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England and Wales High Court (King's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (King's Bench Division) Decisions >> White & Ors v Secretary of State for Health and Social Care [2022] EWHC 3082 (KB) (02 December 2022) URL: http://www.bailii.org/ew/cases/EWHC/KB/2022/3082.html Cite as: [2022] EWHC 3082 (KB) |
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KING'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
(Sitting as a Deputy Judge of the High Court)
____________________
EMMA JANE WHITE (1) SUSAN MARY WHITE (2) STEPHEN THOMAS WHITE (3) (EXECUTORS OF THE ESTATE OF THOMAS ALBERT WHITE DECEASED) |
Claimants |
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- and – |
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SECRETARY OF STATE FOR HEALTH AND SOCIAL CARE |
Defendant |
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PHILIP TURTON (instructed by Clyde and Co.) for the Defendant
Hearing date: 3rd November 2022
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Crown Copyright ©
The Deputy High Court Judge:
Introduction
Summary of Issues
i) What were the nature and circumstances of any exposure to asbestos when the deceased was employed by Sefton General Hospital and/or in other employments, and in particular to what level of asbestos was the deceased exposed during the first and second periods of his employment with the Defendant.
ii) Having regard to the nature and circumstances of the exposure to asbestos which is proved, whether that level of exposure to asbestos gave rise to a duty of care at common law and/or under the provisions of the Asbestos (Licensing) Regulations 1983, the Asbestos (Prohibitions) Regulations 1985 and the Control of Asbestos at Work Regulations 1987;
iii) If there was such a duty either at common law or under any relevant statutory provisions was such duty breached by the Defendant by failing to take adequate precautions to reduce or avoid the risk in question or at the very least made enquiries about what precautions if any they should take.
iv) If liability is proved, the quantum of the claim for damages.
"The Defendant's case is that the Claimant's evidence establishes low level exposure during the course of his employment during the first period of his employment, up to 1960, and not the second from 1973, at a time when the risk of injury in the form of mesothelioma from low levels of exposure was not generally known"
Evidence
"1) Mr White had malignant mesothelioma, which was the cause of his death.
2) We attribute this to occupational exposure to asbestos the source or sources of which are for the finding of the Court. We are agreed that if the information available to us is found by the Court to be broadly correct, then there was probably a medically significant increase in risk of mesothelioma attributable to his work with the Defendant. We note the conflict of information regarding whether or not there was exposure at the University of Liverpool, but resolution of this conflict is for the Court.
3) Symptoms attributable to Mr White's mesothelioma commenced in about July 2019 when he developed breathlessness. He was diagnosed as having mesothelioma in September 2019. He did not receive active treatment and although his health certainly declined, he was still living alone at the time of his death, albeit with support from his family and others
…
5) We are agreed that if he had not succumbed to a malignant mesothelioma his expectation of life would have been around 4.2 years"
(i) declined to serve any expert occupational hygiene evidence of their own;
(ii) declined to pose Part 35 questions to the Defendant's expert; and
(iii) declined to seek an order permitting that expert to be cross-examined as to the contents of his report,
nonetheless to impugn the evidence or expertise of the Defendant's expert on the matters in his report. In particular, the Claimants argued that:-
a) insofar as Mr Hughson's evidence of fact is in conflict with that of the deceased, it is the latter which should be preferred;
b) insofar Mr Hughson's evidence of opinion is no more than an unreasoned assertion, or based on assumptions other than those accepted by the Court, it must be rejected.
c) where Mr Hughson gives a reasoned opinion on a matter within his expertise the Court may be willing to accept it, though it is under no obligation to do so.
"at the end of the trial the duty of the court is to apply the burden of proof to all the evidence in the case which will or may include both evidence of fact and evidence of opinion which may interrelate".
Factual findings
"While a judge or tribunal of fact should make findings of fact if it can, in exceptional cases it may be forced to the conclusion that it cannot say that either version of events satisfies the balance of probabilities. In such a case the burden of proof may determine which party succeeds. The judge or tribunal of fact may only dispose of a case on this basis if it cannot reasonably make a finding one way or the other on a disputed issue. A judge should only do this where the state of the evidence is so unsatisfactory that no other course was open to them."
(i) The deceased was employed by the Defendant between 1949 and 1960 and again between 1973/4 and 1991/2.
