PETITION OF LEVENSIDE MEDICAL PRACTICE FOR SUSPENSION AND SUSPENSION AD INTERIM [2020] ScotCS CSOH_67 (03 July 2020)
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Page 1 ⇓
OUTER HOUSE, COURT OF SESSION
[2020] CSOH 67
P180/20
OPINION OF LORD PENTLAND
In the petition of
LEVENSIDE MEDICAL PRACTICE
for
Suspension and suspension ad interim
Petitioner: McGuire; BTO Solicitors LLP
Interested Party: Cowan; Anderson Strathern LLP
Petitioner
3 July 2020
Introduction
[1] This petition for suspension and interim suspension of an order made by the
Employment Tribunal has been brought by the partnership known as Levenside Medical
Practice. It is a general medical practice carrying on business at Dumbarton Health Centre.
The petition was presented to the court on 27 February 2020 and interim suspension was
granted on an ex parte basis that day. In the petition the respondent is identified as being the
Employment Tribunal (Glasgow). The respondent has not lodged answers to the petition.
Answers have, however, been lodged by Dr David Neilson (“Dr Neilson”), a general
medical practitioner, who had been the claimant in the proceedings before the Employment
Tribunal. Dr Neilson brought those proceedings against Greater Glasgow and Clyde NHS
Board (“the Health Board”). The Health Board are not parties to the present case.
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[2] The case came before me for a hearing on the adjusted petition and adjusted answers.
There was no dispute about the underlying facts. A significant number of factual points
were agreed by joint minute. For present purposes, the relevant facts may be summarised as
follows.
The facts of the present case
[3] On 23 March 2017, the medical practice in which Dr Neilson was then a partner
along with one other doctor, Dr Claire McGonagle, was dissolved. The partnership had
been responsible for providing GP services to around 2,000 patients under a contract with
the Health Board. Both Dr Neilson and Dr McGonagle were self-employed partners in the
practice. The practice carried on its business from Dumbarton Health Centre. No
transitional arrangements had been made at the time of dissolution. This meant that the
contract for the provision of GP services was terminated with immediate effect.
[4] Following dissolution of the practice, the Health Board resolved to assume
responsibility for running the practice directly and with immediate effect under and in
terms of section 2C of the National Health Service (Scotland) Act 1978. The West
Dunbartonshire Health and Social Care Partnership established a process to take
longer-term decisions for the care of the patients of the dissolved partnership. The staff of
the dissolved practice were transferred to the Health Board. Dr Neilson and Dr McGonagle
were each offered fixed term contracts of employment with the Health Board until 30 June
2017; they both accepted these contracts. Dr Neilson’s contract of employment with the
Health Board was later extended to 31 July 2017. Dr McGonagle refused an offer to extend
her fixed term contract.
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[5] The Health Board invited applications from existing local GP practices to provide
primary care medical services to the patients of the dissolved practice with effect from
1 August 2017. The letter inviting applications explained that the contracts of employment
of the five members of staff of the dissolved practice would transfer to the successful
applicant by virtue of the TUPE regulations (the Transfer of Undertakings (Protection of
Employment) Regulations 2006 (SI 2006/246)). Dr Neilson, as a partner of the dissolved
practice, was not amongst the members of staff to be transferred.
[6] The petitioner successfully applied to provide the medical services that the dissolved
practice had previously carried on. In its application the petitioner explained that it already
operated from Dumbarton Health Centre; there were in fact several GP practices carrying
on business there. The petitioner had a patient list of about 8,000. There were five GPs in
the partnership and no salaried GPs. The petitioner intended to take over the patients of the
dissolved practice and thus to enlarge its own practice. With that aim in mind, the
petitioner took on another partner. The petitioner agreed with the Health Board that its
assumption of responsibility for the patients of the dissolved practice would constitute a
transfer of an undertaking for the purposes of the TUPE regulations and accordingly that it
would become the employer of the employees of the dissolved practice. The petitioner’s
application stated that it did not propose to engage either Dr Neilson or Dr McGonagle as
employees.
