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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> HB v A Local Authority & Anor (Wardship - Costs Funding Order) [2017] EWHC 524 (Fam) (21 March 2017) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2017/524.html Cite as: [2017] WLR(D) 245, [2018] 1 FLR 538, [2017] 1 WLR 4289, [2017] EWHC 524 (Fam) |
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FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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HB -and- A Local Authority -and- The Local Government Association |
Applicant Respondent Intervener |
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Mr Teertha Gupta QC and Mr Oliver Jones (instructed by the local authority solicitor) for the Respondent
Mr Peter Oldham QC (instructed by the LGA) for the Intervener
Hearing dates: 14, 15 and 16 February 2017
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Crown Copyright ©
Mr Justice MacDonald:
INTRODUCTION
"…the Legal Aid Agency (Director of Legal Aid Casework) and Lord Chancellor politely decline the invitation to intervene. [HB] was assessed as being financially ineligible to be granted civil legal aid. Her witness statement in support of her application confirms that her monthly income is above the threshold of £733. If [HB] thought that the Legal Aid Agency had made an error in assessing her financial resources, she could have written to the Agency to point this out. Additionally, if [HB] thought that the Agency's decision was wrong or otherwise unlawful, her remedy is to challenge the decision by bringing a claim for judicial review. When an individual is financially ineligible for civil legal aid, there is no discretion in the scheme to grant them funding."
BACKGROUND
THE SUBMISSIONS
The Mother
"…may be invoked in an apparently inexhaustible variety of circumstances and may be exercised in different ways. This peculiar concept is indeed so amorphous and ubiquitous and so pervasive in its operation that it seems to defy challenge to determine its quality and establish its limits"
and the observation of Keehan J in Birmingham City Council v Safraz, Riaz and Others [2014] EWHC 4247 (Fam) at [45], quoting Waite LJ in R v Central Independent Television Plc [1994] Fam 192 at 207-208 that:
"…the prerogative jurisdiction has shown striking versatility throughout its long history in adapting its powers to the protective needs of children, encompassing all kinds of different situations. Although the jurisdiction is theoretically boundless, the courts have, nonetheless, found it necessary to set self-imposed limits upon its exercise, for the sake of clarity and consistency and of avoiding conflict between child welfare and other public advantages."
Within this context, Mr Hale and Mr Barnes seek to emphasise the purpose of the inherent jurisdiction to protect children and the very wide ambit of the inherent jurisdiction. They submit that the continuing relevance of the inherent jurisdiction lies in its ability to provide remedies which promote the best interests of children, which remedies would not otherwise be available to the court.
"[18] There may be a need in this kind of situation to explore whether there is some other pocket to which the court can have resort to avoid the problem, if it is necessary in the particular case - I emphasise the word "necessary" - in order to ensure a just and fair hearing. In a public law case where the proceedings are brought by a local authority, one can see a possible argument that failing all else the local authority should have to pay. In a case such as the present where one party is publicly funded, because the mother has public funding, but the father does not, it is, I suppose, arguable that, if this is the only way of achieving a just trial, the costs of the proceedings should be thrown on the party which is in receipt of public funds. It is arguable that, failing all else, and bearing in mind that the court is itself a public authority subject to the duty to act in a Convention compliant way, if there is no other way of achieving a just and fair hearing, then the court must itself assume the financial burden, as for example the court does in certain circumstances in funding the cost of interpreters.
[19] May I be very clear? I am merely identifying possible arguments. None of these arguments may in the event withstand scrutiny. Each may dissolve as a mirage. But it seems to me that these are matters which required to be investigated in justice not merely to the father but I emphasise equally importantly to the son, as well as in the wider public interest of other litigants in a similar situation to that of the father here. I emphasise the interests of the son because, under our procedure in private law case like this where the child is not independently represented, fairness to the child can only be achieved if there is fairness to those who are litigating. There is the risk that, if one has a process which is not fair to one of the parents, that unfairness may in the final analysis rebound to the disadvantage of the child."
