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You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> City of Edinburgh Council v MDN [2011] ScotCS CSIH_13 (18 February 2011) URL: http://www.bailii.org/scot/cases/ScotCS/2011/2011CSIH13.html Cite as: 2011 GWD 11-258, [2011] CSIH 13, [2011] ScotCS CSIH_13, 2011 SLT 659 |
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FIRST DIVISION, INNER HOUSE, COURT OF SESSION
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Lord PresidentLady PatonLady Cosgrove
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[2011] CSIH 13XA129/10
OPINION OF THE COURT
delivered by THE LORD PRESIDENT
in Appeal under Section 21 of the Education (Additional Support for Learning) (Scotland) Act 2004
by
CITY OF EDINBURGH COUNCIL
Appellant;
against
MRS MDN
Respondent:
_______
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Alt: O'Neill, Q.C.; Balfour + Manson LLP (for Taylor Kelly & Co., Solicitors)
18 February 2011
The basic facts
[1] The respondent is the mother of O, a boy who is now 10 years of
age. O lives with his parents and younger siblings in a flat in Edinburgh. The appellant ("the
authority") is the local education authority responsible for the school
education of children within its area, including O.
[2] O suffers from autism spectrum disorder, as
a result of which he has considerable difficulty in the areas of social communication
and interaction. He has marked sensory sensitivity. Unlike many children and
other people with autism spectrum disorder, he has no special interests,
although he does show a clear preference for the outdoors and for outdoor
activities. He has difficulty with transitions. He appears often to be
anxious and frustrated.
[3] O has demonstrated challenging behaviour
from a comparatively early age. This behaviour has become more of a problem as
he has grown older. It has caused major difficulties for his family,
particularly in the home, and in school. His challenging behaviour is linked
to his autism and is aggravated by environmental and situational factors. His
learning difficulties are pronounced. He is unlikely ever to achieve
Level A, the lowest of the attainment outcomes for each of the curriculum
areas in the 5-14 curriculum.
The legislation
[4] The
Education (Additional Support for Learning) (Scotland) Act 2004 makes provision
for additional support in connection with the school education of children and
young persons having additional support needs. Section 1 of the Act
provides:
"(1) A child ... has additional support needs for the purposes of this Act where, for whatever reason, the child ... is, or is likely to be, unable without the provision of additional support to benefit from school education provided or to be provided for the child ...
(2) In subsection (1), the reference to school education includes, in particular, such education directed to the development of the personality, talents and mental and physical abilities of the child ... to their fullest potential.
(3) In this Act, 'additional support' means -
(a) in relation to ... a child of school age ..., provision which is additional to, or otherwise different from, the educational provision made generally for children ... of the same age in schools (other than special schools) under the management of the Education Authority for the area to which the child ... belongs,
...".
"School education" is defined, by cross-reference to the Education (Scotland) Act 1980 (as amended) as meaning "progressive education appropriate to the requirements of pupils, regard being had to the age, ability and aptitude of such pupils". Section 1(3) of the 2004 Act was amended by the Education (Additional Support for Learning) (Scotland) Act 2009 by inserting in section 1(3)(a) the words "(whether or not educational provision)" after the word "provision" where it first occurs in that sub-paragraph. Although that amended section was not in force when the present case was heard before the Additional Support Needs Tribunal for Scotland ("the Tribunal") the appellant is content that for present purposes the paragraph should be read as so amended.
[5] Section 2 of the 2004 Act makes
provision for co-ordinated support plans. Such a plan exists for O. Section 9
makes further provision for co-ordinated support plans. It imposes an
obligation on the education authority in specified circumstances to prepare a
co-ordinated support plan for a relevant child, which plan must contain a
statement of its conclusions as to, among other things, the educational
objectives sought to be achieved in respect of the child and the additional
support required by the child to achieve these objectives. The plan must also
include a nomination of a school to be attended by the child.
Section 9(3) provides that reference to educational objectives are
objectives set to secure that the child benefits from school education provided
or to be provided for the child.
[6] Section 4 of the 2004 Act (which
appears in a group of sections headed "General Powers and Duties") provides:
"(1) Every education authority must -
(a) in relation to each child ... having additional support needs for whose school education the authority are responsible, make adequate and efficient provision for such additional support as is required by that child ...
(2) Subsection (1)(a) does not require an education authority to do anything which -
...
(b) would result in unreasonable public expenditure being incurred."