(ii) The deceased was, as his daughter relates in her statement, extremely precise and pedantic in character. The same is demonstrated by the nine handwritten corrections he made to a draft statement prepared on his behalf. Each of those corrections shows a close attention to detail by the deceased.
(iii) The deceased was a laboratory assistant at Alsop High School for a period of about a year between 1948 and 1949 (when he was 16-17 years old). I find that he was not exposed to any significant asbestos during this period. I say so because, although in a document completed at the time he made an application for a diffuse mesothelioma payment, he appears to have ticked a box in respect of asbestos exposure during his employment there, a similar box is not ticked in his statement of 27th February 2020, and I consider that the statement of February 2020, which he has carefully checked and corrected (in some instances against his interest, e.g. the correction made at Point 7 in respect of asbestos lagging at the hospital "possibly don't know for sure" ) is likely to be accurate on this issue.
(iv) He was employed as a junior lab technician at Sefton General hospital between 1949 and 1960 (from age 17 to age 29)
(v) The photograph at of him working in a lab at p.73 of the trial bundle is likely to have been taken during this period. It is described by his daughter Emma White as a photograph taken in Sefton Laboratory and I accept that evidence. The deceased appears young. The photograph is old. Mr Hughson considers that the lab equipment is similar to the old equipment he had observed in the 1970s and 1980s (a time when he, Mr Hughson was at school) and concludes: "it seems obvious that the Deceased was a young man at the time which tends to suggest it was taken in the 1950/1960s". Since I accept that the photograph was taken at Sefton hospital, and I also accept it dates from a period prior to 1973, this fixes the photograph at some point during the 11 year period of employment 1949-1960. It is impossible to say more accurately than that when it was taken.
(vi) Under the Bunsen burner in the photograph which I date from this first period of employment is a protective mat. Mr Hughson isolates this part of the photograph at 3.3.17 in a separate box. I find that mats similar to that depicted in the photograph were likely to have been used throughout the period that the Claimant was working at the hospital between 1949 and 1960. I say so because Mr Hughson says that although heat protective mats he encountered at school in the mid-1970s, working as a lab technician in the 1980s and surveying a range of premises in the 1990s were "hard cement-like tile or slate" his understanding is that "softer materials were used prior to this time". While the mat in the photograph could be a soft asbestos mat, or a harder cement like mat, I consider it is likely to be a soft asbestos mat which was friable in nature.
(vii) In reaching the above conclusion, I have considered and I accept Mr Hughson's opinion at §6.5.28 of his report where he says:
"In my opinion scientific laboratories were so closely aligned with educational establishments that the management of hospital laboratories ought to have been aware of the DoE guidance or received similar guidance through their own hierarchy"
This is important because he also refers specifically to a Department of Education and Science Memorandum (18th July 1967) which recorded:-
"In circumstances in which asbestos is used in schools there would seem to be little if any risk of creating such heavy quantities of dust as to cause either asbestosis cancer of the lung in later years. Even so, inhalation of any form of asbestos dust by pupils and teachers should be reduced to a minimum…
…The occurrence of mesothelioma is associated especially with products made from one of the naturally occurring forms of asbestos, crocidolite (blue asbestos). Exposure to even low concentrations of dust may be hazardous. Present evidence suggests that the association of mesothelioma with asbestos derived from other naturally occurring forms of asbestos than crocidolite is exceptional. In view of the uncertainty about the subject it would seem proper to eliminate the use of crocidolite and crocidolite products and reduce the use of all other forms of asbestos by seeking a substitute wherever possible.
4…hard asbestos mats should be used in preference to soft ones (mats should be disposed of when they become frayed) any drilling or sawing of asbestos cement products should be carried out in the open air or under exhaust ventilation….
…
5…The Secretary of state asks local education authorities and other responsible bodies to ensure the most careful regulation and use of asbestos types within all types of educational establishments"
(viii) By 1976 a revised memo had been issued by the Department of Education and Science warning of the risk of dust being formed by abrasion of asbestos products in the course of normal usage. The text in the 1976 memo says, amongst other things: "soft asbestos mats should not be used in science, in home economics or elsewhere in the establishment". That memo in conjunction with Mr Hughson's expert evidence leads me to three conclusions on the balance of probabilities. First, that prior to 1967, the use of soft asbestos mats was reasonably widespread in schools and by extension, and as I think likely, other public institutions containing biochemical laboratories, e.g. hospitals. Second, that soft asbestos mats were (if appropriate guidance was followed) likely to have started being removed from schools and hospitals from at least 1967. Third that soft asbestos heat protective mats were capable of giving off dust by abrasion even in the course of normal usage.
