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You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> Young v The Advocate General For Scotland [2009] ScotCS CSOH_102A (14 July 2009) URL: http://www.bailii.org/scot/cases/ScotCS/2009/2009CSOH102A.html Cite as: 2011 Rep LR 39, [2009] ScotCS CSOH_102A |
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OUTER HOUSE, COURT OF SESSION
[2009]
CSOH
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OPINION OF MORAG WISE, QC Sitting as a Temporary Judge
in the cause
ANDREW YOUNG
Pursuer;
against
(FIRST) THE ADVOCATE GENERAL FOR SCOTLAND, representing the Ministry of Defence in Scotland and (SECOND) THE ADVOCATE GENERAL FOR SCOTLAND representing the Department of Trade & Industry in Scotland
Defender:
ннннннннннннннннн________________
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Pursuer: Hajducki QC, Marshall,
Solicitor Advocate ; Thompsons
Defenders: McCormiack, ; Morton
Fraser
14 July 2009
[1] The pursuer
was born on 18 May 1949. He
worked in the Rosyth Dockyard in the employment of the Ministry of Defence as
an apprentice fitter and then a fitter from about 1968 until
1976. He worked on vessels undergoing refit and repair. He stripped asbestos
lagging himself and he worked in the vicinity of laggers who were stripping and
applying asbestos lagging. Subsequently, from 1976 until 1984, he worked for
British Coal as a surface fitter. In that employment he worked on steam
boilers and locomotives that were lagged with asbestos, on occasions removing
asbestos lagging and using asbestos based packing material for valves.
[2] Mr
Young now suffers from a lung condition, interstitial lung disease, which is a
disease of the parenchyma, the part of the lung responsible for the exchange of
oxygen and carbon dioxide. The contention made on his behalf at proof was that
he suffers from asbestosis as a result of exposure to asbestos during the
periods of employment referred to above. The contention for the defender on
the other hand was that Mr Young suffers not from asbestosis but from an
idiopathic lung condition unrelated to asbestos exposure, namely cryptogenic
fibrolising alveolitis ( CFA), also known and referred to as
idiopathic pulmonary disease (IPD). Put shortly, if the pursuer suffers from
CFA the defender's would not be
responsible for his condition.
[3] The parties entered into a Joint Minute (No 23 of Process) in relation to certain important matters. In particular, paragraphs 1 and 2 thereof are in the following terms;
"1. The pursuer was exposed to asbestos during his employment at Rosyth Dockyard (in the employment of the Ministry of Defence) and Comrie Colliery (in the employment of the National Coal Board) as a result of the negligence of his employers.
2. The pursuer has had sufficient cumulative exposure to asbestos to be at risk of developing asbestosis of the lungs."
[4] In the absence of controversy about the nature and length of his employment and relative exposure to asbestos, the pursuer did not give evidence. The level of damages in the event of a finding that he has developed asbestosis was also agreed in the Joint Minute. Each party led evidence only from an expert witness, Dr Robin Rudd for the pursuer and Professor Robin Stevenson for the defender.
Dr Rudd's
evidence
[5] Dr Robin Rudd, BA MB BChir MA MRCP
MD FRCP has been a consultant physician since 1983. He has pursued clinical
and research interests in asbestos related disease for at least 25 years. He
held the post of consultant physician and Honorary Senior Lecturer to St
Bartholomew's and London Chest Hospitals from 1996 until 2006. He has published 35 peer reviewed papers on
asbestos related diseases. He has prepared expert reports for litigation since
1983 and has given evidence as an expert witness in a number of cases involving
asbestos related claims, including at the trial stage of Fairchild v
Glenhaven Funeral Services Limited [2002] UKHL 22. Dr Rudd is
also interested in the comparison between asbestosis and CFA. The subject of
his MD thesis in 1982 was the physiological aspects of CFA and their
relationship to prognosis. More recently he and two other colleagues carried
out the largest single UK study
that has investigated the change over time of lung function and chest
radiographic findings in patients with asbestosis and in asbestos workers
without asbestosis.
[6] In his evidence Dr Rudd explained that he had reviewed the medical records and reports relating to Mr Young and had produced his own report (No 6/15 of Process) to which he spoke. He had not found it necessary to meet Mr Young. He said that the records indicated that Mr Young had been subjected to classic shipyard heavy exposure to asbestos when lagging and then working in the vicinity of laggers at Rosyth. His subsequent work at British Coal was comparable to the shipyard work in terms of asbestos exposure. Dr Rudd contrasted the level of the pursuer's exposure with that of a plumber who occasionally came across asbestos sheeting, which he described as intermittent, light exposure to asbestos dust.
[7] Dr Rudd went on to explain that both asbestosis and CFA patients would experience lung fibrosis, where scar tissue is deposited in the alveolae (air sacs of the lung) and which has the effect of making the lungs stiffer and more difficult to expand, thus less oxygen is gained from each breath. Many cases of such lung fibrosis are cryptogenic, meaning of hidden origin or unknown cause. According to Dr Rudd, before a diagnosis of CFA can be made, one would require to exclude the known causes of pulmonary fibrosis such as asbestosis, so it is a diagnosis by exclusion.
[8] The condition asbestosis arises where the diffuse fibrosis of the lungs has been caused by the inhalation of asbestos dust. Asbestos excites an inflammatory reaction in the fibrous tissue. Dr Rudd said that a diagnosis of asbestosis required evidence of diffuse fibrosis of the lungs together with a history of sufficient exposure to asbestos. In some cases there will be pathological evidence of asbestosis where a lung biopsy is performed post mortem, but he said this does not tend to be carried out during a patient's life due to the risks involved and that clinical evidence is usually sufficient for diagnosis.
[9] One of the reasons why it was important to differentiate between asbestosis and CFA in diagnosis is that asbestosis is untreatable, whereas 30% of CFA sufferers have shown good results from steroid treatment. However, unfortunately the improvement through treatment tends to be short lived and the disease progresses. The rate of progression differs markedly as between asbestosis and CFA. Asbestosis progresses in time and may ultimately lead to respiratory failure and death. The rate of progression is relatively slow and in most cases it is rare to see it develop less than 20 years after exposure. The progression of CFA is "quicker and worse". Dr Rudd expressed views on the comparative rates of survival from the onset of symptoms between CFA and asbestosis sufferers. He said that the median survival for those with CFA was two and a half years, in contrast to an expected twenty to thirty year survival period for asbestosis sufferers, whose life expectancy may be reduced by only a few years.
