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England and Wales High Court (Queen's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Queen's Bench Division) Decisions >> Walkden v Drayton Manor Park Ltd [2021] EWHC 2056 (QB) (23 July 2021) URL: http://www.bailii.org/ew/cases/EWHC/QB/2021/2056.html Cite as: [2021] EWHC 2056 (QB) |
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Appeal No: BM00085A |
QUEEN'S BENCH DIVISION
BIRMINGHAM CIVIL JUSTICE CENTRE, APPEAL CENTRE
ON APPEAL FROM THE LEICESTER COUNTY COURT
JUDGMENT OF HHJ MURDOCH
Birmingham, B4 6DS |
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B e f o r e :
____________________
RICHARD WALKDEN |
Claimant/ Appellant |
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- and - |
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DRAYTON MANOR PARK LTD |
Defendant/ Respondent |
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Andrew McLaughlin (instructed by Plexus Law) for the Respondent
Hearing dates: 13th July & 14th July 2021
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Crown Copyright ©
The Honourable Mrs Justice Tipples:
Introduction
"Although it is rare to grant permission to appeal in a case such as the present (where the trial judge has made adverse findings of fact in relation to the credibility of the appellant) I am persuaded for the reasons set out in the appellant's skeleton argument that permission to appeal is justified and there is a real prospect of success in accordance with the usual test. In particular, there is arguable merit in three specific points (although I am not shutting out any of the grounds) [namely, grounds 1, 2, and 8] I emphasise that my views above are only in relation to arguability and the appellant faces the normal substantial hurdles of an appellant challenging factual findings made following oral evidence."
a. Ground 1: The judge's analysis and findings of the lay evidence was flawed and wrong, and the judge ignored or failed to take proper account of the extensive, consistent and corroborative evidence of the significant and ongoing limitations and restrictions which the appellant had suffered from the time of the accident.
b. Ground 2: The judge wrongly found that the appellant was not suffering from a chronic pain syndrome.
c. Ground 3: The judge wrongly rejected the evidence of Johanna Walkden (the appellant's wife) as to the appellant's injuries and the severe limitations and restrictions which had resulted.
d. Ground 4: The judge wrongly failed to attach any weight to the fact that the appellant had undergone very extensive physiotherapy and towards the end of the physiotherapy treatment was still seeking treatment by way of a spinal injection.
e. Ground 5: The judge wrongly placed excessive weight on snapshots of evidence which were of dubious reliability and probative value.
f. Ground 6: The judge wrongly concluded that Professor Abel strayed outside her area of expertise and that in doing so (which is not accepted) she undermined her expertise generally.
g. Ground 7: The judge wrongly approached the quantification of the claim and the evidence from the forensic accountants.
h. Ground 8: The judge wrongly found the appellant to have been fundamentally dishonest.
"The need for appellate caution in reversing the judge's evaluation of the facts is based upon much more solid ground than professional courtesy. It is because specific findings of fact, even by the most meticulous judge, are inherently an incomplete statement of the impression which was made upon him by the primary evidence. His expressed findings are always surrounded by a penumbra of imprecision as to emphasis, relative weight, minor qualification and nuance ... of which time and language do not permit exact expression but which may play an important part in the judge's overall evaluation."
"[108.] A conclusion by a judge at first instance on which facts have been proved, and which have not been, involves the judge sifting the evidence that has been led, assessing it and then deciding whether it has brought him or her to the necessary point of conviction of its truth and accuracy. Although an appellate court is competent to hear appeals against the findings of fact that the judge has made, of necessity, its review of those findings is constrained by the circumstance that, usually, the initial fact-finder will have been exposed to a wider range of impressions that influence a decision on factual matters than will be available to a court of appeal. This is not simply a question of assessing the demeanour of the witnesses who gave evidence on factual matters, although that can be important. It also involves considering the initial impact of the testimony as it unfolds did it appear frank, candid, spontaneous and persuasive or did it seem to be contrived, lacking in conviction or implausible. These reactions and experiences cannot be confidently replicated by an analysis of a transcript of evidence. For this reason, a measure of deference to the conclusions reached by the initial fact finder is appropriate. Unless the finding is insupportable on any objective analysis it will be immune from review."
