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England and Wales High Court (Queen's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Queen's Bench Division) Decisions >> Lupu & Ors v Rakoff & Ors [2019] EWHC 2525 (QB) (30 September 2019) URL: http://www.bailii.org/ew/cases/EWHC/QB/2019/2525.html Cite as: [2019] EWHC 2525 (QB), [2020] EMLR 6 |
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QUEEN'S BENCH DIVISION
MEDIA & COMMUNICATIONS LIST
Strand, London, WC2A 2LL |
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B e f o r e :
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(1) Andreea Lupu (2) Caroline Underwood (3) Rosie Jayne James (4) Anca-Claudia Bordas (5) Eleena-Florentina Cristea (6) Denisa Suciu (7) Itohan Omozogie (8) Natalya Adrianne Bex (9) Hayley Wheeler (10) Spearmint Rhino Companies (Europe) Limited (11) Sonfield Developments Limited |
Claimants |
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- and - |
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(1) Dr Sasha Rakoff (2) Not Buying It Limited (3) Philip Charles Rashbrook (4) Jeffrey Mitchell Hill |
Defendants |
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Beth Grossman (instructed by Saunders Law)
for the First and Second Defendants
Jane Phillips (instructed by DWF Law LLP) for the Third and Fourth Defendants
Hearing date: 30 July 2019
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Crown Copyright ©
The Honourable Mr Justice Nicklin :
Background
"Not Buying It campaigns against sexual entertainment venues ('strip clubs or lap dancing clubs') in particular where these breach the regulatory framework and specific conditions attached to their licences. We are concerned that such breaches cause harm to those who work within such venues and society generally."
"A number of venues have lost licences in recent years in consequence of breaches of their licensing conditions. These venues include the Windmill Theatre in Soho and LA Confidential in Ealing. In both cases, the decision to revoke the [Operating Licence] was only taken by the local authorities as a consequence of undercover investigations… which revealed these breaches…"
The Interim Injunction Application
"Anonymity
2. Pursuant to section 6 and/or CPR 39.2 the Judge, being satisfied that it is strictly necessary, ordered that:
2.1 the Claimants be granted retrospective permission to issue these proceedings naming the First-Ninth Claimants as AAA-III respectively;
2.2 there be substituted for all purposes in these proceedings in place of references to the First-Ninth Claimants by name, and whether orally or in writing references to the letters AAA-III respectively.
Injunction
3. Until the speedy trial or further Order of the Court the Defendants, whether by themselves, their officers, directors, partners, employees, agents or otherwise however, are not to circulate, publish or cause the publication of any recordings made of the First – Ninth Claimants or make any use of them that infringes their rights under Article 8 of the European Convention on Human Rights"
"The First and Second Defendant undertake:
Not to further circulate, publish or cause to be published the Footage (whether in whole or part) without pixellation (sic) of the faces of the performers contained in the footage except:
(a) to investigating officers of Camden and Sheffield Local Authorities in the course of those officers' duties and subject to instructions that those officers should not circulate further any copies or retain for any longer than necessary;(b) to their legal advisers or insurers;(c) as required by court order
until the conclusion of trial or any further Order of the Court."
The Claim Form
Anonymity Application
[47] … [a CPR 16] Order by itself is not an injunction of any kind, and is not an 'interim remedy' under CPR Pt 25. It is permissive only. This view is supported by the observations of Henderson J in HMRC -v- Banerjee [2009] EWHC 1229 (Ch) [39].
[48] The practical effect of a [CPR 16] Order is that the defendant, or anyone else who happens to know the identity of the claimant, if they do disclose to the public the identity of the party who is referred to in the title to the action, is unlikely by that fact alone to be committing a contempt of court or interfering with the administration of justice.
See also the discussion in [17]-[25] and Khan -v- Khan [2018] EWHC 241 (QB) [81].
Open justice
[9] Open justice is a fundamental principle. The general rule is that hearings are carried out in, and judgments and orders are, public: see article 6.1 of the Convention, CPR r. 39.2 and Scott -v- Scott [1913] AC 417. This applies to applications for interim non-disclosure orders: Micallef -v- Malta 50 EHRR 37 [75]ff; Donald -v- Ntuli (Guardian News & Media Ltd intervening) [2011] 1 WLR 294 [50].