[10] So far
as the development of the pursuer's condition was concerned, it was clear from
the records that he had had lung fibrosis at least since 2004 when he had
reported increasing shortness of breath. When examined, he was found to have
crackles over the lung bases indicating the presence of diffuse interstitial
fibrosis. CT scans taken in August 2005 and May 2007 showed evidence of
that interstitial fibrosis. There were no discrete pleural plaques. There was
mild emphysema. There was little change between 2005 and 2007 with at most
minor progression of the interstitial shadowing. Dr Rudd's assessment of these
CT scans was that they were consistent with, although not specific for,
asbestosis. He was asked about the absence of pleural plaques. He agreed that
they are present in most cases of asbestosis but he said that their absence is
not evidence against it. Overall the radiology was not determinative. He was
asked to comment on a study by Copley et al entitled "Asbestosis and
Idiopathic Pulmonary Fibrosis: Comparisons
of Thin-Section CT Features" (No 6/18 of Process) which found that only five
per cent of asbestosis sufferers do not have pleural disease. Dr Rudd
confirmed that the five per cent without pleural disease were those known to
have asbestosis - i.e where the diagnosis of asbestosis had been made
notwithstanding the absence of pleural disease. He referred to a smaller study
he had carried out where he had found twelve per cent of known asbestosis
sufferers had no pleural disease. He maintained that the figure was really
between four and twelve per cent taking all studies together. He contrasted
these more recent studies, which were based on CT scans, with older studies
which concluded that between thirty and forty per cent of asbestosis sufferers
had no pleural disease because such disease couldn't really be detected on X
ray alone. Dr Rudd recalled the first case he had been involved in as a
consultant. His patient was a docker who was refused benefits that he would
have received if suffering from an asbestos related condition. After he died
the pathology showed clear asbestosis of the lungs but no pleural plaques. In
summary Dr Rudd's position on this point was that the absence of signs of
pleural disease doesn't constitute evidence against a diagnosis of asbestosis.
[11] The pursuer
had undergone a series of lung function tests, about which Dr Rudd gave
evidence. These tests measure both the pattern and severity of the impairment.
Serial tests over time show the rate of deterioration, thus the rate at which
the disease is progressing. The first lung function test was carried out on
the pursuer on 6 May 2005 by
his General Practitioner (No 6/1 of Process, page 50). This was a simple test
using a spirometer, a device into which the patient blows and which then
measures his capacity to breathe air in and out. The
results were very close to average for a man of the pursuer's age and height. Further
tests were carried out in June 2005 by a Dr Selby, Consultant in Respiratory
Medicine. Dr Rudd
examined the results (No 6/2 of Process, page 10). The further spirometry test
was divided into FEV1, which is the amount that can be blown out by the patient
in one second and FVC, the total amount that can be blown out. On
these, Dr Selby's findings added nothing to the previous result from the
General Practitioner. The additional lung volume and diffusion tests were of
interest. A total lung capacity (TLC) test measures the total amount of gas in
the lungs when full and is most informative when assessing disease. Diffusion
tests are designed to test the ability of the lungs to take up carbon monoxide
from inspired air. A test for the diffusing capacity of lungs for carbon monoxide
(DLCO/ TLCO) measures the capacity of the lungs a whole. Diffusion tests
measure function rather than simply volume. In June 2005 Dr Selby's results
recorded
an FVC reading of 4.2, a TLC reading of 5.99 and a DLCO/TLCO reading of 7.24. There
is a margin of error in such test results and variables can include the
different apparatus used in different laboratories. Erroneous readings can be
obtained if the patient doesn't make the maximum effort when performing the
tests, but there was no suggestion of that in June 2005.
[12] The pursuer
was tested again in Glasgow on 4 October 2006, 17 October 21007
and 12 January 2009. The results of those three further tests are
summarised in a document attached to a letter from Professor Stevenson (No 7/2
of Process) and both experts used that summary in their evidence. The relevant
summary results were as follows ;-
04/10/2006: FVC - 4.4, TLC - 5.6, TLCO - 7.5
17/10/2007: FVC - 4.2, TLC - 5.6, TLCO - 7.1
12/01/2009: FVC - 4.4, TLC - 5.5, TLCO - 6.1
He was also tested in Edinburgh in November 2007 and May 2008, where the TLCO results were 6.45 and 5.38 respectively.
Dr Rudd was asked
to analysed these, particularly the three Glasgow results. He explained that the 4 October 2006 results were broadly within the
margin of error one might expect between readings, although there was some
significance in the TLC reading which had dropped from the previous year. There
was very little difference between these readings and the subsequent readings
on 17 October 2007, where the
TLCO was slightly down at 7.1 but not significantly so. The most recent
results of 12 January 2009
showed no important drop in the FVC and TLC readingsTLC
readings. There was a drop in the TLCO reading which would be
indicative of a more significant decline if maintained in subsequent readings. It
was noteworthy that the FVC reading hardly changed over the whole period of
observation, as someone moving more quickly to total respiratory failure would
have results showing a drop in FVC of 30 - 50%.
[13] Dr Rudd was referred also to a set of readings from 16 March 2007 (No 6/11 of Process) but he was clear that these were based on a sub-maximal performance by the patient and could be disregarded. Taking the whole period, Dr Rudd was of the opinion that the results displayed a small but probably significant decline in lung function and gas transfer, but not a great deal of worsening clinically. The rate of progression was more consistent with asbestosis than with CFA. He pointed out that the period during which the pursuer has been under observation is longer than the median life span for those with CFA. He had calculated that in statistical terms the rate of decline in gas transfer was 1.14 units over a period of 31/2 years which is a decline of approximately 0.33 units per year. He referred to a study of the rate of decline of lung function in asbestos workers with and without asbestosis where the mean rate of decline (on asbestosis sufferers) was found to be 0.18 units per year with a standard deviation of 0.15 (Al Jared et al, 1993, No 6/17 of Process). It followed from that statistic that the upper end of the range within which the rate of decline would lie in 95% of patients would be 0.48 units per year, being the mean plus two standard deviations. Mr Young's deterioration was accordingly within the range which is observed in patients with asbestosis. The point of the 1993 paper, Dr Rudd explained, was to consider two new techniques for looking at the progression of asbestosis and CFA. He referred to Table 1 on the paper which listed 30 patients with asbestosis of varying ages (the mean age being 60), consisting of current smokers, ex-smokers and non-smokers, with other variations being the duration of exposure to asbestos and the time since the first such exposure. Those patients were part of a larger group that included others who were not asbestosis sufferers. The table lists their lung function results and in particular the change per year in the TLCO. It illustrates that some asbestosis sufferers in the group had a greater rate of annual decline than Mr Young. Dr Rudd explained that a standard deviation is the statistical measure of the extent to which individuals vary from the mean. The study involved a smallish number of people and it was important to interpret the statistics in a biological context. It was the average and maximum rates of decline that were of interest. A cluster of patients in the study had results close to the 0.33 figure. Dr Rudd's conclusion was that Mr Young was within the parameters of decline that one would expect in an asbestosis sufferer, albeit that a diagnosis of asbestosis wouldn't have been excluded by a more rapid decline.
