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England and Wales High Court (King's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (King's Bench Division) Decisions >> Evans v The Secretary of State for Health And Social Care [2024] EWHC 496 (KB) (23 February 2024) URL: http://www.bailii.org/ew/cases/EWHC/KB/2024/496.html Cite as: [2024] EWHC 496 (KB) |
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KING'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
(Sitting as a Deputy Judge of the High Court)
____________________
TERESA EVANS (Personal Representative of the Estate of MARIA DRINKWATER) |
Claimant |
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- and – |
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THE SECRETARY OF STATE FOR HEALTH AND SOCIAL CARE |
Defendant |
____________________
Alexander Macpherson (instructed by Clyde & Co. LLP) for the Defendant
Hearing dates: 10, 11 and 19 October 2023
____________________
Crown Copyright ©
This judgment was handed down remotely on 23 February 2024 at 10:30am by circulation to the parties or their representatives by email and released to the National Archives.
Andrew Kinnier KC:
Introduction
Part 1 - background
Replacement of asbestos roofing sheets
(a) The building was roofed with defective non-standard asbestos corrugated roofing sheets and cappings which were to be removed and handed to the foreman for storage. The building was to be re-roofed with standard corrugated asbestos sheets (which would involve drilling and screwing them) and cappings.
Asbestolux boarding
(b) The specification and the drawings show that Asbestolux (a trade name of a type of asbestos insulation board) was to be used for two purposes: first, double doors were to be installed at the entrances to the ward from the external corridor; from the internal corridor to the day area; from the day area to the dormitory and from the day area to a concrete apron. The drawings indicate that the double doors were to be so-called "one-hour" fire check doors and faced with 3/16" asbestos wallboard or millboard.
(c) Secondly, the specification required the contractor to take off all remaining doors to the rooms off the internal corridor in the first part of the building and fix "3/16th asbestolux boarding to make '½ hour' fire prevention doors."
Central heating system
(d) The specification identified two elements to this work: to re-position the radiators in the sluice room and the day room and to install new radiators in the kitchen, staff room and bathroom.
Part 2 - the proceedings
Statements of case
Factual evidence
Expert evidence
The parties' positions at trial
Part 3 - the factual evidence
(a) She started work at the hospital sometime in 1974 or 1975. The hospital was in "quite a poor state of repair" and some of the buildings were "prefabricated with asbestos corrugated roofs and very grubby."
(b) She recalled the demolition of one of the prefabricated buildings which had a corrugated roof. There was a corridor along which she "had to walk every day several times a day". The prefabricated building that was being demolished was connected to the corridor and she walked past the building site "several times per day." She recalled that the demolition works lasted "several months" and to the best of her recollection the works started a few months after she joined the hospital.
(c) She remembered "visible clouds of dust floating around in the corridor along which I had to walk every day for months whilst the building was demolished."
(d) In relation to the presence of asbestos in the building that she said was being demolished, Mrs Drinkwater identified three possible sources: first, the walls which she said were made of plaster board "which I now believe was asbestos"; secondly, the exterior of the buildings which she said had all been "spray coated with a fire retardant material which left a rough rather than a smooth surface"; thirdly, "old-fashioned radiators with big thick pipes that were covered with a plastered material that ran to every room of the hospital including the room that was being demolished."
(e) In relation to precautions to minimise asbestos dust, Mrs Drinkwater said that "there were no extractor fans set up in the corridor to remove the dust that was created by the building works" and that she did not recall "anyone with a vacuum cleaner in that corridor whilst the building works were going on to remove the dust." No-one supplied a mask or respiratory equipment to Mrs Drinkwater when she walked down the corridor.
(f) Mrs Drinkwater believed that the only time that she was exposed to asbestos at work was during her time at the hospital. She also said that she had been exposed to asbestos dust "on my husband's work clothes."
Part 4 - the expert evidence
Respiratory medicine
(a) Mrs Drinkwater suffered from a malignant mesothelioma of the pleura which was diagnosed in February 2018: para. 7.1.
(b) Mesothelioma is almost invariably caused by exposure to asbestos. Mesothelioma can occur at low levels of asbestos exposure but the risk that mesothelioma will occur increases in proportion to the dose of asbestos received and successive periods of exposure each augment the risk that mesothelioma will occur: para. 8.1. There is on average a long latent interval between first exposure to asbestos and the onset of clinical manifestations of mesothelioma. In most reported cases this is more than 30 years but ranges between 10 and 75 years: para. 8.2.