[7] On 22 November 2017 Dr Neilson presented a claim to the Employment Tribunal
alleging that he had been unfairly dismissed when his contract of employment was not
automatically transferred to the petitioner under the TUPE regulations on 31 July 2017. In
his claim Dr Neilson sought an order for re-engagement “on terms no less beneficial than
those which had governed his employment by the Health Board”.
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[8] Thereafter the Health Board’s solicitor enquired of Dr Neilson’s solicitor on
9 February 2018 whether he intended to seek to add the petitioner as a party to the
Employment Tribunal proceedings. Dr Neilson’s solicitor said that his instructions were not
to pursue the petitioner but that he would bring them in if he felt he needed to. He
suggested that it might be that the Health Board would wish to do so if they intended to
seek to argue that any liability that they might have should be passed to them under the
TUPE regulations. In the event, neither Dr Neilson nor the Health Board chose to seek to
add the petitioner as a party to the Employment Tribunal proceedings.
[9] A preliminary hearing before the Employment Tribunal took place on 6 April 2018 at
which Dr Neilson and the Health Board were both legally represented. At the hearing, the
question as to whether the petitioner should be added as a party to the proceedings was
again discussed. Dr Neilson’s solicitor submitted that this was not necessary because of
section 115 of the Employment Rights Act 1996 (“the 1996 Act”), which provides inter alia
that an order for re-engagement may be made against a “successor of the employer”. In any
event, witnesses could be called from the petitioner at a remedies hearing to give evidence
on the issue of the practicability of re-engagement and the tribunal would take account of
the views of the petitioner when determining this issue. It was agreed that the question as
to whether the petitioner should be joined as a party on the application of the Health Board
would be reconsidered at a later stage.
[10] In a conversation between them on 6 April 2018 after the preliminary hearing the
Health Board’s solicitor asked Dr Neilson’s solicitor why it was only the Health Board who
had been sued and not the petitioner. Dr Neilson’s solicitor indicated that his instructions
were not to pursue the petitioner because Dr Neilson did not want to sour any relationship
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with its partners and his primary cause for concern was with his treatment by the Health
Board.
[11] By letter dated 6 June 2018 the Health Board admitted that Dr Neilson had been
unfairly dismissed. The Employment Tribunal then issued a judgment dated 3 September
2018 stating its finding that Dr Neilson had been unfairly dismissed and ordering that a
remedies hearing was to take place.
[12] In a further conversation on 21 September 2018 between Dr Neilson’s solicitor and
the Health Board’s solicitor regarding the remedies hearing, Dr Neilson’s solicitor said that
he had advised his client that he could come out of the Employment Tribunal with nothing
if the tribunal accepted that liability had transferred to the petitioner because they were not
a party to the proceedings. However, Dr Neilson still wished to proceed against the Health
Board only.
[13] The Health Board, through its solicitor the Central Legal Office, informed the
petitioner’s solicitor on 21 November 2018 that Dr Neilson intended to seek a remedy for
re-engagement by the petitioner at the forthcoming remedies hearing. The petitioner
received legal advice in relation to the fact that the remedy of re-engagement was going to
be sought against it. Whilst not waiving his client’s legal privilege in relation to the advice it
had received, Mr McGuire explained, having taken instructions at the hearing, that the
petitioner did not want to become voluntarily involved in the Employment Tribunal
proceedings for three reasons. First, because of what it perceived as reputational risk arising
from the newsworthy nature of the underlying events in the local community; secondly,
because of the risk of damage to relationships with Dr Neilson and others and how that
might affect the petitioner’s interests; and thirdly because of the costs involved in defending
the proceedings. Counsel informed me that the petitioner’s view was that if they were not
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parties to the proceedings an order for re-engagement could not be made against them.
Although he frankly acknowledged that this view was not based on legal advice,
Mr McGuire submitted that it was a reasonable and legitimate view for the petitioner to
take.
[14] In the course of its preparations for the remedies hearing the Health Board’s solicitor
made factual inquiries of the petitioner through its solicitor and these were responded to.
