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Statutory Rules of Northern Ireland


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2001 No. 348

EUROPEAN COMMUNITIES

FIRE SERVICES

Fire Precautions (Workplace) Regulations (Northern Ireland) 2001

  Made 5th October 2001 
  Coming into operation 1st December 2001 


ARRANGEMENT OF REGULATIONS


Part I

Preliminary
Regulation
1. Citation and commencement
2. Interpretation

Part II

Fire precautions in the workplace
3. Application of Part II
4. Fire-fighting and fire detection
5. Emergency routes and exits
6. Maintenance

Part III

Amendment of the management of health and safety at work regulations (northern ireland) 2000
7. Amendment of the 2000 Management Regulations: general provisions
8. Amendment of the 2000 Management Regulations

Part IV

Enforcement and offences
9. Disapplication of the 1978 Order
10. Enforcement
11. Serious cases: offence
12. Serious cases: prohibition notices
13. Enforcement notices
14. Enforcement notices: rights of appeal
15. Enforcement notices: offence

Part V

Further Consequential and miscellaneous provisions
16. Application of the 1984 Order
17. Application to the Crown
18. Application to visiting forces, etc.
19. Employee consultation
20. Disapplication of Article 31 of the 1984 Order

The Department of Health, Social Services and Public Safety[
1], being a department designated[2] for the purposes of section 2(2) of the European Communities Act 1972[3] in relation to measures relating to the minimum health and safety requirements for the workplace that relate to fire safety, in exercise of the powers conferred by that section and by Articles 48 and 49(6) of the Fire Services (Northern Ireland) Order 1984[4], and now vested in it[5], and of every other power enabling it in that behalf, hereby makes the following Regulations:



Part I

Premliminary

Citation and commencement
     1. These Regulations may be cited as the Fire Precautions (Workplace) Regulations (Northern Ireland) 2001 and shall come into operation on 1st December 2001.

Interpretation
    
2.  - (1) In these Regulations - 

    (2) The Interpretation Act (Northern Ireland) 1954[10] shall apply to these Regulations as it applies to an Act of the Assembly.



Part II

Fire precautions in the workplace

Application of Part II
     3.  - (1) Every employer shall ensure that the requirements of this Part are complied with in respect of every workplace, other than an excepted workplace, which is to any extent under his control.

    (2) Every person, other than the employer referred to in paragraph (1), who has, to any extent, control of a workplace, other than an excepted workplace, shall ensure that, so far as it relates to matters within his control, the workplace complies with any applicable requirement of this Part.

    (3) Where a person has, by virtue of any contract or tenancy, an obligation of any extent in relation to - 

that person shall be treated, for the purposes of paragraph (2), as being a person who has control of the workplace to the extent that his obligation so extends.

    (4) Any reference in this regulation to a person having control of any workplace is a reference to a person having control of the workplace in connection with the carrying on by him of a trade, business or other undertaking (whether for profit or not).

    (5) For the purposes of these Regulations, an "excepted workplace" is - 

    (6) The requirements of this Part shall not have effect to the extent that they would prevent - 

from carrying out his duties.

    (7) Without prejudice to paragraph (6), regulation 5(2)(f) shall not apply to any premises falling within the scope of Article 49(2)(a) of the 1984 Order (prisons) or any part of any other premises used for keeping persons in lawful custody or detention.

    (8) Where paragraph (6) or (7) applies, the safety of employees in case of fire shall nevertheless be ensured so far as is possible.

Fire-fighting and fire detection
     4.  - (1) Where necessary (whether due to the features of a workplace, the activity carried on there, any hazard present there or any other relevant circumstances) in order to safeguard the safety of employees in case of fire - 

and for the purposes of sub-paragraph (a) what is appropriate is to be determined having regard to the dimensions and use of the buildings at the workplace, the equipment they contain, the physical and chemical properties of the substances likely to be present and the maximum number of people that may be present at any one time.

    (2) An employer shall, where necessary in order to safeguard the safety of his employees in case of fire - 

Emergency routes and exits
     5.  - (1) Where necessary in order to safeguard the safety of employees in case of fire, routes to emergency exits from a workplace and the exits themselves shall be kept clear at all times.

