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You are here: BAILII >> Databases >> High Court of Ireland Decisions >> Geoghegan v. Harris [2000] IEHC 129; [2000] 3 IR 536 (21st June, 2000) URL: http://www.bailii.org/ie/cases/IEHC/2000/129.html Cite as: [2000] IEHC 129, [2000] 3 IR 536 |
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1. The
Plaintiff in this case is a married man and business man who lives in County
Kildare. He was born on the 27th November, 1944.
2. He
is suing the Defendant for alleged negligence in the carrying out of a dental
implant procedure on the 1st July, 1992. As a result of a bone graft which was
taken from his chin in the course of the procedure, the Plaintiff suffered
damage to the incisive nerve at the front of his chin which, from the time of
the procedure, has left him with a condition of severe pain at the mid line of
his chin known as chronic neuropathic pain. It is this aspect of the
procedure, namely, the bone graft, rather than the insertion of the actual
dental implants themselves, which is accountable for the Plaintiff's symptoms.
3. The
Plaintiff has also sued the Defendant for failing to disclose to him in advance
of the operation the risk that chronic neuropathic pain might eventuate as a
consequence of this procedure. This was, in fact, his initial complaint
against the Defendant.
4. The
hearing before this Court, largely because of the highly technical evidence
involved, lasted some twenty days. Two days were taken up with legal
submissions on informed consent/duty of disclosure. With a view to shortening
the trial and for the purpose of complying with the recently enunciated
requirement of the Supreme Court that, even in relation to fact, submissions
should be made at the conclusion of the evidence, the parties were invited to
make such submissions in writing and the same have been received by the Court
prior to the delivery of this part of the judgment.
5. Because
of the complex and technical nature of the evidence, the parties have agreed
that the Court should be free to deliver its judgment in successive parts. The
issue of quantum, should it arise, has by agreement been deferred to a later
time. The first part of the Judgment deals with the allegation that the
Defendant failed to disclose a material risk.
6. The
second part of the judgment, which does not overlap with the first, addresses
the central question of fact upon which the claim of negligence is brought:
Did Dr Harris, in the course of harvesting a bone graft from the Plaintiff's
chin on the 1st July, 1992, take the bone graft at a point on the chin too
close to the apices of the Plaintiff's lower incisor teeth? The evidence in
the case clearly establishes that general and approved practice in the medical
profession is that one should respect a 5 mm zone between the apices of the
teeth and the upper margin of any bone graft. The crucial factual issue to be
determined therefore, is whether or not Dr Harris transgressed this barrier.
Dr. Harris denies that he did. In this regard, the Court has to consider not
only Dr Harris's own evidence, but the entire subsequent history of the lower
incisor teeth, a detailed anatomical study of the chin and its nervous system,
and also the significance and interpretation of a number of X-rays taken in the
aftermath of the particular procedure. The evidence in relation to the X-rays
alone consumed many days of the hearing and is highly complex. Part of the
difficulty arises because the Defendant and his experts challenge the
reliability of X-rays, including Dr Harris's own X-rays, when it comes to the
accurate measurement of fine distance between two objects or points of
reference given that X-rays are two dimensional representations of three
dimensional reality.
7. It
is therefore my intention to deal separately with the factual issue upon which
the claim in negligence is based, and separately also, if necessary or
appropriate, with the legal consequences of a finding of fact (if such be the
case) that Dr Harris transgressed the 5 mm barrier when taking the bone graft
on the 1st July, 1992.
8. Accordingly,
in the present section of the judgment, only those facts which are germane to
the issue of disclosure will be addressed in detail. All issues addressed by
the technical evidence, together with evidence as to the execution of the
procedure and the expert views in relation thereto, will be dealt with in the
second part of the judgment to be delivered at a later date. No Order will be
drawn up until those issues, and their consequences, have been dealt with.
9. However,
even this section of the judgment cannot commence without a brief explanation
of the history and function of dental implants. In essence a dental implant is
a pillar which is inserted into the jaw bone to constitute a post over which an
artificial crown or bridge attachment can be fitted. For hundreds, if not
thousands, of years crude efforts at dental implantology were carried out,
usually with very bad results.
10. However,
some 30 years ago in Sweden Professor Branemark made a most important
discovery. He discovered that a titanium implant which had been inserted into
a rabbit's bone marrow could not later be taken out. The titanium had
integrated with the bone in a process which he characterised as
osseointegration.
11. The
implications for dental science were immediately apparent, because titanium
fixtures in the jaw clearly offered a more secure and more predictable support
for any tooth replacements to be inserted in the mouth. Dental implants, based
on Branemark’s discovery and published work, became available from 1982
onwards.
12. The
treatment is divided into three main stages. Firstly, the implants are placed
in the jaw bone in an operation usually carried out in hospital under a
general, or local anaesthetic, depending on patient preference and the number
of implants to be inserted. Post-operatively, patients usually report only
minimal discomfort of a type no more than that associated with tooth removal.
Usually, any complaints of pain or discomfort clear away within days or within
a maximum period of two weeks.
13. The
second stage six months later involves a minor procedure carried out under
local anaesthesia in which special titanium pillars (abutments) are attached to
the implants onto which the tooth replacements are then fixed.
14. The
construction of the tooth replacements can usually be completed and fitted
within six-seven weeks and while this is being carried out, patients may wear
their own denture, specially modified, as a temporary measure.
15. Following
completion of the work, a dental hygienist shows the patient how to correctly
clean around the fixtures. The procedure has a very high success rate and is
associated with many benefits for the patient which are detailed later in this
judgment.
16. The
Defendant is a highly qualified oral surgeon. He became a fellow in dental
surgery of the Royal College of Surgeons in England in 1968. He later received
his fellowship of the Faculty of Dentistry from the Royal College of Surgeons
in Ireland. He is on the specialist all surgery registry in the UK and
Denmark. He has been certified by the Irish Dental Council as having fulfilled
criteria for specialist registration in the EU. He has been in private
practice in oral surgery since 1973. He moved to the Blackrock Clinic in
1983/4 where he presently conducts his private practice. Most of his work is
in implants. He also does private work in London. He is senior lecturer in
implant dentistry in Trinity College since 1997. He is also involved in a
significant way in major international bodies with a special interest in
implant technology.