[7] Section 17, as read with
schedule 1, makes provision for the constitution and procedure of
Additional Support Needs Tribunals for Scotland. The jurisdiction of the Tribunal
extends to the reference to it at the instance of a relevant parent of a
decision of an education authority refusing a placing request made in respect
of a child. Section 22 and schedule 2 make provision in respect of
placing requests. Paragraph 2(2) of schedule 2 provides:
"Where the parent of a child having additional support needs makes a request to the education authority for the area to which the child belongs to place the child in the school specified in the request, not being a public school but being -
(a) a special school the managers of which are willing to admit the child,
...
it is the duty of the authority, subject to paragraph 3, to meet the fees and other necessary costs of the child's attendance at the specified school."
Paragraph 3 provides:
"(1) The duty imposed by ... subparagraph (2) of paragraph 2 does not apply -
...
(d) if, where the specified school is a school mentioned in paragraph 2(2)(a) ..., the child does not have additional support needs requiring the education or special facilities normally provided at that school,
...
(f) if all the following conditions apply, namely -
(i) the specified school is not a public school,
(ii) the authority are able to make provision for the additional support needs of the child in a school (whether or not a school under their management) other than the specified school,
(iii) it is not reasonable, having regard both to the respective suitability and to the respective cost (including necessary incidental expenses) of the provision for the additional support needs of the child in the specified school and in the school referred to in paragraph (ii), to place the child in the specified school, and
(iv) the authority have offered to place the child in the school referred to in paragraph (ii),".
[8] Section 19 makes provision for the
powers of the Tribunal on a reference to it under section 18. Where the
decision relates to a decision to refuse a placing request
"the Tribunal may -
(a) confirm the decision if satisfied that -
(i) one or more of the grounds of refusal specified in paragraph 3(1) or (3) of schedule 2 exist or exists, and
(ii) in all the circumstances it is appropriate to do so."
(section 19(5)).
[9] Under section 21 the person who made
the reference, or the education authority concerned, may appeal on a point of
law to the Court of Session against a decision of a tribunal relating to a reference
made under section 18.
Redhall School
[10] In accordance with the nomination in his co-ordinated support plan O
is at present a pupil at Redhall School,
a day school in Edinburgh. It is a primary school which was opened in April 2008. It has some
64 pupils, all of whom have learning difficulties. The school is well
staffed with appropriately qualified teachers, nursery nurses, learning
assistants and ancillary or administrative staff. In addition, there is a
multi-agency team of visiting staff comprising health professionals and
educational psychologists. Each child has an individualised educational
programme. There are two "pod" areas in the school, with four classes in
each. Two of the classrooms in each pod have quiet rooms off them, so that a
child can work in a distraction-free environment and still be close to the
teacher. The quiet rooms are integral to the class and have a window into the
class. All classrooms have access to the outside. Redhall also has a soft
play area and a sensory room. Children with autism spectrum disorder tend to
use the sensory room more frequently. It is available to all on a daily
basis. O requires and is provided with at least one-to-one support at school.
He spends much of his time at school in one of the quiet rooms. He does not
generally join in activities with other pupils.
The placing request
[11] By
letter dated 20 November
2009 O's
parents made a request to the authority to place O at Camphill Rudolph Steiner School, Aberdeen. Camphill is a residential school.
It is not a public school but is a special school, the managers of which are
willing to admit O. It is a school for children with additional support needs,
including additional support needs to which autism spectrum disorder gives rise.
It follows the Waldorf Curriculum, also known as the Steiner Method. The
curriculum is consistent with and encompasses the principles and guidance
associated with the 5-14 curriculum and the Curriculum for Excellence. A
principal feature of the school is its holistic approach, which incorporates
the integration of school education and community life. It attaches importance
to continuity of staff having contact with the children, both in terms of the
child's day, in and out of the classroom, and from year to year as pupils
progress through the school. It makes use of various therapies, of which
equine assistance therapy may be particularly suited to O. Each child has his
or her own individualised educational programme. The school endeavours to meet
the needs not just of the particular pupil, but also of his family as a whole.
Camphill is accredited by the National Autistic Society and was reported on in
favourable terms by Her Majesty's Inspectorate of Education in 2007. The
education normally provided at Camphill is suited to O's age, ability and
aptitude. The provision at Camphill for his additional support needs is
suitable. In particular, it offers a structure which can enable him to learn
to communicate and interact appropriately with others as a springboard to
further progress. The provision for O's additional support needs at Redhall
is, the Tribunal found, considerably less suitable than the provision therefor
at Camphill.