(c) Based on the information provided to Professor Maskell, Mrs Drinkwater was exposed to asbestos during her employment by the Authority and what is described as "para-asbestos exposure" when washing Mr Drinkwater's work clothes: para. 9.1. In his opinion, "her asbestos exposure would have been enough to cause the development of mesothelioma and/or enough to materially contribute to the risk that she would develop mesothelioma": para. 9.2. Neither the first nor the supplemental reports sought to distinguish between the likely respective contributions of the two sources.
Occupational hygiene
(a) Re-roofing works: the predominant fibre type used in asbestos cement roof-sheeting was chrysotile asbestos. It is unlikely that the replacement asbestos roof sheets were made of crocidolite asbestos because a voluntary ban on its use was agreed in 1970: para. 2.1.
(b) Exterior walls: although Mrs Drinkwater believed that the outside walls had been sprayed with some material containing asbestos, the experts concluded that it was likely to be asbestos-free: para. 2.5.
(c) Walls: the experts have seen no evidence of asbestos being present in walls or ceiling boards in the ward: para. 2.5.
(d) Internal single doors: 3/16" Asbestolux sheeting was to be fitted to the existing doors to make "half-hour" check doors. Asbestolux predominantly contained amosite although other types (particularly chrysotile) were at times also added: para. 2.2.
(e) Heating pipes, floor ducts and insulation: it was not clear whether the floor ducts already existed or were made for new pipework. They considered it likely that any existing pipework (in floor ducts or elsewhere) would have been insulated in places and would have contained any one of, or a mixture of, chrysotile, amosite and crocidolite asbestos. At the time of the works, the experts considered that if new insulation were required, it is more likely to have been asbestos-free. The experts also agreed that, if Mrs Drinkwater saw pipework covered in a "plastered material" in the hospital, unless newly fitted, it is likely to have contained asbestos: para. 2.3.
(f) The extent of exposure of those working with asbestos-containing material: exposure for those carrying out the work would have depended upon the type of asbestos-containing material that was used, the nature of the activity, how it was carried out and the extent of any care and precautions taken: para. 2.4.
(g) Precautions: the experts had seen no evidence about how those works which involved asbestos-containing materials were carried out and whether any precautions were taken according to the standards of the time. Both agreed that a general specification of works prepared in the mid-1970s, such as the one in this claim, may not have included detail about precautions: para. 2.7.
(h) Mrs Drinkwater's exposure: the experts do not know whether Mrs Drinkwater walked past the ward during the works: para. 2.6. If she did walk past the ward, it is likely that she would have been exposed to asbestos commensurate with the nature and amount of the asbestos-containing material being disturbed, how that work was carried out and her proximity to it: para. 2.6. Subject to the court's findings about the dustiness of conditions (which is considered below), the experts cannot say whether such exposure would have contravened contemporary standards and advice: para. 2.7. If she did not walk past the ward, Mrs Drinkwater was not likely to have been exposed to asbestos: para. 2.6.
(i) Mrs Drinkwater's evidence about dusty conditions: the nature of the dust reported by Mrs Drinkwater was not known and it was not known whether it contained asbestos. That was because the experts did not know what works were taking place when Mrs Drinkwater alleged that she saw clouds of dust: para. 2.8. Subject to those matters, they agreed that for "clouds of dust" to be present in the corridor next to the works suggests "vigorous disturbance of materials (of unknown nature) within the building works with no steps taken to mitigate this": para. 2.8. If it is found that Mrs Drinkwater did see clouds of dust at times and that this likely resulted from the work with, or disturbance of, asbestos-containing material, that suggested uncontrolled work with, or disturbance of, such material. Conversely, if it is found that Mrs Drinkwater saw clouds of dust at times, but it was not likely related to any work with or disturbance of asbestos-containing material, she only saw "general dusts from general works with no steps to control these works": para. 2.9.
(j) Exposure to asbestos: the experts would not expect to see clouds of dust if asbestos cement roof sheets were removed and replaced carefully. They also agreed that when fitting Asbestolux to fire doors or disturbing pipework insulation, it was possible that clouds of dust would be produced "but only likely if vigorous methods of work were employed, such as power tools for the former and dry removal for the latter". They considered that the use of hand tools (such as a rip saw) were likely to generate dust and airborne asbestos fibre "but in a quantity we would not necessarily expect to be described as a 'cloud'": para. 2.10.