The appellant's claim and evidence at trial
"[1.] The accident suffered by the claimant was an horrific accident and as the result of the same the claimant suffered injuries to his spinal region and psychiatric injury. [2.] The spinal injury probably involved an upper lumbar radiculopathy at the L2/3 levels. [3.] The claimant has suffered severe pain, limitations with his abilities and also abdominal and groin pain and sensory disturbance with bowel and bladder disturbance and alterations with his erections. [4.] The claimant suffered from PTSD and psychiatric injury. The claimant has developed a pain syndrome with chronic pain. [5.] The claimant suffered a cardiac incident unrelated to the accident which included initial coronary artery bypass surgery which was performed on 8 May 2017 and further treatment thereafter the claimant had to deal with his cardiac condition with the background of the serious condition that he had arising from the accident. [6.] The injuries have had serious consequences for the claimant including ongoing problems which are functional, pain, and changes in his mood and behaviour which have had serious consequences for him in terms of his business and his social life and relationships. [7.] The claimant has been unable to continue his business as a result of the injuries and has no prospects of being able to undertake any meaningful work now."
The judgment
a. Johanna Walkden the judge found that "she has been prepared to give misleading evidence in court proceedings" (lines 380-381). This was a reference to some proceedings referred to as the Funding Circle litigation. This finding is challenged in ground 3.
b. Bailey Walkden and Toby Walkden the judge had no reason to doubt the credibility of the appellant's sons, but he gained "little assistance from their otherwise helpful evidence" (line 422). This was because "they were the [appellant's] children who were clearly there to support their father and their evidence painted no more than a general picture of someone who had been active and was less active now, but it was unclear whether the reduction in activity was simply post this accident or post the [appellant's] subsequent heart attack" (lines 417-420).
c. Paul Collins, Alan Robinson and Dr Hellmut Weich the judge said he had no reason to doubt the bona fides of these witnesses, but their evidence was of limited assistance. This was because "it was unclear that any of the witnesses were able to say that the [appellant's] restrictions occurred post-accident or occurred post heart attack" (lines 467-468). This finding is challenged in ground 1.
d. The [appellant] the judge set out the appellant's own evidence. He then referred to the following documentation, namely physiotherapy notes (which form the subject-matter of ground 4), the medical reports of Dr Kanwar (who examined the appellant 16 days after the accident), Mr Allen (who examined the appellant approximately six months after the accident) and the GP records. That documentation gave rise to a number of different topics of cross-examination of the appellant, which the judge then identified, summarised the evidence and stated his conclusion in relation to each issue. There were eleven separate topics which the judge identified as follows (lines 666-1206):
i. Does the lack of attendance upon the GP show that the physical injury was a minor injury? The judge found that it was not surprising that the appellant did not attend upon his GP until May 2014, and that was not indicative of someone who was at that time only suffering from very minor symptoms. This was because, by that time, the appellant had had more than nine treatments at the physiotherapist (lines 677-681). The judge rejected the appellant's evidence that he had been given morphine tablets by a colleague's wife (lines 683-688).
ii. Did the [appellant] go to a pub/restaurant called the Soaring Eagle on 22 April 2014 (four days after the accident). If so what inferences should be drawn? The judge found that the appellant did not go to the Soaring Eagle but, even if he was in pain, that would not have prevented him from attending a family meal in or around the Easter period (lines 694-704). The judge took nothing from this issue (line 704).
iii. The holiday to South Africa and white water rafting. The judge regarded the evidence about the circumstances relating to whether the appellant had had a spinal injection in South Africa (lines 710-781) as "stirring some doubt about the credibility of the [appellant's] evidence" (line 783).
iv. White water rafting. The appellant accepted that he had been on a white water rafting trip in December 2014 on holiday in South Africa, but gave evidence (for the first time in cross-examination) that he had not done the entire trip and only joined in after the rapids, and that he was only paddling in flat water. The judge rejected that evidence, and found that the appellant took part in the entire trip (lines 825-827) and, even if he was wrong about that, the judge found that paddling in flat water "would have been a hard, physical activity" (lines 833-836).
v. The heart attack. The judge summarised here the evidence in relation to the appellant's heart attack and cardiac issues (lines 844-906).