(ix) I also find that the soft asbestos mats which were likely to have been used during the first period of employment were likely to have been made of asbestos millboard or Asbestos Insulating Board ('AIB') rather than asbestos cement. I say so because I find, in accordance with Mr Hughson's evidence at §4.3.1, that Asbestos Cement is a hard brittle material when compared to AIB which is relatively soft and friable. I have already found that on the balance of probabilities the mats used in this first period of employment were likely to be soft. That makes it considerably more likely that the mat was made of millboard or asbestos insulating board and is consistent with the deceased description of the mats or boards being 'friable'. My findings in relation to the second period of employment are dealt with separately below.
(x) As between Asbestos Insulating Board and Millboard – it may not matter which of these substances were used - but I consider the evidence of the deceased combined with the evidence of Mr Hughson, in particular at §4.3.18 to §4.3.30 of his report makes it slightly more likely that the mat was made from asbestos millboard. Asbestos millboard was used as a versatile product (it could easily be cut to size) and was used for heat protection between the 1930s and when it was phased out in the 1970s. The HSE description given by Mr Hughson of asbestos millboard having a "high asbestos content and low density so was quite easy to break and the surface was subject to abrasion and wear" fits very closely with the deceased's own description of the mats in question at §22 of his statement: "the mats were asbestos and were very fragile; they would simply break and the edges would be flaky. As the material was friable, if you placed the board down onto the desk heavily it would just break into pieces and cause so much dust to emerge from the same". If it was asbestos millboard, then it is possible that crocidolite was possibly used in its manufacture but unlikely that this persisted after 1965 – see Hughson at 4.3.20. If it was AIB then it was probably a mixture of amosite and chrysotile – see Hughson ±4.3.15.
(xi) I do not consider the deceased was exposed to asbestos at Liverpool University. I accept his evidence that he would have been working measuring drugs and would not have been exposed during this time. I do not consider the information which might be said to suggest to the contrary included on either the IIDB form or the diffuse mesothelioma payment form, is likely to be reliable. Unlike his witness statement there are no carefully thought-through annotated amendments to the entries. Indeed the only handwriting of his which appears on either form is his signature. The forms are undated.
(xii) While I do consider that abrasion of such soft asbestos mats by normal usage would be likely to cause small amounts of dust to be emitted, I am not persuaded by the deceased's evidence that "the benches would be covered with asbestos dust" or that there was a "constant flow of asbestos dust and fibres from the boards into the environment". Rather I think it is likely that whenever the Bunsen burners were used, or the mats were moved around the lab, (i.e. intermittently) some dust was likely to be emitted, mostly by normal usage and occasionally by breakage of the mats. In a hospital laboratory, I consider it is likely that the lab benches would be regularly wiped down either with a wet or dry cloth, and in the course of that activity dust particles left on the benches would be likely to enter into the work environment. More so if dry rather than wet cloths were used. Occasionally, I accept the mats might break and emit larger quantities of dust but as a general rule the dispersion of dust particles into the air would have been intermittent rather than constant and probably at low quantities.
(xiii) I do not consider it likely that the deceased was exposed to any or any significant quantity of asbestos, when going down to the hospital basement. I say so for three reasons. First because the deceased himself says that it is only possible that the pipes in the basement were lagged with asbestos – he annotates his statement: "possibly, don't know for sure", although I accept that point may be countered by Mr Hughson's acceptance that steam pipes in a hospital at that time were likely to be lagged with asbestos. Second, because there is no evidence that such visits (described as 'frequent' by the deceased) were for particularly long periods (perhaps 10 minutes only), and third, and perhaps most importantly, because of Mr Hughson's expert evidence that even if the pipes were lagged with asbestos, because such visits were intermittent and for short periods there is unlikely to have been any significant exposure to asbestos dust.
(xiv) In terms of the actual level of exposure, while this is clearly difficult to determine by back-calculation, or more pejoratively, "back-guestimation", I do not consider the state of the evidence is so unsatisfactory that I cannot make a finding on the balance of probabilities of the likely level of exposure (at least in general terms) by reference to my earlier findings of fact in respect of the first period of employment.
