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Northern Ireland Orders in Council


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Statutory Instruments 1999 No. 662 (N.I. 6)
The Water (Northern Ireland) Order 1999
- continued

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Discharge of effluent into waterway or underground stratum
     9.  - (1) No person shall, without the consent of the Department, by any means whatsoever, make any discharge into a waterway or underground stratum - 

    (2) This Article shall not apply to any discharge which is made from a vessel.

    (3) Schedule 1 shall have effect, subject to Article 13, with respect to the making of applications for consents for the purposes of this Article ("discharge consents") and with respect to the giving, revocation and modification of such consents.

    (4) Subject to the following provisions of this Part, a person who contravenes this Article or the conditions of any discharge consent shall be guilty of an offence and liable - 

    (a) on conviction on indictment, to imprisonment for a term not exceeding 2 years or to a fine or to both;

    (b) on summary conviction, to imprisonment for a term not exceeding 3 months or to a fine not exceeding £20,000 or to both.

    (5) A sewerage undertaker shall not be guilty of an offence under this Article by reason only of the fact that a discharge from a public sewer or public sewage treatment works operated by him contravenes conditions of a discharge consent if - 

    (a) the contravention is attributable to a discharge which another person made into the sewer or works; and

    (b) the sewerage undertaker - 

      (i) was obliged under the terms of the operating agreement to receive the discharge;

      (ii) could not reasonably have been expected to prevent the discharge into the sewer or works; and

      (iii) made all reasonable efforts to dispose of the discharge in accordance with the terms of the operating agreement and of the discharge consent.

    (6) In paragraph (5) "operating agreement", in relation to a sewer or sewage treatment works of a sewerage undertaker, means the agreement under Article 13(4) of the Water and Sewerage Services (Northern Ireland) Order 1973, by virtue of which he operates that sewer or sewage treatment works.

Relationship with other statutory provisions controlling pollution
    
10.  - (1) The discharge or deposit of any effluent or matter made under and in accordance with, or as a result of any act or omission under and in accordance with, a discharge consent shall not constitute an offence under or a contravention of - 

    (2) A person shall not be guilty of an offence under Article 7(1) or 9 in respect of the discharge or deposit of any matter if the discharge or deposit is made under and in accordance with, or as a result of any act or omission under and in accordance with - 

    (a) a licence granted under Part II of the Food and Environment Protection Act 1985;

    (b) an authorisation granted under the Industrial Pollution Control (Northern Ireland) Order 1997;

    (c) a waste management licence granted under the Waste and Contaminated Land (Northern Ireland) Order 1997.

    (3) A person shall not be guilty of an offence under Article 7(1) or 9 if he discharges any matter into a road drain within the meaning of Article 45 of the Roads (Northern Ireland) Order 1993, or a drain constructed and laid by the Department under Article 45(1)(b) of that Order, so that it enters a waterway or water contained in underground strata, if the Department has given its consent to the discharge unconditionally, or has given its consent to the discharge subject to conditions and the person observes the conditions.

Power to make scheme of charges
    
11.  - (1) Where - 

the Department may require the payment to it of such charges as may be specified in or determined under a scheme made by it under this Article.

    (2) The persons who shall be liable to pay charges which are required to be paid by virtue of a scheme under this Article shall be - 

    (a) in the case of a charge by virtue of paragraph (1)(a), the person who makes the application;

    (b) in the case of a charge by virtue of paragraph (1)(b), any person who is authorised to do anything by virtue of the consent and on whom the instrument giving the consent is served; and

    (c) in the case of a charge by virtue of paragraph (1)(c), any person who makes a discharge in pursuance of the consent at any time during the period to which, in accordance with the scheme, the charge relates.

    (3) Provision made by a scheme for the purposes of paragraph (1)(c) may impose a single charge in respect of the whole period for which the consent is in force or separate charges in respect of different parts of that period or both such a single charge and such separate charges.

    (4) A scheme under this Article may - 

    (a) make provision with respect to the times and methods of payment of the charges which are required to be paid by virtue of the scheme; and

    (b) contain supplemental, consequential and transitional provision for the purposes of the scheme.