Proceedings before the Tribunal
[12] The authority refused the parents' placing request. The respondent
thereafter referred that decision to the Tribunal. Evidence was led before it
on 21, 23 and 24 June with a hearing on the evidence on 19 July 2010. Oral testimony was
given, on behalf of the authority, by Mrs Susan Shipway, the head teacher at
Redhall, and by Mr Douglas Fisher, educational psychologist. The
respondent gave evidence on her own behalf. The Tribunal also had before it a
report by Professor Thomas MacKay of Ardoch, an educational and child psychologist,
and a statement from Ms Carol Chalmers, service manager of disability and
health with the authority. In addition it had before it, and considered,
numerous records relating to O, some of which had been recovered by the
respondent under Freedom of Information legislation.
[13] Before the Tribunal the authority relied on
two of the paragraphs of subparagraph 3(1) of schedule 2, namely, (d)
and (f). It also contended that in the event of one or more of the conditions
there specified being shown to exist, it was in all the circumstances
appropriate to confirm the decision (section 19(5)(a)(ii)). The Tribunal
rejected the authority's contention that condition 3(1)(d) was satisfied.
That decision is not challenged in this court. As regards condition 3(1)(f),
it was not in dispute that conditions (i) and (iv) were satisfied. The
Tribunal found, contrary to the respondent's contention, that
condition (ii) was satisfied. That finding is not challenged in this
court. It found, however, that condition (iii) was not satisfied.
Accordingly, it found that not all the conditions of subparagraph 3(1)(f)
were satisfied, overturned the authority's decision, required the authority to
place O at Camphill and required certain consequential amendments to be made in
O's co-ordinated support plan. In the event it did not require to address
section 19(5)(a)(ii).
[14] The authority has appealed to this court
against the Tribunal's decision, contending that on various grounds it erred in
law.
The Tribunal's findings and analysis
[15] The
Tribunal in its decision, which was issued on 2 September 2010, made a number of
detailed findings-in-fact, followed by a statement of the reasons for its
decision. These reasons include a number of factual conclusions and inferences.
The critical issue before it was whether it had been demonstrated by the
authority that it was "not reasonable, having regard both to the respective
suitability and to the respective cost (including necessary incidental
expenses) of the provision for the additional support needs" of O in Camphill
and in Redhall "to place [O] in [Camphill]": paragraph 3(1)(f)(iii) of
schedule 2 to the 2004 Act.
[16] There was no substantial dispute before the
Tribunal as to the respective cost of the alternative schools. The Tribunal
found that the annual costs of a 40-week place for O at Camphill would be a
minimum of £105,960 and could be appreciably greater, up to £156,360, if O
required a night attendant or a share of a night attendant. O's parents were
willing to meet all transport costs between O's home and Camphill. Additional
costs that the authority required to meet while O is a pupil at Redhall were
£9,119 per annum (the cost of an individual learning assistant) and £10,640 per
annum transport costs, a total of £19,759 per annum. The Tribunal further
found that the authority, in the exercise of functions not necessarily related
to education, provided or had arranged for the provision of various other
services (carers, respite and the like). The respondent also employed carers
from her own resources, particularly during school holidays. She had some
family support.
[17] The factual issues before the Tribunal, in
so far as relevant for present purposes, were essentially the extent of the
behavioural difficulties presented by O and whether the additional support
provision made for him at Redhall in fact ensured that he benefited from school
education. It considered both the written and the oral evidence, taking into
account, where it seemed appropriate to do so, the background and
qualifications of those who provided it. Mrs Shipway testified that O at
Redhall "has made slow, steady progress with small steps", a position which she
doggedly maintained. The Tribunal, however, found it difficult to assess her evidence.
It observed:
"She certainly gave the impression of being a capable, thoughtful and conscientious head teacher, and an honest witness, but her answers to many questions appeared hesitant, laconic and subdued, to the extent that the Tribunal wondered at times just how much she really believed all that she eventually said."
Mr Fisher gave the Tribunal the impression of being a well-informed and competent professional. It added:
"It was very clear that he wished the very best for [O] and no doubt the other children whose cases he required to consider. He seemed, though, just a little difficult to pin down. When he was asked to explain various things that he had written in various documents, his explanations tended to attach meanings to what he had written which were not immediately obvious on a first reading of the documents themselves. This may be because he prefers euphemism to other forms of expression and to leave his readers to 'read between the lines'. He appeared to have been supportive of the parents' position in the latter part of 2009 but to have retreated somewhat in 2010, after the placing request had gone in."