    (2) The following requirements shall be complied with in respect of a workplace where necessary (whether due to the features of the workplace, the activity carried on there, any hazard present there or any other relevant circumstances) in order to safeguard the safety of employees in case of fire - 

Maintenance
     6. Where necessary in order to safeguard the safety of employees in case of fire, the workplace and any equipment and devices provided in respect of the workplace under regulations 4 and 5 shall be subject to a suitable system of maintenance and be maintained in an efficient state, in efficient working order and in good repair.



Part III

Amendment of the management of health and safety at work regulations (northern Ireland) 2000

Amendment of the 2000 Management Regulations: general provisions
    
7. Subject to regulation 9, the provisions of the 2000 Management Regulations amended by this Part shall continue to be regarded (if they would not otherwise continue to be so regarded) as provisions of health and safety regulations within the meaning of the 1978 Order[17].

Amendment of the 2000 Management Regulations
     8.  - (1) The words "and by Part II of the Fire Precautions (Workplace) Regulations (Northern Ireland) 2001" shall be inserted into the following provisions of the 2000 Management Regulations, as follows - 

    (2) In regulation 10(1) of the 2000 Management Regulations (information for employees) - 

    (3) In regulation 11(1) of the 2000 Management Regulations (co-operation and co-ordination), for sub-paragraph (b) there shall be substituted the following sub-paragraph - 

    (4) In regulations 11(2) and 12(2) of the 2000 Management Regulations, after the words "Paragraph (1)" in each case where they occur, there shall be inserted "(except insofar as it refers to Part II of the Fire Precautions (Workplace) Regulations (Northern Ireland) 2001)".



Part IV

Enforcement and offences

Disapplication of the 1978 Order
    
9.  - (1) For the purposes of Articles 18 to 26, 28, 30 to 37, 39 and 43 of the 1978 Order, the provisions of the workplace fire precautions legislation shall be deemed (to the extent they would otherwise be so regarded) not to be provisions of health and safety regulations or provisions forming part of the relevant statutory provisions.

    (2) In these Regulations "the workplace fire precautions legislation" means - 

    (3) In this regulation "health and safety regulations" and "relevant statutory provisions" have the meanings given to them by Article 2(2) of the 1978 Order.

Enforcement
     10.  - (1) It shall be the duty of the Authority to enforce the workplace fire precautions legislation.

    (2) The Authority may perform its functions under these Regulations through members of the fire brigade authorised by the Chief Fire Officer pursuant to Article 39 of the 1984 Order[
19].

    (3) In Articles 50 and 51 of the 1984 Order (which authorise the appointment of inspectors and the holding of inquiries for obtaining information as to the performance by the Authority of its functions under that Order) the references to that Order shall be read as including references to these Regulations.

Serious cases: offence
     11.  - (1) A person shall be guilty of an offence if - 

    (2) Any person guilty of an offence under this regulation shall be liable - 

    (3) In any proceedings for an offence under this regulation it shall be a defence for the person charged to prove that he took all reasonable precautions and exercised all due diligence to avoid the commission of the offence.

    (4) A person is not guilty of an offence under this regulation in respect of any failure to comply with the workplace fire precautions legislation which is the subject of an enforcement notice.

Serious cases: prohibition notices
    
12.  - (1) Articles 33 to 33B of the 1984 Order[20] (special procedure in case of serious risk: prohibition notices) shall apply to - 

which are relevant workplaces.

    (2) For the purposes of paragraph (1), a "relevant workplace" is a workplace other than an excepted workplace.

Enforcement notices
     13.  - (1) Where the Authority is of the opinion that a person, being under an obligation to do so, has failed to comply with any provision of the workplace fire precautions legislation in respect of a workplace, or employees who work in a workplace, the Authority may serve on that person a notice (in these Regulations referred to as "an enforcement notice") which - 

    (2) Before serving an enforcement notice which would oblige a person to make an alteration to a building or structure, the Authority shall consult - 

    (3) Where an enforcement notice has been served - 

    (4) Without prejudice to the power of the court to cancel or modify an enforcement notice under regulation 14, no failure on the part of the Authority to consult under paragraph (2) shall make an enforcement notice void.

Enforcement notices: rights of appeal
     14.  - (1) A person on whom an enforcement notice is served may, within 21 days from the day on which the enforcement notice is served, appeal to the court.