vi. GP records. The judge summarised here the appellant's GP records between 4 August 2017 and 3 October 2019 (lines 913-951).
vii. Other documentation. The judge summarised here the sickness benefit claim form the appellant had submitted to the Cirencester Friendly Society after his heart attack (lines 955-985). The judge noted that the appellant told the Cirencester Friendly Society that he undertook a lot of manual work in 2018, and he could not do that work because of his heart attack and sternal pain and the judge observed that "back pain only gets a passing mention" (lines 970-971). The judge found that "the [appellant's] presentation to the Cirencester is in marked contrast to his case before this court that he is not working because of the index accident. One of those accounts must be wrong."
viii. Other inconsistencies: Alpha Innotek Incident. The judge found that the appellant had seriously exaggerated his evidence in relation to Eartheat's business dealings with Alpha Innotek (lines 1008-1011).
ix. Other inconsistencies: medical history. The judge rejected the appellant's explanation as to why Dr Kanwar's medical report did not reveal a history of back pain or psychological symptoms. The judge found that the doctor's records were accurate, which provided "an example of lack of credibility in parts of [the appellant's] evidence" (lines 1032-1033).
x. Other inconsistencies: the lack of Eartheat documentation. Eartheat went into administration in 2017 and the business was sold on 30 May 2017 (lines 1053-1054). The issue here was what had happened to certain company documentation, and the judge found that "the [appellant] was evasive as to why important financial documentation, which would have assisted his own expert, the [respondent's] expert and this court in understanding the true position of his business was not provided" (lines 1110-1112).
xi. What have the medical experts asked as against the [appellant's] interpretation of what he has been asked? The appellant was cross-examined "intensely" on the issue of what he had told numerous medical experts about his ability to move his spine and his past medical history. The judge recorded that "a common response from the [appellant] was in terms that the answers depended upon the way he had interpreted the question", and the judge then set out a few examples. The judge rejected the appellant's evidence and said "I do not accept that he misinterpreted simple questions and, in my judgment, this intelligent man looks to find explanations to address the problems highlighted by the [respondent] in cross-examination" (lines 1182-1184; and also at 1191-1199).
xii. Overall, in relation to these various sub-issues, the judge found that the appellant had given misleading evidence in relation to the white water rafting, misleading information on the claim for income protection to the Cirencester Friendly Society, there had been a lack of candour surrounding the Eartheat documentation, there had been a failure to preserve documents, and there were other inconsistencies in his evidence. The judge found that "drawing the threads together" the appellant was not a credible witness when it came to the self-presentation of his injury and pain (lines 1201-1206). It is the judge's assessment of the evidence in relation to most of these topics, and the weight he attached to it in making his findings of fact that forms the basis of ground 5.
a. Is there an organic basis for the appellant's pain? The judge considered the evidence of Dr Allder and Mr Macfarlane. He preferred the evidence of Mr Macfarlane and found, on the balance of probabilities, that the appellant did not suffer an L2 and L3 radiculopathy.
b. The orthopaedic evidence: The judge summarised the evidence of Mr Forward and Mr Webb under this heading.
c. The pain management experts: The judge summarised the evidence of Dr Williams and Dr McDowell under this heading.
d. Psychiatric evidence: The judge summarised the evidence of a Mr Fussey (who the appellant had seen in 2014), Professor Abel and Dr Bond.
e. Is Professor Abel correct that the stress caused by the index accident materially contributed to the appellant's heart attack? Here the judge considered the evidence of Professor Abel, Dr Challenor, Professor Channer and Mr Bond. He found that Professor Abel had strayed outside the scope of her expertise, whereas Mr Bond had stayed within his. The judge found that such stress as the appellant has suffered in the index accident did not cause his subsequent heart attack (lines 1560-1561). The judge's assessment of Professor Abel's evidence is challenged by ground 6.
f. The DVD. The judge set out what the various experts said about the contents of the surveillance DVD taken of the appellant over a number of days. The experts who had commented on the DVD were Mr Forward, Dr Williams, Professor Abel, Dr Allder, Mr Webb, Dr McDowell, Dr Bond and Mr Macfarlane.
