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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Szalai v The Tribunal of Veszpre, Hungary [2019] EWHC 934 (Admin) (16 April 2019) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2019/934.html Cite as: [2019] EWHC 934 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
MRS JUSTICE SIMLER
SIR KENNETH PARKER
(SITTING AS A JUDGE OF THE HIGH COURT)
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SILVESTER FERENC SZALAI |
1st Appellant |
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- and - |
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THE TRIBUNAL OF VESZPRE, HUNGARY And OLEKSANDR ZABOLOTNYI aka ZOLTAN DANI -and- THE MATESZALKA DISTRICT COURT, HUNGARY |
1st Respondent 2nd Appellant 2nd Respondent |
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James Hines QC and Amanda Bostock (instructed by The Crown Prosecution Service) for the 1st Respondent
Jonathan Hall QC and Benjamin Seifert (instructed by Sonn Macmillan Walker) for the 2nd Appellant
James Hines QC and Amanda Bostock (instructed by The Crown Prosecution Service) for the 2nd Respondent
Hearing date: 21 March 2019
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Crown Copyright ©
Introduction
The Background: Hungarian Prison Conditions and Assurances
"189. More usually, the Court will assess first, the quality of assurances given and, second, whether, in light of the receiving state's practices they can be relied upon. In doing so, the Court will have regard, inter alia, to the following factors:
(1) whether the terms of the assurances have been disclosed to the Court;
(2) whether the assurances are specific or are general and vague;
(3) who has given the assurances and whether that person can bind the receiving state;
(4) if the assurances have been issued by the central government of the receiving state, whether local authorities can be expected to abide by them;
(5) whether the assurances concerns treatment which is legal or illegal in the receiving state;
(6) whether they have been given by a Contracting State;
(7) the length and strength of bilateral relations between the sending and receiving states, including the receiving state's record in abiding by similar assurances;
(8) whether compliance with the assurances can be objectively verified through diplomatic or other monitoring mechanisms, including providing unfettered access to the applicant's lawyers;
(9) whether there is an effective system of protection against torture in the receiving state, including whether it is willing to co-operate with international monitoring mechanisms (including international human-rights NGOs), and whether it is willing to investigate allegations of torture and to punish those responsible;
(10) whether the applicant has previously been ill-treated in the receiving state; and
(11) whether the reliability of the assurances has been examined by the domestic courts of the sending/Contracting State."
"3. Principles regarding prison overcrowding (art.3)
H7. (a) It was not possible to specify a specific number of square metres that should be allocated to a detainee in order to comply with art.3 , because other relevant factors relating to the overall conditions of detention played an important part. However, the minimum standard was 3m˛ of floor space per detainee in multi-occupancy accommodation. If the detainee's personal space fell below this standard, there was a weighty but not irrebuttable presumption of a violation of art.3 . The cumulative effects of detention may rebut the presumption that art.3 had been violated. The burden was on the Government to demonstrate convincingly that there were factors which adequately compensated for the lack of personal space. Whether the presumption had been rebutted should be informed by the cumulative effect of those conditions. [103]–[110], [122]–[126]
H8. (b) The strong presumption of a violation of art.3 could normally be rebutted only if the following factors were cumulatively met: (1) the reductions in the required minimum personal space of 3m˛ were short, occasional and minor; (2) such reductions were accompanied by sufficient freedom of movement outside the cell and adequate out-of-cell activities; and (3) the applicant was confined in an appropriate detention facility and there were no other aggravating aspects of the conditions of his detention. [137]
H9. (c) In cases where a detainee in multi-occupancy accommodation was allocated personal space of between 3 and 4m˛, the space factor remained a weighty factor in the assessment of the adequacy of conditions of detention. Article 3 would be found to have been violated if the restriction of personal space was coupled with 3 other aspects of inappropriate physical conditions of detention including, in particular, access to outdoor exercise, natural light or air, availability of ventilation, adequacy of room temperature, access to private commodes, and compliance with basic sanitary and hygienic requirements. [139]
H10. (d) There was a strong presumption in this case of a violation of art.3 in the periods when the applicant was in a cell with less than 3m˛ of personal space. The period of 27 days in such a cell could not be regarded as short, occasional and minor reductions in the required personal space. The strong presumption of a violation of art.3 had not been rebutted. [146]–[153]
H11. (e) For other periods, of between one and eight days in a cell with less than 3m˛ of personal space, and in a cell with between 3 and 4m˛ of personal space, other relevant factors might rebut the presumption of a violation of art.3. In the ordinary daily regime, the applicant was allowed two hours per day of outdoor exercise, three hours per day of free movement outside his cell, and time for meals outside his cell. Entertainment facilities were also available to the applicant. This significantly alleviated the problems of the applicant's lack of personal space. The applicant's complaints about the general conditions of his detention were inconsistent and contrary to the available evidence, and there was no reason to call into question the findings of the domestic authorities that the applicant was otherwise detained in generally appropriate conditions. The presumption of a violation of art.3 had been rebutted with respect to the shorter periods of time. [146]–[150], [154]–[177]"
"The Ministry of Justice of Hungary-acting as Central Authority-presents its compliments to the National Crime Agency and in connection with the surrender proceedings being conducted in the United Kingdom on the basis of the Hungarian European arrest warrants, has the honour to provide you with the following guarantee: The Ministry of Justice of Hungary and the National Headquarters of the Hungarian Prison Service, which has jurisdiction in Hungary to provide this binding assurance, guarantees that the following persons will, if surrendered from England and Wales pursuant to the respective Hungarian European arrest warrants, during any period of detention for the offences specified in the European arrest warrants, be detained in conditions that guarantee at least three square metres of personal space. The persons listed below will at all times be accommodated in a cell in which they will personally be *6 provided with the guaranteed personal space.