    (5) The Department, in framing a scheme under this Article, shall, so far as practicable, secure that the fees and charges payable under the scheme are sufficient, taking one financial year with another, to cover the expenditure incurred by the Department in exercising its functions under this Part in relation to discharge consents.

    (6) Where the Department proposes to make a scheme under this Article the Department shall - 

    (a) give notice setting out its proposals and specifying the period within which representations with respect to the proposals may be made; and

    (b) consider any representations which are duly made and not withdrawn;

and, if the Department decides, after considering any such representations to make a scheme under this Article, the Department may do so either in accordance with the proposals contained in the notice or in accordance with those proposals as modified in such manner as the Department considers appropriate.

    (7) A notice under paragraph (6) shall be given by publishing the notice in such manner as the Department considers appropriate for bringing it to the attention of persons likely to be affected by it.

    (8) The Department shall take such steps as it considers appropriate for bringing the provisions of any scheme made under this Article which is for the time being in operation to the attention of persons likely to be affected by them.

    (9) If it appears to the Department that the holder of a discharge consent has failed to pay a charge payable by virtue of paragraph (1)(c), it may, by notice served on the holder, revoke the consent.

Enforcement notices
    
12.  - (1) If the Department is of the opinion that the holder of a discharge consent is contravening any condition of the consent, or is likely to contravene any such condition, the Department may serve on him a notice (an "enforcement notice").

    (2) An enforcement notice shall - 

    (3) Any person who fails to comply with any requirement imposed by an enforcement notice shall be guilty of an offence and liable - 

    (a) on conviction on indictment, to imprisonment for a term not exceeding 2 years or to a fine or to both;

    (b) on summary conviction, to imprisonment for a term not exceeding 3 months or to a fine not exceeding £20,000 or to both.

    (4) If the Department is of the opinion that proceedings for an offence under paragraph (3) would afford an ineffectual remedy against a person who has failed to comply with the requirements of an enforcement notice, the Department may take proceedings in the High Court for the purpose of securing compliance with the notice.

Appeals in respect of consents
    
13.  - (1) Where the Department - 

the person, if any, who applied for the consent or variation in question, or any person whose discharges are or would be authorised by the consent, or the person on whom the enforcement notice was served, may appeal to the Appeals Commission against the decision within 28 days from - 

      (i) in the case of an enforcement notice, the day on which the enforcement notice was served;

      (ii) in the case of a consent deemed to have been refused under paragraph 2(2) of Schedule 1, the first day on which the applicant may treat the consent applied for as having been refused;

      (iii) in any other case, the day on which notice of the decision was given to that person.

    (2) In paragraph (1)(iii) "notice of the decision", in relation to a discharge consent given without an application for such a consent having been made, includes an instrument in writing served in accordance with paragraph 4(1) of Schedule 1.

    (3) Where the Department has given notice of any decision referred to in paragraph (1)(b), (d) or (g) to the Foyle Fisheries Commission or the Fisheries Conservancy Board for Northern Ireland, that Commission or that Board may appeal to the Appeals Commission against the decision to which the notice relates within 28 days from the day on which notice of the decision was given to the Commission or the Board, as the case may be.

    (4) Paragraphs (1) and (3) of this Article shall not apply to any decision referred to in paragraph (1)(a), (b), (f) or (g) where the Department has made a direction under paragraph 3(1) or (4) of Schedule 1.

    (5) Subject to paragraph (6), where an appeal is brought by virtue of paragraph (1)(c) or (d) against a decision - 

    (a) to revoke a discharge consent,

    (b) to modify the conditions of any such consent, or

    (c) to provide that any such consent which was unconditional shall be subject to conditions,

the revocation, modification or provision shall not take effect pending the final determination or the withdrawal of the appeal.

    (6) Paragraph (5) shall not apply to a decision in the case of which the notice effecting the revocation, modification or provision in question includes a statement that in the opinion of the Department it is necessary for the purpose of preventing or, where that is not practicable, minimising - 

    (a) the entry into any waterway or underground stratum of any poisonous, noxious or polluting matter, or

    (b) harm to human health,

that that paragraph should not apply.