[15] The case came before Employment Judge Wiseman for a remedies hearing on 3 and
4 October 2019. Dr Fergus MacLean, one of the partners in the petitioner, was called by the
Health Board as a witness of fact at the hearing. He gave evidence that it would not be
practicable for the petitioner to re-engage Dr Neilson. The petitioner was not a party to the
proceedings which took place at the remedies hearing and was not represented at the
hearing. The Health Board did not take on any responsibility for representing the petitioner
at the hearing.
[16] Judge Wiseman decided that an order for re-engagement should be made against the
petitioner. In a detailed judgment she gave close consideration to the evidence and the
submissions made to her on the practicability of an order for re-engagement being made
against the petitioner. She found that the petitioner was a “successor employer” to the
Health Board in terms of section 115(1) of the 1996 Act. She concluded that it would be
practicable for the petitioner to re-engage Dr Neilson. Judge Wiseman ordered that the
petitioner should re-engage Dr Neilson as a salaried GP working 0.8 full time equivalent;
his principal place of work was to be at Dumbarton Health Centre. She also awarded
Dr Neilson the sum of £32,408 in respect of arrears of pay for the period between the date of
termination of his employment and the date of re-engagement; this sum was to be paid by
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the Health Board. The order for re-engagement was to be complied with by 28 February
2020.
[17] By notice of appeal dated 3 March 2020 the Health Board appealed to the
Employment Appeal Tribunal against the judgment of the Employment Tribunal. The
notice of appeal sets out a number of alleged errors of law on the part of the Employment
Tribunal, asks that the orders on remedies be set aside, and that the case should be remitted
to a freshly constituted tribunal for a rehearing on all aspects of remedy. In brief summary,
the grounds of appeal challenge the Employment Tribunal’s approach to the question
whether the petitioner was a “successor employer”; assert that Dr Neilson was not assigned
to the “organised grouping” as at the date of transfer in terms of regulation 4(3) of the TUPE
regulations; and contend that the Employment Tribunal erred in law by focussing on the
practicability of re-engagement by the petitioner instead of by the Health Board. I was
informed that a sifting decision on the Health Board’s appeal had not yet been made.
Competency of the present petition
[18] The petitioner seeks suspension of the order of the Employment Tribunal that it must
re-engage Dr Neilson. It submits that the Employment Tribunal did not have jurisdiction to
make an order for re-engagement because the petitioner was not a party to the proceedings.
The order for re-engagement is said to have been ultra vires and unlawful. The petitioner
also claims that the making of the order against it breached the common law rules of natural
justice and infringed the petitioner’s right to a fair trial under article 6 of the European
Convention on Human Rights.
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[19] Dr Neilson maintains that the petition is not competent because the petitioner,
although not a party to the proceedings before the Employment Tribunal, has a right of
appeal to the Employment Appeal Tribunal against the order for re-engagement.
[20] The first question to be addressed is, therefore, whether the petitioner does indeed
have a right of appeal against the order made by the Employment Tribunal.
[21] Section 21(1) of the Employment Tribunals Act 1996 provides inter alia as follows:
“An appeal lies to the Appeal Tribunal on any question of law arising from any
decision of, or arising in any proceedings before, an [employment tribunal] …. “
[22] The petitioner’s challenge to the judgment of the Employment Tribunal, as set out in
the present petition, clearly raises questions of law to the extent that it is based upon the
propositions that in making the order for re-engagement the Employment Tribunal acted
beyond its jurisdiction, breached the rules of natural justice and infringed the petitioner’s
article 6 rights. The petitioner’s first plea-in-law is to the effect that the Employment
Tribunal’s order for re-engagement was unlawful. It is thus clear that the legal issues which
the petitioner wishes the Court of Session to decide in its favour would be within the scope
of an appeal under section 21. But does the petitioner, which was not a party to the
proceedings before the Employment Tribunal, have the right to appeal?
[23] This question was addressed in Martineau and another v Ministry of Justice
[2015] ICR 1122 where the Employment Appeal Tribunal held that section 21(1) did not limit the
right of appeal to the parties before the Employment Tribunal. In his judgment Lewis J said
the following:
“21 In my judgment, the appeal tribunal does, in principle, have jurisdiction
under section 21 of the 1996 Act to entertain an appeal on any question of law arising
from any decision of, or arising in any proceedings before, an employment tribunal
under one of the specified statutes or statutory instruments even where the appeal is
brought by a person who was not a party to the proceedings in the employment
tribunal. Any limit or restriction on the ability of persons who were not parties to
the proceedings to bring an appeal must be sought in other provisions and is not
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contained in section 21 of the Act itself. I reach that conclusion for the following
reasons.