"I have already found that the [appellant] undertook the white water rafting trip; the [appellant's] income protection claim was prefaced on the basis that his chest injury prevented him from working, that the [appellant] has not been honest in his evidence concerning the lack of Eartheat documents; the [appellant] is an intelligent man who groped to find explanations for the inconsistencies in his evidence and that led me to a conclusion that the [appellant] was not credible when it came to the self-presentation of his injury.
Mr Webb administered the Oswestry disability index questionnaire, his evidence was that a patient with the score presented by the [appellant] would exhibit severe disability. That questionnaire, was of course completed by the [appellant], the results fit with the presentation he gives at the medical examinations where he demonstrates an inability to bend his spine.
I accept the proposition that the surveillance DVD is just a snapshot of the [appellant's] activity. However, that snapshot showed in my judgment the following: [the judge then set out his conclusions on the DVD].
In my judgment those movements are not consistent with someone who has presented to multiple medicolegal experts as someone who could not bend their back at all.
Reinforcing my conclusion, it is in my judgment, entirely incongruous to the presentation of an inability to bend and a constant pain level of 8 out of 10, the ability of the [appellant] to undertake a white water rafting expedition.
I accept the evidence from his friends and acquaintances who gave genuine evidence that from their perception he has not undertaken cycling, beekeeping and the like. However, their perceptions are based upon how the [appellant] has presented to them. It is his presentation that is the issue.
In my judgment he has exaggerated his injury to the experts in this case.
He has also underplayed the consequences of his heart attack. He has either lied to the court and the heart attack had a major impact upon his ability to work or has lied to the Cirencester because it has not. The contemporaneous notes from his GP show he was signed off because of his heart condition not his back, that fits with the claim to the Cirencester. I would find that he was not working because of his heart attack and the subsequent sternal pain rather than the subject accident.
My view, that the true picture is that he has not returned to work because of issues following his heart attack, is reinforced by the most recent documentation sent to the Cirencester Friendly Society dated May 2019 which again contains a declaration as to truth and clearly states that [he] is unable to reach up or behind or bend to pick things up as a result of the cardiac issues, his back gets no mention. And most importantly he declares that he is incapacitated from his work as a result [of] his heart attack and chest surgery.
Bearing in mind those findings I am far more convinced by the evidence of the [respondent's] experts who have more accurately analysed the [appellant's] presentation over time and in the DVD.
I find that the [appellant] is not suffering from a chronic pain syndrome. Such a diagnosis depends upon the credibility of the [appellant] and I found him not to be credible.
In respect of a psychological injury, both experts accept that ICD 10 criteria A required an incident that involved death or threatened death or serious injury or threatened serious injury. The [appellant] does not give evidence that he felt his life was threatened or that he may suffer serious physical injury. I accept that he says the incident was frightening and afterwards felt shocked but that is not the same thing. With respect to Professor Abel she has interpreted the events to fit them into that criteria rather than analysing what the [appellant] reported himself. [In] my judgment that means that Dr Bond's evidence is the more credible."
"As a result of the accident the [appellant] suffered an injury to this lower back. The pain was moderate for the first three months. The pain has continued thereafter at a mild level. In addition he suffered mixed anxiety and depressive disorder of a mild nature. This has continued. Neither of these conditions prevented the [appellant] from working or carrying out his beekeeping. The [appellant] has exaggerated his claim by misrepresenting his disabilities to the medical experts".
"I prefer the evidence of Mr Geale, I accept that Mr Harris has followed his instructions and produced figures for lost profit but as he himself accepted without the important documentation that has not been disclosed, difficulties have been experienced in providing a clear trading history of the company post-accident. Mr Geale more explicitly recognises that and I agree. The [appellant], even if I were wrong on my analysis of the medical position has failed to prove a loss of profit".
"[9.] The long and the short of this case is that Mr Walkden presented a claim of over £1.5 million. In my judgment, he has recovered the total sum of £17,600. The main element of his claim was a loss of income/loss of profit claim based upon his inability to work. His inability to work was based upon his claim to have been physically and psychiatrically impacted by this accident. I found that he had exaggerated his injury symptoms and that was fundamental to my finding that he has failed to establish a loss of earnings claim. In my judgment, that level of exaggeration is dishonest. He was trying to put forward a claim of over £1 million based upon a false premise that he was as badly injured as he said he was. One of the key drivers in my decision-making was the Oswestry test which he had completed which indicated a high level of disability. I compared that to the reality of the surveillance evidence and drew the conclusion that the two simply were not in line with each other. The reality is that Mr Walkden has chosen to exaggerate the level of his injury to justify a very large loss of earnings claim, and it has not found favour with me.