17. The
Plaintiff was referred to the Defendant by Mr John O'Grady in April, 1992.
This arose out of some dental treatment which the Plaintiff had received from
Mr O'Grady. The Plaintiff had neglected his dentition for many years and had
many gaps in his teeth. He was missing 16 or 17 teeth, including many at the
back of his mouth and was doing most of his chewing with the teeth to the
front. Eventually Mr O'Grady, having outlined the different options to the
Plaintiff, suggested he go to see Dr Harris, who has rooms close to Mr
O'Grady's in the Blackrock Clinic, for the purpose of assessing him in relation
to three implants at tooth locations second upper right, fourth upper right and
fourth upper left (see photo in appendix). For that purpose he had prepared
study models and had obtained a panoramic X-ray, which in fact was taken by Dr
Harris at a time prior to his involvement with the Plaintiff. These materials
were made available to Dr. Harris.
18. The
first meeting took place in Dr Harris's rooms in the Blackrock Clinic on the
2nd June, 1992. The meeting lasted about 45 minutes.
19. During
the meeting Dr Harris explained the different options available and explained
what dental implants would involve. Mr Geoghegan told Dr Harris he wanted a
very nice job done and that the cost was not a concern.
20. Following
an examination, Dr Harris informed the Plaintiff that there appeared to be a
shortage of bone at the site of the proposed implant at the fourth upper right
and explained how a piece of bone could be harvested from the Plaintiff's chin
to be placed at the site for the purpose of bedding in and securing the implant.
21. Mr
Geoghegan's recollection is that he said to Dr Harris:
"That
sounds very painful",
whereupon he asserts that Dr Harris said:
"No,
there is definitely no pain, no pain whatsoever."
22. Dr
Harris for his part vehemently denies that he gave any such representation to
the Plaintiff. He has told the Court that he explained the complications of
the procedure to Mr Geoghegan as including swelling, bruising and discomfort.
He feels sure he mentioned pain and would have told the Plaintiff that there
could be pain and discomfort in the first 48 hours but that it could be well
controlled with normal analgesia and that after two weeks it should all have
settled. Mr. Geoghegan states that the was told only that there could be
swelling under the eye and on the chin which would be temporary. In
cross-examination he accepted he expected some pain which might last for a
couple of days but “nothing major”. He associated any pain he
might have with the pain of having a tooth pulled and in this case it would be
the equivalent of several teeth, but this had not been any problem for him in
the past.
23. There
was also a discussion about whether the procedure should be carried out under
general and local anaesthesia, in which context Mr Geoghegan revealed he had
some concerns. He disclosed he had lost his brother following a coronary
bypass operation some six months previously. This seems to have been Mr
Geoghegan's principal focus in relation to the operation which, at this
meeting, was fixed for the 1st July.
24. Dr
Harris explained to Mr Geoghegan that dental implants were a relatively new
procedure and that the high success rate for implants could not be applied when
grafting was involved. He explained the procedure of taking a bone graft in
detail to Mr Geoghegan. He told the Court that he felt Mr Geoghegan was not
all that interested in the detail.
25. Mr
Geoghegan opted to undergo general anaesthetic and, at the end of the meeting,
was quite determined to go ahead. A further meeting was fixed for the 22nd
June for a particular reason.
26. Dr
Harris explained to the Court that he had a protocol or procedure which he
followed in this case as he did in relation to any operation. He would
invariably require a patient to attend for two consultations prior to any
operation. Following the first consultation he would give an information video
and brochure to the patient with a request that the patient peruse same. The
purpose of the second meeting would be to discuss any questions which the
patient might have as a result of looking at this material and the whole
procedure would then be discussed in detail again. The purpose of this
protocol was to ensure that the patient was fully prepared and informed prior
to his operation. In addition, the patient would be required to undergo a
physical check-up prior to any surgery.
27. Mr
Geoghegan told Dr Harris he had had a medical check-up done in the previous
year. Nonetheless, Dr Harris told him he wished Mr Geoghegan to see a
physician at the clinic.
29. It
is perhaps pertinent to discuss briefly what each contains insofar as risks or
complications are concerned. The brochure contains simply one paragraph
dealing with "possible complications and side effects" as follows:-
30. The
information video, in addition to contributions from Dr Harris and a narrator
who details the history of the technology, contains mainly testimonials from
patients who have undergone the procedure. It is hardly surprising that most
of these are glowing recommendations in favour of dental implants. Most of the
patients describe only minor discomfort associated with the procedure. One
patient expresses surprise that such major surgery produced no pain and that
she had "no pain whatsoever". Another patient describes symptoms akin to
having a tooth removed. One patient refers to having numbness for about one
month in the aftermath of the procedure.
31. No
reference of any sort to the possibility of chronic neuropathic pain is made in
either the video or the brochure. Neither the video or the brochure address
the question of bone grafts, which are only required in a small percentage of
dental implant procedures where lack of suitable bone at the proposed implant
site requires to be supplemented by the graft.
32. The
second meeting took place not as arranged on the 22nd June but on the 30th
June, the eve of the operation.
34. Dr
Harris's secretary phoned the Plaintiff on the 21st June reminding Mr Geoghegan
of his appointment the next day. According to Dr Harris, he was told by his
secretary that Mr Geoghegan was too busy to attend. He informed his secretary
to tell Mr Geoghegan this was not acceptable to him and that the Plaintiff must
come in and have a further discussion or otherwise the operation would be
cancelled. Further approaches were made to Mr Geoghegan who was unable to
attend a meeting prior to the 30th June, this being the only date which suited
him.
35. Mr
Geoghegan's recollection in relation to his dealings with Dr Harris's secretary
is to the effect that he told her on the 21st June that he did not need this
second meeting, that he had been through it all with Dr Harris and was well
aware of what was going on. He accepts that some days later Dr Harris's
secretary rang back to say the Defendant was insisting on this second meeting.
36. At
the second meeting, Dr Harris says that details of the procedure were gone over
again with Mr Geoghegan.
37. At
this meeting the question arose as to whether or not Dr Harris would also put
an implant the premolar area of in his lower jaw. This had not been on the
original schedule of work to be carried out.