[10] Derogations from the general principle can only be justified in exceptional circumstances, when they are strictly necessary as measures to secure the proper administration of justice. They are wholly exceptional: R -v- Chief Registrar of Friendly Societies, Ex p New Cross Building Society [1984] QB 227, 235; Donald -v- Ntuli [52]-[53]. Derogations should, where justified, be no more than strictly necessary to achieve their purpose.
[11] The grant of derogations is not a question of discretion. It is a matter of obligation and the court is under a duty to either grant the derogation or refuse it when it has applied the relevant test: M -v- W [2010] EWHC 2457 (QB) [34].
[12] There is no general exception to open justice where privacy or confidentiality is in issue. Applications will only be heard in private if and to the extent that the court is satisfied that by nothing short of the exclusion of the public can justice be done. Exclusions must be no more than the minimum strictly necessary to ensure justice is done and parties are expected to consider before applying for such an exclusion whether something short of exclusion can meet their concerns, as will normally be the case: Ambrosiadou -v- Coward [2011] EMLR 21 [50]-[54]. Anonymity will only be granted where it is strictly necessary, and then only to that extent.
[13] The burden of establishing any derogation from the general principle lies on the person seeking it. It must be established by clear and cogent evidence: Scott -v- Scott (above) 438–439, 463, 477; Lord Browne of Madingley -v- Associated Newspapers Ltd [2008] QB 103 [2]-[3]; Secretary of State for the Home Department -v- AP (No.2) [2010] 1 WLR 1652 [7]; Gray -v- W [2010] EWHC 2367 (QB) [6]-[8]; and H -v- News Group Newspapers Ltd (Practice Note) [2011] 1 WLR 1645 [21].
[14] When considering the imposition of any derogation from open justice, the court will have regard to the respective and sometimes competing Convention rights of the parties as well as the general public interest in open justice and in the public reporting of court proceedings. It will also adopt procedures which seek to ensure that any ultimate vindication of article 8 of the Convention, where that is engaged, is not undermined by the way in which the court has processed an interim application. On the other hand, the principle of open justice requires that any restrictions are the least that can be imposed consistent with the protection to which the party relying on their article 8 Convention right is entitled. The proper approach is set out in H's case.
"Whether a departure from the principle of open justice was justified in any particular case would depend upon the facts of that case. As Lord Toulson observed in Kennedy -v- Information Commissioner [2015] AC 455, 525 [113], the court has to carry out a balancing exercise which will be fact-specific. Central to the court's evaluation will be the purpose of the open justice principle, the potential value of the information in question in advancing that purpose and, conversely, any risk of harm which its disclosure may cause to the maintenance of an effective judicial process or to the legitimate interests of others."
"There may be very good reasons for denying access [to documents on the court file]. The most obvious ones are national security, the protection of the interests of children or mentally disabled adults, the protection of privacy interests more generally, and the protection of trade secrets and commercial confidentiality…"
"… the exceptions [to the principle of open justice] are themselves the outcome of a yet more fundamental principle that the chief object of courts of justice must be to secure that justice is done … As the paramount object must always be to do justice, the general rule as to publicity, after all only the means to an end, must accordingly yield. But the burden lies on those seeking to displace its application in the particular case to make out that the ordinary rule must as of necessity be superseded by this paramount consideration … I think that to justify an order for hearing in camera it must be shown that the paramount object of securing that justice is done would really be rendered doubtful of attainment if the order were not made."
"It is not unreasonable to regard the person who initiates the proceedings as having accepted the normal incidence of the public nature of court proceedings. If you are a defendant you may have an interest equal to that of the plaintiff in the outcome of the proceedings but you have not chosen to initiate court proceedings which are normally conducted in public. A witness who has no interest in the proceedings has the strongest claim to be protected by the court if he or she will be prejudiced by publicity, since the courts and parties may depend on their co-operation. In general, however, parties and witnesses have to accept the embarrassment and damage to their reputation and the possible consequential loss which can be inherent in being involved in litigation. The protection to which they are entitled is normally provided by a judgment delivered in public which will refute unfounded allegations. Any other approach would result in wholly unacceptable inroads on the general rule."
