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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Dziel v District Court In Bydgoszcz, Poland [2019] EWHC 351 (Admin) (25 February 2019) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2019/351.html Cite as: [2019] EWHC 351 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
MR RAFAL DZIEL |
Appellant |
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- and - |
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DISTRICT COURT IN BYDGOSZCZ, POLAND |
Defendant |
____________________
MS CATHERINE BROWN
(instructed by CPS EXTRADITION UNIT) for the Defendant
Hearing dates: 13 FEBRUARY 2019
____________________
Crown Copyright ©
MR JUSTICE OUSELEY :
The statutory provisions
"(1) If the judge is required to proceed under this section (by virtue of section 11) he must decide whether the person was convicted in his presence.
(2) If the judge decides the question in subsection (1) in the affirmative he must proceed under section 21.
(3) If the judge decides that question in the negative he must decide whether the person deliberately absented himself from his trial."
"Article 4a
Decisions rendered following a trial at which the person did not appear in person.
1. The executing judicial authority may also refuse to execute the European arrest warrant issued for the purpose of executing a custodial sentence or a detention order if the person did not appear in person at the trial resulting in the decision, unless the European arrest warrant states that the person, in accordance with further procedural requirements defined in the national law of the issuing Member State:
(a) in due time:
(i) either was summoned in person and thereby informed of the scheduled date and place of the trial which resulted in the decision, or by other means actually received official information of the scheduled date and place of that trial in such a manner that it was unequivocally established that he or she was aware of the scheduled trial;
And
(ii) was informed that a decision may be handed down if he or she does not appear for the trial;"
The facts
"Rafal Dziel knew about the pending criminal proceedings against him. On November 16, 2013 he was detained in relation with the criminal offences committed by him and on November 17, 2013 he gave explanations. Then also, he was informed about his obligation as a suspect to appear whenever requested during the course of criminal proceeding and notify the authorities conducting the proceedings of any change of address or change of stay exceeding 7 days. He was informed, that in case of unjustified failure to appear he may be detained and forcibly brought. It was stressed, that in case he stays abroad, he shall be required to indicate an address for service in the country, and in case he does not do that, any letter sent to the last known address in the country, or when there is not such address, submitted to the case file, shall be accepted as duly delivered to him. He was also informed, that unless he indicates his new address and changes his place of residence or does not stay at the given address, then the letter sent to this address during the course of proceedings shall be accepted as duly delivered.
On June 18, 2014 an indictment against Rafal Dziel was brought to the Regional Court in Bydgoszcz, in which he was charged with committing the crimes described above. Owing to the fact that the person did not appear in person on the fixed dates of the trials, the Regional Court in Bydgoszcz with the decision dated October 8, 2014 in the case files reference number III K 301/14, applied against him preventative measures in the form of pre-trial detention for the period of 3 months from the date of detention and ordered the arrest warrant search. Then with the decision of July 16, 2015 the Regional Court in Bydgoszcz in the case files reference number III K 84/15 suspended the proceedings in the case due to the long-term barrier preventing form conducting proceedings."
I pause there to note that it is clear that Mr Dziel did not comply with his obligation to attend his trial, having been notified of the date in the manner he had been told he would be, having been warned that failure to attend could lead to his detention, but not that it could lead to a trial in his absence, as that was not then possible under Polish law. The EAW then continued:
"Next the Regional Court in Bydgoszcz with the decision dated December 10, 2015 in the case files reference number III K 84/15, resumed the suspended proceedings, waived the applied against Rafal Dziel preliminary custody and abolished the issued for him arrest warrant. The grounds for this decision was the entry into force on July 1, 2015 the amendment of the provision of Article 374 paragraph 1 of the Code of Criminal Procedure, which enabled to conduct the criminal proceedings in the absence of the accused.
Once again Rafal Dziel was sent to the indicate by him at the stage of preparatory proceeding residence address – Bydgoszcz, 90 Nakielska Street – advised on November 16, 2015 and November 24, 2015, and then due to the failure of its reception by the addressee it was returned to the Regional Court in Bydgoszcz. Under article 133 of the Code Criminal Proceedings, it was recognized, that the indictment had been delivered effectively to the person as well as the summons for a hearing.