    (2) On an appeal under this regulation the court may either cancel or affirm the enforcement notice, and, if it affirms it, may do so either in its original form or with such modifications as the court may in the circumstances think fit.

    (3) Where an appeal is brought under this regulation against an enforcement notice, the bringing of the appeal shall have the effect of suspending the operation of the notice until the appeal is finally disposed of or, if the appeal is withdrawn, until the withdrawal of the appeal.

    (4) In this regulation "the court" means a county court having jurisdiction over the division in which any relevant workplace is situated, and for this purpose, "relevant workplace" is a workplace in respect of which the enforcement notice was served.

Enforcement notices: offence
    
15.  - (1) It is an offence for a person to contravene any requirement imposed by an enforcement notice.

    (2) Any person guilty of an offence under paragraph (1) shall be liable - 

    (3) In any proceedings for an offence under this regulation it shall be a defence for the person charged to prove that he took all reasonable precautions and exercised all due diligence to avoid the commission of the offence.



Part V

Further consequential and miscellaneous provisions

Application of the 1984 Order
    
16.  - (1) Subject to paragraph (3), the provisions of the 1984 Order listed in paragraph (2) shall have effect in relation to these Regulations as if - 

    (2) The provisions of the 1984 Order referred to in paragraph (1) are - 

    (3) The following provisions of the 1984 Order referred to in paragraph (2) shall have effect for the purposes of these Regulations with the following modifications - 

    (4) A fire certificate issued under the 1984 Order or deemed to have been issued under the 1984 Order by virtue of paragraph 4 of Schedule 4 to that Order shall not have effect to the extent that it would require a person to contravene any provision of the workplace fire precautions legislation; and the Authority may amend the certificate to the extent necessary to prevent the certificate requiring such contravention.

    (5) Where an amendment under paragraph (4) is made on the application of any person affected by the certificate and is confined to requirements of the kind referred to in Article 27(1) of the 1984 Order[26], the applicant shall pay to the Authority such fee as the Authority may determine, not exceeding an amount which represents the cost to the Authority of the work reasonably done by it for the purposes of the amendment of the certificate (other than the cost of any inspection of the premises).

Application to the Crown
     17.  - (1) Subject to paragraphs (2) to (5), these Regulations, other than regulations 10, 11 and 13 to 15 shall bind the Crown.

    (2) Article 33 of the 1984 Order, to the extent it is extended by regulation 12, shall only bind the Crown insofar as it applies to premises and workplaces owned by the Crown but not occupied by it.

    (3) Regulation 16 shall only bind the Crown to the extent that it applies Articles 40 and 41 of the 1984 Order and then only insofar as those Articles apply to premises and workplaces owned by the Crown and not occupied by it.

    (4) To the extent that they apply to the Crown, these Regulations, together with any provision of the 1984 Order applied by these Regulations, shall have effect with the substitution, for any reference to the Authority, of - 

    (5) Nothing in these Regulations shall be taken to authorise the entry of any premises occupied by the Crown.

Application to visiting forces, etc.
     18.  - (1) These Regulations shall apply to a visiting force or an international headquarters or defence organisation designated for the purposes of the International Headquarters and Defence Organisations Act 1964[28] - 

    (2) In paragraph (1), "visiting force" means any such body, contingent or detachment of the forces of any country as is a visiting force for the purposes of any of the provisions of the Visiting Forces Act 1952[29].

Employee consultation
     19.  - (1) In regulation 4A(1) of the Safety Representatives and Safety Committees Regulations (Northern Ireland) 1979[30], at the end of sub-paragraph (b), there shall be added the words "or regulation 4(2)(b) of the Fire Precautions (Workplace) Regulations (Northern Ireland) 2001".

    (2) In regulation 3 of the Health and Safety (Consultation with Employees) Regulations (Northern Ireland) 1996[31], at the end of paragraph (b), there shall be added the words "or regulation 4(2)(b) of the Fire Precautions (Workplace) Regulations (Northern Ireland) 2001".

    (3) The provisions of the Safety Representatives and Safety Committees Regulations (Northern Ireland) 1979 amended by this regulation shall continue to be regarded (to the extent that they would otherwise be so regarded) as provisions of health and safety regulations within the meaning of the 1978 Order.