[14] On the
issue of the median survival for both conditionsCFA Dr Rudd
referred to a large study in which he had been involved of 588 patients with
CFA where the median survival was found to be 2.43 years. The figure was not
greatly influenced by age or sex. The study took place over a ten year period
between the mid 1990's and 2005/6. The relevant papers were published in
journals in 1997 and 2007 (British Thoracic Society Study on Cryptogenic Fibrosing
Alveolitis, Nos 7/4 and 7/5 of process). Even allowing for other studies that
might have found median survival to be four years, Dr Rudd pointed out that Mr
Young had already survived longer than average for CFA sufferers. He
noted that Mr Young had not received any treatment consistent with a diagnosis
of CFA.
[15] Dr Rudd explained that in general terms the level of exposure to asbestos was not significant in diagnosis once a patient was over the minimum threshold dose to cause the condition. That threshold was measured in fibres per millimetre (ml) years, a combination of the product of mean airborne fibre concentration plus the duration of exposure in working years. Thus exposure of 5 fibres per millilitre of air for 5 years would give 25 fibres per ml year. The sort of exposure the pursuer had was well over the minimum threshold, perhaps into hundreds of fibres per ml year.
[16] In conclusion Dr Rudd's opinion was that in a case where radiological evidence and lung function tests are consistent with either condition, then the most important diagnostic feature is whether the patient has had sufficient exposure to asbestos to render him at risk of developing asbestosis. If there is a history of sufficient exposure then the patient cannot meet the diagnosis by exclusion for CFA. In light of the agreement that Mr Young had sufficient cumulative exposure to be at risk of developing asbestosis, then the information overall pointed, on a balance of probabilities, to his suffering from asbestosis. Insofar as the rate of progression was a factor, Mr Young's results illustrated a marginally faster progression than asbestosis but slower than CFA. He was still working and there was no indication as at the date of proof that he was likely to succumb in the near future.
[17] Under
cross examination, Dr Rudd agreed that 25 fibres per millilitre year was
regarded as the threshold of exposure for risk of asbestosis. He disagreed
that Mr Young's exposure to asbestos could be described as "modest". On
the statistic of only five per cent of asbestosis sufferers having no pleural
disease Dr Rudd agreed that this was a factor to weigh in the balance, but
explained that it had to be considered in context. Given the agreement that
this pursuer had had sufficient exposure to asbestos to be at risk of
asbestosis, the statistic was of much less weight. He was asked about the
differences in recording of results between laboratories in Fife, Glasgow and Edinburgh. He
confirmed that there are certain uniform standards and that for example all of
the equipment requires to be calibrated. There can be minor differences of 1
or 2% by using different equipment in different laboratories. Given the choice
all tests would be taken at one laboratory, but where a range of results from
different laboratories was available it was better to look at them all,
particularly if this meant there was data over a longer period. While Dr Rudd
took no issue with the Glasgow
results relied on by Professor Stevenson in isolation, he noted that these did
not cover the whole period of available results. Dr Rudd was cross examined in
some detail on his comments about the rate of decline in asbestosis sufferers
and in particular his comments about the Al Jared 1993 paper (No 6/17 of
process) and the statement that the upper end of the range within which the
rate of decline would lie in 95% of patients with asbestosis would be 0.48
units per year, being the mean of 0.18 and two standard deviations. It was
suggested to Dr Rudd that the results of the Al Jared study did not
represent a normal distribution that would be represented by a symmetrical hump
when drawn. The formula for standard deviation was put to him (7/7 of Process)
and it was suggested that if the average decline is 0.18, then the first
standard deviation would be only 0.03 to the left of the centre, thus the
distribution was not " a symmetrical hump". Dr Rudd explained
that he was not arguing that the results showed a perfect normal distribution
and that he was using statistics only as a way of looking at the data. It was
the measurements themselves that mattered. He had provided a useful
descriptive statistic, but because of the fairly small number of patients he
agreed that the results would not be reproduced as a perfect symmetrical hump.
However, the Al Jared study was a peer reviewed paper and the real point was
that most of the observations made within it fell within the range of Mr
Young's results. When he had been told that the issue of the distribution of
the results in the Al Jared paper might be raised in his evidence Dr Rudd had
not checked the matter himself although he was sure that it would have been
checked at the time the paper was written. Dr Rudd was one of the authors of
the 1993 paper, Dr Al Jared having been one of his students with whom he
had subsequently worked with on a number of papers. The consideration of the
mean and standard deviations from the mean gives researchers a good idea of
where the majority of patients will lie. Even with a small number of patients,
the results bear some approximation to a normal distribution. The message he
drew from the study was not dependent on whether or not the statistical
approach was optimal.
[18] Under
further cross examination on the point, Dr Rudd accepted that if Mr Young
had been a current smoker, that would contribute to deterioration in lung
function, but the information was that the pursuer was an ex- smoker.
He was referred to the results of ex- smokers
in the study and agreed that these appeared to indicate that the average
decline in lung function for non- current
smokers was about 0.07, with a standard deviation of 0.1135, which was notably
below his figure of 0.33. The data thus indicated that the decline in Mr
Young's case seemed well above average for a non--current
smoker, although Dr Rudd noted that he didn't know when Mr Young gave up
smoking. In any event, his opinion was that he would only give weight to the
deterioration as a factor in the differential diagnosis if it was extremely
rapid, which would then point clearly in favour of CFA. The statistics of non- current
smokers was a valid point, but didn't affect the crucial diagnostic point of
the exposure to asbestos at a level giving rise to a risk of asbestosis. Dr
Rudd was also cross examined about the large study of 588 patients (Nos 7/4 and
7/5 of Process). He acknowledged that the study had started at a time when
diagnosis of some of the patients will would have
been made by plain radiograph. He said that the time lag between the condition
showing up on radiograph compared with the more sophisticated CT scan was about
a year. With reference to the question of excluding IPF where there has been
exposure to asbestos, he, he explained
that the intention in the study had been to exclude patients who had had
sufficient exposure to be at risk of asbestosis, because the authors recognised
that if there has been sufficient exposure to asbestos thatthen
there
there is a risk of asbestosis then
that usually negates a diagnosis of CFA because there is a known cause: by
definition CFA is a condition without a known cause.
While he didn't suggest that those with asbestosis were immune from CFA, he was
clear that on a balance of probabilities the pursuer had asbestosis because of
the agreed exposure at a level giving rise to a risk of the condition
developing and the clinical physiological features being consistent with that
diagnosis. The extent of the pursuer's emphysema was mild and insufficient to
be a factor in the diagnosis. Dr Rudd noted that he was unable to
identify Professor Stevenson in any of the literature of asbestosis or CFA and
didn't understand him to have a particular specialist interest in either
condition.