…
As of 1 January 2015, Hungary has signed, ratified and implemented the Optional Protocol to the UN Convention Against Torture (OPCAT) and has set up the General Ombudsman as its National Preventative Mechanism. Accordingly, the General Ombudsmen will monitor compliance with this assurance."
"35. The assurance is a solemn diplomatic undertaking by which the Hungarian authorities consider themselves bound. We have no evidence about whether Hungarian law would enable a beneficiary of the assurance to enforce it in legal proceedings, as a person with the benefit of a similar assurance given by the British Government might seek to do in public law proceedings relying on a substantive legitimate expectation. But to my mind the absence of such a remedy does not call into question the reliability of the assurance. It is binding as between the two countries concerned.
36. In my judgment there is no basis for concluding that the assurance given by the Hungarian authorities relating to the treatment of these appellants (and all those on the list or who might be added to it) will not be honoured. The presumption that it will be has not been displaced. The recent evidence suggest that it has in fact been honoured It follows that the grounds for believing that there is a real risk of treatment contrary to article 3 of the Convention arising from the pilot judgment in Varga in the absence of the assurance, have effectively been met by the assurance. I would dismiss this ground of appeal in each of the cases before us."
"The Ministry of Justice of Hungary and the National Headquarters of the Hungarian Prison Service, which has jurisdiction in Hungary to provide this binding assurance, guarantees that [the first appellant] will […] during any period of detention for the offences specified in the European arrest warrant, be detained in conditions that guarantee at least 3 square metres of personal space. [The first appellant] will at all times be accommodated in a cell in which he will personally be provided with a guaranteed personal space.
As of 1 January 2015, Hungary has signed, ratified and implemented the Optional Protocol to the UN Convention against Torture (OPCAT) and has set up The General Ombudsman as its National Preventative Mechanism. Accordingly, the General Ombudsman will monitor compliance with this assurance."
"37. …What is crucial, in our view, is that there is no evidence that any assurance to the UK in respect of an individual has been breached: see section VI of the letter dated 6 May 2018 which we have already cited from the Hungarian Ministry. That evidence is unequivocal and specific. The evidence cited by Mr Summers on the other side of the balance, namely paragraphs 161 to 165 of the HHC report, is both indirect and anonymous. Mr Summers fairly accepts that it is of limited value. It does not appear, at least not clearly, in our view, to relate to any individual extradited from the UK, although it should be observed, as we have already said, that paragraph 161 does refer to a person "of British nationality".
38. In our view, the failure to identify a specific prison as has been done in other cases, for example that of the second appellant, does not make a material difference. We do not find anything of material assistance in the opinion of the Advocate General in the reference from the Bremen court in ML. The issue which is before this court (as to whether an assurance from Hungary must specify the particular prison where a requested person will be detained) did not arise in that case. As Mr Summers appeared to acknowledge at the hearing before us, the opinion of the Advocate General is "neutral" on the issue that divides the parties in the present case."
"68. That point is relevant because the referring court is uncertain whether, in order to form a view on ML's conditions of detention in Hungary, it may take into consideration information which it is not possible to verify if it comes from the issuing judicial authority itself or has been requested by that authority. (48)
69. According to the order for reference, that information was provided by the Hungarian Justice Ministry but the order does not state whether it was provided directly or through the issuing court. In the latter case, logically, the information would be relevant for the purposes of executing the EAW, provided that its legal value is derived from the fact that it has been accepted and endorsed by the issuing court.