22 First, and principally, the wording of section 21 itself operates by conferring
jurisdiction in respect of one type of issue (‘any question of law’) which arises in
certain specified circumstances, that is where the question arises ‘from any decision’
or ‘in any proceedings’ before an employment tribunal under one of the specified
statutes or statutory instruments. The section itself does not expressly limit appeals
to persons who were parties to the proceedings in the employment tribunal.
Provided that the appeal is an appeal falling with the description specified in
section 21 of the Act, it falls within the jurisdiction of the appeal tribunal.
23 Secondly, there are mechanisms for controlling appeals brought by persons
who were not parties in the employment tribunal proceedings themselves where it is
considered inappropriate to permit such appeals. The power conferred by
section 30(1) of the Act to make rules ‘with respect to proceedings’ before the appeal
tribunal is broad enough to include rules providing who may or may not bring
proceedings. Concerns over the bringing of appeals in inappropriate circumstances
or by inappropriate persons are intended to be controlled by the making of rules
under section 30 of the Act rather than reading implied limitations into the
provisions of section 21.
24 Indeed, at present, rule 3(7) of the Employment Appeal Tribunal Rules 1993
enables a judge or registrar to direct that no further action be taken on a notice of
appeal if, amongst other things, the notice of appeal ‘is an abuse of the [Employment]
Appeal Tribunal’s process’ or ‘is otherwise likely to obstruct the just disposal of
proceedings’. In most circumstances, the parties concerned by a decision of the
employment tribunal will be the parties to the proceedings before that tribunal. If
they do not seek to appeal in respect of any question of law arising out of the
decision or the proceedings, it would often, probably usually, be an abuse of process
for some other person to seek to appeal any question of law or it would be likely to
obstruct the just disposal of proceedings between the parties to the proceedings.
There may, however, be other, relatively rare, occasions when a person is sufficiently
affected by a decision reached in one set of proceedings that it would not be an abuse
of process to allow an appeal by that person in respect of those proceedings to
proceed. One such example might arise in relation to appeals in a case specified as a
lead case under rule 36 of the Employment Tribunals Rules of Procedure 2013. A
decision in such a lead case will be binding on other persons in related cases, that is
those cases which raise common issues of law or fact and which have been stayed
pending the outcome of the lead case. The original claimant in the proceedings may,
for whatever reason, decide not to appeal. There may, therefore, be some cases in
which the bringing of an appeal by persons not parties to the proceedings in the
employment tribunal would be appropriate.
25 Thirdly, section 21 of the 1996 Act is to be construed in a context where it can
be assumed that Parliament would not have intended to preclude an appeal by a
person who was not a party to proceedings in the employment tribunal if that could,
conceivably, cause injustice. The Court of Appeal has considered this issue in a
different context in George Wimpey UK Ltd v Tewksbury Borough Council
George Wimpey UK Ltd under section 287 of the Town and Country Planning
Act 1990 to quash the decision of the local authority to adopt a local plan. The High
Page 10 ⇓
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Court granted the application to the extent of quashing the part of the local plan
relating to land owned by MA Holdings and allocating it for residential
development. MA Holdings sought to appeal to the Court of Appeal pursuant to
Part 52 of the Civil Procedure Rules. The precise wording of those rules differs from
the wording of section 21 of the 1996 Act in the present case. The decision in the
George Wimpey case, therefore, is not binding as to the interpretation to be given to
section 21. What is relevant, however, is the preliminary observation made by
Dyson LJ at para 9. He observed:
‘It would be surprising if the effect of the CPR were that a person affected by
a decision could not in any circumstances seek permission to appeal unless he
were a party to the proceedings below. Such a rule could work a real
injustice, particularly in a case where a person who was not a party to the
proceedings at first instance, but who has a real interest in their outcome,
wishes to appeal, the losing party does not wish to appeal and an appeal
would have real prospects of success.’”