(xv) In reaching my conclusions I am greatly assisted by Mr Hughson's report in particular at §5.3.5-§5.3.6 and §6.3.1 -§6.3.5. In the light of that evidence I conclude:
- that handling of a friable form of asbestos such as millboard would likely create an asbestos dust concentration of around 1-2 fibre/ml for short periods of time. Mr Hughson says this would have been if the Bunsen burner mats were dropped down onto bench tops, and where they tended to break apart and where the deceased was in close proximity to others who did the same, or when he wiped away dust deposits from the bench tops. I accept Mr Hughson's evidence that when sitting on the work benches, and not being used or moved, such boards would not have released asbestos dust. Thus, although use of the mats, abrasion of their surfaces by moving them, or dropping such mats is likely to have caused asbestos dust to be emitted into the air in the locality where the deceased was working such emissions were not constant but intermittent, and probably at very low levels. In terms of actual periods of emission Mr Hughson who himself has worked in scientific labs, estimated a period as probably for no more than for 12 minutes in an 8-hour working day. Although not a witness of fact, this estimate seemed a reasonable estimate from a highly experienced expert who had relevant experience of working in and advising on, similar environments. There was no expert evidence from the Claimants to suggest to the contrary.
- In the light of those findings, I accept Mr Hughson's evidence that the deceased was potentially exposed to an average asbestos concentration of around 0.02 to 0.05 fibre/ml (8-hr TWA) on those days when the activities took place, which I find, based on the deceased's evidence, to be the majority of the time he was working. He says in his statement that he would "be working around testing most days and as part of the tests we would be using Bunsen burners". I consider in the circumstances it is fair to estimate that majority as 75% of the time, notwithstanding Mr Hughson's reservations about whether Bunsen burners would be in daily use.
- I therefore consider that Mr Hughson's estimate at §5.4.4. of his report is of assistance. In that paragraph he says, if the Court were to accept that the Deceased was exposed to asbestos for around 75% of the time for the full 11 years (and I do make that finding on the balance of probabilities on the evidence I have read) "then I would estimate his cumulative asbestos exposure to be 0.2 to 0.4 fibre/ml years". While considerable caution needs to be taken with respect to such back calculations, I consider this illustrative calculation is not an unreasonable estimate of the likely cumulative asbestos exposure during the first period of employment. At the very least I am persuaded by Mr Hughson's evidence that the likely level of exposure during this period was modest and infrequent, and in overall terms, not more than minimal.
- That said, I also consider that that level of exposure: 0.02 to 0.05 fibre/mol (8-hr TWA); or 0.2 to 0.4 fibre/ml years, is, as Mr Hughson says at 5.4.2 a "marginal increased level above background". As the respiratory experts have agreed in the joint statement, on the proviso that the information available to them is found by the court to be broadly correct (which it is in respect of the first period of employment) then although only a marginal increase in level above the background it is nonetheless a medically significant increase in risk of mesothelioma attributable to his work with the Defendant.
(i) The deceased was employed again at Sefton hospital between 1973/4 and 1991/2, this time though his responsibilities were different.
(ii) The deceased himself was clearly less than confident that he was exposed to asbestos during this second period of employment because he leaves the exposure box blank at §18 of his statement.
(iii) When employed between 1973 and 1991/2 the deceased was employed as a senior biochemist. He has made a correction to his statement based on a mishearing by his solicitor. The solicitor drafting the statement wrote: "I was based in the Civil Hall. During my time in the Civil Hall I was not exposed to asbestos". What the Claimant meant was: he was based with Ms Sybil M Hall, principal biochemist. He therefore wrote "Ms S.M. Hall" as his annotation. This annotation (and the source of the mishearing) was clearly a reference to Ms Sybil M Hall who was, at that time, the principal biochemist at Sefton Hospital: see for example her co-authorship of the article (as principal biochemist at Sefton): "Late treatment of paracetamol poisoning with mercaptamine" in the British Medical Journal (1978), Vol 1 at 331.
(iv) The deceased's correction to this statement means that the proper reading of §34 is as follows: "I was based with Sybil M Hall. During my time with Sybil M Hall I was not exposed to asbestos".
