urns were not objects or structures fixed to any other listed building and nor were they curtilage buildings.
31. I do not accept the contention that the piers and urns were not capable of being listed under section 1 of the PLBCAA or that they were listed by mistake. As 'erections or structures' they clearly were treated as 'buildings' and added to the list compiled by the SOS. As such, listed building consent was required for their removal. There is no consent in place and it follows that a contravention of the PLBCAA has occurred and that the appeal on ground (c) cannot succeed."
"32. An appeal on this ground in essence challenges the listing and is normally made on the basis that the listed building(s) is/are not of special architectural or historic interest. It effectively constitutes an application to the SOS to remove the building from the list which he is empowered to do by section 41(6)(c) of the PLBCAA. In such situations the SOS is obliged to consult with HE and with such other bodies or persons as appear to him appropriate as having special knowledge of, or interest in, buildings of architectural or historic interest.
33. The SOS will require professional advice as to why the 'listed building(s)' are not of special historic or architectural interest. In this case the appellant asks that the SOS finds this to be so. It is stated that, since the listing documentation has not been found it is not known why the SOS (through English Heritage) considered them to be of special interest in 1986. It is not clear whether it was known at the time of listing that the piers and urns had only been at Idlicote House for just 13 years.
34. It is contended that the list description is brief and fails to say anything about the history of the items and it is also considered curious that far more interesting items, such as the statue of Diana and a Thomas Tompion Sundial were not listed. The HE comments on the LBC application links the significance of the items to the value realised at auction. It is contended that this identifies interest in them as objects, rather than buildings. It is stated that SPAB disagreed with HE in stating that the objects had no value 'financial or otherwise'.
35. However, as referred to by the LPA, the decision (for the SOS to make) as to whether or not a 'listed building' is of special or historic interest is a straightforward matter of fact and opinion based on professional advice/evidence. The SOS will need to be convinced that the 'listed building' is no longer of special historic or architectural interest if it is to be removed from the list.
36. I agree with the LPA that, in addressing this ground of appeal, the need for professional judgement is central. In this case it would appear that the only professional judgement made in relation to the decision to list the items was made by the EH (now HE) and as a result the piers and urns were listed in 1986. The LPA indicates that it now relies on the professional advice of HE who are still of the view that the piers and urns are of special historic and architectural interest.
37. At this appeal stage neither the LPA nor the appellant have provided any detailed professional evidence on the special historic or architectural interest of the piers and urns. The former indicates that it had not been possible to inspect the items before their removal and the latter refers to the LPA and HE simply relying on the listing rather than fully justifying why they are of special interest.
38. Normally when ground (a) is pleaded there is detailed evidence from the parties on which an assessment can be made. In this case such detailed evidence is lacking. However, having seen photographs of the piers and urns, they are still distinctly recognisable from their list description. I have no reason to question the designating Inspector's professional judgement on the special interest of the items and the SOS clearly agreed with the recommendation to add the piers and urns to the statutory list. HE and SPAB are equally of the view that the piers and urns were of special historic and architectural interest. The details set out in the auction catalogue reinforce my view that the piers and urns were of significant special historic interest.
39. The fact that they date back to around 1720, in my view, is most relevant as is their historic provenance and initial link with Wrest Park. Whilst acknowledging that they were brought to Idlicote as items of garden statuary (as chattels), the piers and urns were prominently positioned, close to the house and on what used to be the main driveway entrance. It was in their respective positions, either side of this entrance, that they were listed. As indicated above they could be seen together with the house and were clearly intended to signify the original driveway entrance, separating the lawned gardens from the mature tree-lined driveway which leads to the gatehouse.
40. HE's selection Guide for Garden and Park Structures acknowledges that statuary, urns and other features became extremely popular in formal gardens. It also indicates that survivals are fairly common and that some items have often been moved or introduced from elsewhere (as in this case). It goes on to indicate that pre-1840 examples will generally merit designation. Thus, even though these piers and urns were not in their original positions they date back to the 1720s and are attributed to John van Nost, a Flemish sculptor who was also responsible for many other notable works in grand English Country Houses. In my view, these facts, together with their historic provenance linked to Wrest House, merited their Grade II designation in 1986.