38. Dr
Harris phoned Mr O'Grady there and then about this proposal. Mr O'Grady was
quite happy to leave this matter in Dr Harris's discretion, but Dr Harris
decided to wait until surgery to see if he could in fact do it. In the event
he did not do the fourth implant to the lower jaw because in the course of the
operation he noted the bone in the premolar area was quite thin and felt there
was a risk he might go too near the mental nerve which innervates the lower lip
and the vestibule between the lip and the front of the mandible. (See
Appendices for illustrations).
39. Dr
Harris states that he explained to Mr Geoghegan the possibility of nerves being
cut in the area which could cause some numbness or altered sensation both in
the teeth and in the lip and chin area. Mr Geoghegan's recollection, however,
is that Dr Harris only referred to the possibility of some numbness in the chin
area, which he indicated by pointing his little finger to the tip of his chin.
40. Dr
Harris further stated that he pointed out the mental nerve to him because it
was visible on X-ray and emphasised that he was going to stay well away from it
in carrying out the procedure. According to Dr Harris there was quite a bit of
discussion about this implant to the lower jaw and he put more emphasis for
this reason on the possibility of numbness and altered sensation to the lip and
chin.
41. Dr
Harris accepts that he did not discuss or disclose any possibility or risk of
chronic neuropathic pain or prolonged pain which might be associated with
damage to any nerves which lay in the area where the implant to the lower jaw
and bone graft were to take place.
42. Mr
Geoghegan told Dr. Harris he had not looked at the video and explained his
failure by reference to his brother's unfortunate death, his explanation being
he had some difficulty with medical matters and realised he should pay more
attention.
43. Dr
Harris went on to tell Mr Geoghegan he himself had never had the operation and
that sometimes unanticipated complications could occur in any procedure. He
says he repeated the caution about pain and mentioned the possibilities of
infection and bleeding.
44. Either
before or after the consultation Dr. Harris sent the Plaintiff for a medi-check
to Dr Comiskey which was carried out that same day in the Blackrock Clinic.
45. At
the end of the meeting Dr Harris asked the Plaintiff to wait while a letter was
typed up for him to take away and read.
Mr
Geoghegan then went home, watched the video twice and read the brochure. He
did not read the letter because he thought it was a repeat of everything Dr
Harris had said to him.
47. Mr
Geoghegan only read the letter after his operation. His recollection is that
the reference in the letter to possible numbness in the lip had never been
mentioned to him by Dr Harris.
48. It
is common case that the following morning Mr Geoghegan attended for the
operation and, in meeting Dr Harris beforehand, had no queries or questions
arising out of his viewing of the video or his reading of the brochure.
49. It
is perhaps pertinent to point out that the implant which did not take place,
i.e. in the lower right premolar region, is in an area close to the inferior
dental nerve (the alveolar nerve) and close to the point where it divides into
two branches, namely, the mental nerve and the incisive nerve. While this
implant was not proceeded with, no decision to that effect had taken place
prior to surgery, so that any requirement to give a warning must include any
risks or complications which might be associated with an implant at this
particular site also. Dr. Harris believes he complied with any such
requirement.
50. Dr
Harris in the course of the hearing was cross examined by Mr Ryan as to what he
saw as his duty and obligation to give information about rare complications.
He indicated that the advice he had always been given was that if the incidence
was over 1%, it should be considered. He went on to state that if you knew a
complication could occur, then you must tell the patient about it. His
standard would be to look at what he himself would want to know if he was in a
similar situation so that he could make a decision. He stated that he would
give as much information as he could in the context of the particular procedure.
51. However,
chronic neuropathic pain did not occur to him as being a risk associated with
this procedure. For his part, Mr. Geoghegan told this Court in empathic terms
that he would not have undergone the operation had he known of this risk, even
if the risk was “one chance in a thousand”.
52. The
obligation on a medical practitioner carrying out or arranging for the carrying
out of an operation to inform the patient of any possible harmful consequence
arising from the operation, was addressed by the Supreme Court in
Walsh
-v- Family Planning Services Limited & Ors
.,
(1992) 1 IR 496.
53. The
immediate issue the Court had to resolve insofar as the warning was concerned
was, firstly, had a warning been given and, secondly, was the warning
sufficient. A majority of the Court determined that it would not disturb on
appeal the trial Judge’s determination that a warning had been given and
that it had been sufficient.
54. In
arriving at their conclusions, those members of the Court comprising the
majority and who gave judgments (Finlay CJ and O’Flaherty J) did so by
reference to different legal principles. I think it is fair to say that the
contrasting approaches have caused commentators, Judges and practitioners alike
some considerable difficulty for this reason.
On
the one hand Finlay CJ applied the principles and test set out in
Dunne
(an Infant) -v- National Maternity Hospital
,
(1989) IR 91 as indicating the appropriate standard of care.
55. In
a nutshell, that test is to determine whether the medical profession generally,
or a reputable school of opinion within it, would regard a warning as
necessary, subject to the exception that a general and approved practice might
contain inherent defects which should be obvious to any person giving the
matter due consideration. If that latter position were to obtain, then the
fact that a medical practitioner followed general medical practice would not
suffice to exonerate him from responsibility.
56. O’Flaherty
J., with whose judgment Hederman J concurred, took a different approach from
the Chief Justice and did not accept that the question of whether a warning
should be given in relation to a particular procedure is to be determined in
accordance with the criteria as set out in
Dunne
as regards general and approved practice. He stated:-
57. This
approach, at the other end of the spectrum, concentrates on the patient’s
right to determine what is to be done to his body. It requires full disclosure
of all material risks incident to the proposed treatment, so that the patient,
thus informed, rather than the doctor, makes the real choice as to whether
treatment is to be carried out.
59. The
concept of materiality may be taken to embrace (a) severity of the consequences
and (b) statistical frequency of the particular risk. As was stated in
Canterbury
(p. 788):-
60. However,
in relation to the issue which the Court is called upon to address in this
case, an analysis of the judgments yields the same answers, arrived at by the
application of the different principles, in relation to two critical questions,
that is to say:-
61. All
five Judges of the Supreme Court clearly agreed in
Walsh
that in elective surgery any risk which carries the possibility of grave
consequences for the patient must be disclosed. The requirement is set out in
the various judgments without qualification in respect of statistical
frequency. In fact, this consideration is firmly ruled out.