(v) Although at first sight it seems hard to reconcile that statement with the sentence that follows at §35 of his witness statement:
"I spent a lot of the time in the main lab discussing tests and results with other technicians. Whilst I was in the lab I would be exposed to the asbestos that was being disturbed by the technicians as I have previously explained. They would still be using in the early years the asbestos boards. All I can say is that whenever a Bunsen burner was used asbestos was being disturbed as simply placing the Bunsen burner and the tripod upon the board would cause the asbestos dust to emit into the air and as a consequence we would inhale the same."
I consider that reconciliation is possible on the basis that while he was working with Ms S M Hall, he would not regularly have been working with asbestos but he would take trips to the main lab to discuss tests and results with technicians in the lab. It is only whilst he was in the lab for such discussions that any exposure might have occurred and even then only: (i) if soft mats were still in use; (ii) when Bunsen burners were being used or moved; and (iii) in what the deceased describes as: "the early years".
(vi) I find that the evidence as to the nature of the mats which were used in the "early years" of the deceased second period of employment is entirely unsatisfactory. It would be unwonted speculation to say that the mats were still the soft asbestos mats during that period when the development of knowledge of risks in relation to asbestos suggests that if soft asbestos mats remained in use after 1967 it would have been contrary to the DoE Guidance to schools and other public institutions. I do not believe I have sufficient evidence to conclude on the balance of probabilities that in the period of the 'early years' in the second period of employment that asbestos mats which were used continued to be soft asbestos mats, rather than harder materials which did not produce the same quantities of asbestos dust.
(vii) While there is evidence from Mr Hughson that soft asbestos mats could still be found in buildings at the time of the publication of Asbestos materials in buildings in 1983 – (see §6.2.2.) I think on the basis of the memoranda from the Department of Education and Science which suggests that if the hospital retained them it would have been contrary to advice, that it is simply not possible to say whether soft asbestos mats continued in use during the second period of the deceased's employment. I cannot therefore reliably conclude that soft mats did continue to be used by reference to the phrase 'the early years' in his second period of employment.
(viii) In summary I consider it unlikely that soft asbestos boards/mats were used by the hospital during the second period of employment. If hard mats were used then they were unlikely to give off dust to any significant degree and would have been the very mats which the Department of Education and Science had suggested the soft mats be replaced with.
(ix) In this regard I have ultimately agreed with Mr Hughson's opinion at §5.4.7 where he says that he does not consider that friable forms of Bunsen burner mats would have been used in the Defendant's laboratory "during the second period of the deceased's employment".
(x) I also have had regard to what is said by Mr Hughson at §5.4.7 to the effect that "In any case I do not consider[ed] that he was likely to be exposed to any significant amount of asbestos during this period in time because he had no direct contact with the mat". I accept that evidence. Any exposure in the second period of employment to dust emitted from asbestos mats (whether soft or otherwise) was, on the balance of probabilities, (and on a fair assessment of the deceased's own evidence in respect of his time with Ms Sybil M Hall), likely to be insignificant/de minimis.
(xi) Thus I conclude that any exposure to asbestos during the period 1973 to onwards would have been very intermittent and at such a low level that I do not find there was any relevant exposure in the second period of employment.
Distillation of factual findings
(i) That during his first period of employment the deceased was likely to have been exposed to asbestos dust but intermittently and in very low quantities. Mr Hughson has estimated the exposure equated to 0.02 to 0.05 fibre/mol (8-hr TWA); or 0.2 to 0.4 fibre/ml years. On the basis of the joint medical evidence and Mr Hughson's evidence and notwithstanding this is a level which is only a "marginal increased level above background", it is a statistically significant increase in risk, and I find, consistently with the Defendant's respiratory expert, Dr Moore-Gillon, sufficient to amount to a material increase in the risk of the deceased developing mesothelioma. It follows that, if I am satisfied that the Defendant was in breach of a duty of care to the deceased during this period to protect him from the risk of asbestos-induced injury, then the Claimants are entitled to succeed.
(ii) That during the second period of employment the level of exposure was likely to be insignificant in causal terms. This is for two reasons. First the Claimants have failed to prove on the balance of probabilities that soft asbestos mats (as opposed to harder, less dust emitting mats) continued to be used by the hospital during the 'early years' referred to by the deceased in his statement. Second because any such exposure was much more intermittent than in the first period of employment by virtue of the deceased's more senior position. Thus my conclusion is that regardless of any question of breach of duty, the deceased was not during this period exposed to a sufficient quantity of asbestos dust for me to find it proved that there was a material increase in the risk of the Claimant developing asbestos related injury.
