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Supreme Court of Ireland Decisions


You are here: BAILII >> Databases >> Supreme Court of Ireland Decisions >> Lopes v. Walker [1999] IESC 57 (19th July, 1999)
URL: http://www.bailii.org/ie/cases/IESC/1999/57.html
Cite as: [1999] IESC 57

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Lopes v. Walker [1999] IESC 57 (19th July, 1999)

Hamilton C.J.
Lynch J.
Barron J.
240/98

THE SUPREME COURT
BETWEEN
ANTONIO CASIMIRO LOPES
Plaintiff/Appellant
and

ANDREW WALKER

Defendant/Respondent
JUDGMENT delivered on the 19th day of July, 1999 by LYNCH J. [Nem. Diss.]

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HISTORY OF THE LITIGATION

1. This case has had a long and chequered history. In the first instance it arises out of a road traffic accident which happened about 7.00 p.m. on the 11th December, 1988, near Newbridge, Co. Kildare when a motor car ran into the rear of the plaintiff’s stationary van. The plaintiff was then living in Waterford and he consulted a Waterford firm of solicitors. Proceedings were issued prematurely by this firm of solicitors in the Kildare Circuit Court which then had a jurisdictional limit of £15,000 in awarding damages for tort. The plaintiff was dissatisfied with a limitation of £15,000 for damages in his case and he engaged the defendant to take over the case from the Waterford solicitors with a view to having the action transferred to the High Court.


2. No application was made to the Kildare Circuit Court to transfer the action to the High Court. The case ultimately went on in Naas, Co.


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3. Kildare Circuit Court on the 14th May, 1991, and the plaintiff was awarded £10,000 for general damages together with £2,000 special damages. The plaintiff was wholly dissatisfied with this award and with the handling of his case by the defendant and he promptly commenced these proceedings in the High Court by the issue of a plenary summons on the 19th July, 1991. These proceedings came on for hearing before the High Court in 1995 and were dismissed by an order of the High Court made on the 31st March, 1995. The plaintiff appealed to this Court where he succeeded and the case was remitted to the High Court to assess damages only, liability having been found by this Court on the part of the defendant especially in relation to the failure to apply to have the case transferred to the High Court. The circumstances of the litigation up to that hearing in the Supreme Court are outlined in detail in the three


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judgments delivered by the three judges of the Supreme Court on the 28 th July, 1997.

BACKGROUND FACTS

4. The plaintiff is of Portuguese nationality and his vernacular language is Portuguese but he has a very good command of the English language. He was born in the Cape Verde islands on the 17th July, 1951. He came to Ireland about the middle of the year 1985, some 3% years before the road traffic accident. He had an extramarital household in Ireland including a son who would be now about seventeen years old. He was a navigator or naval officer qualified to serve as such on merchant ships. Before he came to Ireland in 1985 his earnings as a merchant ship’s officer were about £18,000 nett per year. He adduced evidence in the High Court that if he were back at sea in 1998 he would be earning


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between £40,000 and £50,000 per year. An important issue in this case was whether or not the plaintiff intended to return to sea at any time in the future. In the 3% years since he came to Ireland he had opened a small corner shop type business in Waterford and had also acquired a van in which he employed a man to run a business from the van as a “chipper”. In more recent times he had left Waterford and moved to Dublin where he had opened a similar sort of corner type shop which has, however, failed as a business and is now closed.

THE ASSESSMENT AS ORDERED BY THE SUPREME COURT

5. The assessment of damages came on for hearing before the High Court (Geoghegan J.) on Friday the 26th of June, 1998 and continued on Tuesday the 30th of June and Wednesday the 1st of July, 1998 with judgment delivered on Thursday the 2nd of July, 1998. The learned trial


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judge assessed total damages at £52,125.47 and, having given credit to the defendant for the general damages awarded by the Kildare Circuit Court, he entered judgment for £42,125.47. This judgment was perfected on the 21st of July, 1997. The plaintiff was dissatisfied with the assessment of damages and served a notice of appeal on the 10th of August, 1998 within the time prescribed by the rules of the Superior Courts.