[24] For these reasons, Lewis J concluded that the Employment Appeal Tribunal does
have jurisdiction under section 21 of the Employment Tribunals Act 1996 to hear an appeal
brought by a person who was not a party to the proceedings in the Employment Tribunal.
Lewis J noted for completeness that his conclusion was consistent with the views expressed
by the Appeal Tribunal in USDAW v Ethel Austin Ltd (2) (unreported 10 September 2013).
[25] On behalf of the petitioner, Mr McGuire pointed out that the facts in Martineau
involved claimants (fee paid immigration judges) whose claims had been stayed pending
determination of a lead case brought by another immigration judge. The claimants seeking
to appeal against the decision in the lead case had accordingly been parties to proceedings in
the Employment Tribunal, although not strictly to the proceedings in which they wished to
exercise a right of appeal. This was not the position in the present case where the petitioner
had not been a party to any proceedings before the Employment Tribunal. That is no doubt
correct, but it seems to me to make no difference to the construction of section 21.
[26] Mr McGuire also submitted that there was every chance that if the petitioner had
sought leave to appeal to the Employment Appeal Tribunal this would have been
considered to be an abuse of process and/or would have been considered to be likely to
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obstruct the just disposal of the proceedings between the original parties. I do not see why
this would be so. If there is any merit in the propositions that there has been a fundamental
breach of the rules of natural justice and an infringement of the right to a fair trial and that
the Employment Tribunal exceeded its jurisdiction, it can hardly be an abuse of process for
the party whose rights are said to have been infringed to seek to challenge the judgment
issued by the judicial body responsible for the alleged errors.
[27] Mr McGuire then contended that the case of Martineau had been wrongly decided
and that I should not follow it. He submitted that it was implicit in the language used in
section 21(1) that an appeal could only be brought by parties to the proceedings before the
Employment Tribunal. In terms of practice and procedure in the Scottish civil courts an
appeal could only be brought by a party to proceedings. There was said to be no good
reason why a different practice should apply to the Employment Appeal Tribunal in
Scotland. In my opinion, these lines of argument are misconceived. Like Lewis J, I consider
that the language of section 21(1) does not exclude an appeal by a non-party. The practice
and procedure of the Scottish civil courts are not matters of relevance in the context of
construing the statutory provision. The Employment Appeal Tribunal, which has a
UK-wide jurisdiction, has its own practice and procedure.
[28] Finally on this branch of the case, Mr McGuire submitted that the construction
placed on section 21(1) in Martineau offended against the general principle of statutory
interpretation that a statutory provision will not alter the common law, especially
well-established principles of the common law, unless clear words are used. I reject this
argument on two grounds. First, the wording of section 21(1) is, in my opinion, entirely
clear; the right to appeal against a decision of an Employment Tribunal is not limited to
those who were parties to the proceedings before the tribunal at first instance. Secondly, the
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right to appeal to the Employment Appeal Tribunal is a right created by statute;
section 21(1) did not have the effect of altering the common law.
[29] For the reasons I have given I conclude that the petitioner had a statutory right to
institute an appeal against the judgment of the Employment Tribunal. It must be taken to
have elected not to exercise that right. The petitioner has not explained why it decided not
to do so. It has a real interest in the outcome of the proceedings before the Employment
Tribunal in circumstances where it was not a party to those proceedings and the Health
Board’s appeal is on different grounds. It seems to me that this is the sort of situation which
Dyson LJ (as he then was) envisaged in George Wimpey supra as being suitable and
appropriate for an appeal by a non-party.
[30] Under rule 3(3) of the Employment Appeal Tribunal Rules (SI 1993/2854), the period
within which an appeal had to be instituted was 42 days from the date of intimation of the
written reasons to the parties. The date of intimation was 23 January 2020. As I have
mentioned, the present petition was presented to the court on 27 February 2020. It is thus
clear that the petition was initiated at a time when the petitioner could have instituted a
timeous appeal to the Employment Appeal Tribunal against the order for re-engagement.
Mr Cowan informed me (and Mr McGuire did not dispute this) that the effect of instituting
an appeal would have been to suspend the order of the Employment Tribunal.