Duty of Care
"From these authorities I deduce the principles, that the overall test is still the conduct of the reasonable and prudent employer, taking positive thought for the safety of his workers in the light of what he knows or ought to know; where there is a recognised and general practice which has been followed for a substantial period in similar circumstances without mishap, he is entitled to follow it, unless in the light of common sense or newer knowledge it is clearly bad; but, where there is developing knowledge, he must keep reasonably abreast of it and not be too slow to apply it; and where he has in fact greater than average knowledge of the risks, he may be thereby obliged to take more than the average or standard precautions. He must weigh up the risk in terms of the likelihood of injury occurring and the potential consequences if it does; and he must balance against this the probable effectiveness of the precautions that can be taken to meet it and the expense and inconvenience they involve. If he is found to have fallen below the standard to be properly expected of a reasonable and prudent employer in these respects, he is negligent."
"I shall direct myself in accordance with this succinct and helpful statement of the law, and will make only one additional comment. In the passage just cited, Swanwick J drew a distinction between a recognised practice followed without mishap, and one which in the light of common sense or increased knowledge is clearly bad. The distinction is indeed valid and sufficient for many cases. The two categories are not, however, exhaustive: as the present actions demonstrate. The practice of leaving employees unprotected against excessive noise had never been followed "without mishap". Yet even the plaintiffs have not suggested that it was "clearly bad", in the sense of creating a potential liability in negligence, at any time before the mid-1930s. Between the two extremes is a type of risk which is regarded at any given time (although not necessarily later) as an inescapable feature of the industry. The employer is not liable for the consequences of such risks, although subsequent changes in social awareness, or improvements in knowledge and technology, may transfer the risk into the category of those against which the employer can and should take care."
"However, where an employer cannot know the extent of any particular employee's exposure over the period of his employment, knows or ought to know that exposure is variable, and knows or ought to know the potential maximum as well as the potential minimum, a reasonable and prudent employer, taking positive thought for the safety of his workers, would have to take thought for the risks involved in the potential maximum exposure. Only if he could be reassured that none of these employees would be sufficiently exposed to be at risk could he safely ignore it."
"the difficulties related to and the threats posed by asbestos were sufficiently well known, and sufficiently uncertain in their extent and effect, for employers to be under a duty to reduce exposure to the greatest extent possible"
"The point which impressed the judge was the certain knowledge that asbestos dust was dangerous and the absence of any knowledge and indeed any means of knowledge, about what constituted a safe level of exposure…
..
...the judge was entitled to conclude that a prudent employer would have taken precautions or at the very least made enquiries about what precautions if any they should take".
"the risk of serious injury to Mrs Maguire's health was, and should have been by Harland & Wolff, reasonably foreseeable, indeed obvious, in the period 1961 to 1965."
"The reality of the matter is that ... no-one in the industrial world before October 1965 directed his or her mind to the risk of physical injury from domestic exposure to asbestos dust, except in what I will call "the asbestos neighbourhood cases" ... It is most unlikely that they (the defendants) would have become aware of the risk from domestic exposure to asbestos dust before about the end of 1965."
"What can be said with confidence is that Mrs Maguire sustained a series of peak exposures, rather than a persistent, constant exposure of the kind suffered by Mr Maguire himself. These coincided with her husband's return from work and the arrangements by which she shook and then cleaned and washed his working clothes. Some degree of contamination would also have been brought into and remained in their home."
"In my view it was not sufficient for the judge only to make the general findings on the state of knowledge about asbestos and mesothelioma noted at [53] above, even if coupled with the finding that if the University had had a report about the actual level of exposure to asbestos fibres as found, then the University would know that to send someone into the tunnel inevitably carried "a risk". I agree with Mr Feeny's submission that there could only be a breach of duty of care by the University if the judge had been able to conclude that it would have been reasonably foreseeable to a body in the position of this University in 1974 that if it exposed Mr Williams to asbestos fibres at a level of just above 0.1 fibres/ml for a period of 52-78 hours, he was exposed to an unacceptable risk of asbestos related injury.