The Tribunal suspected that each of these witnesses, for whatever reason, felt inhibited to some extent in expressing their true views on certain matters.
[18] These witnesses were subjected to
cross-examination under reference to documentary material, including material
recovered under Freedom of Information legislation, which suggested that O's
challenging behaviour, particularly in the latter part of 2009, had been more
serious and alarming than some issued reports may have suggested. That
behaviour included frequent assaults, by kicking, biting, slapping, hair
pulling or nipping other children or members of staff. At home his behaviour
had worsened. He was violent towards his parents and siblings by hitting and
kicking them, pulling hair and pushing. He urinated and defecated around the
house, on family members' beds and on his siblings' toys. On occasions, when
he got out of the house, he ran about the neighbourhood, entered peoples'
houses, threw objects and urinated and defecated in public places and
neighbours' gardens. His extremely challenging behaviour was also evident on
respite visits and when attending Action for Children, a specialist unit
concerned with addressing that behaviour. His parents have had to take steps,
by installation of locks, to contain O within the home and to parts of it. A
"Safe Space" had been installed in which he can be confined when showing
particularly challenging behaviour. Professor MacKay indicated in his report
that O was "in a high risk category" for challenging behaviour and expressed
the view that the pressure on the family caused by that behaviour was a most
concerning feature of the case.
[19] The Tribunal asked itself the question - "So
what are [O's] additional support needs?" In answering that question it stated
that it seemed to it to be clear that these needs required to be stated in a
more general, all encompassing and indeed "holistic" way rather than by
endeavouring to separate out "educational support" on the one hand and "social
work support" on the other. It thought that in one document Mr Fisher had
come close to the heart of the matter when he stated:
"Traditional measures of progress within the curriculum are to a major extent irrelevant for [O]. The key elements are to establish and develop basic communication skills and to allow him to make some sense and to be more settled in his daily routine."
The Tribunal's view was that the structure that O needed, to benefit from school education, was not confined to what could be provided in school or by the authority as an education authority; the structure he needed encompassed all aspects of his day-to-day life, in and out of the classroom.
[20] The Tribunal was of the view that part of
the problem caused by O's challenging behaviour was that there were aspects of
the structure at Redhall which did not meet his additional support needs. One
such aspect was the use of a "quiet room" (a room off a classroom) to isolate O
when his behaviour became challenging; to the extent that it enabled O to
retreat from a situation which was causing him anxiety, it effectively
reinforced or rewarded his challenging behaviour. O in fact spent much of his
time in one of the quiet rooms and did not generally join in activities with
other pupils. The Tribunal was not persuaded that it was enough for the
authority simply to say that O's behaviour was being "managed". It concluded
that the current provision for O's additional support consisted of (1) Redhall
and (2) certain additional support in the form of respite and other care out of
school. In its judgment -
"... the suitability of that provision, looked at as a whole, in relation to [O's] needs, cannot be rated highly. In this connection, the most obvious shortcoming is the failure of the school to do more than 'manage' [O's] continuing challenging behaviour. As far as learning is concerned, he has made minimal progress to meet very modest targets. [O] is less involved with his peers, both communicatively and socially, than he was in his earlier years at school. So, with respect to the people involved, the school has failed to take him beyond the stage he was at when he first went to school, and his behaviour (his autistic behaviours as Mr Fisher called them) have got appreciably worse. Conditions in the home are far from satisfactory. [O's] parents need a lot of help to cope on a day to day basis. The home circumstances for the whole family, including the younger brother and sister, are far from desirable, with doors having to be kept locked and [O] having to be confined in his Safe Space for the protection of himself and others."
The Tribunal regarded the out of school provision as "additional support" within the meaning of the Act. Challenging behaviour continued to be a serious problem. The picture at the end of 2009 was of a family in crisis. Although there might have been some "lessening" since, the challenging behaviour was by no means a thing of the past and was likely to continue, at least for so long as things went on in the way they had been doing.