Professor
Stevenson's evidence
[19] Professor
Robin Stevenson, MB ChB, MRCP,MD, MD, FRCP was
as indicated the only witness called on behalf of the defender. He has been a
consultant in the field of respiratory medicine since 1980 and is currently a consultant
physician of General and Respiratory Medicine in Glasgow. He is a Fellow of the Royal College of Physicians of both
Edinburgh and Glasgow. His chair involves teaching within the hospital. His
clinical interests include interstitial lung disease and occupational lung
disease and he has recently been President of the Scottish Thoracic Society. He
heads a General Respiratory Unit in Glasgow the main work of which involves patients with airway disease caused
by smoking. Typically he sees patients suffering from lung cancer or pneumonia.
About a quarter of patients will present with interstitial lung disease
and a minority of those patients would be classified as asbestosis sufferers. He
sees patients from the whole of Strathclyde with some referrals from other
parts of Scotland. The
shipbuilding industry was initially the most common source of asbestos exposure
in Strathclyde. Also the construction of power stations gave rise to many
cases although the exposure was for shorter periods. Factories that prepared
asbestos products in the 1950's and 1960's also gave rise to high levels of
exposure. Professor Stevenson described his interstitial lung clinic as small.
He sees about 20 patients there every Tuesday of which perhaps 3 or 4 will be
new patients. He said that he now makes a diagnosis of asbestosis relatively
infrequently. When he does, it tends to be where there has been sufficient
exposure to asbestos and the existence of pleural plaques.
[20] On the
central question of differential diagnosis as between asbestosis and CFA,
Professor Stevenson agreed that the first task was to take an occupational
history with particular emphasis on the level of exposure to asbestos. He
expressed the general view that any exposure after the early 1970's tended to
be light exposure given the heightened awareness of the risks of exposure by
that time. The next stage was to exclude other causes, either occupational or
otherwise. For example, sarcoidosis looks superficially like CFA .
If the diagnosis narrows down to a choice between asbestosis or CFA then he
said that the radiology is important, because about 95% of asbestosis patients
will have pleural plaques and those with CFA will not, as CFA does not involve
disease of the pleura. A lung biopsy would determine categorically which of
the two conditions a patient suffered from. Where that was not done, as in Mr
Young's case, lung function tests were of assistance. He confirmed, as Dr Rudd
had, that the significant tests were the TLC and TLCO tests which measure the
efficiency of gas exchange in the lungs. He agreed that the equipment used for
gas transfer tests could differ between laboratories. One device used is a
plethysmorgraph, a rigid box in which the patient sits and blows into a
mouthpiece, another uses a sealed ventilatory system, with a transparent booth
and a nose clip and mouth piece. He thought that the Glasgow laboratory used both types of devices and he couldn't say what was
used in Fife or Edinburgh. According to Professor
Stevenson, if such lung function tests showed no deterioration over time, then
one would have to query a diagnosis of CFA.
[21] Professor Stevenson spoke to his first report (No 7/1 of Process), dated 12 December 2006. In relation to the pursuer's exposure to asbestos, he noted that the material period of employment was clearly 1968-74 when Mr Young worked in close proximity to laggers and also had to remove old asbestos lagging from pipe work and valves himself. He recorded the medical history already set out by Dr Rudd. He did comment on an apparent discrepancy about when the pursuer had given up smoking, as the medical records had different entries about this. It seemed to have been sometime between late 2001 and late 2002 (see GP records, 6/12 of Process, pages 59, 61 and 62). In October 2006 Professor Stevenson had interviewed and examined the pursuer and pulmonary function tests were carried out. He had reviewed the chest radiographs. On the basis of the information available to him at that time, Professor Stevenson said he had been prepared to accept that the pursuer could have an asbestos related disease. However, he said that he regarded the pursuer's exposure to asbestos as "mostly indirect with a bit of direct exposure" and noted that the total exposure was only over an eight year period. He said that there was no doubt that the risk of asbestosis is related to the cumulative exposure to asbestos. While he considered (in 2006) that Mr Young was likely to have had significant exposure to asbestos, the absence of pleural disease was even then the factor against asbestosis. He referred to the Copley paper (No 6/18 of process) and the statistic that of 87 patients with asbestosis only 4 had no pleural disease. He calculated that that meant a patient was twenty times less likely to have asbestosis where he had no pleural disease. However, at that time, because of the remaining chance that asbestosis might still exist he felt he couldn't exclude it as a diagnosis without either a lung biopsy or further monitoring of the progression of the disease. If it did not progress within four to five years, he stated, it would point to the condition being asbestosis. Thus he concluded in December 2006 that he was not clear whether the pursuer's interstitial lung disease was due to asbestosis or CFA.
[22] Professor
Stevenson also analysed the Glasgow lung function test results summarised in No
7/2 of process, together with a summary of the TCO (or TLCO) test results only (No 7/9 of Process). He agreed with Dr
Rudd that the Fife results of
March 2007 could be excluded as a "rogue result" due to lack of effort. Taking
only the three Glasgow results into account, the latest of which were from
January 2009, his opinion was now that the drop in the gas transfer factor from
7.5 to 7.1 and now to 6.1 could only mean progressive interstitial lung disease
which was "......much more
likely to represent cryptogenic fibrosing alveolitis or UIP than asbestosis". He
accepted that he did not know why there was a discrepancy between the fall in
gas exchange and with the lung volume tests, i.e. why the two were not
deteriorating in concert, but he said it was not an uncommon picture.
[23] In terms
of the specific reasons for his disagreeing with Dr Rudd's opinion, Professor
Stevenson reiterated that he considered the absence of pleural disease to be
significant, primarily because he didn't understand the pursuer to have
suffered exceptionally heavy asbestos exposure. He considered that the absence
of pleural disease fed directly into the probability issue of the diagnosis and
he felt that Dr Rudd had refused to accept the implications of the Copley study
on which he (Dr Rudd) had been personally involved. Professor Stevenson also
disputed the validity of looking at different results from different
laboratories to calculate the extent to which the rate and pattern of the
pursuer's decline accorded with other asbestosis sufferers. He was surprised
that someone of Dr Rudd's eminence had thought fit to do so. He thought that
there was no point in taking a single result from a single lab and so, the
second Fife results having been
disregarded by agreement, it followed that the first Fife results should also be ignored. Looking at both
the Glasgow and the Edinburgh results, Professor Stevenson
concluded that it was hard to conclude anything other than that there is a
progression of the disease. He asserted that the pattern seemed to be
consistent between those two laboratories, although that pattern may he said be
"bumpy" rather than a straight line progression. That would account for the
apparent improvement in function between the Edinburgh results of 19 May 2008 and those in Glasgow in January 2009 ( results summary at No 7/9 of Process).