62. At
no point in his judgment did Finlay C.J. resile from the description of the
duty so trenchantly stated by O’Flaherty J at p. 535:-
66. In
effect, Finlay C.J. arrived at the same conclusion as his colleague, albeit by
applying a different principle. While some of the witnesses called in
Walsh
felt no warning was required, Finlay C.J. clearly felt that the exception for
inherent defects provision in
Dunne
could be invoked in the circumstances of the case so that there was a
requirement to give a warning of a remote risk with grave consequences.
67. It
is important to underline, as Finlay C.J. did, that the duty extends to "known
complications" of a "carefully carried out operation", so that clearly the duty
must be confined to such consequences or to consequences which may be described
as foreseeable or predictable consequences arising from such complications.
Mere coincidental and unrelated risks, for example, could not properly fall
within the compass of any duty, any more than consequences which might flow
from the practitioner’s negligence.
70. It
is submitted on behalf of the Defendant that the Plaintiff’s chronic pain
is a unique occurrence, not just a rare occurrence. None of the expert medical
witnesses who gave evidence on both sides had ever experienced in any of their
patients the development of such a symptom at this site, nor was any one of
them aware of a single instance of such a phenomenon being recorded in the
medical literature.
71. It
was further argued that the mandible and the teeth are commonly and frequently
the sites of more radical and invasive surgery carried out by both maxillo
facial surgeons and oral surgeons which necessarily involves severe damage to
the incisive plexus of nerves and other nerves and yet, not even in those
cases, has there been recorded or experienced a single instance of the onset of
chronic neuropathic pain.
72. Mr.
Cooney cited from
Jones
Medical Negligence
(2nd Ed. 1996) at p. 121 the following passage in relation to
“unforeseeable harm” as follows:-
73. Be
that as it may, the medical evidence in this case, including that of the
Defendants’ experts, is all the one way in respect of the phenomenon of
nerve damage.
74. Dr.
Sambrook, Dr. Hutchison, the neurologists, Mr. Beirne, the maxilliofacial
surgeon and Professor Van Steenberghe, professor of the dental faculty in
Louvain, all agree that
any
nerve which is traumatised can exhibit one or other of the following
characteristics:-
75. The
mechanism for the severe pain is a distorted message sent to the brain either
from damage to or incomplete healing or repair of the nerve in question.
76. Not
one expert called in this case on either side however believed then or now that
a warning about intractable neuropathic pain was or is necessary having regard
to the remote nature of the risk. It is one in multiple thousands.
Nonetheless, various experts did instance occasions where nerve damage with
lasting consequences had occurred in the facial area which has a sensitive
nerve system. The infra orbital nerve of the cheekbone is one such site where
chronic neuropathic pain can occasionally result if that nerve is damaged.
Equally it is known that the removal of a wisdom tooth can, in rare instances,
produce a similar outcome if the alveolar nerve is damaged.
77. Dr.
Beirne, one of the Defendant's experts, further mentioned a case he was aware
of where four lower wisdom teeth had become devitalised as a result of a bone
graft where the surgeon had in fact stayed outside the 5mm zone between the
apices of the teeth and the bone graft site which general and approved practice
requires.
78. The
extremely rare occurrence of chronic neuropathic pain as a consequence of nerve
damage is in contrast with the other two possible consequences at (a) and (b)
above which are more commonly encountered, although usually only as transient
symptoms.
79. There
is evidence from Mr. Hutchison in this case that the trigeminal nerve which
supplies innervation to different parts of the skull and face is particularly
sensitive. The alveolar nerve is one emanation which runs down the lower jaw
and bifurcates at the premolar area of the mouth into the mental nerve, which
exits the bone and supplies sensation to the lip and soft tissues in the
vestibule between the lower teeth and the lower lip, and the incisive nerve
which innervates the bone and teeth at the front of the lower mandible. (See
Appendices).
80. It
is quite clear that the procedure which Dr. Harris was initially proposing to
undertake was one which might compromise one or both these nerves having regard
to their location in the chin area. Dr Harris stated (B.9.p.151) that it was
not possible to put in implants "without damaging the incisive nerves". The
same view was expressed in relation to bone grafting (B.9.p.154/5). Dr.
Harris’s own letter to Mr. Geoghegan shows an awareness of the
possibility of nerve damage in its references to the risk of numbness at both
the chin and lip. This was, and could only be, nerve damage. Dr Harris
himself mentioned cases where damage to the mental nerve had caused "prolonged
pain". (B.9.p.122)
81. Bearing
in mind that the procedure which Dr. Harris was engaged was a relatively new
procedure, I do not find it at all surprising that there is an absence of any
other recorded case of chronic neuropathic pain in respect of either implants
or bone grafts in the particular area of the chin. The procedure goes back to
1982. For a number of years grafts (required in a small number of cases) were
taken from the iliac crest and only since 1989 from the chin. There was
clearly in 1992 a retrievable archive of short duration only and obviously such
an archive, insofar as it may be said to exist, must relate to cases where the
procedure including bone grafting, was carried out in accordance with approved
guidelines and procedures.
82. It
seems to me that nerve damage must be seen as a “known
complication” of this procedure be it implants per se, or bone grafts, in
the chin area. The particular symptom of neuropathic pain is in a subdivision,
not in a different species of risk or unrelated risk. It is foreseeable as a
consequence of damaging nerves and certainly those nerves with which this case
is concerned. Once that is established, the fact that the particular
manifestation of the nerve damage is very remote and unusual seems to me
immaterial from a legal point of view. It is within the range of what is known
or can or should be known by the medical practitioner. By way of example, if it
be generally known that, on rare occasions, a piece of coal may explode while
burning in a grate, that “known complication” can hardly be said
not to exist in respect of coal harvested from a new mine where such an event
has not occurred over a fairly short period of time since that mine was opened.
It will always remain a known possibility of a generic type.
83. While
the issue of quantum has been deferred to a later stage of this hearing, both
the medical evidence I have heard in the context of liability and the
Plaintiff's own evidence satisfy me that the Plaintiff does have an extremely
painful and hitherto intractable version of this nerve damage. He has a
burning sensation at the mid line of his chin which, as the day progresses
extends up his jaw on either side towards his ears. The condition is
exacerbated by talking. He is frequently obliged to drink iced water and
broken ice in an effort to get relief from his symptoms. He sometimes drinks
too much gin in the evenings to deaden the pain. He has been around the world
in a search for a cure, up to now without success.