6. The notice of appeal sets out the grounds of appeal in numerous paragraphs and subparagraphs, so numerous that they total slightly over 100 alleged grounds. This Court has to try to distil some sort of reality and order from such prolixity. The appeal in summary relates to:


(1) Past special damages and particularly relating to alleged past loss of earnings.

(2) Future special damages and particularly relating to alleged future loss of earnings.

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(3) Past general damages for the plaintiff’s injuries and their effect on him.

(4) Future general damages for the plaintiff’s injuries and their continuing effect on him into the future.

7. In the course of his judgment the learned trial judge is recorded at page 1 and page 2 of the transcript for the 2nd of July, 1998 as saying:


“The two major issues which I have to consider therefore are:

(1) Did the plaintiff sustain a prolapsed disc as a consequence of the original accident ?

(2) The question of loss of earnings from work at sea.

This latter issue involves the determination, if necessary, of two separate questions.

A. Is it the case that if there had been no accident, and the plaintiffs newsagent business failed he would, as a matter of probability, have returned to sea, either full-time or part time ?

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B. If so, has the plaintiff discharged the onus of proof on him of showing that his injuries resulting from the accident prevent him returning to sea ?

The mere existence of the permanent certificate [that is a certificate of unfitness for work as a seaman on merchant ship is not of itself sufficient, given that it is reversible and that the certifier did not himself have all the facts before him. The Court would therefore have to form its own view. On the first issue I am satisfied by the evidence which I have heard that the plaintiff sustained a prolapsed disc injury as a result of the original accident and was therefore misdiagnosed. I accept the evidence of Mr. O’Laoire and the opinion which he expressed. I also find that the relevant factual information before Mr. O’Laoire, on foot of which he has formed his view, was accurate.

He explained that the plaintiff has an unusual lumbar disc protrusion, in that it was central and he elaborated on the significance of this in relation to his diagnosis. He also explained how his opinion

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was based on the early pain in the lower back, combined with the progressive symptoms arising in the legs. I think it unlikely that the prolapsed lumbar disc arose spontaneously, or as a consequence of some later accident in Portugal or otherwise.

But while I find in favour of the plaintiff on this issue, I am wholly against him on the second issue. Having regard to the fact that the plaintiff had not been to sea since 1985 and the history of his Waterford business and general lifestyle, I do not believe that he would ever have returned to sea if there had been no accident. I am not convinced, simply by the potential earnings, that he would ever have opted to go to sea again. It is not necessary, therefore, to consider the second question involved in this issue. I simply reject, in total, the loss of earnings claim in relation to earnings at sea.”

8. It is important to note the first finding of fact made by the learned trial judge, namely, that as a result of the road traffic accident the plaintiff


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sustained a central prolapsed lumbar disc which required operative treatment, which was performed in London on the 18th of July, 1994. This operation was 5% years after the road traffic accident but, nevertheless, the injury was found to be attributable to the road traffic accident. That finding has not been appealed by the defendant and indeed was fully supported by the evidence, especially that of neurosurgeon Mr. O’Laoire. This appeal must therefore be considered in the light of a serious lumbar back injury and not as a mere case of soft tissue injury which it was perceived to be when proceedings were first instituted in the Kildare Circuit Court.

9. The formal order of the High Court concludes as follows:


“The Court having disallowed the plaintiff’s claim for punitive damages assessed damages as follows:

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SPECIAL DAMAGES:

Loss of earnings to date (in relation to the plaintiff’s shop) £5,000.
Others £7,125.47.

GENERAL DAMAGES

Pain and suffering to date £20,000.
Pain and suffering in the future (including loss of earning capacity) £20,000.
Having regard to the said assessment and the Court giving credit to the defendant for the sum of £10,000 general damages awarded to the plaintiff in the Circuit Court.
It is ordered and adjudged that the plaintiff do recover against the defendant the sum of £42,125.4 7 together with his out of pocket expenses and witness expenses when taxed and ascertained.”