[24]
On the Al Jared
study into the rate of decline in asbestosis sufferers ( No 6/17 of
Process) Professor Stevenson spoke to a graph that had been prepared plotting
the results of that study (No 7/8 of process). His view was that as the
pursuer was an ex- smoker
he should be in the left hand end of the graph. If one plotted the results of
the pursuer's Glasgow tests
alone, his rate of decline was 0.62, which was a greater progression that any
of the patients in the Al Jared study. He said that meant this pursuer was not
behaving like a typical patient with asbestosis. He agreed
that from the medical records it looked as if the process had started by 2004.
He did not accept that the median survival of 2.43 years in the British
Thoracic Society Study ( No's 7/4 and 7/5
of Process) was accurate, given that the study started when plain radiograph
was still in common use for diagnosis. There could, he said, be a long time
lag between a disease showing on a CT scan and one showing on X ray. He was
surprised that Dr Rudd had said the time lag was about a year. He had a lot
of patients who had been diagnosed with CFA and had been attending his clinic " for
years". He concluded that his feeling on median survival was five years from
the time of diagnosis. In Mr Young's case he would not mark the date of
diagnosis with the time that crackles were heard on chest examination. Diagnosis
usually comes at the time of a complaint of breathlessness by the patient. He
contended that diagnosis in this case should be taken as 2005, three to four
years prior to proof, which he argued was lower than the median survival. He
was critical of what he saw as Dr Rudd's approach of taking the facts of
exposure to asbestos and pulmonary fibrosis and concluding that these amounted
to a diagnosis of asbestosis.
[2425] In
conclusion Professor Stevenson's view, expressed in his letter of 16 February
2009 (No 7/3 of Process) was that he was now more confident that Mr Young has
IPF instead of asbestosis for the following reasons ;-
(a) He had modest exposure to asbestos
(b) There are no pleural plaques on CT scanning
(c) The rate of decline in lung function from measurements in one laboratory is greater than normally occurs in asbestosis
(c) His survival over the period of observation is not uncommon in patients with CFA.
He was clear that he could state his opinion no higher than on a balance of probabilities and that the issue was not "black and white".
[2526] Under
cross-examination Professor Stevphenson
maintained his position that, notwithstanding the agreement that the pursuer
had had sufficient cumulative exposure to be at risk of developing asbestosis,
the level of exposure was relevant to diagnosis. He said that if the exposure
was moderate to light, that counted in diagnosis. When it was put to him that
Dr Rudd had estimated that the pursuer would be well above the threshold of 25
fibres per ml years, he accepted that his knowledge of the fibre counts
involved was insufficient to comment and that Dr Rudd's knowledge of the
literature on that would be more extensive. He also accepted, fairly and
without hesitation, that Dr Rudd was a recognised expert on asbestosis and CFA.
[2627] In
relation to the readings used to monitor whether Mr Young's disease was progressing,
Professor Stevphenson was
asked why he had not regarded the lack of deterioration in the FVC or TLC
readings as significant. He said that he accepted they probably were
significant but that the reason for the difference in readings was not
understood. He made the point that one cannot distinguish between asbestosis
and CFA on the basis of lung volume tests. The gas transfer tests were
significant because they showed deterioration. He accepted that the existence
of emphysema would be a factor in that, although he noted that the emphysema
was mild. Where emphysema was more predominant in a patient, it was difficult
to interpret TLCO readings. While with Mr Young's mild emphysema it was not so
much of a confounding variable, it did have to be taken into account.
[2728] When
asked about what variation, in terms of margin of error, for results from the
same laboratory would be acceptable, Professor Stevphenson
indicated that a variation in the TLCO reading of 0.5 would fall within that
margin. He accepted that there was a danger of placing too much emphasis on
these readings, but pointed out that these were all he had to work with. So
far as excluding the first Fife
lLaboratory
test results from June 2005 was concerned, he felt that it was inappropriate to
compare results from different laboratories. He commented that if the lack of
quality control in the Fife
laboratory meant that the March 2007 results had to be excluded then so should
the 2005 results form the same laboratory, although he accepted that it was Dr
Rudd rather than he who had spotted the discrepancy with the 2007 results. When
it was pointed out that the Edinburgh test results were also out of line with the Glasgow ones he commented "Yes, it's an
imperfect world, we try to do our best."
[2829] Further
cross-examination concerned the 2008 interstitial lung disease guideline from
the British Thoracic Society (in collaboration with others), (No
6/16 of Process). At
paragraph 5.2 of the paper the following view is expressed:-
"Change in FVC has emerged as the serial lung function measurement most consistently predictive of mortality. In part this may reflect the good reproducibility of FVC; thus, a change in FVC of only 10% is needed to identify a true change in disease severity (as opposed to measurement variation). By contrast, a minimum change of 15% is required in TLCO, a less reproducible variable. Thus, serial FVC is likely to be more sensitive to change than serial TLCO."
Professor Stevphenson
accepted that such a view was valid when looking at mortality, but emphasised
that the change in gas transfer measurement that he had placed reliance on in
this case he interpreted as " just"just telling
you that there's a problem, not that it is leading to death." He accepted that
any conclusion from the TLCO readings was not clear cut and that while the
figures pointed in a certain direction ".....they
don't scream at you".
[2930] When
cross-examined on the median survival of CFA patients issue, Professor Stevphenson
clarified that his doubts related to whether the study relied upon by Dr Rudd
(Nos 7/4 and 7/5 of Process) was applicable to the present day, given the
change from using plain radiographs to CT scans to detect disease. He said
that current suggestions were that median survival is longer than Dr Rudd
suggested. He agreed that it could be presumed that the authors of No 7/5 of
Process had taken other studies into account in writing their paper as some at
least were referred to in their footnotes. He maintained that the survival
rate for CFA was "...longer than the literature would have us believe". Four to
five years was the norm, so far as he was concerned. If that was correct, then
the pursuer was currently at about the time of median survival and was
currently in work, not at the advanced stage of the
disease and no imminent danger of demise. If the pursuer has idiopathic
pulmonary fibrosis, he said, he has an indolent and low grade form of that
disease. But his decline in lung function was greater than in the average population,
which tended to militate against a diagnosis of asbestosis.
[3031] On
the issue of the statistical approach to the test results, Professor Stevphenson
agreed that he used the same method as Dr Rudd but came to a higher figure
because he used only the first and last Glasgow results, as opposed to the
first and last of a total of 7 results. He agreed that if one took the mean
figure of 0.18 from the control group in the study (No 6/17 of
Process),
then Mr Young, at 0.33 was within one standard deviation from that using Dr
Rudd's approach.
[3132] In
re- examination
it was suggested to Professor Stevphenson that
if one took only the first and last Glasgow results, the TLCO readings had dropped by 18.67%, which was more
than the 15% minimum required to identify a true change in the disease
according to the paper at 6/16 of Process. He agreed with that proposition. Taking
the Edinburgh results only, the
drop was 16.59%.