84. None
of the medical practitioners have to this point queried the genuineness of the
Plaintiff's condition which, the Plaintiff says, has destroyed his life.
85. The
Plaintiff himself in the witness box was agitated and emotional when describing
his difficulties and understandably somewhat obsessed about his condition.
This is not intended as any criticism of Mr Geoghegan, who struck me as a
decent and honourable person, but a person who has lost objectivity because of
his ongoing symptoms. His condition merits the description of being severe,
though clearly it is well short of the category which may include conditions
such as paralysis, loss of a limb or reproductive function. The requirements of
Walsh
-v- Family Planning Services Limited
are therefore met in the instant case.
86.
Even
though the views of the medical experts were all to the effect that no warning
was necessary of the remote risk of neuropathic pain, the decision in
Walsh
must nonetheless bind me. I accordingly hold there was an obligation to warn.
87. The
legal principles to be applied in cases of alleged medical negligence have been
settled by the decision of the Supreme Court in
Dunne
(Infant) -v- National Maternity Hospital
[1989] IR 91. In Dunne's case they are detailed by Finlay C.J. at p. 109 of
the report:-
88. In
applying the third principle from
Dunne
to the duty of disclosure considered in Walsh, Finlay C.J. invoked the
exception in the following manner (p. 511):-
89. With
considerable diffidence, I venture to suggest that this statement really only
highlights the unreality of relating or contrasting the duty of disclosure to
or with complicated medical treatment which is a separate and quite different
function.
90. Beyond
indicating that a lower threshold may be sufficient for the Court to intervene,
the criteria for doing so are not further elaborated. The ease or otherwise of
the Court's task is hardly an appropriate marker for intervention.
91. Where
the medical professional standard is adopted, subject to a caveat or saver,
then, to me at least, it makes no great sense to oust from any meaningful role
the views of the self-same medical practitioners as to the materiality of a
risk or the need for a warning. Their views are received and relied upon in
ordinary medical negligence cases. Who else can supply evidence of inherent
defects? To substitute its own view, effectively in opposition to the experts
on whose views, at least in the first instance, it purports to rely, the Court
sets at nought the professional standard test and the result in the instant
case is that the Defendant must be found to be in breach of duty when not a
single expert from either side believes a warning to be necessary.
92. The
Court has such power, for as Mr John Healy points out in his erudite "Medical
Negligence: Common Law Perspectives" (1999) at p. 71:
94. This
passage would suggest that very good reasons indeed should exist before the
Court should act in this way. That these are the criteria for applying the
saver is clear from the Supreme Court decision in
Roche
-v- Peilow
(1986) ILRM 189 where the Court found that a professional practice (whereby
solicitors failed to conduct pre-contract searches when advising purchasers
with regard to the purchase of houses provided by a system of a building
contract followed by a lease) contained such inherent defects that they ought
to have been obvious to any person giving the matter due consideration.
98. The
application of the reasonable patient test seems more logical in respect of
disclosure. This would establish the proposition that, as a general principle,
the patient has the right to know and the practitioner a duty to advise of all
material risks associated with a proposed form of treatment. The Court must
ultimately decide what is material. 'Materiality' includes consideration of
both (a) the severity of the consequences and (b) statistical frequency of the
risk. That both are critical is obvious because a risk may have serious
consequences and yet historically or predictably be so rare as not to be
regarded as significant by many people. For example, a tourist might be
deterred from visiting a country where there had been an earthquake causing
loss of life, but if told the event happened fifty years ago without repetition
since, he might well wonder why his travel agent caused him unnecessary worry
by mentioning it at all.
99. The
reasonable man, entitled as he must be to full information of material risks,
does not have impossible expectations nor does he seek to impose impossible
standards. He does not invoke only the wisdom of hindsight if things go wrong.
He must be taken as needing medical practitioners to deliver on their medical
expertise without excessive restraint or gross limitation on their ability to
do so.
100. The
decision in
Walsh
effectively confines the test of materiality to severity of consequences only.
This approach is best encapsulated in the memorable passage of McCarthy, J.
when he stated (at p. 521):-
101. However,
the attractiveness of the observation should not occlude the possibility that
at times a risk may become so remote, in relation at any rate to the less than
most serious consequences, that a reasonable man may not regard it as material
or significant. While such cases may be few in number, they do suggest that an
absolute requirement of disclosure in every case is unduly onerous, and perhaps
in the end counter productive if it needlessly deters patients from undergoing
operations which are in their best interest to have.
102. As
pointed out by Mr Healy (p. 99):
"materiality is not a static concept".
If the assessment of materiality is to "abide a rule of reason", any absolute
requirement which ignores frequency seems much at variance with any such rule.
103. Each
case it seems to me should be considered in the light of its own particular
facts, evidence and circumstances to see if the reasonable patient in the
Plaintiff’s position would have required a warning of the particular
risk.
104. It
is not sufficient to establish that a warning should have been given but was
not given to entitle a plaintiff to recover damages. He must also establish
that, had he been given a proper warning, he would have opted to forego the
procedure.
105. Probably
because of the finding that a warning, an adequate warning, had been given in
Walsh
-v- Family Planning Services
,
the Court did not consider in any detail the question of causation as an
element in the duty of disclosure.
106. Finlay
C.J. concluded his discussion on negligence in relation to the warning by
stating at p. 512:-
109. The
views of Egan J. on this point appear to be at variance with established legal
principles on causation and the Plaintiff accepts in the instant case that
causation is an issue which this Court must address. It is not perhaps as
simple an issue as McCarthy J. suggested. It is a very easy thing for a
disappointed patient to say, in the aftermath of a procedure, as Mr Geoghegan
has done, that he would not have undergone the operation had he been warned of
the particular risk which came to pass. There may be many instances where the
only evidence available to a Court is that of the patient and/or a spouse, one
or both of whom may be prejudiced by bitterness and the wisdom of hindsight.
It is a most unsatisfactory backdrop to the task which the Court must face in
these cases.