41. There is nothing before me to indicate that the piers and urns were not worthy of their listed status in 1986. Between then and 2009 there was no application to the SOS to de-list them. There is also no evidence to indicate why, at the time of their removal, that they were unworthy of their listed status. In conclusion on this ground of appeal, therefore, I do not consider that there could have been any justification to de-list the piers and urns. The appeal also fails, therefore, on ground (a)."
"42. The main issues in both appeals are the effects of the removal of the piers and urns on their integrity and character as listed buildings; on their setting(s) and on their features of special historic and architectural interest.
The cases for the appellant and the LPA
43. The appellant acknowledges that if the piers and urns are found to be 'listed buildings' then LBC would have been required for their removal and that this amounted to demolition. However, it is contended that that this was a demolition which did not affect or harm their special interest. It is indicated that the piers and finials remained intact and, having been sold for a considerable sum, they would now have a new owner who would 'cherish them'.
44. It is further contended that any 'special interest' would be in the items themselves rather than where they were located. As recent additions to the Idlicote grounds it is considered that their interest was not at all based on their setting. Referring to the duty under section 16(2) of the PLBCAA, the appellant considers that since the 'buildings' special interest is unaffected by their removal, they have been duly 'preserved'.
45. The NPPF is also referred to and it is contended, again, that the significance lay in the objects themselves. Furthermore, it is argued that if any harm is caused, it is less than substantial since the significance of the objects survives with them. Due to their short and 'coincidental' presence at Idlicote it is not considered that their removal has had any significant effect on the setting of the house.
46. In further support of this ground of appeal the appellant reflects on the reality of the position, indicating that he and his agents were unaware of the listings of such recently arrived chattels and that EH had been made aware of the intended sale and made no objection. The items have now been sold to an 'anonymous' buyer and there is no reason to believe that they are still within the UK. It is indicated that even if the owner could be identified they could not be compelled to return the piers and urns. It is not considered to be realistic that they could be returned. It is, however, considered to be realistic that they will be preserved.
47. The LPA stands by its reason for refusing LBC for the removal of the listed piers and urns. The refusal notice refers to the removal as equating to demolition and that; as a result, substantial harm has been caused to the historic and architectural significance of these heritage assets. It refers to the NPPF and that such substantial harm should be 'exceptional' and that 'substantial' public benefit would be needed to outweigh the harm. It is stressed that the appellant has failed to demonstrate any such benefits and that the removal was not justified.
Assessment
48. Section 10 of the PLBCAA prescribes the form and content for applications for LBC. For England the procedures for making and determining applications are prescribed by the Planning (Listed Buildings and Conservation Areas) Regulations 1990 as amended and applications must include items specified in section 10(2)(a) to (c). These require sufficient particulars to identify the listed building (10(2)(a)); such other plans and drawings to describe the works which are subject of the application (10(2)(b)) and other particulars as required by the LPA (10(2)(c)).
49. In the case of 'R (Judge) v First Secretary of State and Middleborough BC [2006] JPL 996 (already referred to above) it was held that it is plain from sections 7 and 17 of the PLBCAA that LBC can be granted for the relocation of a listed building. In 'R v Leominster District Council Ex p Antique Country Buildings and others [1987] 56 P&CR.240, it was held that a building does not cease to be a listed building if it is demolished or removed without authorisation.
50. Applying these cases, it follows that the appellant could indeed apply for removal of the piers and urns and that wherever these items are now kept, they remain on the SOS's list. However, in this case, in applying for removal there was no indication of the new location of the piers and urns. Neither at the time of the LBC application, nor within the appeal process have any details been provided to indicate the whereabouts of the 'listed buildings'. I consider, therefore, that despite the fact that the LPA determined the application, the requirements of section 10(2)(b) of the PLBCAA were not complied with.