"… There are undoubtedly many people who find themselves defending criminal charges who for all manner of reasons would like to keep unrevealed their identity, their home address in particular. Indeed, I go so far as to say that in the vast majority of cases, in magistrates' courts anyway, defendants would like their identity to be unrevealed and would be capable of advancing seemingly plausible reasons why that should be so. But, section 11 was not enacted for the benefit of the comfort and feelings of defendants. The general rule enunciated in the passage I have quoted from Attorney-General -v- Leveller Magazine Ltd [1979] AC 440, 450, may not, as is there stated, be departed from save where the nature or the circumstances of proceedings are such that the application of the general rule in its entirety would frustrate or render impracticable the administration of justice…"
i) In ex parte Kaim Todner, Lord Woolf MR explained the practical importance of the names of the parties and witnesses being publicly available: evidence may become available which would have been unavailable "if the proceedings were conducted behind closed doors or with one or more of the parties' or witnesses' identity concealed" (@ p.977F).
ii) A more general justification for naming those involved in litigation was identified by Lord Rodger in In re Guardian News and Media Ltd [2010] 2 AC 697 [63]:
"What's in a name? 'A lot', the press would answer. This is because stories about particular individuals are simply much more attractive to readers than stories about unidentified people. It is just human nature. And this is why, of course, even when reporting major disasters, journalists usually look for a story about how particular individuals are affected. Writing stories which capture the attention of readers is a matter of reporting technique, and the European court holds that article 10 protects not only the substance of ideas and information but also the form in which they are conveyed: News Verlags GmbH & Co KG -v- Austria 31 EHRR 8 , 256 [39]... More succinctly, Lord Hoffmann observed in Campbell -v- MGN Ltd [2004] 2 AC 457 [59], 'judges are not newspaper editors'. See also Lord Hope of Craighead in In re BBC [2010] 1 AC 145 [25]. This is not just a matter of deference to editorial independence. The judges are recognising that editors know best how to present material in a way that will interest the readers of their particular publication and so help them to absorb the information. A requirement to report it in some austere, abstract form, devoid of much of its human interest, could well mean that the report would not be read and the information would not be passed on. Ultimately, such an approach could threaten the viability of newspapers and magazines, which can only inform the public if they attract enough readers and make enough money to survive."
[29] In most of the recent decisions of this court the question has arisen whether the open justice principle may be satisfied without adversely affecting the claimant's Convention rights by permitting proceedings in court to be reported but without disclosing his name. The test which has been applied in answering it is whether the public interest served by publishing the facts extended to publishing the name. In practice, where the court is satisfied that there is a real public interest in publication, that interest has generally extended to publication of the name. This is because the anonymised reporting of issues of legitimate public concern are less likely to interest the public and therefore to provoke discussion. As Lord Steyn observed in In re S [2005] 1 AC 593 [34]:
"… from a newspaper's point of view a report of a sensational trial without revealing the identity of the defendant would be a very much disembodied trial. If the newspapers choose not to contest such an injunction, they are less likely to give prominence to reports of the trial. Certainly, readers will be less interested and editors will act accordingly. Informed debate about criminal justice will suffer."
"What's in a name?", Lord Rodger memorably asked in In re Guardian News and Media Ltd before answering his own question, at [63]… The public interest in the administration of justice may be sufficiently served as far as lawyers are concerned by a discussion which focusses on the issues and ignores the personalities, but ([57]):
"… the target audience of the press is likely to be different and to have a different interest in the proceedings, which will not be satisfied by an anonymised version of the judgment. In the general run of cases there is nothing to stop the press from supplying the more full-blooded account which their readers want".
Cf. In re BBC; In re Attorney General's Reference (No.3 of 1999) [2010] 1 AC 145 [25]-[26] (Lord Hope of Craighead) and [56], [66] (Lord Brown of Eaton-under-Heywood).