Mr Hale and Mr Barnes rely also on the observation of Baroness Hale of Richmond in Re S (A Child) [2015] UKSC 20 at [33] as follows:
"But nor should local authorities be in any better position than private parties to children's proceedings. The object of the exercise is to achieve the best outcome for the child. If the best outcome for the child is to be brought up by her own family, there may be cases where real hardship would be caused if the family had to bear their own costs of achieving that outcome. In other words, the welfare of the child would be put at risk if the family had to bear its own costs. In those circumstances, just as it may be appropriate to order the richer parent to pay the costs of the poorer parent with whom the child is to live, it may also be appropriate to order the local authority to pay the costs of the parent with whom the child is to live, if otherwise the child's welfare would be put at risk. (It may be that this is one of the reasons why parents are automatically entitled to public funding in care cases.)"
i) Though ineligible for legal aid, the mother's income and available savings are modest in the context of her being the sole provider for herself and her two children whilst living in rental accommodation in London and compared to the estimate of costs of representation at the final hearing.
ii) There is no alternative route for funding the proceedings to that provided by the legal aid scheme under which the mother is ineligible based on her means.
iii) The proceedings concern the welfare of the mother's children, in which proceedings the mother is facing an allegation by the State that she has caused significant harm to the children or presents a risk of significant harm to them.
iv) The degree of importance, and the gravity of the consequences of these proceedings could not be more serious for the mother, including the potential consequences for her employment.
v) The mother would be substantially prejudiced in the presentation of her case without access to appropriate legal advice and representation in these circumstances, and given the volume of evidence filed in the proceedings, the need to test evidence from specialist Police officers, the decision of the local authority to instruct senior junior counsel and the length of the hearing.
vi) In the particular circumstances of this case, the court is not able to properly protect the mother's rights under Art 6 and Art 8 by any means other than ensuring that she has appropriate legal advice and representation.
vii) The mother has engaged fully in the proceedings despite her funding difficulties. She is entitled to take part in quasi-inquisitorial proceedings in respect of her children and nothing in her position is unreasonable.
viii) The making of a costs funding order in this case is fair, proportionate and consistent with the overriding objective.
The Local Authority
The LGA
THE LAW
Part IV of the Children Act 1989
"The new legal scheme for civil care and supervision proceedings is founded on a number of principles. The first is that compulsory intervention in the care and upbringing of a child will be possible only by court order following proceedings under the new statutory scheme, in which the child, his parents and others who are connected with the child will be able to participate fully. The proceedings should establish what action, if any, is in the child's best interests, and the procedure should be as fair as possible to all concerned."
"The Act seeks to protect children from both the harm which can arise from failures or abuse within the family and from harm which can be caused by unwarranted intervention in their family life. There is a tension between these two objectives which the Act seeks to regulate so as to optimise the overall protection provided for children in general."
The Inherent Jurisdiction
"…must never lose sight of a fundamental feature of the jurisdiction, namely, that it is exercising a wardship, not an adversarial jurisdiction. Its duty is not limited to the dispute between the parties: on the contrary, its duty is to act in the way best suited in its judgment to serve the true interest and welfare of the ward. In exercising wardship jurisdiction, the court is a true family court. Its paramount concern is the welfare of its ward."
"Local authorities will no longer be able to use the general power of the High Court to act for the good of children (usually through wardship proceedings) as an alternative to care or supervision orders or otherwise to obtain compulsory powers over the child. However, if the High Court is persuaded that there is a likelihood of significant harm to a child if these powers are not invoked and that the matter is one for which the Act makes no provision the High Court may use its inherent powers to intervene. The purposes of this provision is to provide a safety net to cover circumstances not envisaged by the Act."
"The jurisdiction is not only circumscribed procedurally. The courts' undoubted discretion to allow wardship proceedings to go forward in a suitable case is subject to their clear duty, in loyalty to the scheme and purpose of the Children Act legislation, to permit recourse to wardship only when it becomes apparent to the judge in any particular case that the question which the court is determining in regard to the minor's upbringing or property cannot be resolved under the statutory procedures in Part II of the Act in a way which secures the best interests of the child; or where the minor's person is in a state of jeopardy from which he can only be protected by giving him the status of a ward of court; or where the court's functions need to be secured from the effects, potentially injurious to the child, of external influences (intrusive publicity for example) and it is decided that conferring on the child the status of a ward will prove a more effective deterrent than the ordinary sanctions of contempt of court which already protect all family proceedings."
Cases of Alleged Radicalisation
"[9] As such, the status of a Ward of the High Court of England and Wales has achieved international recognition. For this reason, and because it vests parental responsibility solely in the High Court, it is particularly apposite in circumstances such as those contemplated here. All the major decisions relating to such children for the period of the operation of the wardship require the approval of the High Court.
[10] Thus, pursuant to this jurisdiction, I made orders relating to the retrieval of the passport of each of the young people concerned in order to use the full powers at the court's disposal to endeavour to prevent the wards leaving the United Kingdom.