[21] In paragraph 62 of its reasons the Tribunal
said:
"In the Tribunal's judgment, the suitability of [comprehensive and consistent care throughout each 24 hours] for [O's] additional support needs that he would have in Camphill School is considerably greater than that of the provision in Redhall School. As a child with autism and learning difficulties, [O] is the kind of child for whom Camphill School makes provision. The teaching methods are suitable for children such as [O]. The school has recognised strengths in these areas. The philosophy of meeting the needs not just of the individual pupil but of the family as a whole is likely to be particularly conducive to good progress in a case such as this, when the home placement has proved problematic. Support for the parents, in particular, is support for [O's] learning. The school's holistic approach, integrating school and community life, is also likely to prove beneficial. There would not be the same coming and going of a changing cadre of carers and helpers that happens at the moment. The parents would see [O] at least once a month during term time and continue to enjoy family holidays as at present. The Tribunal considered that there was an appreciably better prospect of [O's] additional support needs, as identified by the Tribunal, being met at Camphill than at Redhall."
[22] The Tribunal further noted that O had a clear
preference for active and outdoor activities and had prowess in physical
education. The most positive reports concerning O's social relationships
occurred within the context of outdoor education, including horse riding, one
of the "therapies" available at Camphill. At paragraph 64 it added:
"The fact that Camphill School is a residential school seems to the Tribunal, in [O's] case, to be an advantage rather than a disadvantage. It is, of course, generally preferable that children should live with their parents, but it is equally obvious that there are cases where it is in a child's best interest to live away from home, eg for the purposes of education. In this case, the advantage of Camphill School being a residential school is that it enables it to provide a much better structure than Redhall can provide to enable [O] to learn to exist and function as a social being, and to learn to communicate and interact appropriately with others."
[23] The Tribunal then addressed the respective
cost of education at the two schools. It referred to its findings that the
annual cost of a 40-week place for O at Camphill would be a minimum of £105,960
and could be appreciably greater up to £156,360. By contrast the cost to the
authority while O was a pupil at Redhall amounted in total to £19,759,
excluding the funding for respite and other provision. The Tribunal observed
that it was evident that the cost to the authority of the provision for O's
additional support needs in Camphill was likely to be appreciably greater than
any savings in the form of the additional cost to the authority of that
provision at Redhall.
At paragraph 70 the Tribunal said:
"It therefore appeared to the Tribunal that a comparison of the respective suitability of the provision for [O's] additional support needs in the two schools was markedly in favour of Camphill School. A comparison of the respective costs thereof was markedly in favour of Redhall. The Tribunal were reminded that the authority has to make provision for children other than [O] and no doubt this is so, but the Tribunal was concerned only with [O] and his parents' placing request, not other children or other placing requests. The Tribunal's view was that the development of [O's] personality, talents and abilities to their fullest potential, was much more likely at Camphill School than at Redhall. Accordingly it did not seem unreasonable (or did not seem 'not reasonable') to place [O] there, notwithstanding the considerable cost that the authority would have to meet. In the Tribunal's judgment, the condition set forth in paragraph 3(f)(iii) did not apply."
The appeal - grounds 1 and 2
[24] The
authority has presented four grounds of appeal on the basis of which it
contends that the Tribunal erred in law. The first two, which are related,
were argued together. In substance they amount to a contention that the
Tribunal gave no, or in any event inadequate, reasons for its decision that
under paragraph 3(1)(f)(iii) of schedule 2, it did not seem "not
reasonable" to place O in Camphill.
[25] Before addressing that contention we should mention
a related issue, not mentioned in the grounds of appeal, which is however
adverted to in the authority's note of argument and was pursued orally before
us. That was that the Tribunal had erred in law when it said in
paragraph 70 that "the Tribunal was concerned only with [O] and his
parents' placing request, not other children or other placing requests".
Reference was made in this connection to section 4(2)(b) of the Act (the
restriction of the general duties of an education authority, such that it was
not required to do anything which would result in unreasonable public
expenditure being incurred). It was, it was submitted, an affront to common
sense to ignore what might be the consequences in relation to other children,
including other children with autism spectrum disorder, for whom the authority
was responsible. The matter had been addressed in the statement by
Ms Carol Chalmers and was relevant.
[26] In our view the approach of the Tribunal on
this matter was clearly correct. Paragraph 3(1)(f)(iii) identifies the
matters, and the only matters, to which the authority (and the Tribunal) have
to have regard when deciding whether it is not reasonable to place the child in
question in the requested school. These are the respective suitability and the
respective cost (including necessary incidental expenses) of the provision for
the additional support needs of the child in the two schools under
consideration. Both those matters relate to, and relate only to, the child in
question and the provision of additional support needs for him or her. The
position, and any consequential expenditure by the authority, in respect of any
other child or children is irrelevant to this exercise. It might be a relevant
consideration where it was necessary for the Tribunal under section 19(5)
to decide whether in all the circumstances it was appropriate to confirm the
authority's decision; but such an assessment does not require to be made
where, as here, the Tribunal is not satisfied that one or more of the grounds
of refusal in paragraph 3(1) of schedule 2 exists or exist. The
Tribunal did not, in our view, err in law in this respect.