The accused did not appear in person at the trial January 21, 2016 and that is why it was held in his absence and a judgement of conviction was imposed on him, which was sent to the mentioned address. That correspondence was not accepted by Rafal Dziel either and after having been notified on February 5 and 15, 2016, it was returned to the Court. The said judgement became final as of the end of March 1, 2016.
The sentence was also sent to this address a notice to appear on March 29, 2016 at the Bydgoszcz Custody Suite in order to serve there the sentence passed against him. The correspondence was not accepted by the addressee either."
"34. By his own admission in evidence I find the RP knew about the pending court proceedings in respect of the assault charges subject to the EAW. When he left Poland for the UK in February 2014 he did not think about his obligations to keep the police and prosecution informed of any new address abroad. He also had just been arrested on 10 February 2014 for a further theft offence and by 28 February 2014 he had left Poland. In his own words in answer to questions in cross-examination, he said "I left without letting them know. I was just hoping they would let me know. I hoped it would not happen". In these circumstances, I find that it was a deliberate act by the RP to leave Poland in order to avoid his problems there. He was naïve in believing his Probation Officer will have kept the authorities informed. In any event, he accepted that the Probation Officer was not appointed until 2015 after he had been convicted of the theft offence. He made assumptions his Probation Officer will have kept the authorities informed but he accepted he never made specific enquiry about the proceedings for the assault. He deliberately absented himself from any potential court hearings and any correspondence from the courts. I am satisfied so that I am sure that the RP is a fugitive.
"35. I am satisfied on the evidence that the RP was unaware of the court hearing dates in June 2014 and December 2015 when the proceedings were reinstated and the subsequent hearing on January 21 2016. He did not attend any of the hearings. I am satisfied on the further information from the JA that summonses were served correctly at his home address in Bydgoszcz. Indeed there is evidence that the summons sent on 3 July 2014 was indeed collected by an adult from his home address. However, I am satisfied that despite the RP's wish to leave Poland and find work and accommodation for his family, his state of mind at the time would have been very much to avoid criminal proceedings in Poland. At the time he left Poland, he had been arrested and sentenced for a criminal damage charge, he had been arrested for the assault charges and was aware criminal proceedings would be started. He had also been arrested for a further theft offence a matter of weeks before he left. He left Poland following a spree of offending. I do not accept his evidence that his sole purpose was to find work so that he could afford accommodation for his partner and child. It was his own fault he did not know about the court dates. He did not tell anyone he was leaving Poland and never contacted the prosecution or police again to let them know where he was living.
"41. In relation to s.20 EA 2003 the RP was not convicted of the offences subject to the EAW in his presence. I must therefore determine whether the RP deliberately absented himself from his trial. In line with my findings above, I am satisfied that he was aware he faced prosecution for the assault offences and that at no stage had he been given any indication the prosecution would not proceed. He was informed by the prosecutor that he must notify any change of address and indeed was placed under the supervision of the police in order to ensure he was notified of the court proceedings at his address. He was instructed in the course of the preparatory proceedings of his obligations to notify change of address and to attend court in answer to summons. He was warned of the consequences in his failure to comply with those obligations. The RP ignored that obligation when he came to the United Kingdom in February 2014, about three months after his arrest. He had also just been arrested for a further theft offence. He accepted he did not tell the authorities he was leaving Poland. Although he provided his address to a Probation Officer in 2015 in relation to his supervision for the theft offence, he made no enquiry with the officer about the assault charges and there is no evidence to indicate the Probation Officer was even aware of those proceedings. By moving to the UK and not complying with his obligations to notify his change of address he had made it effectively impossible for the JA to communicate with him in relation to any court proceedings. I am satisfied so I am sure that it was the RP's own fault and lack of due diligence that led him being absent from his court hearing on 21 January 2016 and any previous court hearings. I am satisfied by his own conduct he was ignoring the court process having been made aware by the consequences during the preliminary proceedings. I am satisfied so I am sure he deliberately absented himself from the trial process. I reject that challenge and therefore proceed under s.21 EA 2003."