[11] This course, though it arises in circumstances which do not have recent precedent, did not in any way require an evolution in the law itself. For example, the jurisdiction was recognised in Re A K (Foreign Passport: Jurisdiction) [1997] 2 FLR 569."
"[57] The family court system, particularly the Family Division, is, and always has been, in my view, in the vanguard of change in life and society. Where there are changes in medicine or in technology or cultural change, so often they resonate first within the family. Here, the type of harm I have been asked to evaluate is a different facet of vulnerability for children than that which the courts have had to deal with in the past.
[58] What, however, is clear is that the conventional safeguarding principles will still afford the best protection. Once again, this court finds it necessary to reiterate that only open dialogue, appropriate sharing of information, mutual respect for the differing roles involved and inter agency cooperation is going to provide the kind of protection that I am satisfied that the children subject to these applications truly require."
"17. It is submitted it has a flexibility to it that enables it to make interventions into the lives of children which can, when required, have a lightness of touch, and equally when required can have very draconian reach indeed, for after all it removes parental responsibility from either parent or local authority and places it in the hands of the High Court judge.
…
20. There are a number of cases to which I have been referred which emphasise the subtlety of the scope of wardship and its capacity to tailor bespoke solutions to complex and challenging situations. Where circumstances are unusual the court will consider warding a child within care proceedings to maintain control over decisions relating to children that require these carefully crafted individual solutions.
21. The decision of Hedley J in Re K (Children with Disabilities: Wardship) [2012] 2 FLR 745 is a particularly striking example of the thoughtful and creative use of wardship in what the judge referred to as "a unique solution for a unique case", an approach which was later reviewed in the Court of Appeal and endorsed as an apposite solution by Thorpe LJ in Re E [2012] EWCA Civ 1773. There is no doubt therefore that the jurisdiction exists, no doubt in my view that it is particularly appropriate to this extremely sensitive and sad situation, and no doubt either that it seems to be working effectively.
22. Although it deprives the mother of parental responsibility it is, to my mind, a less substantial intervention impractical terms than would be the instigation of public law care proceedings under the Children Act 1983 Act. It has not been necessary to trigger the vast panoply of investigations, assessments, statements, meetings, reviews, etc. that public law care proceedings inevitably and rightly involve."
"[28] I should add that in this relatively short extempore judgment I do not seek to set out a paradigm approach for applications of this kind. I am quite sure that there will be cases, particularly with younger children, perhaps when they are of necessity separated from their family, where only care proceedings under the Children Act will be appropriate."
"This is not the occasion, and there is no need for me, to explore the range of circumstances in which it may be appropriate to make a child who is outside the jurisdiction a ward of court. I merely observe that cases such as this demonstrate the continuing need for a remedy which, despite its antiquity, has shown, is showing and must continue to show a remarkable adaptability to meet the ever emerging needs of an ever changing world. I add that the use of the jurisdiction in cases where the risk to a child is of harm of the type that would engage Articles 2 or 3 of the Convention – risk to life or risk of degrading or inhuman treatment – is surely unproblematic. So wardship is surely an appropriate remedy, even if the child has already left the jurisdiction, in cases where the fear is that a child has been taken abroad for the purposes of a forced marriage (as in Re KR and Re B) or so that she can be subjected to female genital mutilation or (as here) where the fear is that a child has been taken abroad to travel to a dangerous war-zone."
"[28] In the circumstances it was clear to me that, in principle, wardship, if available, was the most appropriate mechanism for the court to adopt, at least until such time as the court was in a position, following the children's return to this country, to explore all the available options. As Hayden J said in the Tower Hamlets case (para 9), it is particularly apposite in cases such as these."
The Legal Aid Scheme
Representation and Arts 6 and 8
(i) The Convention guarantees rights that are practical and effective, not theoretical and illusory in relation to the right of access to the courts.
(ii) The question is whether the applicant's appearance before the court or tribunal in question without the assistance of a lawyer was effective, in the sense of whether he or she was able to present the case properly and satisfactorily.
(iii) It is relevant whether the proceedings taken as a whole were fair.
(iv) The importance of the appearance of fairness is also relevant: simply because an applicant can struggle through "in the teeth of all the difficulties" does not necessarily mean that the procedure was fair.
(v) Equality of arms must be guaranteed to the extent that each side is afforded a reasonable opportunity to present his or her case under conditions that do not place them at a substantial disadvantage vis-à-vis their opponent.