[10.] In my judgment, that alone is dishonest. It goes to a major part of the claim. It is fundamentally dishonest and in my judgment, the [respondent has] established that the [appellant] was fundamentally dishonest. I go further, because another key issue in the case was the impact of his heart attack. Mr Walkden in my judgment has misled the court as to the impact of the heart attack upon his ability to work, and I made that clear in my judgment. I made it clear that he either lied to the court or lied to the Cirencester, and without using the words, 'he lied' I went on to find that he was not working because of his heart attack, the reality must be that because he had told this court that he was not working as a result of his back rather than his heart attack, the answer to the question of 'which he had lied to' was this court. That is fundamentally dishonest. Again, it was designed to support his claim for loss of earnings.
[11.] I was also critical of his evidence about his white water rafting trip because that in my judgment again was a clear finding that he was not as disabled as he was presenting to numerous doctors. That again was designed in my judgment to support his loss of earnings claim, and I found it simply not to be made out.
[12.] The long and the short of it, taking account of the various judgments which would, as I say, correctly say that you have got to deal with each particular case on its facts and on its merits, in my judgment, Mr Walkden has been fundamentally dishonest in the presentation of the level of his injury in support of his loss of earnings claim, so he has been fundamentally dishonest."
Grounds of appeal
Ground 1: The judge's findings of fact in relation to the lay evidence were wrong
The appellant's submissions
"[42.] The judge therefore demonstrably erred in law and fact in his finding that it was unclear that any of the witnesses were able to say that the [appellant's] restrictions occurred post-accident or occurred post-heart attack; any judge exercising elementary care in considering and engaging with the evidence would not have made such serious errors and would have found that all of the witnesses supported the fact that the [appellant] following the accident had suffered very significant restrictions and difficulties which on the evidence could only have been as a result of the accident and were continuing; they were affecting his work and had grossly limited his life.
[43.] If the judge was in the slightest doubt of this important evidence, then he did not seek to clarify it at all with any of the witnesses. In fact, he did not ask a single question of any of the lay witnesses. Indeed, throughout the trial, the judge only asked one witness (an expert) for clarification and that was by way of a limited question. Although judges are to be discouraged from entering the arena of a trial that is far from the present position."
The respondent's submissions
Ground 1: conclusions
"[line 466] I have no reason to doubt the bona fides of these witnesses. However, their evidence [line 467] was of limited assistance. It was unclear that any witnesses were able to say that [line 468] the [appellant's] restrictions occurred post-accident or occurred post heart attack."
a. Paul Collins. The trial judge took this evidence into account, and had regard to the whole of Mr Collins' evidence (lines 430-437). In cross-examination Mr Collins told the judge that the appellant "had offered to be the health and safety manager for the village committee but had not followed through but this had occurred after the heart attack. Likewise, he was uncertain as to whether the DIY activities reduced after the subject accident or after the [appellant's] heart attack" (lines 441-444). In those circumstances, the judge's finding that it was unclear whether Mr Collins was able to say that the appellant's restrictions occurred after the accident or after the heart attack, was entirely in accordance with the evidence.
b. Alan Robinson. The judge provided a very short summary of Mr Robinson's evidence in these terms: "He's been a friend of the [appellant] since about 2004 as their children were at school together. Mr Robinson is a farmer and the [appellant] kept about 13 or 14 beehives on his farm. Since the accident the [appellant] has slowly been getting rid of the hives" (lines 448-450). The judge's assessment of this evidence, namely it was true but of limited assistance, is set out at lines 466-468 of his judgment. Mr Hunjan submits that Mr Robinson's evidence was "further powerful evidence in support of the position of how the [appellant] had been prior to and after the accident; yet despite this evidence the judge only devotes three lines to this witness, which is [a] meaningless analysis of his evidence". It is obvious that the trial judge took Mr Robinson's evidence into account, and his summary of this evidence is accurate and sufficient. Further, in cross-examination Mr Robinson explained that he had asked the appellant to get rid of his hives, but the appellant had not done that. He was asked, "Do you know why that is?" and he replied "I assume it's since the accident" and then he said "He's said that his back's too painful to deal with it". I have considered Mr Robinson's evidence and, having done so, the judge's findings in respect of Mr Robinson's evidence (lines 448-450; 466-468; 1689-1692) are not findings which are insupportable on any objective view, and there is no basis for this court to interfere with them.