[31] Moreover, the petitioner could still institute an appeal by seeking to invoke the
dispensing power conferred on the Employment Appeal Tribunal. Rule 37 of the
Employment Appeal Tribunal Rules 1993 provides inter alia that the time prescribed by the
rules for doing any act may be extended (whether it has expired or not) by order of the
Appeal Tribunal. Under this provision the petitioner could apply to the Employment
Appeal Tribunal to extend the time for it to institute an appeal. At one point in his oral
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submissions Mr McGuire suggested that this dispensing power offered little comfort to the
petitioner and that to seek to invoke it would be too great a burden in view of the fact that
no steps had been taken by other parties to convene the petitioner as a party to the
Employment Tribunal proceedings. In my opinion, there is no merit in this line of
argument. The petitioner had a statutory right of appeal but elected instead to bring the
present petition. In any event, there is nothing burdensome involved in seeking an
extension of time to appeal.
[32] Mr Cowan drew my attention to rule 18 of the Employment Appeal Tribunal
Rules 1993, which provides as follows:
“The Appeal Tribunal may, on the application of any person or of its own motion,
direct that any person not already a party to the proceedings be added as a party, or
that any party to proceedings shall cease to be a party, and in either case may give
such consequential directions as it considers necessary.”
[33] Mr Cowan submitted that if the Health Board’s appeal passed the sift, the petitioner
can then apply under rule 18 to be added as a party to the Health Board’s appeal. It seems
to me, however, that rule 18 is of no relevance in the circumstances of the present case. The
Health Board’s appeal does not raise the issues on which the petitioner wishes to challenge
the re-engagement order made by the Employment Tribunal, that is the grounds based on
lack of jurisdiction, breach of natural justice, and infringement of the petitioner’s article 6
rights.
[34] Drawing matters together, the following appears to me to be the case: (a) although
not a party to the proceedings before the Employment Tribunal, the petitioner had and still
has a right to institute an appeal to the Employment Appeal Tribunal against the order
which it asks this court to suspend; (b) the petitioner has chosen not to exercise its right of
appeal; (c) although the statutory time limit for an appeal has now expired, it had not
expired before the petitioner brought the present petition; (d) the petitioner has the right to
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apply to the Employment Appeal Tribunal to extend the time limit for bringing an appeal,
notwithstanding that the time limit has expired; and (e) the petitioner has made no such
application to the Employment Appeal Tribunal for an extension of time.
[35] Mr Cowan, on behalf of Dr Neilson, submitted that suspension was not a competent
remedy in circumstances where other means of review remained available and had not been
exhausted. The petitioner even now had a right to seek an extension of the time limit for
instituting an appeal. In these circumstances, the petition was, Mr Cowan submitted,
incompetent.
[36] There was no dispute that the principles applying to the competency of an
application to the Court of Session for an order of suspension were the same as those for the
remedy of reduction (Ali v Ali (No 2) 2001 SC 618 para [11]).
[37] In Adair v Colville & Sons 1926 SC (HL) 51 Viscount Dunedin expressed the general
principles applying to the remedy of reduction in the following terms at page 56:
“That the remedy of reduction may be competent to set aside a judgment, when
other means of review are not, is true. Instances can be found where it has been so
utilised, but it is a remedy which does not exist of right, and must be most carefully
applied. I shall not attempt, for I think such attempt would end in failure, to define
categorically the cases in which reduction is competent. One obvious instance would
be where a judgment had been obtained by reason of some fraud practised on the
Court; but, generally speaking, it is certainly not competent when other means of
review are prescribed, and these means have either been utilised or the parties have
failed to take advantage of them. It is not for a judicial body to interfere with the
wisdom of the Legislature in making the arrangements it has made, and one of these
arrangements it has made in this present Act is by section 31 (of the Sheriff Courts
(Scotland) Act 1907), that the verdict as applied shall be the final judgment in the
cause, so that it follows that, if the parties fail to have the evidence transcribed by a
shorthand writer, they accept the Sheriff’s judgment as final in applying the verdict.
It follows, and so all the learned Judges have held, that it is not possible to set right
by the form of reduction what could have been set right by appeal.”