Submissions for
Pursuer
[3233] In
submissions for the pursuer, Mr Hadjucki contended that as there was
effectively no dispute about the facts in the case, the matter must turn solely
on the expert evidence. Both consultants were very experienced in the field of
respiratory medicine, but Dr Rudd had the advantage of having both academic and
clinical experience in asbestosis and CFA. Professor Stevenson was a general
lung consultant whose main workload was seeing patients with chronic airways
disease caused by smoking. He properly deferred, properly, to
Dr Rudd's expertise on some matters in his evidence. One criticism that could
be made was that Professor Stevenson seemed reluctant to diagnose anyone as
having asbestosis rather than CFA.
[3334] Mr
Hadjucki submitted that it was clear that the pursuer's condition was either caused
by (i) the admitted level of exposure to asbestos or (ii) an unknown cause. In
support of his contention that the cause was exposure to asbestos, he argued
that the pursuer's exposure to asbestos was well over the minimum exposure of
25 fibres per millilitre year. Dr Rudd was clear that the level of exposure
was sufficient for diagnosis and Professor Stevphenson's
reservations should be disregarded. Once one is over the minimum threshold it
is simply a question of how badly one might suffer from the condition as
distinct from being relevant to diagnosis.
[3435] So
far as the radiological evidence was concerned, it showed the fibrosis itself,
but it was neutral so far as diagnosis between the two conditions was concerned.
It was accepted that it was unusual for asbestosis sufferers
not to have any pleural disease. The number of asbestosis sufferers
without such disease had been found to be between 5% (Copley ) and 12%
(Rudd). The issue was whether either of those statistics militated against a
diagnosis of asbestosis. Dr Rudd said that they did not. At its highest it
was a factor, but it was the exposure that favoured a diagnosis of asbestosis
on a balance of probabilities. In this context it was noted that Professor Stevphenson
always referred to pleural plaques in evidence rather than pleural disease. He
used a lack of pleural disease as a diagnostic tool, which would inevitably
preclude a diagnosis of asbestosis in a proportion of asbestosis sufferers. His
approach, contended Mr Hadjucki, was less analytical than that of Dr Rudd, the
latter expert having seen considerably more patients and studied the
differential diagnosis in greater detail. So far as lung biopsy was concerned,
while Professor Stevphenson had
described it as the "gold standard" of diagnosis, Dr Rudd had given good
reasons, which were unchallenged, why it would have been inappropriate to carry
out that invasive procedure in Mr Young's case.
[3536] It
was pointed out that no diagnosis of CFA had ever been clearly made by those
treating Mr Young. Whilst in a letter to the pursuer's GP ( No 6/12 of
Process), Dr Selby had suggested that he was considering treatment in light of
an apparent diagnosis of IPF/CFA, but that letter followed from what both
experts agreed was a " rogue result" in March 2007,. Nno
treatment consistent with a diagnosis of CFA had ever taken place.
[3637] So
far as the lung function tests were concerned, Mr Hadjucki submitted that all
of the tests should be taken into consideration, otherwise the length of
observation would be cut by 36%. The defenders wanted to cherry pick the
results by excluding the first results from the Fife laboratory. It was pointed out that if the TCO results of only the first and last of
all the readings were taken, the overall decline in lung function was 15.75%. If
the first result from Fife was
excluded, the three Glasgow
results showed a decline of 18.7%. Taking the Edinburgh results only the decline was 16.6%. Reading these statistics in
conjunction with the 2008 Guidelines of the British Thoracic Society (No 6/16
of Process) two points were made. At page vii the Guidelines note that a
change of 10% in FVC readings was required in CFA cases. In contrast, Mr
Young's FVC readings have shown remarkable consistency, as have the TLC
readings. Only Mr Young's TLCO readings had shown a deterioration. Dr Rudd
had said in evidence that the TLCO figures shouldn't be taken in isolation and
that the TLC figure was most important, while Professor Stevphenson
seemed to have dismissed all but the TLCO readings. The pursuer's position was
that the lung function test readings were of limited value but that if they
were to be taken into account they were more consistent with a diagnosis of
asbestosis than CFA.
[3738] Mr
Hadjucki submitted that the most interesting figures were the mortality figures
in the extensive study the results of which are produced at Nos 7/4 and 7/5 of
Process. That was a study where patients were to be excluded if they had
sufficient occupational exposure to asbestos to be accepted as a basis for
pneumoconiosis. The overall median survival from entry to the study was 2.43
years. While Professor Stevphenson said
he and other colleagues disagreed with this study, even he accepted a median
survival of 5 years. Mr Hadjucki suggested that the pursuer's mortality is
going to be atypical of CFA, even if that longer period was taken. He noted
that Mr Young had been accepted as suffering from occupational
pneumoconiosis resulting from his working with asbestos for the purpose of the
Social Security (Industrial Injuries) (Prescribed Diseases)
Regulations 1985.
[3839] In
summary, Mr Hadjucki submitted that the admission of sufficient exposure to put
him at risk, the predicted mortality being inconsistent with CFA, the
radiological signs being neutral and the lung function tests overall suggesting
a relatively slow progression, all pointed in favour of the pursuer's condition
being asbestosis.
Submissions for
Defender
[3940] For
the defender, Mr McCormick began by submitting that although it was admitted
that the pursuer had had sufficient exposure to put him at risk of developing
asbestosis, the magnitude of that risk was not admitted. Given that the only
issue for the court was whether the pursuer has developed asbestosis, the defender
should be assoilzied, either because Professor Stevenson's evidence should be
preferred, or if I was unable to prefer the evidence of either expert witness,
in which case the pursuer would be unable to discharge the burden of proof on
him.
[4041] Mr
McCormick put forward a number of criticisms of Dr Rudd's evidence. There was
an error of transcription in his report in relation to the date of the first
FVC test, which fed through to what was recorded in the report about the length
of time during which the pursuer had suffered from luing
fibrosis. It was accepted, however, that in his evidence Dr Rudd had clarified
the period as five years, from 2004. An attack of Dr Rudd's treatment of
statistics in the Al Jared study (No 6/17 of Process) was made. He accepted in
cross examination that the statistical rule which he purported to apply (mean
plus or minus two standard deviations covers 95%) required a symmetrical,
normal type distribution. It was contended that he had failed to give evidence
that this requirement was satisfied, or that he had attempted to check it. It
was contended that the graph (Nno 7/8 of
Process) and the evidence of Professor
Stevenson were sufficient to show that the requirement was not satisfied. Mr McCormick
went so far as to contend that Dr Rudd was evasive when pressed on the matter.
Dr Rudd had said that the paper concerned had been peer reviewed and that the
focus on his treatment of statistics was " making a
mountain out of a molehill", but he had used the statistic to classify the
decline in Mr Young's TLFCO results as
normal.