Disapplication of Article 31 of the 1984 Order
     20. In Article 31 of the 1984 Order[32] (duty as to means of escape and for fighting fire), at the end of paragraph (2), there shall be added the words "but this Article does not apply where Part II of the Fire Precautions (Workplace) Regulations (Northern Ireland) 2001 applies".



Sealed with the Official Seal of the Department of Health, Social Services and Public Safety on


5th October 2001.

L.S.


Denis McMahon
Senior Officer of the Department of Health, Social Services and Public Safety


EXPLANATORY NOTE

(This note is not part of the Regulations.)


These Regulations ("the Regulations") give effect in Northern Ireland to:

insofar as those provisions relate to fire precautions and insofar as more specific legislation does not make appropriate provision. In this note, those provisions, insofar as they relate to fire precautions, are referred to as "the substantive provisions".

The Regulations also give effect to certain other Articles of the Framework Directive, insofar as they concern the substantive provisions (including Article 10(1) and (2) of that Directive).

Part I
Part I of the Regulations makes preliminary provision.

Regulation 2 provides for the interpretation of the Regulations.

Part II
Part II of the Regulations sets out the requirements of the substantive provisions.

Regulation 3 provides that - 

The excepted workplaces are listed in regulation 3(5) and comprise workplaces for which more specific fire safety requirements exist or which are excluded from the Directives.

Regulation 4 makes provisions for fire-fighting and fire detection (implementing paragraph 5 of each of the Annexes to the Workplace Directive and Article 8(1) and (2) of the Framework Directive (insofar as they relate to fire precautions)).

Regulation 5 makes provision for emergency routes and exits in case of fire (implementing the first indent of Article 6 of, and paragraph 4 of each of the Annexes to, the Workplace Directive (insofar as they relate to fire precautions)).

Regulation 6 makes provision for maintenance of the workplace and safety devices (implementing the second and fourth indents of Article 6 of the Workplace Directive (insofar as they relate to fire precautions)).

Part III
Part III of the Regulations amends the Management of Health and Safety at Work Regulations (Northern Ireland) 2000 (S.R. 2000 No. 388) ("the 2000 Management Regulations") so as to extend certain of their requirements to encompass Part II of the Regulations.

The 2000 Management Regulations implement much of the Framework Directive. The following provisions of those Regulations, which derive from provisions of the Framework Directive which are ancillary to the substantive provisions, are extended directly, or (through an amendment to a definition) indirectly, so as to encompass Part II of the Regulations: regulations 3 (risk assessment), 4 (principles of prevention to be applied), 5 (health and safety arrangements), 7 (health and safety assistance), 10 (information for employees), 11 (co-operation and co-ordination) and 12 (persons working in host employers' or self-employed persons' undertakings).

Part IV
Part IV of the Regulations makes provision for enforcement and offences.

Under regulation 10 the Fire Authority for Northern Ireland ("the Authority") is given responsibility not only for enforcing the provisions of Part II of the Regulations but also a number of provisions of the 2000 Management Regulations so far as they extend to general fire precautions (as defined) in non-excepted workplaces. Together these provisions are referred to in the Regulations as "the workplace fire precautions legislation". The relevant provisions of the 2000 Management Regulations not only include those amended by Part III of the Regulations but also certain other provisions which extend to general fire precautions and implement provisions of the Framework Directive, namely regulations 8 (procedures for serious and imminent danger and for danger areas) and 13(2) and (3) (training). Regulation 9 disapplies the enforcement regime of the Health and Safety at Work (Northern Ireland) Order 1978 from these provisions of the 2000 Management Regulations, to the extent the Authority is given responsibility for them under the present Regulations.

Part IV distinguishes between serious breaches of the workplace fire precautions legislation and other breaches. Regulation 11 makes a serious breach of that legislation a criminal offence, but allows for a defence of due diligence. Regulation 13 enables the Authority to issue enforcement notices; regulation 14 provides for appeals against such enforcement notices; and regulation 15 makes breach of an enforcement notice a criminal offence.

Regulation 12 extends Article 33 of the Fire Services (Northern Ireland) Order 1984 - which presently enables the Authority to serve a prohibition notice to immediately close down an unsafe building or part of a building used as a place of work - to allow such notices to be issued in respect of places of work in tents and movable structures (other than vessels); in the open air; and on vessels remaining moored or on dry land.