10. Among the many grounds of appeal in the plaintiff’s notice of appeal are grounds relating to the disallowance of punitive damages. I can deal


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with this aspect of this appeal at once. There is no basis in law for awarding punitive damages in this case and, moreover, what I said at the commencement of my judgment of the 28th of July, 1997 would reduce to nil any such damages if there were some basis which there is not. I would, therefore, affirm the order of the learned trial judge in so far as he disallowed punitive damages.

THE SUBMISSIONS

11. The plaintiff made detailed submissions on the facts of the case, but no submissions on law. Among his submissions was a claim that the learned trial judge did not allow the plaintiff to give all the evidence which he wished to give, such as evidence relating to a broken toe, to pain in his left shoulder, to alleged post-traumatic stress disorder, to headaches and to past and future loss of earnings and generally that the learned trial judge


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did not allow the plaintiff to present his case as the plaintiff thought fit.

12. The plaintiff is very voluble and the learned trial judge was entitled to control him so as to keep matters within reasonable bounds. The plaintiff had a script by reference to which he wished to give evidence which the learned trial judge did not permit him to do and, in retrospect, it might have been better if the plaintiff had been allowed to do so because the learned trial judge in effect ended up almost conducting an examination in chief of the plaintiff without any saving of time.


13. The plaintiff also submitted that, on the facts of the case, the amounts measured by the learned trial judge for loss of earnings and other losses and expenses past and future and general damages past and future were wholly inadequate. He also filed an affidavit in the Supreme Court alleging that his condition had deteriorated since the hearing in the High Court in July 1998 and, that as a result, had had to have another operation


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on his back on the 12th of November, 1998, just four months or so after the hearing in the High Court.

14. Counsel for the defendant submitted that the Supreme Court ought not to interfere with the findings of fact made by the learned trial judge which were supported by credible testimony and he referred to and quoted from the case of Hay v. O’Grady [1992] 1 JR 210 and particularly at p. 213. He submitted that the transcript of evidence in this case fully bore out the findings of the learned trial judge.


15. Regarding the plaintiff’s affidavit sworn on the 22nd of February, 1999 for the Supreme Court appeal and dealing with an alleged deterioration in the plaintiff’s condition since the trial in the High Court, counsel for the defendant submitted that such evidence should be wholly disregarded in deciding whether or not to allow or to dismiss the appeal. That issue as to whether the appeal should be allowed or dismissed must be


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judged by reference to the evidence adduced before the learned trial judge in the High Court and not otherwise. Counsel on this aspect of his submissions referred to Dalton v. The Minister for Finance [1989] JR 269 and particularly p. 273 and also Eire Continental Trading Company Limited v. Clonmel Foods Limited [1955] JR 170.

CONCLUSIONS

16. I accept the submissions of defendant’s counsel that in this case the appeal should be judged on the basis of the evidence which was adduced before the High Court without regard to the plaintiff’s post-trial affidavit, even though there is a distinction between this case and Dalton v. The Minister for Finance and Eire Continental Trading Company Limited v. Clonmel Foods Limited. In the Dalton case the plaintiff was seeking an extension of time to appeal some two years or so after the High Court trial


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and without having previously formed any intention to appeal and she was relying on post-trial evidence to support that application. The Supreme Court emphasised the importance of achieving finality in legal proceedings. The plaintiff in the present case is not in that position having served his notice of appeal in proper time but, nevertheless, in general it is desirable that finality be achieved and undesirable to take into account post-trial events although that may nevertheless be done if justice clearly requires it.

17. What is established in this case by the findings of the learned trial judge is:


1. The plaintiff sustained a prolapsed lumbar disc as a consequence of the road traffic accident.

2. If there had been no road traffic accident the plaintiff would not have returned to sea even if his newsagent’s business failed.