51. In the case of 'R. (Wilson Dyer Gough) v SOS CLG [2008] EWHC 3188', it was held that were an application to be lodged, on the basis of the provision of plans as to what was to be removed or altered, without those plans showing how the building would be presented after those changes had been carried out, it would fail the section 10(2)(b) test. This is because it would not include the necessary drawings (or information) and because it would be impossible for a decision-maker to discharge the statutory duty under section 16(2) of the PLBCAA. There would be no necessary information on which to have 'special regard' to the desirability of preserving the building or its setting or any features of special or historic interest which it possesses.
52. This is exactly the situation here with the decision-makers (first the LPA and now in these appeals) being unable to assess whether or not the two 'listed buildings' have been preserved. I therefore agree with the LPA and find it inconceivable that LBC can be countenanced for the total removal of the piers and urns to an unknown and unspecified location (or possibly more than one location). I also agree with the LPA that to grant LBC for such works carried out would create an extremely dangerous precedent, potentially endangering the preservation of innumerable other designated heritage assets such as these historic piers and urns.
53. Although the appellant contends that the assets are fully preserved and that there can be confidence in their continued preservation, not only is there a complete lack of evidence to show that this is the case, there would appear (at this stage) to be no way of providing such evidence.
54. On the Appeal A ground (e) and the Appeal B facts, I find that the removal of the piers and urns has affected their integrity and character as 'listed buildings'. They were removed from the positions in which they were listed to a place unknown; they possessed settings of their own (once listed) which have been completely lost or undone and their special historic and architectural features have been put at risk.
55. Overall I consider that the works carried out cannot be said to have preserved the two 'listed buildings' and that their total removal (amounting to demolition) is contrary to policy CS8 of the SDCS, which seeks to protect and enhance the historic environment for its inherent value. The works of removal/demolition are also contrary to policies within the NPPF contained within paragraphs 126 to 141. I find that the harm to these historic assets can only be described as being substantial and there are clearly no public benefits which can outweigh the harm caused.
56. I do not consider that LBC should be granted for the removal of the listed piers and urns. I agree with the LPA's reasons for not granting LBC and there can be no justification in granting consent at this appeal stage. Appeal A also fails on ground (e) and Appeal B fails."
The Grounds of Challenge
The First Issue
"One cannot go behind the listing. It is there as a matter of fact …"
The Inspector had pointed out earlier in the same paragraph that section 1(5) sets out that "listed building" means one which for the time being is included in the statutory list. This is before one even gets to what is set out later in that subsection and which gives an additional, extended meaning to the term.
"that those matters (if they occurred) do not constitute such a contravention [that is of section 9]".
As will be recalled, section 9 provides that, if a person contravenes section 7, he shall be guilty of an offence. That requires one therefore to turn back to section 7. That section provides that no person shall execute or cause to be executed any works for the demolition of a listed building or for its alteration or extension in any manner which would affect its character as a building of special architectural or historic interest, unless the works are authorised under section 8.
"the conditions imposed must be for a planning purpose and not for any ulterior one, and … they must fairly and reasonably relate to the development permitted. Also they must not be so unreasonable that no reasonable planning authority could have imposed them …"
"If in the circumstances of this case the condition imposed was not, in the Secretary of State's opinion, fairly and reasonably related to the permission granted, the courts cannot interfere with his conclusion unless it is established that he misdirected himself or reached a conclusion to which he could not reasonably have come …"
"However comprehensive a code is achieved by the 1990 Act and its associated legislation, the fact remains that there is no equivalent to section 284 of that Act when one is dealing with a decision of a local planning authority or, as in this case, a mineral planning authority. It would take clear and express language to remove from the courts their power to strike down an ultra vires condition and such language does not exist in these circumstances."
"the basic framework of the 1990 Act is the compilation of an authoritative and publicly accessible list of buildings of special architectural and historic interest. The essential point is that it should be reasonably possible for the public to learn from an inspection of the list whether a particular building is listed or not."