[27] In submitting that the Tribunal had given no
or inadequate reasons for its decision, emphasis was placed by counsel on the
penultimate sentence of paragraph 70 and, in particular, on the
introductory word "Accordingly". This formulation was to be construed, so ran
the argument, to the effect that the Tribunal had decided that suitability
always trumps cost (which was plainly an error in law) or that the Tribunal had
simply failed to make at all the "cost/benefit analysis" required of it under
paragraph 3(1)(f)(iii). We were reminded of the observations of Lord President
Emslie in Wordie Property Co Ltd v Secretary of State for Scotland
1984 SLT 345 at page 348 (endorsed by the First Division in Somerville
v Scottish Ministers 2007 SC 140, at para 152) that a statutory
obligation to give reasons requires the reasons given to be proper, adequate
and intelligible and that the decision must "leave the informed reader and the
court in no real and substantial doubt as to what the reasons for it were".
The decision by the Tribunal did not, it was argued, meet those tests.
[28] In our view the reasons given by the
Tribunal satisfy the tests laid down in Wordie Property. The reasons
have to be looked at as a whole. Concentration on a single paragraph, and even
more so on a single sentence or word, is likely to distort a proper
appreciation of the reasoning process. It is quite clear that the Tribunal
gave careful consideration not only to the respective suitability of Redhall
and Camphill to meet O's additional support needs, but also to the respective
cost of provision at each school. It concluded that there was an appreciably
better prospect of O's additional support needs being met at Camphill than at
Redhall (para 62) but that the cost to the authority of provision at
Camphill was likely to be appreciably greater than any savings in the provision
at Redhall (para 69). It again made the comparison in the opening
sentences of paragraph 70, noting that a comparison of the respective
suitability was markedly in favour of Camphill, but that a comparison of the
respective costs was markedly in favour of Redhall. It then proceeded in the
ante-penultimate and penultimate sentences to relate these comparisons to each
other, expressing the view that the development of O's personality, talents and
abilities, to their fullest potential, was much more likely at Camphill than at
Redhall and that, notwithstanding the considerable cost that the authority
would have to meet on such placement, it did not seem not reasonable to place O
at Camphill. Although the syntax of these sentences might have been
differently ordered, on any reasonable construction the Tribunal made the
judgment or evaluation of suitability against cost required of it and decided
that, in this instance, the suitability of Camphill was such as to justify the
cost of placing O there. An evaluative exercise of this kind will always, to
some extent at least, be a matter of impression not readily capable of further
elaboration. The Tribunal, in our view, gave adequate reasons for its
decision.
[29] Further, on a fair reading of the Tribunal's
reasons, it cannot be said that it proceeded on the basis that suitability
always trumps cost. These two matters were compared and a judgment made, as
required by paragraph 3(1)(f)(iii), as to which, in the particular
circumstances of O, was to prevail. These grounds of appeal are rejected.
[30] We should add that we heard some argument on
whether in a case of this kind, inadequacy of reasons of itself constitutes an
error of law or whether it is necessary for the aggrieved party additionally to
show prejudice of some kind. That issue does not, in the event, arise for
decision and we reserve our opinion on it.
Ground 3
[31] By its third ground of appeal the authority contends that the
Tribunal erred in law in failing to determine the additional support needs for
O. It is suggested in the written grounds of appeal that the Tribunal never
answered the question which it posed for itself: "So what are [O's] additional
support needs?" In oral argument, however, counsel accepted that, there being
no suggestion that O did not have additional support needs, it was in a general
way clear from the Tribunal's judgment what these needs were. What was
missing, however, was some reasonably precise account as to why Redhall was
significantly less suitable than Camphill. It was accepted that the Tribunal
had criticised the provision at Redhall, but it was left to speculation as to
what the future would hold for O either there or at Camphill. What required to
be addressed was the prospective benefit for O from school education at the
alternative schools - not, for example, what benefit his parents or his
siblings might have if he was away at a residential school.