Part 5 - the law
"From these authorities I deduce the principles, that the overall test is still the conduct of the reasonable and prudent employer, taking positive thought for the safety of his workers in the light of what he knows or ought to know; where there is as recognised and general practice which has been followed for a substantial period in similar circumstances without mishap, he is entitled to follow it, unless in the light of common sense or newer knowledge it is clearly bad; but, where there is developing knowledge, he must keep reasonably abreast of it and not be too slow to apply it; and where he has in fact greater than average knowledge of the risks, he may be thereby obliged to take more than the average or standard precautions. He must weigh up the risk in terms of the likelihood of injury occurring and the potential consequences if it does; and he must balance against this the probable effectiveness of the precautions that can be taken to meet it and the expenses and inconvenience they involve. If he is found to have fallen below the standard to be properly expected of a reasonable and prudent employer in these respects, he is negligent".
"I shall direct myself in accordance with this succinct and helpful statement of the law, and will make only one additional comment. In the passage just cited, Swanwick J drew a distinction between a recognised practice followed without mishap, and one which in the light of common sense or increased knowledge is clearly bad. The distinction is indeed valid and sufficient for many cases. The two categories are not, however, exhaustive: as the present actions demonstrate. The practice of leaving employees unprotected against excessive noise had never been followed "without mishap." Yet even the plaintiffs have not suggested that it was "clearly bad," in the sense of creating a potential liability in negligence, at any time before the mid-1930s. Between the two extremes is a type of risk which is regarded at any given time (although not necessarily later) as an inescapable feature of the industry. The employer is not liable for the consequences of such risks, although subsequent changes in social awareness, or improvements in knowledge and technology, may transfer the risk into the category of those against which the employer can and should take care."
"However, where an employer cannot know the extent of any particular employee's exposure over the period of his employment, knows or ought to know that exposure is variable, and knows or ought to know the potential maximum as well as the potential minimum, a reasonable and prudent employer, taking positive thought for the safety of his workers, would have to take thought for the risks involved in the potential maximum exposure. Only if he could be reassured that none of these employees would be sufficiently exposed to be at risk could he safely ignore it."
"The point which impressed the judge was the certain knowledge that asbestos dust was dangerous and the absence of any knowledge, and indeed any means of knowledge, about what constituted a safe level of exposure. Mr Mackay's argument relies heavily on the explosion of knowledge which took place during the 1960s. Only then did it become apparent that mesothelioma could result from very limited exposure. In particular, it was only then that knowledge began to develop of the risks to those outside the workplace, such as the wife washing her shipyard worker husband's overalls (as in Gunn) or people living near to asbestos works. But just as courts must beware using such later developments to inflate the knowledge which should have been available earlier, they must beware using it to the contrary effect. The fact that other and graver risks emerged later does not detract from the power of what was already known, particularly as it affected employees such as these, working in confined spaces containing a great deal of asbestos which might have to be disturbed at any time. There is no reassurance to be found in the literature that the level of exposure found by the judge in this case was safe and much to suggest that it might well not be so. The judge was entitled to conclude that a prudent employer would have taken precautions or at the very least made enquiries about what precautions, if any, they should take".
"Before 1965 neither the industry generally, nor those responsible for safety and health, nor the Factory Inspectorate, nor the medical profession, suggested that it was necessary, or even that it would be prudent, for risks arising from familial exposure to be addressed by the industry. In truth, the alarm did not sound until late 1965, when it began to be appreciated that there could be no safe or permissible level of exposure, direct or indirect, to asbestos dust. Thereafter, the learning curve about the risks arising from familial exposure was fairly steep. In my judgment, however, Morland J's conclusion that the risk of serious injury to Mrs Maguire's health was 'reasonably foreseeable, indeed obvious' to her husband's employers is not sustainable."
(a) The Supreme Court had reaffirmed in Baker v. Quantum Clothing Group [2011] 1 WLR 1003 that the standard of conduct to be expected is that of a reasonable and prudent employer at the time but taking account of developing knowledge about the particular danger.
(b) There could only be a breach of the university's duty of care if it would have been reasonably foreseeable to a body in its position in 1974 that if it exposed Mr Williams to asbestos fibres at a level of just above 0.1 fibres/ml for a period between 52 and 78 hours, he was exposed to an unacceptable risk of asbestos-related injury.
(c) TDN 13 was the best guide to what were acceptable and unacceptable levels of asbestos exposure in 1974. In the circumstances, the claimant failed on foreseeability.
"Mr Rawlinson criticises Aikens LJ's formulation of the test because it includes the phrase 'unacceptable risk of asbestos-related injury'. He says that the word 'unacceptable' should be omitted.
I reject that submission. Anyone who works or lives in proximity to asbestos faces some risk of mesothelioma. It is possible to reduce that risk by taking available precautions. It is not possible to eliminate it altogether. The residual risk or the risk which remains after taking all proper precautions may be regarded as an 'acceptable' risk."