[4142] Mr
McCormick said it was significant that Dr Rudd had stated that there was
"little published on the rate of decline" in asbestosis. The only paper he
cited was the Al Jared study. Even the pursuer's annual decline in TCO was 0.33, that was clearly above the
highest figure for ex or non smokers and well above the overall average of 0.07.
The pursuer had been a smoker but was thought to have given up in late 2002.
[4243] I
was invited to accept Professor Stevenson's evidence on the dangers of
comparing results between different laboratories. The Glasgow rate of 0.62 or the Edinburgh rate of 2.14 were even further above the results in the Al Jared
paper. It was suggested that Dr Rudd's refusal to accept that CFA was more
likely when only these results were considered contrasted with what was
described as the more open-minded approach of Professor Stevenson. Mr
McCormick also criticised Dr Rudd's disregard for the fact that only 5% of
asbestosis sufferers do not have pleural disease. It was argued that it was
reasonable to weigh different probabilities such as lack of plaques, rate of
decline, survival time and so on when reaching an overall view as to the
balance of probabilities.
[4344] Dr
Rudd's evidence about survivorship had been based principally on the studies
Nos 7/4 and 7/5 of Process which were based on patients recruited in 1990 to
1992 at a time when they already had abnormal radiographs and were accordingly
much further down the road of CFA. Mr McCormick criticised Dr Rudd's
suggestion that there would be less than a year's delay between CT scans
showing fibrosis and radiographs showing fibrosis as not being "backed by
evidence." He invited me to rely on Professor Stevenson's estimate of a five
year median survivorship based on his clinical practice and those of his
colleagues. It was suggested that the pursuer is now at about the median
survival for CFA, thus roughly one half of other CFA patients would have
survived this long.
[4445] It
was suggested that the difference between Dr Rudd and Professor Stevenson as to
whether the pursuer's exposure had been moderate or heavy was not particularly
important, although I was invited to accept Professor Stevenson's contrast
between this case and the very heavy exposure of the past.
[4546] In
conclusions, Mr McCormick argued that Dr Rudd's
approach came close to saying that if there was sufficient exposure to create a
risk of asbestosis and there is fibrosis of the lungs, then the fibrosis is
asbestosis and should be rejected. He contended that Professor Stevenson's
approach was to weigh the factors jointly and should be preferred.
Discussion
[4647] It
seems to me that the starting point in considering the issue of whether Mr Young
suffers from asbestosis or CFA is the agreed evidence about his exposure. It
is accepted (i) that the pursuer was exposed to asbestos during his
employment at Rosyth Dockyard (in the employment of the Ministry of Defence)
and Comrie Colliery (in the employment of the National Coal Board) as a result
of the negligence of his employers and (ii) that he has had sufficient
cumulative exposure to asbestos to be at risk of developing asbestosis of the
lungs. Accordingly, this is not a case where the length and severity of
exposure to asbestos fibres must be considered in assessing the likelihood of
the pursuer suffering from the condition. The risk factor for it is
indisputably present.
[4748] A
number of other undisputed factsfindings
should be noted at this stage. The pursuer has suffered from fibrosis of the
lungs since 2004, when he had reported shortness of breath and was found to
have crackles over the lung bases which indicated the presence of diffuse
interstitial fibrosis. The first relevant lung function tests carried out
thereafter were in June 2005 in Fife. A series of lung function tests hasve
taken place since then, the most recent results being in Glasgow in January 2009. The results of
those tests are as recorded in paragraphs (insert
nos)
[11] and [12] above.
The pursuer has continued in employment between 2004 and the date of proof.
[4849] Taking
the evidence of both expert witnesses together, it seems to me that there are
four main areas of contention to be examined. These can be summarised by
posing the following questions;
(1) How important to the differential diagnosis is the agreed cumulative exposure to asbestos at a level sufficient to be at a risk of developing asbestosis?
(2) How important to the differential diagnosis is the absence of pleural disease?
(3) Lung Function Tests. (a) Should all tests carried out be
taken into account or only the series from a single laboratory? (b) What
significance if any should be attributed to the results of theof the
lung function tests that are taken into account?
(4) What are the relative median survival rates for the two conditions? Where does the pursuer currently sit within those? What significance if any should be attached to that?
[4950}] Before addressing each of these
questions in turn, I have the following general conclusions to make on the two
expert witnesses. While both experts gave their evidence in a reasonably
measured and helpful manner, I have no little hesitation
in preferring the evidence of Dr Rudd to that of Professor Stevenson on the
material issues in the case. Dr Rudd was an impressive witness. He is far more
experienced than Professor Stevenson in the particular skill of differential
diagnosis between asbestosis and CFA. It has formed a reasonably significant
part of both his clinical and research activities. As already indicated,
Professor Stevenson quite properly deferred to Dr Rudd on some of the more
technical aspects, such as the detail of the calculation of asbestos fibres per
millilitre year. Further, contrary to the submissions made for the Defender, it
seemed to
me that Dr Rudd was the expert who was willing to look at all the available
material in reaching his conclusion, while Professor Stevenson had a tendency to "to " cherry
pick" the results that fitted better with his conclusion, for example by
excluding the original results of the Fife laboratory and by effectively
ignoring the lack of deterioration in the serial FVC and TLC results. I noted
also that on matters that where he
disagreed with Dr Rudd he was unable to point to any specific research in his
favour, maintaining for example that the survival rate for CFA was " ...longer
than the literature would have us believe." At times his view appeared to be
more of a " gut reaction
"reaction" than a considered opinion
based on the available material. I will now elaborate on this general
comparison of the two experts in addressing the specific questions
I have identified.
[4951] On
the first question, there was a clear difference in approach between the two
experts. Dr Rudd was clear that, as CFA is a diagnosis by exclusion, agreed
exposure to asbestos at a level that gave rise to risk of that condition, was a
crucial diagnostic factor. Professor
Stevenson, although noting the importance of the occupational history appeared
to regard it as no more than one of the factors to weigh in the balance. It
seems to me that Dr Rudd is correct in his approach to this issue. One
can readily envisage situations where a patient has had
some exposure to asbestos, but there is a question about whether it was at a
level sufficient to give rise to a risk of developing the disease. There
the exposure would be no more than an adminicle of fact to be weighed in the
balance of the differential diagnosis. But in this case
Dr Dr Rudd
said that the Pursuer pursuer had
exposure well over the minimum threshold of 25 25 fibres
per millilitre years and Professor Stevenson deferred to
Dr Rudd's greater knowledge on fibre counts. In any event, I
accept Dr Rudd's evidence that once over the minimum threshold, the level of
exposure is not relevant to diagnosis, only to severity of the condition. For
these reasons I accept that the agreed exposure sufficient to give rise to the
risk of asbestosis is a crucially important starting point on the issue of
differential diagnosis.