    (7) Where the decision under appeal is one falling within paragraph (6), if, on the application of the holder or former holder of the consent, the Appeals Commission determines that the Department acted unreasonably in excluding the application of paragraph (5), then - 

    (a) if the appeal is still pending at the end of the day on which the determination is made, paragraph (5) shall apply to the decision from the end of that day; and

    (b) the holder or former holder of the consent shall be entitled to recover compensation from the Department in respect of any loss suffered by him in consequence of the exclusion of the application of that paragraph;

and any dispute as to a person's entitlement to such compensation or as to the amount of it shall be determined by the Lands Tribunal.

    (8) Where an appeal is brought under this Article against an enforcement notice, the bringing of the appeal shall not have the effect of suspending the operation of the notice.

Regulations as to prevention of pollution
    
14.  - (1) The Department may by regulations make such provision as appears to it expedient - 

    (2) Without prejudice to the generality of the power conferred by paragraph (1), regulations under that paragraph may - 

    (a) make provision for the Department - 

      (i) to determine for the purposes of the regulations the circumstances in which a person is required to carry out works or to take any precautions or other steps; and

      (ii) by notice to that person, to impose the requirement and to specify or describe the works, precautions or other steps which that person is required to carry out or take;

    (b) provide for appeals to the Appeals Commission against notices served by the Department in pursuance of provision made by virtue of sub-paragraph (a); and

    (c) provide that a contravention of the regulations shall be an offence the maximum penalties for which shall not exceed the penalties specified in Article 9(4).

Pollution emergencies
    
15.  - (1) Where the Department is satisfied that it is necessary in the public interest to do so, it may give to any person a notice prohibiting him from depositing or discharging any matter of a class or description specified in the notice on to any land or into any waterway or underground stratum so specified.

    (2) A notice under paragraph (1) - 

    (3) A person to whom a notice under paragraph (1) is given may, within 28 days from the date of the service of the notice, appeal to the Appeals Commission.

    (4) Where - 

    (a) a notice given under paragraph (1) is varied or quashed on appeal; and

    (b) the person to whom the notice was given has complied with the notice,

the Department shall pay to that person an amount equal to the loss suffered, or expenditure incurred, by that person in complying with the notice.

    (5) Any dispute under paragraph (4) as to the loss suffered or expenditure incurred shall be determined by the Lands Tribunal.

    (6) Any person who contravenes any prohibition imposed by a notice served on that person under paragraph (1) shall be guilty of an offence and liable - 

    (a) on conviction on indictment, to imprisonment for a term not exceeding 2 years or to a fine or to both;

    (b) on summary conviction, to imprisonment for a term not exceeding 3 months or to a fine not exceeding £20,000 or to both.

    Anti-pollution works

Anti-pollution works and operations
    
16.  - (1) Subject to paragraphs (2) and (3), where it appears to the Department that any poisonous, noxious or polluting matter is likely to enter, or to be or have been present in, any waterway or water contained in underground strata ("relevant waters"), the Department may carry out such works and operations as it considers appropriate - 

    (2) Without prejudice to the power of the Department to carry out investigations under paragraph (1), the power conferred by that paragraph to carry out works and operations shall only be exercisable in a case where - 

    (a) the Department considers it necessary to carry out forthwith any works or operations falling within sub-paragraph (a) or (b) of that paragraph; or

    (b) it appears to the Department, after reasonable inquiry, that no person can be found on whom to serve a works notice under Article 17.

    (3) Nothing in paragraph (1) shall entitle the Department to impede or prevent the making of any discharge in pursuance of a discharge consent.

    (4) Any expenses or costs reasonably incurred by the Department in pursuance of paragraph (1) shall be defrayed out of any money obtained by the Department from disposing of any matter under paragraph (1)(b) and, in so far as they are not so defrayed, shall be recoverable by the Department from the person in default.

 
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© Crown copyright 1999
Prepared 12 April 1999


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URL: http://www.bailii.org/nie/legis/num_orders/1999/1990662(3).html