"(a) The first question is whether Anglia should at any time during Mr Bussey's employment – that is, between 1965 and 1968 … - have been aware that the exposure to asbestos dust which his work involved gave rise to a significant risk of asbestos-related injury. (I say 'significant' only so as to exclude risks which are purely fanciful: any real risk, albeit statistically small, of a fatal illness is significant.) That will depend on how quickly the knowledge, first widely published in 1965, of the fact that much lower exposures than had previously been thought to be dangerous could cause mesothelioma was disseminated among reasonable and prudent employers whose employees had to work with asbestos. One aspect of this question is whether, even though Anglia may have been aware of the risk in general terms, it was reasonable for it at the material time to believe that there was a level of exposure below which there was no significant risk, and that Mr Bussey's exposure was below that level.
(b) If the answer to the first question is that Anglia should have been aware that Mr Bussey's exposure gave rise to such a risk (including that there was no known safe limit) the second question is whether it took proper precautions to reduce or eliminate that risk."
(a) As Jackson LJ put it in para. 47 of the judgment, TDN13 did not establish a "bright line" to be applied in all cases arising out of the period 1970 to 1976. In other words, TDN 13 should not be read as a "universal test of foreseeability in mesothelioma cases." Still less is TDN 13 a bright line to be applied to asbestos exposure in a different period whether before or after 1970 to 1974.
(b) TDN13 set out exposure levels which, after May 1970, would trigger a prosecution by the Factory Inspectorate. That is a relevant, but not a determinative, consideration when considering foreseeability.
(c) Underhill LJ observed, at para. 62 of the judgment, that there was no reason to suppose that the employer in Bussey's case took any steps to measure the level of exposure which employees encountered and so could not have known whether it was above or below any supposed "maximum safe limit". In particular, Underhill LJ deprecated comparing back-calculations of exposure (or, as he described them, "back-guestimations") against the figures published in TDN13.
"it is necessary to look at the information which a reasonable employer in the defendant's position at the relevant time should have acquired and then to determine what risks such an employer should have foreseen."
"When a victim contracts mesothelioma each person who has, in breach of duty, been responsible for exposing the victim to a significant quantity of asbestos dust and thus creating a 'material increase in risk' of the victim contracting the disease will be held to be jointly and severally liable for causing the disease."
"107. Liability for mesothelioma falls on anyone who has materially increased the risk of the victim contracting the disease. What constitutes a material increase of risk? The parties were, I think, agreed that the insertion of the word "material" is intended to exclude an increase of risk that is so insignificant that the court will properly disregard it on the de minimis principle …
108. I doubt whether it is ever possible to define, in quantitative terms, what for the purposes of the application of any principle of law is de minimis. This must be a question for the judge on the facts of the particular case. In the case of mesothelioma, a stage must be reached at which, even allowing for the possibility that exposure to asbestos can have a cumulative effect, a particular exposure is too insignificant to be taken into account, having regard to the overall exposure that has taken place.
…
111. The reality is that in the current state of knowledge about the disease, the only circumstances in which a court will be able to conclude that wrongful exposure of a mesothelioma victim to asbestos dust did not materially increase the victim's risk of contracting the disease will be where the exposure was insignificant compared to the exposure from other sources."
Part 6 - discussion
Approach to the evidence
(a) The burden rests at all times on the Claimant to prove that there was exposure to asbestos dust and that such exposure was caused by the Defendant's breach of duty: Brett v. Reading University [2007] EWCA Civ 88, para. 19 (per Sedley LJ) and para. 26 (per Maurice Kay LJ).
(b) The usual standard of proof applies with the same rigour in mesothelioma claims as in any other. In that regard, it is important that judges should bear in mind that the Fairchild exception itself represents what the House of Lords considered to be the proper balance between the interests of claimants and defendants in mesothelioma cases. Having regard to the harrowing nature of the illness, judges must resist any temptation to give the claimant's case an additional boost by taking a lax approach to the proof of the essential elements. That could only result in the balance struck by the Fairchild exception being distorted: Sienkiewicz [2011] 2 AC 229 at 288E-F, para. 166 (per Lord Rodger).
(c) It is not the duty of fact-finders to reach conclusions of fact, one way or the other, in every case. There are cases where, as a matter of justice and policy, a court should say that the evidence adduced (whatever its type) is too weak to prove anything to an appropriate standard, so that the claim should fail: Sienkiewicz [2011] 2 AC 229 at 296C-D, para. 193 (per Lord Mance).