"It can therefore be seen that the critical question is whether an unrepresented litigant is able to present his case effectively and without obvious unfairness. The answer to this question requires a consideration of all the circumstances of the case, including the factors which are identified at paras 19 to 25 of the Guidance. These factors must be carefully weighed. Thus the greater the complexity of the procedural rules and/or the substantive legal issues, the more important what is at stake and the less able the applicant may be to cope with the stress, demands and complexity of the proceedings, the more likely it is that article 6.1 will require the provision of legal services (subject always to any reasonable merits and means test). The cases demonstrate that article 6.1 does not require civil legal aid in most or even many cases. It all depends on the circumstances. It should be borne in mind that, although in the United Kingdom we have an adversarial system of litigation, judges can and do provide assistance to litigants in person."
"In the court's view, what therefore has to be determined is whether, having regard to the particular circumstances of the case and notably the serious nature of the decisions to be taken, the parents have been involved in the decision-making process, seen as a whole, to a degree sufficient to provide them with the requisite protection of their interests. If they have not, there will have been a failure to respect their family life and the interference resulting from the decision will not be capable of being regarded as 'necessary' within the meaning of article 8."
"It is true that the test for article 8 as it is stated in the Strasbourg jurisprudence (whether those affected have been involved in the decision-making process, viewed as a whole, to a degree sufficient to provide them with the requisite protection of their interests) differs from the test for article 6.1 (whether there has been effective access to court). The article 8 test is broader than the article 6.1 test, but in practice we doubt whether there is any real difference between the two formulations in the context with which we are concerned. There is nothing in the Strasbourg jurisprudence to which our attention has been drawn which suggests that the European Court of Human Rights considers that there is any such difference. In practice, the court's analysis of the facts in the case law does not seem to differ as between article 6.1 and article 8. This is not surprising. The focus of article 6.1 is to ensure a fair determination of civil rights and obligations by an independent and impartial tribunal. Article 8 does not dictate the form of the decision-making process that the state must put in place. But the focus of the procedural aspect of article 8 is to ensure the effective protection of an individual's article 8 rights. To summarise, in determining what constitutes effective access to the tribunal (article 6.1) and what constitutes sufficient involvement in a decision-making process (article 8), for present purposes the standards are in practice the same."
Costs Funding Orders
"In short, it seems to me that the progressive construction that the judges have adopted in the Family Division is both pragmatic and sensible. I accept that at the date of the advent of the Matrimonial Proceedings and Property Act 1970 (the 1970 Act) on 1 January 1971, no judge of the Family Division would have so construed s 22, particularly because one of the provisions of the 1970 Act was to remove the wife's agency of necessity and, with it, her opportunity to seek security for the costs of future litigation. But times have moved on. In the 1970s, a petitioner who had no assets and whose only prospect of affluence lay in the outcome of her application for ancillary relief, could easily find specialist solicitors who would pursue her claim on legal aid. That world has long since gone. In those days, a number of the leading specialist ancillary relief firms could, as a matter of public duty, take on an admittedly small number of legally-aided cases. Leading firms that would not take legally-aided clients invariably had an arrangement to pass such cases to highly competent firms that would do legal aid. All those support systems have disappeared. The modern reality is that the highly specialist solicitors and counsel necessary for the conduct of big money cases will no longer do publicly funded work. So, if the applicant has no assets, can give no security for borrowings, cannot guarantee an outcome that would enable her to enter into an arrangement such as that which was upheld in Sears Tooth (A Firm) v Payne Hicks Beach (A Firm) and Others [1997] 2 FLR 116 then there is no source of funding of the litigation other than the approach to the court for a maintenance pending suit that will include a substantial element to fund the cost of the litigation. Obviously, in all these cases the dominant safeguard against injustice is the discretion of the trial judge and it will only be in cases that are demonstrated to be exceptional that the court will consider exercising the jurisdiction. But, I am in no doubt that in such exceptional cases, s 22 of the Matrimonial Causes Act 1973 can in modern times be construed to extend that far."
"But still more important, in the present context, is the special constitutional convention which jealously safeguards the exclusive control exercised by Parliament over both the levying and the expenditure of the public revenue. It is trite law that nothing less than clear, express and unambiguous language is effective to levy a tax. Scarcely less stringent is the requirement of clear statutory authority for public expenditure. As it was put by Viscount Haldane in Auckland Harbour Board v. The King [1924] AC 318, 326: 'it has been a principle of the British Constitution now for more than two centuries . . . that no money can be taken out of the consolidated Fund into which the revenues of the state have been paid, excepting under a distinct authorisation from Parliament itself.'"