c. Dr Hellmuth Weich. The trial judge took this evidence into account (lines 454-468). Mr Hunjan submits that the judge's "analysis of his evidence is entirely inadequate and largely meaningless in the context of the issues in this case". I disagree. The judge provided a pithy summary of Dr Weich's evidence, and considered it to be of limited assistance.
d. Moira Page. Mr Hunjan's complaint is that the judge considered this evidence (and that of Sandy Soltysik) in the context of the appellant's loss of profit claim, which he dismissed. He submits that this evidence should have been considered with the other lay evidence earlier in the judgment when he dealt with the issue as to whether the appellant had any ongoing pain, and so on (lines 289-291). It is clear that the judge took this evidence into account, as it is addressed at lines 1758-1777 of his judgment. The fact that he summarised this evidence in the context of the appellant's loss of profit claim was entirely appropriate given that Ms Page was a self-employed business consultant, who attended monthly board meetings at Eartheat. There was no need to refer to this evidence earlier in the judgment, when he set out the evidence of the other lay witnesses, and there is no basis for criticising the judge for not doing so. In any event, it was in the light of Ms Page's evidence that the judge found that the appellant "moved from a hands-on role, undertaking physical installation work, to the marketing side under [Mr Page's] plan to try and save his business, not as a result of an inability to perform the physical side of the job" (lines 1775-1777).
e. Sandy Soltysik. The trial judge took this evidence into account (lines 1781-1803). Mr Hunjan points to Ms Soltysik's evidence in her witness statement that the appellant's physical decline was following the accident. However, this overlooks the evidence she gave in cross-examination, and which the judge referred to in his judgment (lines 1790-1792) that the appellant continued to be the lead sales generator and "he would do what he could to get sales and as a result they were not as profitable as previous jobs". Therefore, after the accident, the appellant was out and about seeking to generate sales for his business, Eartheat, something he maintained he was unable to do.
f. Toby Walkden and Bailey Walkden. The trial judge took this evidence into account (lines 387-422). Mr Hunjan referred to the contents of their witness statements, and cross examination. Having considered that evidence, it is clear that the judge was correct to conclude that Toby and Bailey were unclear whether the reduction in the appellant's activity was after the accident, or after the heart attack. If anything, based on the transcripts of their cross-examination, that conclusion was generous to the appellant. Further, this was the evidence of the appellant's children, who were living at home at the time of the accident, and saw the appellant far more frequently than friends and acquaintances.
g. The appellant and Joanna Walkden. The trial judge took this evidence into account, but determined the appellant's evidence in relation to the injury was not credible, and that Mrs Walden had been prepared to give misleading evidence in court proceedings (lines 297-381; lines 474-1206). Based on the evidence before the judge, these were findings he was clearly entitled to reach in relation to the evidence of the appellant and his wife.
Ground 2: the judge was wrong to find that the appellant was not suffering from a chronic pain syndrome
Ground 3: The judge was wrong to reject Mrs Walkden's evidence in relation to the appellant's injuries
Ground 4: The judge was wrong not to attach any weight to the amount of physiotherapy and that he was still seeking a spinal injection
Ground 5: The judge was wrong to place excessive weight on "snapshots of evidence" of dubious reliability and probative value
a. spinal injection South Africa;
b. white water rafting trip;
c. DVD surveillance evidence;
d. morphine tablets;
e. non-attendance at the GP and visiting the Soaring Eagle;
f. Eartheat documentation;
g. involvement of Alpha Innotek with Eartheat; and
h. Cirencester Friendly Society.
Ground 6: The judge was wrong to conclude that Professor Abel strayed outside her area of expertise
Ground 7: The judge's approach to quantum and the forensic accounting evidence
Ground 8: The judge was wrong to find the appellant fundamentally dishonest
Conclusion