(d) The process of attempting to remember events in the distant past is an inherently fallible one and it is a process that is highly susceptible to error and inaccuracy. Efforts to think back many years to recollect the details of past events are liable to be affected by numerous external influences and involvement in civil litigation can itself operate as a significant influence: Jackman v. Harold Firth & Son Ltd [2021] EWHC 1461, para. 13; Bannister v. Freemans [2020] EWHC 1256 (QB), paras. 73-77; Sloper v. Lloyds Bank [2016] EWHC 483 (QB), para. 62.
(e) When a witness recalls events from the past, he or she is in fact unconsciously reconstructing those events. The description the witness provides of the relevant event or events is in fact a description of the reconstruction undertaken at that point: Jackman [2021] EWHC 1461, para. 13(iii); Sloper [2016] EWHC 483 (QB), para. 62; Prescott v. The University of St Andrews [2016] SCOH 3, para. 42; Gestmin SGPS SA v Credit Suisse (UK) Ltd [2013] EWHC 3560 (Comm), paras. 15-23.
(f) Testing recollection against contemporaneous documents is a useful and important exercise because it gives the court an opportunity to compare a near contemporaneous version of events (subject to no or little reconstruction) with a re-constructed version of events: Jackman [2021] EWHC 1461, para. 13; Bannister [2020] EWHC 1256 (QB), para. 77; Sloper [2016] EWHC 483 (QB), para. 60.
(g) The judge should be careful not to allow the defence to convert one of the inherent difficulties in asbestos litigation – the inevitably long latency periods of mesothelioma – into its first line of defence: Bannister [2020] EWHC 1256 (QB), para. 82.
Mrs Drinkwater's evidence
Mrs Drinkwater's exposure to asbestos
(a) The only evidence of fact on exposure is given by Mrs Drinkwater and it is uncontroverted, namely that there were "visible clouds of dust floating around in the corridor along which I had to walk every day for months whilst the building was being demolished".
(b) On any one occasion the visible clouds of dust encountered by Mrs Drinkwater may or may not have contained asbestos dust. But having regard to (i) the length of time it would have taken to carry out the work involving asbestos-containing materials and (ii) the fact that Mrs Drinkwater walked past the building site several times a day for months, the probability is that work with/disturbance of asbestos was taking place on at least some of the times when she walked past the works.
(c) The Defendant failed to take any or all reasonably practicable steps to prevent or reduce Mrs Drinkwater's exposure.
Replacement roof work
Asbestolux boards
Central heating system
Exposure to asbestos dust
(a) Asbestos cement roofing: mostly chrysotile (white) asbestos although crocidolite (blue) and amosite (brown) asbestos was used at times.
(b) Asbestos insulation boards: they predominantly contained amosite.
(c) Lagging on pipes: they contained a mixture of crocidolite, amosite and chrysotile.
Exposure – conclusion
Breach of duty – standard of care and foreseeability
(a) Mrs Martin and Mr Stear accepted that the expected standard of care was that of a government body rather than a builders' firm.
(b) Mrs Martin's essential position on knowledge of the risks flowing from low level of asbestos exposure was set out in para. 10.70 of her report. It said that after national attention was drawn to the work of Dr Newhouse and Mrs Thompson in The Sunday Times article of 31 October 1965 it is generally considered that a prudent employer ought to have been aware of the risk of fatal pulmonary injury (namely, mesothelioma) from any level of asbestos exposure, however modest, and that this included risk to those not involved first hand in work activities.
(c) Mr Stear's report did not consider the Newhouse and Thompson paper or The Sunday Times article. That said, his opinion on knowledge was recorded in para. 79 of the judgment of HHJ Lickley KC in Ness v. Carillion Capital Projects Limited [2023] EWHC 1219 (KB): "… the Newhouse and Thompson report and The Sunday Times article raised concerns to much lower levels of exposure to asbestos than had previously been understood. He accepted it was then suggested there was no safe level of exposure and the report had identified concerns with exposure at very low levels, causing very serious illness." There was no suggestion that the judge summarised Mr Stear's evidence unfairly or inaccurately and in his evidence before me he did not seek to resile from or qualify the opinion he gave in the Ness case.
(d) The experts therefore agreed that from late 1965 there was no safe level of exposure to asbestos.
(e) Mr Stear agreed that the ARC's Safety Guide No. 3 (revised March 1973) reasonably required precautions to be taken in relation to work with asbestos insulation.
Breach of duty – precautions
Causation
(a) Is there no significant possibility that the incremental exposure to which Defendant subjected Mrs Drinkwater was instrumental in causing his to contract the disease?
(b) Was the exposure insignificant compared to the exposure from other sources?
(c) Was the exposure so insignificant that the court will properly disregard it on the de minimis principle?
Part 7 – Conclusion