111. These
concerns prompted the United States Court of Appeals for the District of
Columbia in
Canterbury
-v- Spence
,
(1972) 464 F 2D 772 and the Supreme Court of Canada in
Reibl
-v- Hughes
,
(1980) 114 DLR (3D) 1 to require that the issue of causal connection be
determined upon an objective basis, i.e, for causal connection to be
established the plaintiff must show that proper disclosure would have caused a
reasonable person in the plaintiff’s position to decline the treatment in
question because of revelation of the risks involved. This is by way of
contrast to a subjective test where the Court endeavours to determine what the
particular plaintiff in the particular case would have decided had a proper
warning been given.
112. Robinson
J. in delivering the opinion of the Court in
Canterbury
-v- Spence
explained the preference for an objective test at p. 15:
114. However,
the subjective approach has been adopted in Australia in
Ellis
-v- Wallsend District Hospital
[1989] 17 NSWLR 553 and in two other Australian cases,
Bustos
-v- Hair Transplant Pty Limited & Anor
(unreported judgment New South Wales Court of Appeal 15th April, 1997) and
O'Brien
-v- Wheeler
(New South Wales unreported judgment 23rd May, 1997).
117. In
short, therefore, the subjective test caters for the idiosyncratic patient who
does not conveniently fit into the box which contains “the reasonable
patient” for reasons peculiar or particular to that individual patient.
118. In
Britain, the subjective approach has also been preferred in
Chatterton
-v- Gerson
,
(1981) 1 QB 432 and
Hills
-v- Potter
,
(1984) 1 WLR(4). The problems of causation were well described by Mr Justice
Hutchison in
Smith
-v- Barking
HA [1995] 5 Med LR 285 as follows (p. 288):-
119. I
would very much agree with these sentiments except to say that in relation to
the last sentence in the quoted passage, the converse is surely preferable
given the risks of prejudice and hindsight. It seems to this Court that both
approaches are valuable in different ways and that both should be considered.
In the first instance it seems to me that the Court should consider the problem
from an objective point of view. What would a reasonable person, properly
informed, have done in the Plaintiff's position? This is the yardstick against
which the particular plaintiff’s assertion must be tested.
120. Purely
subjective factors would include not only the matters referred by Hutchison J.
in
Smith
-v- Barking
,
(which may overlap to some degree) but also the dialogue between the particular
patient and the medical practitioner, information to be gleaned from
contemporaneous notes or correspondence, admissions to third parties
(particularly contemporaneous admissions), and, perhaps most importantly,
evidence of the actual conduct of the patient prior to surgery, given that
actions generally speak louder than words.
121. There
may be many instances where there is a shortfall of subjective material or
information in which case the Court will have to decide a causation issue on
its own best estimate from the evidence of what a reasonable person would have
done in the particular circumstances. That is another good reason for starting
with the objective test.
122. However,
it seems to me that any objective test must sometimes yield to a subjective
test when, but only when, credible evidence, and not necessarily that of the
Plaintiff, in the particular case so demands. While obviously the Court must
accord due deference to the testimony both of the patient and the medical
practitioner, the cases already cited highlight the difficulties each may have
in providing an account on which the Court can safely or absolutely rely.
Wherever possible, the Court should look elsewhere for credible confirmation.
If a reliable picture in fact then emerges, the Court can act on it to reach a
conclusion one way or the other. If this dual and combined approach smacks of
pragmatism so be it. It is in my view well justified if it achieves a better
result in terms of deciding what probably would have occurred. At the end of
the day it seems to me that the different approaches are more about methodology
than any legal principle. It is an exercise in “fact
construction”. In any such hypothetical though necessary exercise, there
are dangers in dogmatically adopting one approach to the exclusion of the
other, and certain aides to analysis would be forsaken by doing so.
123. In
determining what a reasonable person would do, it seems to me that the views of
medical practitioners as to the statistical likelihood of the risk occurring,
are extremely important. A point must come where on medical evidence a risk is
so remote that a reasonable person would be unlikely to be deterred by it.
This is the evidence of ordinary everyday life where people make journeys by
air, sea and road, conscious of a small but nonetheless acceptable level of
risk. Indeed, I would guess that any one of the forms of travel mentioned
might contain statistically more proximate or serious risk than that identified
in the instant case.
124. Insofar
as elective surgery is concerned, I agree with the following passage contained
in Mr. John White’s
“Medical
Negligence Actions
”
at p. 190:-
125. This
is surely where “elective” significance lies, ie, in causation,
rather than the duty to inform. Further, it is obvious common sense to hold
that a person may forego surgery when he has a real choice in the matter.
126. However,
even in making a decision as to whether or not to undergo elective surgery, the
reasonable man, in my view, would be greatly influenced by the statistical
likelihood of the particular adverse consequence ever taking place. If the
risk is virtually off the spectrum, then I believe a reasonable man might
accept or disregard such a risk where it is not in the more serious category
and when he has regard to the perceived benefits attaching to the proposed
procedure.
127. In
the context of any warning he was obliged to give about neuropathic pain, Dr
Harris would have told such a patient that the risk in question was extremely
remote, perhaps one in multiples of thousands, and, while some damage to nerves
might be involved in the procedure, chronic neuropathic pain had never yet been
known to occur either from the implants or at the bone graft site as a
complication of this particular procedure.
128. A
reasonable patient would then place in the balance in making any decision the
benefits associated with the procedure. In Mr Geoghegan’s case, the
surgery was undoubtedly elective, but it had both a cosmetic and functional
component. From the cosmetic point of view, the proposed implants would have
improved the appearance of his teeth and preserved his jaw profile. The
evidence suggests that lack of teeth is associated with resorbtion of bone, or
loss of bone through thinning which, over the years, produces the sunken-cheek
appearance associated with elderly people in the past. From a functional point
of view, Mr Geoghegan could look forward to dentition which was more secure in
his mouth than a denture, improved capacity to chew and masticate food and the
provision of additional support for his existing teeth. These are very real
and tangible benefits, lest it be supposed that elective surgery is an option
to be declined at the slightest suggestion of a remote risk or danger. I am
satisfied in the instant case that all of these benefits were conveyed to Mr
Geoghegan by Dr Harris both through the video and brochure and in the course of
their two consultations.