[61] In my view the best guide to what, in 1974, was an acceptable and what was an unacceptable level of exposure to asbestos generally is that given in the Factory Inspectorate's "Technical Data Note 13" of March 1970, in particular the guidance given about crocidolite. The University was entitled to rely on recognised and established guidelines such as those in Note 13. It is telling that none of the medical or occupational hygiene experts concluded that, at the level of exposure to asbestos fibres actually found by the judge, the University ought reasonably to have foreseen that Mr Williams would be exposed to an unacceptable risk of asbestos related injury."
"…In short, the fact that the judge did not make any finding that the condition of the lagging in 1974 was such that the University ought to have been alerted to a reasonably foreseeable risk of asbestos related injury means that the judge's conclusion that the University was in breach of the duty of care cannot stand. Therefore, even if the judge was entitled to conclude that the lagging was in poor condition and that the level of exposure to asbestos fibres was as found, the judge could not properly have concluded that the University was in breach of its duty of care to Mr Williams."
"I think that the judge was wrong to treat this court in Williams v University of Birmingham [2012] PIQR P4 as having laid down a binding proposition that employers were entitled to regard exposure at levels below those identified in TDN13 as "safe" even in the period 1970—1976, still less at a period prior to its publication. There is the further point that in the present case, and I suspect in many others; there is no reason to suppose that the employer took any steps to measure the level of exposure which Mr Bussey or others doing similar work encountered and could not have accordingly known whether it was above or below any supposed "maximum safe limit" Attempting to answer the issue in this case by comparing back-calculations (it might be fairer to say (back-guestimations) of Mr Bussey's exposure against subsequently published figures of the kind appearing in TDN13 is in my view unsound."
"In my view the right approach in principle to the necessary inquiry is twofold:
a) The first question is whether Anglia should at any time during Mr Bussey's employment - that is, between 1965 and 1968 (the precise dates are not known) - have been aware that the exposure to asbestos dust which his work involved gave rise to a significant risk of asbestos-related injury. (I say "significant" only so as to exclude risks which are purely fanciful: any real risk, albeit statistically small, of a fatal illness is significant.) That will depend on how quickly the knowledge, first widely published in 1965, of the fact that much lower exposures than had previously been thought to be dangerous could cause mesothelioma was disseminated among reasonable and prudent employers whose employees had to work with asbestos. One aspect of this question is whether, even though Anglia may have been aware of the risk in general terms, it was reasonable for it at the material time to believe that there was a level of exposure below which there was no significant risk, and that Mr Bussey's exposure was below that level.
b) If the answer to the first question is that Anglia should have been aware that Mr Bussey's exposure gave rise to such a risk (including that there was no known safe limit) the second question is whether it took proper precautions to reduce or eliminate that risk. On the facts of the present case, that question may not be difficult to answer, since, as Jackson LJ says at para. 56, the Judge found that there were two simple precautions that could have been taken, and there seems to be no suggestion that they were either impractical or unreasonably expensive: even if the risk was understood to be small, given its seriousness if it eventuated, the precautions ought to have been taken."
(i) Should Sefton Hospital in either the first period of employment (1949-1960) or the second period of employment (1973 to 1990) have been aware that the exposure to asbestos dust which his work involved gave rise to a significant risk of asbestos-related injury. Where "significant" is meant to exclude risks which are purely fanciful: any real risk, albeit statistically small, of a fatal illness is significant.
(ii) If yes, did Sefton Hospital take proper precautions to reduce or eliminate that risk or at the very least seek advice as to what, if any, precautions he could take
Breach of duty – the first period of employment
(i) Soft asbestos mats were in use as heat protective mats
(ii) Such mats were probably known to be liable to emit small amounts of asbestos dust by abrasion when used, moved or dropped.
the Defendant hospital ought to have considered that this intermittent and relatively light level of exposure to asbestos mandated at the very least seeking advice on what precautions to take. To answer this question it is necessary to review the relevant state of knowledge as to asbestos risks as set out in the evidence and authorities.
"it is very necessary to keep an ever watchful eye for the new use of asbestos in some manufacturing or other process, for example, on ships or buildings where the work may be undertaken by someone not fully realising the necessity of preventing as far as possible the inhalation of asbestos fibre and dust"
"Where the average concentration of asbestos dust over any 10 minute sampling period is less than 2 fibres/cc… HM Factory inspectorate will not seek to enforce the substantive provisions of the Regulations."