70. The issuing and executing judicial authorities are the only active protagonists in the processing of the EAW. The executing court therefore has to send its requests for information to the issuing court, which has an obligation to respond to those requests. (49) The fact that the judicial authorities are the protagonists is without prejudice to the purely auxiliary role which, as necessary, may be played by the central authorities designated by the Member States under Article 7 of the Framework Decision. (50)
71. Accordingly, the executing judicial authority must take into account the information which has been provided to it by the issuing judicial authority or which, having come from the central authority (or one of the central authorities) of the issuing Member State, has been accepted and transmitted by the issuing judicial authority.
72. The foregoing must be interpreted without prejudice to the fact that the executing judicial authority may also rely on such information as it is able to obtain for the purpose of determining that there is 'information that is objective, reliable, specific and properly updated' (51) which is capable of demonstrating that there is a real risk of inhuman or degrading treatment.
73. That other information may be obtained by the executing authority in the course of the domestic procedure for dealing with the EAW, on the initiative of the person sought or the Public Prosecutor's Office which, in Germany, acts as the executing judicial authority. (52) Just as the information obtained by these methods must, in its entirety, undergo a careful assessment by the person who has requested it, (53) scrutiny of the information provided by the issuing court — whether directly or with the endorsement of its own authority — can extend only to confirmation of the origin of that information, given that, as regards the substance of that information, the trust on which mutual recognition is founded must, in principle, take precedence."
"60. To that end, the executing judicial authority must, initially, rely on information that is objective, reliable, specific and properly updated concerning the detention conditions within the prisons of the issuing Member State and that demonstrates that there are deficiencies, which may be systemic or generalised, or which may affect certain groups of people, or which may affect certain places of detention. That information may be obtained from, inter alia, judgments of international courts, such as judgments of the European Court of Human Rights, judgments of courts of the issuing Member State, and also decisions, reports and other documents produced by bodies of the Council of Europe or under the aegis of the United Nations (judgment of 5 April 2016, Aranyosi and Căldăraru, C-404/15 and C-659/15 PPU, EU:C:2016:198, paragraph 89).
…
62. Thus, in order to ensure observance of Article 4 of the Charter in the particular circumstances of a person who is the subject of a European arrest warrant, the executing judicial authority, when faced with evidence of the existence of such deficiencies that is objective, reliable, specific and properly updated, is then bound to determine, specifically and precisely, whether, in the particular circumstances of the case, there are substantial grounds for believing that, following the surrender of that person to the issuing Member State, he will run a real risk of being subject in that Member State to inhuman or degrading treatment, within the meaning of Article 4, because of the conditions for his detention envisaged in the issuing Member State (judgment of 5 April 2016, Aranyosi and Căldăraru, C-404/15 and C-659/15 PPU, EU:C:2016:198, paragraphs 92 and 94).
63. To that end, that authority must, pursuant to Article 15(2) of the Framework Decision, request of the judicial authority of the issuing Member State that there be provided as a matter of urgency all necessary supplementary information on the conditions in which it is envisaged that the individual concerned will be detained in that Member State. That request may also relate to the existence, in the issuing Member State, of any national or international procedures and mechanisms for monitoring detention conditions, linked, for example, to visits to prisons, which make it possible to assess the current state of detention conditions in those prisons (judgment of 5 April 2016, Aranyosi and Căldăraru, C-404/15 and C-659/15 PPU, EU:C:2016:198, paragraphs 95 and 96).
64. The issuing judicial authority is obliged to provide that information to the executing judicial authority (judgment of 5 April 2016, Aranyosi and Căldăraru, C-404/15 and C-659/15 PPU, EU:C:2016:198, paragraph 97)."
"97. It is true that the case-law of the European Court of Human Rights indicates that the length of a detention period may, as has already been stated in paragraphs 91 and 93 of this judgment, be a relevant factor in assessing the gravity of suffering or humiliation caused to a detainee by the inadequate conditions of his detention (ECtHR, 20 October 2017, Muršic v. Croatia, CE:ECHR:2016:1020JUD000733413, § 131).
98. However, the relative brevity of a detention period does not automatically mean that the treatment at issue falls outside the scope of Article 3 of the ECHR when other factors are sufficient to mean that it is caught by that provision.
99. The European Court of Human Rights has also held, that, when the detainee has space below 3 m˛, a period of detention of a few days may be treated as a short period. However, a period of around 20 days such as that envisaged in the case in the main proceedings by the authorities of the issuing Member State, which, moreover, may quite possibly be extended in the event of (undefined) 'circumstances preventing [that period coming to an end]', cannot be regarded as a short period (see, to that effect, ECtHR, 20 October 2017, Muršic v. Croatia, CE:ECHR:2016:1020JUD000733413, §§ 146, 152 and 154).
100. Accordingly, the fact that detention in such conditions is temporary or transitional does not, on its own, rule out all real risk of inhuman or degrading treatment within the meaning of Article 4 of the Charter.