129. Commencing
with the objective test, it seems to me that had a proper warning been given by
the Defendant to a reasonable patient in Mr Geoghegan's position, such a
reasonable patient was more likely, for the reasons stated, to have proceeded
with this operation. However, as a credible and reliable picture emerges
overall on analysing the evidence particular to this case, the issue can and
must be resolved by reference to the subjective test of what Mr. Geoghegan
himself, again as a matter of probability, would have done.
130. Mr
Geoghegan struck me as a man haunted by pain and somewhat overwhelmed by his
condition. As previously mentioned, he has been around the globe in search of
both a cure and for the purpose of marshalling expert witnesses for his case.
He has been to California where, in the context of a psychological evaluation,
he informed doctors that he harboured feelings of hatred towards the Defendant
because of what had happened. In Mr Geoghegan's view, Dr Harris should have
done the honourable thing and admitted to having gone too close to the apices
of his teeth when taking the bone graft. Dr Harris, it must be said, adamantly
denies that he did so.
131. Further,
Mr Geoghegan admits that, in the immediate post-operative period, he wanted to
stop Dr. Harris from carrying out this kind of operation ever again. He also
indicated to Dr O'Grady that he would make Dr Harris pay for what he had done.
He declined to pay his bill for the Blackrock Clinic. He commenced to follow
medical negligence cases in the newspapers and indeed, on one occasion wrote to
a particular Plaintiff who was suing a dentist to offer his assistance. These
are very good reasons for the Court to be sceptical of the Plaintiff’s
assertions made now as to what he would have done then.
132. I
imagine the Mr Geoghegan who attended Dr Harris prior to his operation in 1992
was a very different person from the witness in Court, free as he was at the
time of the pain shortly to dominate his personal life as a result of this
procedure. There is nothing in the material before this Court to indicate that
in 1992 he was hypersensitive, or unusually cautious or the kind of man who
would back away at the mention of a remote risk.
133. Mr.
Geoghegan’s conduct and behaviour in 1992 speak more eloquently than any
oral testimony. He was keen to undergo a cosmetic procedure because he had
neglected his teeth over a period of years. He was well aware of all the
benefits to be gained. He was given a video and brochure by Dr Harris after
their first meeting, but did not look at either until the evening prior to the
operation and only then at Dr. Harris’ insistence. He did not adhere to
the protocol which Dr Harris followed by way of preparation for the surgery.
Dr Harris had to chase him down to come in to his surgery for a second
consultation and threaten to cancel the operation if he failed to do so. Mr
Geoghegan had refused one request to come in on the 21st June, 1992, because he
felt he had been over things with Dr Harris and was "well aware of what was
going on." On the occasion of the second meeting, Dr Harris gave to Mr
Geoghegan a letter intended to be read before the operation which addressed
certain possible complications, including complications of nerve damage. Hard
as it is to credit, the Plaintiff never read the letter. Nothing could be more
revealing as to his mindset. I conclude he was simply so busy throughout the
pre-op period and had his mind so well made up to proceed that he was not
concerned in any real way with detail.
134. Mr
Cooney characterised Mr Geoghegan's approach to the surgery as "casual" and
"cavalier". I think that is greatly overstating the position, but I am
satisfied that Mr Geoghegan's conduct clearly suggests that he was not going to
be put off having his operation because of some very remote risk when balanced
against what he saw or perceived as the benefits the procedure would bring.
136. The
Plaintiff has stated that he was assured by Dr Harris that there would be "no
pain, no pain whatsoever" associated with this procedure.
137. This
is vehemently denied by Dr Harris, who has explained that some pain is
inescapable following on a procedure of this nature. He says he never told Mr
Geoghegan that there would be “no pain whatsoever”, nor was it ever
part of his practise to make any such assertion to a patient. I find Dr
Harris's evidence on this specific point to be more credible, not least because
the Plaintiff gave a somewhat different account to his own expert, Dr Vaughan,
telling him that Dr. Harris had stated it “would not be accompanied by
much pain”. Further, the phrase "no pain whatsoever" is uttered by a
patient on the video to describe her experience of the procedure and I cannot
avoid thinking that the Plaintiff unconsciously picked up the phrase from this
source.
138. However,
that said, I do not think that my conclusion carries with it any connotations
of the sort suggested by Mr Cooney in his closing submission to the effect that
the Plaintiff can hardly pursue a claim based in negligence for failure to
disclose if in fact his case in reality is one of misrepresentation.
I
should say that any such representation, even if it was made, would have to be
seen and understood as limited to the context of the procedure itself. It had
nothing to do with the long term extremely unusual condition which the
Plaintiff suffered as a result of damage to his incisive nerve.
139. In
short, I do not think the resolution of this specific allegation of fact
against Mr Geoghegan can in any way affect the obligation of the Court to
consider the question of the requirement for an adequate warning and to
consider further whether, if such a warning had been given, Mr Geoghegan would
nonetheless have undergone his operation
140. Mr.
Trainor on behalf of the Plaintiff submits that, quite apart from a medical
practitioner's obligation to offer information concerning proposed treatment, a
patient is entitled to full and comprehensive information when he specifically
asks for advice. He referred to the following passage in "
Medical
Negligence Actions
"
by Mr. White at par. 9.3.01 where he says as follows:-
141. These
views receive support in Jackson & Powell "
Professional
Negligence
"
(3rd Edition) (1992) at par. 6.128 as follows:-
142. Mr.
Trainor submits that Mr. Geoghegan expressed a particular concern about pain
connected with the bone graft procedure, and thus, by implication, about any
sequelae also.
143. However,
on further analysis the assertion appears to be based on evidence given at the
trial to the effect that Mr. Geoghegan in the course of one of the two
preoperative visits made a query about the possibility of pain arising from the
procedure along the lines of "... Dr. Harris that sounds very painful" at a
time when Dr. Harris was explaining that the procedure would involve a bone
graft from the chin. However, as Dr. Harris has told this Court that it never
occurred to him that there could be long term neuropathic pain as a result of
any part of the procedure, that evidence alone really precludes the possibility
of any specific question in response to which any meaningful reply by Dr.
Harris could have been given in respect of chronic neuropathic pain associated
with the particular procedure.