[32] In our view the Tribunal did answer the
question posed by it and fell into no error of law in doing so. It was
accepted before us that, for the purposes of these proceedings,
section 1(3)(a) should be read as if, when the case was before the
Tribunal, it had already been amended by the 2009 Act, that is, that additional
support (to benefit from school education) included provision which was
non-educational as well as that which was educational. Inevitably in any placing
dispute of this kind there will be a measure of uncertainty as to what will be
the result of placing the child in one school or the other. An assessment has
to be made on the information available. Redhall had been shown to be wanting.
While the Tribunal found that the authority was able to make provision for O's
additional support needs at Redhall (finding 17), it also noted that in
one key document (the findings of a multi-disciplinary meeting in October 2009)
it had been recorded that O "has made little progress since 2 years old"
and that it had been commented in the same document "[O] is not receptive to
the nurturing he receives from family or school ... Considering these areas it
was clear that in many areas of [O's] life his needs are not being met". By
contrast, Camphill offered the prospect of a holistic approach, incorporating
the integration of school education and community life. It offered a structure
which would enable O to learn to communicate and interact appropriately with
others as a springboard to further progress. That, with other factual
conclusions to a like effect, was a sufficient answer to the question posed and
a sound basis for concluding that the development of O's personality, talents
and abilities, to their fullest potential, was much more likely at Camphill
than at Redhall. This ground of appeal is also rejected.
Ground 4
[33] The fourth ground of appeal is essentially procedural in nature. The
Additional Support Needs Tribunals for Scotland (Practice and Procedure) Rules 2006,
as they stood in June 2010, provided:
"3(1) These Rules are a procedural code with the overriding objective of enabling a Tribunal with the assistance of the parties to deal with references fairly and justly.
(2) Dealing with references fairly and justly includes -
(a) dealing with a reference in ways which are proportionate to the complexity of the issues and to the resources of the parties;
(b) seeking informality and flexibility in the proceedings under these Rules;
(c) ensuring, so far as practicable, that the parties are on an equal footing procedurally and are able to participate fully in the proceedings, including assisting any party in the presentation of his or her case without advocating the course he or she should take;
(d) using a Tribunal's special expertise effectively; and
(e) avoiding delay, so far as compatible with the proper consideration of the issues.
4(1) A Tribunal must seek to give effect to the overriding objective when it -
(a) exercises any power under these Rules; or
(b) interprets any rule.
(2) In particular a Tribunal must manage references actively in accordance with the overriding objective.
...
28(2) At the hearing of a reference, the parties shall, subject to the provision of these Rules, be entitled to be present and be heard, to give evidence, to call witnesses, to question witnesses and to address the Tribunal both on the evidence and generally on the subject-matter of the reference, provided that neither party shall be entitled unless permitted to do so by a convenor, or the Tribunal at a hearing, to call more than two witnesses to give evidence in person in addition to the child ...".
[Sub-rule 28(2) has since been revoked but re-enacted as sub-rule 22(7)].
[34] At a procedural hearing held on 17 June 2010 the convenor of the
Tribunal heard motions from each of the parties to allow documents to be lodged
late. The solicitor for the respondent did not object to the late lodging of
the authority's documents, except for the report from Professor MacKay. The
convenor was, however, satisfied that neither party would be unfairly
prejudiced by the late lodging of any of these documents.
[35] The authority also moved the convenor to
allow oral testimony from two witnesses, Ms Chalmers and Professor MacKay,
additional to their primary witnesses (Mrs Shipway and Mr Fisher).
The main reasons advanced in support of the motion were that the witnesses
spoke to matters that were disputed and that, if they did not give oral
testimony, the Tribunal would be less likely to accept their evidence. The
convenor decided to refuse the motion at that stage of the proceedings, clearly
leaving it open to the authority, if so advised, to renew the motion before the
Tribunal. The convenor had regard to the circumstance that it was the "norm"
in Tribunal cases that no more than two witnesses may give oral evidence on
either side; the reasons put forward did not seem to him to justify the
exceptional course of allowing additional witnesses. He assured parties that
the Tribunal would consider all the evidence on its merits and would not give
any of it less weight simply on the basis that it had not been given orally.
In deciding these matters he had regard to the Rules, in particular
Rules 3 and 4.
[36] In the event no motion was made by the
authority before the Tribunal to allow either Professor MacKay or
Ms Chalmers to give evidence in person.