The Second Issue
The Third Issue
"The statutory provision which is now the latter part of section 54(9) first appeared in the Town and Country Planning Act 1968. As an illustration of a question that had arisen prior to that statutory provision which might throw light on the reason for its insertion in legislation in 1968 your Lordships were referred to the decision of Russell LJ sitting as an additional judge in the Queen's Bench Division in Corthorn Land and Timber Co. Ltd. V Minister of Housing and Local Government (1965) 17 P & CR 210. In that case a building preservation order had been made in respect of a mansion of outstanding architectural merit. The building preservation order provided, inter alia, that the mansion should not, without the consent of the planning authority be demolished, altered or extended and that the following items, inter alia, should not be altered or removed:
"1.27 portrait panels in the King's room being 19th century copies of Tudor and Stuart Kinds and Queens. 2. Carved oak panels in the wall of the Oak Room dating from the 15th to mid 17th centuries. 3. A large wood carving in the Great Hall. 4. Large wooden medieval equestrian figures on the main landing. 5. A pair of painted wooden panels depicting the Hall in the ornate mantelpiece in one of the drawing rooms."
The owner applied to quash the building preservation order on the ground that the above mentioned items were not properly included in it. It was held that any chattel which was affixed definitely to a building became part of the building; that there was no doubt that the items in dispute were all fixed and annexed in their places as part of an overall and permanent architectural scheme and were intended in every sense to be annexed to the freehold, and were accordingly part of the building; and that, in these circumstances, the restriction on their removal was properly made. Russell LJ after saying that he did not propose to detail the effect of the evidence laid before him as to the methods of fixing employed in relation to the various items in dispute said, at 17 P & CR 201, 213: "it suffices to say that all the items would properly be described as fixtures as that phrase is commonly applied in law." Russell LJ went on to quote from a number of authorities which can be summarised by saying that the ancient rule of the common law was that whatever is planted or built in the soil or freehold becomes part of the freehold or inheritance, thus a house becomes part of the land on which it stands and anything annexed or affixed to any building (not merely laid upon or brought into contact with the building) was treated as an addition to the property of the owner of the inheritance in the soil and was termed a "fixture." …"
The Fourth Issue
"The Society does not support the theory that because the urns are not original to Idlicote, … they do not have any value (financial or otherwise) in being there. Many objects and sculptures move throughout history; whole gateways, columns and other architectural features have historically been taken from one house and installed in another. However this past behaviour should not be seen as an endorsement for the present. The urns were recognised in 1986 as being of national interest and significance, and as such were listed to prevent them from being moved or altered without the knowledge of the State. The fact that they are on private ground and not visible to the general public is of no consequence in any discussion regarding designated heritage assets as the protection is there on behalf of the Nation to ensure our collective history remains in tact for future generations."
"Their significance as historic objects is high, recognised by the fact that they were sold for a substantial sum at a specialist auction house in 2009."
The letter also stated that:
"Many garden items (as well as structures such as buildings relocated in open air museums), including statues and urns, have been listed after they have been moved because they still qualify under that definition."
The Fifth Issue
The Sixth Issue
(a) citing the Judge case;
(b) asserting that the listing was conclusive as to the status of the items;
(c) asserting that the degree and purpose of annexation was irrelevant in this context;
(d) considering that the listed building consent application was invalid because no destination for the items was specified and citing the decision in Wilson Dyer Gough.
"It remains the duty of the inspector to conduct the proceedings so that each party has a reasonable opportunity to adduce evidence and make submissions on the material issues, whether identified at the outset or emerging during the course of the hearing."
"There will … be cases where the Inspector's case law, not referred to by the parties, does not give rise to illegality but still gives rise to a legitimate complaint. Such a case would be one where the Inspector's correct understanding of the law, based on his own researches, indicates that an issue, not treated by the parties as a principal one to which they devoted significant weight in their representations, is in fact a decisive issue in the appeal. In such a case, there is a real risk that the parties would have more to draw to the Inspector's attention in respect of the facts and circumstances relevant to the issue; and that a failure to give them the opportunity to do would cause substantial prejudice. In such a case, therefore, the Inspector's correct reliance upon the relevant case law would not of itself give grounds for review by the court; but his decision based upon analysis of the facts and circumstances of the appeal in the light of that case law would be open to challenge unless he gave the parties an opportunity to address him further on the consequences of his understanding of the law in the circumstances of the instant appeal." (Emphasis added)
The Seventh Issue
Conclusion