144. I
do not believe Mr. Geoghegan directed any question to Dr. Harris about the
possibility of continuing or long term pain. I am further satisfied that any
mention of pain was in the context of the procedure itself and its immediate
aftermath.
145. Mr.
Geoghegan admits that he did expect there would be some discomfort, "a bit of
pain, a bit of a sting in his face for maybe a few days, for which he would
take some pain killers and then the thing would be gone". He would have had no
problem with that type of sequelae, but "the idea of aggressive pain or
anything like that just turned him off".
146. As
far as Dr. Harris is concerned, his recollection is to the effect that he would
have told the Plaintiff that there could be some pain and discomfort from the
procedure, particularly in the first 48 hours, but that in his experience that
could be well controlled with analgesics and that after a period of two weeks
it should all have settled.
147. It
is further submitted on behalf of Mr. Geoghegan that the Plaintiff was
particularly conscious of any unusual complications that the procedure might
entail for him. This arose because his brother had some time before hand died
as a result of a complication which occurred subsequent to a bypass operation
at the Blackrock Clinic. His brother had been advised of a 2% risk with the
procedure. Had it been a 3% risk, he felt his brother would not have undergone
the procedure. Again, I can see no correlation between this concern and any
possibility of chronic neuropathic pain.
148. Finally,
it is suggested that particular significance should be attached to the evidence
given by Mrs. Geoghegan. She testified that she put it to Dr. Harris during
the course of a telephone call after the operation that he had told her husband
that this was a painless procedure, whereas he was in dreadful pain. She says
that Dr. Harris replied "It is most unusual, I have never known it to happen
before", or words to similar effect. She was not subject to cross-examination
on this conversation, but I do not see this exchange establishing anything more
than Dr. Harris's surprise at the turn of events in the aftermath of the
operation.
149. Specifically,
I do not see it as supporting the allegation of a misrepresentation by Dr.
Harris, nor do I see it having any particular significance in the context of
the supposed "inquisitive patient".
150. Having
regard to the heavy obligations imposed on medical practitioners by
Walsh
-v- Family Planning Services
,
it seems to me that any real consideration of the "inquisitive patient" is
subsumed by the onerous obligations of disclosure set down by the Supreme
Court. Current Irish law requires that the patient be informed of any material
risk, whether he inquires or not, regardless of its infrequency.
151. From
a perusal of the authorities, it appears to this Court that the "inquisitive
patient" doctrine, if such it can be called, arose in England because of the
limited duties of disclosure imposed on medical practitioners by
Bolam
-v- Friern Hospital Management Committee
,
(1957) 2 All E.R. 872.
152. As
Lord Scarman stated in
Sidaway
(at p. 881) the
Bolam
principle may be described in the following terms:-
153. In
conclusion, I am not satisfied the Plaintiff has made out any collateral or
alternative case that he asked a question which could reasonably be construed
as relating to ongoing pain, or any question which required disclosure to him
of the risk of chronic neuropathic pain.
156. This
part of the judgment deals exclusively with the issue of the medical
practitioner's duty of disclosure of risks attending operative procedures.
157. The
Court has received submissions of fact from the parties in relation to the
separate issue of fact relating to the location of a bone graft which was taken
from the Plaintiff's chin in the course of the procedure as a result of which
the Plaintiff suffered damage to the incisive nerve or nerves at the front of
his chin which has left him with a condition of severe pain at the mid line of
his chin known as chronic neuropathic pain. A judgment on that issue will be
given at a later date and no order of any sort will be drawn up prior to that
time.
158. It
is the view of this Court that current Irish law imposes the following
obligations on a medical practitioner in relation to disclosure of risks as
follows-
159. That
being so, the questions which the Court has to address in the instant case are
as follows:-
161. Different
legal principles were applied in the different judgments of the Supreme Court in
Walsh
-v- Family Planning Services
to arrive at its conclusions.
162. This
Court is of the view that the 'reasonable patient' test, which requires full
disclosure of all material risks incident to proposed treatment, is the
preferable test to adopt, so that the patient, thus informed, rather than the
doctor, makes the real choice as to whether treatment is to be carried out. It
is the view of this Court that assessment of the duty of disclosure on this
basis is more logical than the professional standard test, whereby the Court
adopts the standard of the medical profession, yet reserves the right to
override the views of the medical experts as and when it sees fit.
163. Different
jurisdictions adopt different approaches to causation. In some jurisdictions,
the test is to inquire whether the reasonable patient, in the Plaintiff's
position, would have elected to undergo or decline the procedure (the objective
test). In other jurisdictions, the matter is determined by reference to the
Courts best estimate of what the particular Plaintiff in the instant case would
have done (the subjective test).
164. It
is the opinion of this Court that this problem of retrospective "fact
construction" demands a pragmatic approach, whereby the Court first considers
what a reasonable person in the Plaintiff's position would have done. That
will usually determine the issue. However, that approach must at times yield
to a subjective approach where clear and convincing evidence exists from which
the Court can safely and reliably infer what the particular patient would have
decided. The strength and credibility of the evidence determine whether or not
a subjective test can apply in a particular case.
165. In
the instant case, such evidence is available and, in the opinion of this Court,
it points in a coercive way to the conclusion first stated above, namely, that
Mr Geoghegan, even if properly warned, was more likely to have proceeded with
his operation. On this issue, therefore, the Plaintiff fails on the
requirement of causation. I would add that if an objective test applied, I
would have reached the same conclusion.
166. While
such an observation was made by a patient on a video which was given to Mr
Geoghegan prior to his operation, I do not believe it could be construed as a
representation or as relevant to the Plaintiff's condition because the
expression is clearly limited to the immediate procedure itself. The risk
which eventuated in this case was of a totally different character in the sense
it is a long term enduring consequence. Equally, I do not believe the
Plaintiff is precluded from pursuing his claim in negligence for breach of the
duty of disclosure despite the finding that Dr Harris did not make the
particular statement or representation.
167. While
obviously a doctor must answer as fully as he can and to the best of his
knowledge and ability any questions a patient may ask, the issue essentially is
subsumed in the wider obligation imposed on medical practitioners by the
Supreme Court decision. In any event, I do not believe Mr Geoghegan asked any
specific questions which would demand a warning about the possibility of
chronic neuropathic pain.