"Detailed instructions relating to the amended code of criminal procedure which entered into force in July 2015, among others on the possibility to decide in the non-appearance of the convict and on consequences resulting from that, had been attached to these documents."
The Further Information
The case law
"34. In my judgment, when read in the light of article 4a section 20 of the 2003 Act, by applying a Pupino conforming interpretation, should be interpreted as follows:-
i) "Trial" in section 20 (3) of the 2003 Act must be read as meaning "trial which resulted in the decision" in conformity with article 4a paragraph 1.(a)(i). That suggests an event with a "scheduled date and place" and is not referring to a general prosecution process, Mitting J was right to foreshadow this in Bicioc.
ii) An accused must be taken to be deliberately absent from his trial if he has been summoned as envisaged by article 4a paragraph 1.(a)(i) in a manner which, even though he may have been unaware of the scheduled date and place, does not violate article 6 ECHR;
iii) An accused who has instructed ("mandated") a lawyer to represent him in the trial is not, for the purposes of section 20, absent from his trial, however he may have become aware of it;
iv) The question whether an accused is entitled to retrial or a review amounting to a retrial for the purposes of section 20 (5) is to be determined by reference to article 4a paragraph 1(d).
v) Whilst, by virtue of section 206 of the 2003 Act, it remains for the requesting state to satisfy the court conducting the extradition hearing in the United Kingdom to the criminal standard that one (or more) of the four exceptions found in article 4a applies, the burden of proof will be discharged to the requisite standard if the information required by article 4a is set out in the EAW."
"In the context of such an assessment of the optional ground for non-recognition, [i.e. that the executing judicial authority may also refuse extradition if the person did not appear in person at trial, but not where (a)-(d) are satisfied], the executing judicial authority may thus have regard to the conduct of the person concerned. It is at this stage of the surrender procedure that particular attention might be paid to any manifest lack of diligence on the part of the person concerned, notably where it transpires that he sought to avoid service of the information addressed to him."
"77. Our reading of the decision of the Luxembourg court in Dworzecki is that it does not alter the principles enunciated in Cretu v Local Court of Seceave, Romania [2016] 1 WLR 3344. The overall objective of Article 4(a)(1) of the Framework Decision is to ensure the right to a fair trial by a person summoned to appear before a criminal court by requiring that he has been informed in such a way as to allow him to organise his defence effectively. The list in Article 4(a) (1)(i) is designed to that end so that if one or more of the conditions set out there are satisfied, executing judicial authority under an EAW must extradite the requested person, even if he did not appear in person at the trial resulting that decision.
78. However, Article 4a(1) (i) does not constitute an exhaustive list of how the end is to be achieved, since the conditions set out in that provision are satisfied if the person concerned was actually given official information of the date and place fixed for his trial by other means. The key question is whether surrender would lead to a breach of the extraditee's fair trial rights….
80. Notwithstanding the specific result in Dworzecki, it is clear to us that even if none of the exceptions in the list in Article 4a(1)(i) apply, an executing judicial authority may take into account other circumstances that enable it to be assured that the surrender of the person concerned will not mean a breach of his fair trial rights. The exceptions in Article 4(a)(1)(a) are exceptions to an optional ground for non-surrender.
81. Moreover, the CJEU was also clear that the executing judicial authority can have regard to the conduct of the person concerned, what the court described in paragraph [51] as a manifest lack of diligence on his part, notably where it transpires that he sought to avoid service of the information the court sent. Thus the approach in Cretu in interpreting section 20 remains good: a requested person will be taken to have deliberately absented himself from his trial where the fault was his own conduct in leading him to be unaware of the date and time of his trial. Finally, we are clear that the emphasis in Cretu on the wording of the EAW, and the significance of the statements made within it as to the facts of the requested person's absence, accord with the decision in Dworzecki, in particular in paragraph [34].""
The submissions
Conclusion