[30] None of this means that if there is a sufficient public interest in reporting the proceedings there must necessarily be a sufficient public interest in identifying the individual involved. The identity of those involved may be wholly marginal to the public interest engaged. Thus Lord Reed JSC remarked of the Scottish case Devine -v- Secretary of State for Scotland (unreported) 22 January 1993, in which soldiers who had been deployed to end a prison siege were allowed to give evidence from behind a screen, that "their appearance and identities were of such peripheral, if any, relevance to the judicial process that it would have been disproportionate to require their disclosure": A -v- BBC [2015] AC 588 [39]. In other cases, the identity of the person involved may be more central to the point of public interest, but outweighed by the public interest in the administration of justice. This was why publication of the name was prohibited in A -v- BBC. Another example in a rather different context is R (C) -v- Secretary of State for Justice (Media Lawyers Association intervening) [2016] 1 WLR 444, a difficult case involving the disclosure via judicial proceedings of highly personal clinical data concerning psychiatric patients serving sentences of imprisonment, which would have undermined confidential clinical relationships and thereby reduced the efficacy of the system for judicial oversight of the Home Secretary's decisions."
However, when balancing the relevant competing interests against the principle of open justice, Lord Sumption cautioned [23]:
"[Campbell v MGN [2004] 2 AC 457 and In re S] are the principal English authorities for an approach to the balancing exercise which is fact-specific rather than being dependent on any a priori hierarchy of rights. On some facts, the claimant's article 8 rights may be entitled to very little weight. On some facts, the public interest in the publication in the media may be slight or non-existent. None the less, in deciding what weight to give to the right of the press to publish proceedings in open court, the courts cannot, simply because the issues arise under the heading 'private and family life', part company with principles governing the pre-emptive restraint of media publication which have been accepted by the common law for many years in the cognate areas of contempt of court and defamation, and are reflected in a substantial and consistent body of statute law as well as in the jurisprudence on article 10 of the Human Rights Convention.
[88] In the area of media and communications law, issues concerning exercise of the Court's jurisdiction to sit in private and to anonymise one or more parties arise most frequently in privacy claims. When parties are anonymised, or hearings take place in private, that is because the Court has been satisfied that it is strictly necessary to do so. Usually, that is because, if the parties were named and the hearing took place in public, there is at least a risk (and in most cases an inevitability) that the Court by its proceedings would destroy that which the Claimant was, by those very proceedings, seeking to protect. That would be to frustrate the administration of justice.
[89] There are very few privacy claims, in which interim injunctions are sought to prevent disclosure, where the parties are named. That is because, if the parties are named, the Court will inevitably have to deal in any public judgment with the private matters (the disclosure of which the claimant seeks to prevent) at a level of generality to ensure again that that which the claimant is seeking to protect is not destroyed by the proceedings themselves. The most important factor in favour of anonymising one or more of the parties is usually the fact that the Court is better able to explain in a public judgment why an injunction has been granted or refused.
[90] These considerations do not arise in most harassment proceedings. The reason for that is simply that the claim is not usually based upon the protection of private information (the exception is the type of blackmail harassment claim of which [LJY -v- Persons Unknown [2018] EMLR 19 ] and ZAM -v- CFW [2013] EMLR 27 are examples (see discussion [39]-[41])). In most harassment claims, the disclosure of private information in open court is simply an incidence of the litigation and that is no different from any other civil case. But, unlike privacy claims, in most harassment claims there is normally no risk that the administration of justice will be frustrated by the proceedings being heard in open court. If a claimant succeeds in a harassment claim and obtains damages and/or an injunction, these fruits are not damaged in any way by publicity of the proceedings. An anonymity order therefore cannot be justified on that basis. If there are discrete pieces of the evidence, that engage significant Article 8 rights, then the way to deal with that is not by blanket anonymisation, but by the sort of targeted measures I have identified in paragraph 85. Put simply, any greater derogation from the principle of open justice is not necessary.
"I have many friends and acquaintances who do not know what I do for a living. If I had to be named as a claimant in this case, I would be devastated at the attention it may bring me. My right to a private life (which I try to keep as private as possible) would be violated. I would not want my reputation damaged in that way as I would certainly suffer a loss of my reputation if anyone could find out what I did for a living. My dancing which was done in private should stay private as should my identity".
Decision on Anonymity
Expedition