101. In those circumstances, if the executing judicial authority considers that the information available to it is insufficient to allow it to adopt a surrender decision, it may, as has already been stated in paragraph 63 of this judgment, request, in accordance with Article 15(2) of the Framework Decision, that the issuing judicial authority provide it with the supplementary information it deems necessary in order to obtain further details on the actual and precise conditions of detention of the person concerned in the prison in question."
The Appellant Zabolotnyi
"The Ministry of Justice of Hungary and the National Headquarters of the Hungarian Prison Service, which has jurisdiction in Hungary to provide this binding assurance, guarantees that the person known to the Hungarian authorities as Zoltan DANI, his real name ZABOLOTNY OLEKSANDRY (born known as in Uzhhorod, known as on the 12th July 1987, known as Ukranian – Hungarian national) will, if surrendered from Scotland, Northern Ireland, England and Wales pursuant to the Hungarian European arrest warrant No. 11.Bny.265/2016/2. Issued by the Court of Mátészalka, during any period of detention for the offences specified in the European arrest warrant, be detained in conditions that guarantee at least 3 square metres of personal space.
The person known to the Hungarian authorities as Zoltan DANI, his real name ZABOLOTNY OLEKSANDRY will at all times be accommodated in a cell in which he will personally be provided with the guaranteed personal space.
It is guaranteed that the person known to the Hungarian authorities as Zoltan DANI, his real name ZABOLOTNY OLEKSANDRY will be accommodated either in the Penitentiary Institute of Szombathely or in the Penitentiary Institute of Tiszalök, after his surrender to Hungary."
The Appellant Szalai
"… the Ministry of Justice of Hungary provides you with the following guarantee in connection with the surrender proceedings being conducted in the United Kingdom on the basis of the European arrest warrant No. Szv.925/2012/9 issued by the Regional Court of Veszprém:
The Ministry of Justice of Hungary and the National Headquarters of the Hungarian Prison Service, which has jurisdiction in Hungary to provide this binding assurance, guarantee that Szilveszter Ferenc Szalai (born 31/12/1972 in Veszprém, Hungary, Hungarian national) will, if surrendered from Scotland, Northern Ireland, England and Wales pursuant to any of the above Hungarian European arrest warrants, during any period of detention for the offences specified in the European arrest warrants, be detained in conditions that guarantee at least 3 square metres of personal space. Szilveszter Ferenc Szalai will at all times be accommodated in a cell in which he will personally be provided with the guaranteed personal space."
"The only evidence of the RP's alleged suicidal tendencies comes from him and is entirely self-serving. He has produced no corroborative evidence. His evidence has not crossed the high threshold. He has failed to demonstrate that there is a real risk to his physical or mental condition if he is extradited. He has not rebutted the presumption. I reject this challenge."
The Issue
Further Evidence
The Expertise and Standing of Dr Kádár
Citation of Alleged Breaches of Assurances to Other Countries
Article 3: Substantive Points
Jozsef Szabo
"We would like to note that CPT and the ECHR differentiate short-term detention (up to a few days) to longer detention when examining inhuman and grading treatment. According to the CPT minimum standards sheet… "CPT has never considered that its cell size standards should be regarded as absolute. In other words, it does not automatically hold the view that a minor deviation from its minimum standards may in itself be considered as amounting to inhuman and degrading treatment of the prisoner(s) concerned". "Conditions of detention could be considered as amounting to inhuman and degrading treatment, the cells either have to be extremely overcrowded or, as in most cases, combine a number of negative elements".… Considering the aforementioned reasons, altogether we consider the provided guarantee complied…."
Tamas Kiss
"Since Tamas Kiss's transfer to the Szombathely National Prison – where more comfortable placement would have been possible – was cancelled on the basis of his explicit request after he was informed on its consequences, it does not seem fair attitude that Tamas Kiss made complaints on his detention conditions both before the Hungarian and British authorities, since his less comfortable placement was the result of his own request.…".
We consider this to reflect a significantly misguided approach, albeit not a deliberate intention to breach the assurance given. While the grant of Mr Kiss's request did not, in his case, amount to an overriding of the assurance given to the UK, we emphasise that solemn undertakings given to the UK by way of assurances cannot be interpreted as permitting exceptions to be made in cases where a prisoner makes a request of this sort. The assurance is a binding undertaking given to the United Kingdom, not a bargain with the prisoner. The request to cancel the scheduled transfer should either have been refused by the Hungarian authorities, or if accommodated, the obligation to comply with the assurance given to the UK subsisted. We do not consider it appropriate for a prisoner to be asked to waive his rights to make complaints in these circumstances.
Mohammed Ahmed Salikh
The two German cases
Discussion and Conclusions
Article 8: First Appellant (Mr Szalai)
Conclusion