Part V
Part V of the Regulations makes further, consequential and miscellaneous provisions.

Regulation 16 makes further and miscellaneous provision by applying a number of Articles of the Fire Services (Northern Ireland) Order 1984 for the purposes of the Regulations. These include: Articles 41 and 42 (which create offences respectively of unauthorised disclosure of information and the making of false statements); and Article 40 (conferring powers on authorised members of the fire brigade).

Regulations 17 and 18 make special provision for the application of the Regulations respectively to the Crown and to visiting forces etc.

Regulation 19 amends two sets of Regulations dealing with employee consultation so as to extend them to cover certain requirements of Part II of the Regulations.

Regulation 20 makes a consequential amendment to Article 31 of the Fire Services (Northern Ireland) Order 1984, so as to disapply it where Part II of the Regulations applies.

A copy of the regulatory impact assessment prepared in respect of these Regulations can be obtained from Public Safety Unit, Annexe 4, Castle Buildings, Stormont, Belfast, BT4 3SJ.


Notes:

[1] See Article 3(6) of S.I. 1999/283 (N.I.)back

[2] S.I. 1992/1711back

[3] 1972 c. 68back

[4] S.I. 1984/1821 (N.I. 11); see Article 2(2) for the definition of "prescribed"; Article 48 was amended by S.I. 1993/1578 (N.I. 7), Article 19back

[5] See Article 6(c) of, and Part III of Schedule 4 to, S.R. 1999 No. 481back

[6] S.I. 1978/1039 (N.I. 9), as amended by S.I. 1998/2795 (N.I. 18)back

[7] S.R. 2000 No. 388back

[8] 1969 c. 6 (N.I.)back

[9] S.I. 1997/276 (N.I. 2)back

[10] 1954 c. 33 (N.I.)back

[11] S.R. 1996 No. 510, to which there are amendments not relevant to these Regulationsback

[12] 1995 c. 21back

[13] S.R. 1995 No. 340 to which there is an amendment not relevant to these Regulationsback

[14] 1994 c. 22back

[15] See the Health and Safety (Safety Signs and Signals) Regulations (Northern Ireland) 1996 (S.R. 1996 No. 119), which impose requirements in relation to fire safety signsback

[16] See the Health and Safety (Safety Signs and Signals) Regulations (Northern Ireland) 1996 (S.R. 1996 No. 119), which impose requirements in relation to fire safety signsback

[17] See Article 2(2) of the 1978 Orderback

[18] S.R. 1991 No. 446back

[19] Article 39 is amended prospectively by S.I. 1993/1578 (N.I. 7), Article 13back

[20] Article 33 was substituted, and Articles 33A and 33B were inserted by S.I. 1993/1578 (N.I. 7), Article 12back

[21] Article 38 was amended by S.I. 1993/1578 (N.I. 7), Article 9(2)back

[22] Article 31C was inserted by S.I. 1993/1578 (N.I. 7), Article 9(1)back

[23] Article 34 was amended by S.I. 1991/1462 (N.I. 12), paragraph 2 of Schedule 2back

[24] Articles 21, 40 and 41 were amended by Articles 5, 7(2) and 14 respectively of S.I. 1993/1578 (N.I. 7)back

[25] Article 44A was inserted by S.I. 1993/1578 (N.I. 7), Article 15back

[26] Article 27(1) was amended by S.I. 1993/1578 (N.I. 7), Article 18(2)back

[27] Article 49 was amended by S.I. 1991/1462 (N.I. 12), Schedule 6, S.I. 1993/1578 (N.I. 7), Article 20 and S.I. 1998/2795 (N.I. 18), paragraph 21 of Schedule 1back

[28] 1964 c. 5back

[29] 1952 c. 67back

[30] S.R. 1979 No. 437; regulation 4A was inserted by regulation 16 of, and the Schedule to, S.R. 1992 No. 459 and was amended by S.R. 2000 No. 388back

[31] S.R. 1996 No. 511, relevant amending Regulations are S.R. 2000 No. 388back

[32] Article 31 was substituted by S.I. 1993/1578 (N.I. 7), Article 9(1)back



ISBN 0 33794049 5


  © Crown copyright 2001

Prepared 16 October 2001


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