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18. There was adequate evidence to support these two findings by the learned trial judge and I must, therefore, consider the case on the basis that they are correct findings of fact. It should be noted that the learned trial judge did not make any finding on the third question posed by him in his judgment at “B” above, namely, whether in fact the injuries sustained in the road traffic accident prevent the plaintiff from returning to sea as he contends is the case.


19. As regards the actual assessment of the damages by the learned High Court judge, the sum of £20,000 was assessed for past pain and suffering. This was for a period of 9% years from the 11th December, 1988 to the 2nd July 1998. After the road traffic accident the plaintiff did not appear at first to have very much wrong with him but, nevertheless, he ultimately had to have a serious operation on his back on the 18th July, 1994, that is to say 5% years after the road traffic accident and 4 years before the High


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20. Court assessment of the damages. Again, according to the doctors the plaintiff did not appear to have very much wrong with him in this four year period following the operation but he himself was complaining of continuing back troubles all the time. In these circumstances the sum of £20,000 for past pain and suffering for such a lengthy period seems to be on the low side although not necessarily so low of itself as to justify this Court in interfering with it.


21. The award of £20,000 for future pain and suffering including loss of earning capacity is, however, very low. For the future as at July 1998 the plaintiff was a man complaining of back pain and having had a serious operation four years before. His earning capacity as a qualified seaman was £40,000 to £50,000 nett per year. It was not found one way or the other whether his back condition prevented him from returning to sea but in any event it would have affected him to some extent as a seaman if


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unforeseen and unanticipated circumstances had arisen such as to suggest to him that a return to the sea should be considered by him. For the diminution in his ability to consider returning to the sea in such circumstances coupled with his continuing back condition I think he would have to be awarded a lot more than the £20,000 and, in the circumstances, I have come to the conclusion that the damages awarded are overall too low to such an extent that this Court should set aside the award.

22. Having come to that conclusion the question then arises as to whether the case should be remitted to the High Court to reassess the damages or whether this Court should itself assess the damages. The long drawn out nature of this litigation suggests that the latter course should be adopted in order to achieve finality in the matter and both parties also indicated their preference for this Court to adopt that course. Accordingly, I propose to assess the damages myself but in doing so I must


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take account of the fact that if the assessment were remitted to the High Court the plaintiff would be entitled to adduce evidence of the matters referred to in his affidavit of the 22nd of February, 1999 and I, therefore, must take the contents of that affidavit into account in assessing the damages.

23. I am satisfied on the balance of probabilities that the plaintiff underwent further surgery on his back on the 12th of November, 1998 at the same level, that is to say the level of the lumbar fourth and fifth discs, as in the case of the first operation, on the 18th of July, 1994. In the light of that second operation I think it unlikely that the plaintiff would ever be fit to return to work as a seaman. While the finding of the learned trial judge that the plaintiff would not have returned to sea if he had not had the road traffic accident must stand, the amount to be awarded for the loss of the opportunity of returning to sea in the event of unforeseen circumstances arising must nevertheless be substantial. In addition, the necessity for the further operation corroborates the plaintiff’s evidence of his inability to do the work required in his newsagents shop business and


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the past loss of earnings must therefore be increased. Accordingly, I assess the plaintiff’s damages as follows:

1. General damages for the personal injuries sustained by the plaintiff as a consequence of the road traffic accident of the 11th of December 1988 and for their past, their continuing, and their future effects on him:
£80,000
2. Past special damages:
£25,000
3. Future special damages (including loss of opportunity to work and to return to the sea):
£50,000
Total: £155,000

24. The plaintiff was paid the £42,125.47 awarded by the High Court having given credit for the £10,000 general damages awarded by the Kildare Circuit Court and, therefore, having now given credit for

25. £52,125.47 there will be judgment for the plaintiff for £102,874.53.


© 1999 Irish Supreme Court


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