65. In 1960, a booklet, Toxic Substances in Factory Atmospheres, was published by the Ministry of Labour. This document contained a section on "maximum permissible concentrations" of various substances used in industry, including asbestos. It stated:
"While systems of control should be as effective as it is practicable to make them, it is desirable to have some guide to which the efficiency of the control measures can be related. In the List at the end of this booklet there are set out figures of maximum permissible concentrations of certain substances used in industry. For each substance a figure of concentration in atmosphere is given. If this concentration is exceeded, further action is necessary to achieve satisfactory working conditions. ...
The concentrations given ... relate to an average concentration for a normal working day. They are based on the last available information at the present time, and are subject to annual review in the light of existing scientific knowledge".
66. The maximum permissible concentration for asbestos was identified as 5 million particles per cubic foot of air (mppcf). While there are difficulties in converting mppcf (a US measurement) to fibres/ml (the traditional UK unit), Dr Jones said that 5 mppcf approximates to a UK equivalent of 30 fibres/ml. The booklet was re-issued on two subsequent occasions. In both subsequent versions (the second of which was published in 1966), the maximum permissible concentration identified remained the same as in 1960. In 1970, with the introduction of the Asbestos Regulations, a reduced control limit was specified and, since then, further significant reductions have been made.
"Having considered the relevant literature with care, I consider it highly unlikely that an employer whose employee's only exposure to asbestos dust arose as a result of the infrequent use of asbestos string and/or asbestos scorch pads (even with the occasional removal of an asbestos flue pipe) would have believed, on reading the literature (including the 1949 Annual Report), that he was or might be exposing that employee to risk of an asbestos-related injury. Indeed, some degree of actual reassurance might have been afforded by the contents of the 1960 booklet. It is true that the booklet stressed the importance of keeping contamination of the workplace to a minimum and did not profess to set a "safe" level of asbestos exposure. Nevertheless, the level at which the maximum average permissible concentration of asbestos dust over a working day was set was so much in excess of the levels to which the claimant was likely to be exposed that it may well have encouraged the defendants to believe (if they considered it) that the levels of asbestos dust to which the claimant was being exposed gave rise to no risk of injury. It seems to me that it was not until after the publication of the Newhouse and Thomson paper in 1965 at the earliest that employers could have been aware that asbestos exposure at the levels to which the claimant was subjected gave rise to a risk of injury."
"Practically and in the absence of the ability to measure the amount and nature of the dust, how was an employer working with asbestos to gauge the dust levels unless they were minimal (which would include "light and intermittent" as per Abraham)? It would seem that the correct response to more than minimal dust where an employer could not be confident that it was not coming from a source of asbestos would be to consider that a risk was posed….
98…If bits of inner lining were coming off all the time and getting on her clothes during the stitching process I view this as more than minimal and enough to require Warmex Ltd to consider practicable measures to protect employees against dust inhalation … although it might be said that "bits" are not "dust" I think one can infer from Mrs Hawkes evidence that this at some level was a friable material producing bits and associated dust."
(i) In the first period of the Claimant's employment there was no known level of asbestos below which there was no significant risk of injury
Even if such a level had been known, in the absence of an ability to measure asbestos dust levels, the Defendant could not be confident that a safe level was maintained;
(ii) The Defendant knew the deceased was working in close proximity to asbestos containing materials in the lab and in the basement;
(iii) The level of dust was "more than minimal"
(iv) It was incumbent on the Defendant to consider reasonably practicable measures to reduce the amount of asbestos dust in the Claimant's working environment.
(i) Should Sefton Hospital in either the first period of employment (1949-1960) or the second period of employment (1973 to 1990) have been aware that the exposure to asbestos dust which his work involved gave rise to a significant risk of asbestos-related injury? No: in respect of both the first and second period. I have found that the exposure to dust was not more than minimal and certainly not at a level which would have triggered a duty on the Defendant to take precautions or seek advice on what precautions to take.
(ii) If yes, did Sefton Hospital take proper precautions to reduce or eliminate that risk or at the very least seek advice as to what, if any, precautions he could take. Not applicable. There was insufficient exposure to trigger the duty to take precautions or seek advice.
Quantum
Judgment