And:
"I will not multiply examples, but I hope I have said enough to explain why I cannot attribute to the legislature any general willingness to provide the kind of publicly funded safety net which the judiciary would like to see in respect of costs necessarily and properly incurred by a litigant and not otherwise recoverable. It is for this reason that I find it impossible to say that whenever the legislature gives a right of appeal, whether in civil or criminal proceedings, in circumstances where a successful appellant may be unable to recover his costs from any other party, that affords a sufficient ground to imply a term enabling the court to order the costs to be paid out of public funds. The strictly limited range of the legislation expressly authorising payment of costs out of central funds in criminal proceedings no more lends itself to extension by judicial implication than does the equally limited range of legislation authorising payment of costs out of the legal aid fund in civil proceedings. Some general legislative provision authorising public funding of otherwise irrecoverable costs, either in all proceedings or in all appellate proceedings, would no doubt be an admirable step in the right direction which the judiciary would heartily applaud. But this does not, in my opinion, justify the courts in attempting to achieve some similar result by the piecemeal implication of terms giving a power to order payment of costs out of central funds in particular statutes, which can only lead to anomalies."
"The courts must always resist the temptation to engage, under the guise of statutory interpretation, in what is really judicial legislation, but this is particularly important in a sensitive constitutional area, such as that with which we are here concerned, where we should be scrupulous to avoid trespassing on parliamentary ground. I would hold that jurisdiction to order payment of costs out of central funds cannot be held to have been conferred by implication on the courts by any of the statutory provisions which I have examined. Indeed, I find it difficult to visualise any statutory context in which such a jurisdiction could be conferred by anything less than clear express terms."
"This provision is clear in its scope and application. There is no corresponding provision in s 31G(6) of the 1985 Act or anywhere else I relation to civil proceedings. Section 19(3)(e) is an example of the kind of provision expressly authorising payment of public funds which Lord Bridge had in mind in the passage that I have cited from the Holden & Co case [1994] 1 AC 22. A yet further point is the fact that section 19(1) of LASPO provides that regulations may provide that a court in criminal proceedings may determine whether an individual qualifies for legal representation at public expense. There is no corresponding provision in relation to civil proceedings."
"The same reasoning applies here. Under the cloak of ensuring fair play, the judge was in fact making orders affecting the parties' substantive rights and that must be governed by the general law and rules, not by resort to a wide judicial discretion derived from the court's inherent jurisdiction."
DISCUSSION
Costs Funding Order
"…a matter which is procedural from the position of an applicant may be constitutional in the eyes of the respondent…Where procedure is as important as substance, procedural change requires the same degree of political accountability and economic and social foresight as reform of any equivalent rule of substantive law. Major innovations in procedural law should therefore be recognised as an institutional responsibility, not a matter on which individual judges should respond to the pleas of particular litigants. Procedural revolutions should appear first in statutes or Rules of Court, not in the law reports."
"The High Court's inherent powers are limited both by the constitutional role of the court and by its institutional capacity. The principle of separation of powers confers the remit of economic and social policy on the legislature and on the executive, not on the judiciary. It follows that the inherent jurisdiction cannot be regarded as a lawless void permitting judges to do whatever we consider to be right for children or the vulnerable, be that in a particular case or more generally (as contended for here) towards unspecified categories of children or vulnerable adults."
In R v Central Independent Television Plc [1994] Fam 192 at 207-208 Waite LJ noted:
"The prerogative jurisdiction has shown a striking versatility, throughout its long history, in adapting its powers to the protective needs of children in all kinds of different situations. Although the jurisdiction is theoretically boundless, the courts have nevertheless found it necessary to set self-imposed limits upon its exercise for the sake of clarity and consistency, and of avoiding conflict between child welfare and other public advantages."
Choice of Proceedings in Cases of Alleged Radicalisation
"[51] Finally, this case has highlighted a further major problem. These parents face the prospect of losing their son permanently. If this prospect had arisen in the context of care proceedings, they would be entitled as of right to non-means tested legal aid. It is difficult to see why similar automatic public funding should not be available where the local authority proposes the removal of a child living at home under a care order and the parents apply to discharge that order and for an interim injunction under s.8 HRA. The justification for automatic public funding in care proceedings is the draconian nature of the order being claimed by the local authority. Where a local authority seeks to remove a child placed at home under a care order, the outcome of the discharge application may be equally draconian. Because this father is working, and earns a very low wage from which he has contributed to the support of his family, he, and possibly the mother, are disqualified from legal aid. Miss Fottrell and Miss Sprinz and their solicitors are at present acting pro bono. It is unfair that legal representation in these vital cases is only available if the lawyers agree to work for nothing."
CONCLUSION