[37] It is plain that the proviso to
Rule 28(2) (as it then was) is intended to restrict the entitlement of
parties as to the number of witnesses from whom they may lead evidence in
person. That proviso has no doubt been framed against experience in Tribunals
and other fora where the proceedings have been unduly extended by the
leading of oral testimony from multiple witnesses, including expert witnesses,
whose testimony can perfectly satisfactorily be put before the Tribunal in
written form. The convenor and the Tribunal have a discretion to allow a party
to call more than two witnesses to give evidence in person. That discretion
must be exercised having regard to the overriding objective of the Rules that
references are dealt with fairly and justly (Rules 3 and 4). It is for a
party seeking to call more than two witnesses to give evidence in person to
satisfy the convenor (or the Tribunal) that the particular circumstances
justify that course.
[38] The reasons advanced by the authority in
support of its motion were that "the witnesses spoke to matters that were
disputed and if they did not give oral evidence the Tribunal will be less
likely to accept that evidence". The extent to which what these witnesses
spoke to was both relevant and in dispute was perhaps difficult to gauge with
precision on 17 June; that would be likely to be much clearer once the
authority's other witnesses had been examined and cross-examined before the
Tribunal. If, as matters developed before the Tribunal, it became important
that either of the additional witnesses be heard orally, the motion could then
have been renewed; but it was not. We are unable to accept the suggestion
made by counsel for the authority that the Tribunal would be inhibited by the
convenor's prior decision. The implication must be that the authority was in
the end content that the Tribunal proceed on the basis of the written testimony
of the additional witnesses.
[39] On one view Professor MacKay had important
testimony to give. He was an acknowledged expert on autism spectrum disorder
and was familiar with the provision made, or capable of being made, at each of
Redhall and Camphill. In his report he had gone so far as to conclude, among
other things, that "[O] is appropriately placed in Redhall School" and "[O] does not require education
in a residential school". These conclusions come close to usurping, if they do
not usurp, the responsibility of the Tribunal deciding for itself where the
respective suitability of the alternative schools lay. Be that as it may,
Professor MacKay's discussion was subject to a number of limitations, including
the fact that he had not personally carried out any psychological assessment of
O. He also had access only to some of the documentation ultimately used before
the Tribunal. Among the documentation to which he did not apparently have
access was material used in cross-examination of the authority's witnesses
which tended to demonstrate that O's challenging behaviour was worse than other
reports might suggest and that Redhall was doing no more than managing that
behaviour rather than advancing O's education. It is vain to speculate what
Professor MacKay's responses might have been in cross-examination in the light
of that material; he may or may not have modified his view. It is clear,
however, that the Tribunal took his report into account. His testimony is
referred to at several places in the Tribunal's reasons, usually accepting his
observations. However, the Tribunal notes (at para 59) that Professor
MacKay seemed to have proceeded on the basis that Redhall was confident in its
ability to address O's needs, while (at para 61) the Tribunal arrives at
the judgment that the provision at Redhall (and the additional out of school
support) could not, looked at as a whole, be rated highly in terms of
suitability. It accordingly appears not that the Tribunal ignored or gave no
weight to Professor MacKay's evidence, but that it found that a premise on
which he had proceeded (namely, that Redhall was effectually providing for O's
needs) was not well-founded and that, in that respect, Professor MacKay's
conclusions were undermined.
[40] In our view no error of law has been
demonstrated in the convenor's decision to refuse the motion to allow Professor
MacKay to give evidence in person. Further, no such error has been
demonstrated in the Tribunal's treatment of his written evidence.
[41] The position in relation to Ms Chalmers may
be dealt with briefly. In her statement she dealt with the general policy of
the authority, including its preference to keep children with their families,
with what provision (in particular out of school provision) had been made for O
and with the budgetary constraints on the authority. As the Tribunal
recognised, there is much to be said for keeping children, including disturbed
children, with their families but there will be cases where residential
provision, albeit markedly more expensive, will be called for. As to the
financial implications in respect of other children, we have already expressed
the view that, as a matter of law, the Tribunal was, when considering the
application of para 3(1)(f)(iii), rightly concerned only with the position
of O. We detect no error of law in the convenor's refusal to allow
Ms Chalmers to give evidence in person or in the Tribunal's treatment of
her written evidence.
Disposal
[42] A
number of other issues were raised in the parties' notes of argument and in
their oral submissions, but we find it unnecessary to deal with these. For the
reasons above expressed, this appeal is refused.