[5052]
In
relation to the second question, the absence of pleural disease requires to be
considered. The statistics highlighted in the
evidence (Copley et
al, No. 6/18 of Process) relate to asbestosis
sufferers, not a comparison of those with asbestosis and those with CFA. Thus
it could be misleading to express the likelihood of the Pursuer pursuer suffering
from asbestosis by reference to those statistics. The issue is
whether it feeds into the balance of probabilities on the differential
diagnosis at all. Dr Rudd concluded that while it may be factor, it should be
given far less weight than other issues, such as the agreed exposure to
asbestos and the rate of decline. I agree with that conclusion. Professor
Stevenson's approach of attributing such importance to the absence of pleural
disease would inevitablye result in
his wrongly excluding that minority of asbestosis sufferers without pleural
disease from diagnosis. Dr Rudd was able to point to a
specific example form from his own
clinical experience of a patient who had died without being correctly diagnosed
as suffering from asbestosis because of the absence of pleural disease. It
was not suggested to Dr Rudd that he was too influenced by that one unfortunate
experience and I did not form the impression that he was. The example
simply highlighted that it would be wrong to use the absence of pleural disease
as a central diagnostic feature.
[5153]
So
far as the lung function tests are concerned, a range of results was were available,
spanning the period April 2005 to January 2009. The two experts
agreed that the results of the Fife laboratory in 2007 should be ignored as " rogue"
results where the patient had not performed properly, perhaps due to suffering
form a cold or similar virus. The sole basis of excluding the 2005 Fife results put forward by Professor
Stevenson was that they came form from a
different laboratory. But reference was made to results
from an Edinburgh laboratory,
which were of some interest, albeit that they had to be treated with caution
given the discrepancies that can exist. On balance, it
seems to me that it is more helpful to consider all of the available material,
including results from different laboratories, unless there is a specific
reason to reject a particular set of results as unreliable. Here, there is
no such reason and where the task is to assess the results to see whether there
has been an overall deterioration in lung function, it would be artificial to
exclude the first set of properly obtained results. To do so, as
suggested above, effectively amounts to selecting the results that best suit
the conclusion of the party who seeks to ignore themone set.
[5254]
The
question of the significance, if any, to attach to the lung functions
test results overall is a more difficult one. Dr Rudd's view was that they
showed that Mr Mr Young's
condition was behaving more like asbestosis than CFA, although he accepted that
one particular result, the drop in TLCO between 2008 and 2009 from 7.1 to 6.1
would be significant if the decline continued in future results. Professor
Stevenson considered that the drop was significant enough to help tip the
balance in favour of the diagnosis of CFA. He concluded
that the rate of decline ( using only the Glasgow results) was greater than occurs
in asbestosis. In my view, the results must be taken together, not just by
comparing the results of the different laboratories, but also by considering
all results taken on each occasion. I accept Dr Rudd's evidence that one
must look at both the volume (TLC) and the function of the lungs (TLCO) to get
a picture of the disease. Of all the test readings only one
result - the drop in TCLO was probably significant. The FVC and TLC
readings showed very little decline. All of the
readings were subject to a margin of error that could be as much as 0.5 for the
TLCO reading in question. Both experts agreed that the results
were not so marked as to point very clearly in favour of one diagnosis or the
other.
However, Dr Dr Rudd
expressed the view that on balance the rate of progression was more consistent
with asbestosis than CFA. Much was made in cross examination of Dr Dr Rudd
of his reference to statistics to illustrate that Mr Young's decline was
consistent with that of other asbestosis sufferers as found by Al Jared et al in the study published at
No 6/17 of Process. I gained the impression that Dr Rudd
was knowledgeable about statistics and well understood the contention that was
being made, namely that the results of the Al Jared study did not represent a
normal distribution that would be represented by a symmetrical hump
and that the standard deviation suggested by him might accordingly be
overstated. His response was that he was not
attempting to suggest that the results showed a perfect normal distribution and
that he had used the statistic only as a way of looking at the data, rather
than as a diagnostic test. As the Al Jared paper ( in
which Dr Rudd had been involved) was peer reviewed it remained of some
importance, as most of the observations within it fell within the range of Mr
Young's results. Insofar
as he was asked about this, Professor Stevenson did not profess to be an expert
in statistical analysis. His point was that, if one plotted the results of the
Pursuer's
pursuer's Glasgow tests alone, the Pursuer's pursuer's rate
of decline was 0.62 units per year, which was greater than any of the patients
in the Al Jared study. In light of the view I have taken
about looking at all of the available material, I do not consider that evidence
to be of as much assistance as the figure of the average decline of 0.33 units
per year using the whole period of test results. That decline
falls within the range found in the Al Jared paper. In summary, the
test results span a four year period. Nothing in them is illustrative
of the type of rapid decline that seems to be typical of CFA, where one would
expect Mr
Young's symptoms also to have materially worsened. Accordingly, I
accept that, while it is quite finely balanced, the test results support
rather than detract from a diagnosis of asbestosis.
[5355]
The
two experts also differed over the issue of the relative survival rates for the
two conditions. They agreed that CFA tended to progress quicker than
asbestosis, but Professor Stevenson said that he had patients who had been
diagnosed with CFA and who had been attending his clinic for some years. Even
leaving to one side the possibility that some of those
patients could have been incorrectly diagnosed, such anecdotal information is
less helpful than the published results of a large UK study ( NosNo's
7/4 and 7/5 of Process), where median survival was found to be 2.43 years. It
is certainly possible that the very low median survival of patients in that
study is explicable in part by the stage that their disease had reached by the
time of entry. Other studies, albeit smaller ones,
have found median survival of four to five years. I cannot prefer
Professor Stevenson's suggestion that various medical professionals might
disagree with the published literature to the evidence of Dr Rudd who was
involved in the major study concerned. Taking all of
the evidence led on this aspect together, I can conclude only that
average survival from diagnosis for CFA sufferers is somewhere between 2.43 and
4.5
years. Mr
Young has now survived longer than average for a CFA sufferer. That
is another factor that points, on balance, to him being an
asbestosis sufferer. . It is again noteworthy
in this context that the Pursuer pursuer has
continued to work and that there are no physical signs of the rapid decline
that is, sadly, an inevitable feature of CFA.
Decision
[5456] In
summary, I have reached the view that all of the important diagnostic
factors in this case militate in favour of a diagnosis of asbestosis and I find
that that is the condition from which the Pursuer pursuer suffers.
Accordingly,
the defender is liable to him in damages.
[5557]
While
the parties have agreed damages in the total sum of г50,000, ( representing
г34,208 for solatium,
г7,514 for past wage loss and г8,278 for future earnings) interest to date will
require to be added to that and I will have the case brought out By Order so
that parties can address me on the specific sum to be awarded in the final
decree.