[38] In his dissenting speech (at page 63), Lord Shaw of Dunfermline agreed that if an
appeal had been open, that appeal “was the prescribed road to a remedy”.
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[39] In Ali v Ali (No 2) supra an Extra Division (at paragraph 11) referred to the remedy of
suspension being “the setting aside for all time of a decree pronounced by the inferior court
and against which an appeal is not or is no longer available.”
[40] In Mackay’s Practice of the Court of Session (1879, volume 2 pages 482 to 483)
suspension is stated to be incompetent where appeal is competent.
[41] In resisting the attack on the competency of the petition, Mr McGuire relied on a short
passage in the opinion of Lord Moncrieff in Lamb v Thompson (1901) 4F 88 at 92 where his
Lordship stated that the only limitation on any mode of review of inferior court decrees was
if the party had already appealed and failed in the Supreme Court, on the merits or by
default. That passage, in my opinion, must be read in the context of the particular facts of
that case in which there was no question of the complainer having any other remedy
available to him apart from suspension; in particular, he had no statutory right of appeal.
He sought suspension of a charge on the ground that he was unable to implement the
underlying decree because the goods referred to in the charge had been sold before the
complainer’s estates were sequestrated. His trustee in sequestration had declined to sist
himself as a defender to the action brought against the complainer, against whom decree
had passed by default. The note of suspension was unsuccessfully opposed on the basis
that it was incompetent to bring a suspension of a final Sheriff Court decree on grounds
that could have been stated before the decree was pronounced. It is notable that the
Lord Justice-Clerk (Macdonald) approached the case on the basis that the complainer, who
was facing potential imprisonment, should not be left “without remedy”. Lord Moncrieff’s
observation about the “only limitation” must be read in that context.
[42] In my judgment, Lamb v Thompson is not authority for the proposition for which
Mr McGuire contended, namely that a party, who has a statutory right of appeal available to
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it, is entitled to decline to exercise that right and instead apply to the Court of Session for
suspension of the decree or order of the inferior court or tribunal. In my opinion, that
proposition is not supported by the authorities. If it were sound, it would mean that a party
could effectively bypass a prescribed statutory avenue of appeal and come directly to the
Court of Session (without leave) by way of a petition for suspension or reduction. Such a
course would, in my judgment, entail offending against what Viscount Dunedin said in
Adair supra should not be done, namely to “interfere with the wisdom of the legislature”.
[43] Mr McGuire placed some reliance also on Robertson’s Executor v Robertson 1995 SC 23,
which concerned reduction of a decree in absence. At page 30G of its opinion the Extra
Division stated that reduction of a decree in absence was not excluded by the circumstance
that at some earlier point of time another method of reponing the pursuer had existed but
had not been used. There was no question, however, of a right of appeal still being open to
the pursuer in Robertson’s Executor. I note also that where the Extra Division refers to the
approach being to look at the whole circumstances of the case (page 30A to D) it is clearly
addressing itself to the merits of the action for reduction and not to any issue of competency.
For these reasons, I do not consider that the case of Robertson’s Executor is of any assistance
to the petitioner in the present context.
[44] I conclude that at the time when it was presented to the court the petition was
incompetent because the petitioner had an extant statutory right of appeal against the order
which it sought to have suspended. The time limit for instituting an appeal has now
expired, but it remains open to the petitioner to seek an extension of it. The availability of
these statutory mechanisms for challenging the order of the Employment Tribunal renders
the petition incompetent in my opinion.
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[45] Having reached that conclusion, there is no need (and I think it would be undesirable
for me) to express any view on the merits of the petition. I would make only one
observation on the practical implications of granting decree of suspension. Mr McGuire
suggested that if suspension were to be granted the only prejudice to Dr Neilson would be
that he would not be re-engaged by the petitioner. It is important to recall, however, that
the compensation awarded to the petitioner by the Employment Tribunal was calculated to
the date of re-engagement; that was on the assumption that Dr Neilson’s loss of earnings
would come to an end upon his being re-engaged. If the order for re-engagement was to be
suspended, Dr Neilson would not be compensated for any continuing loss of earnings
arising from his (admittedly) unfair dismissal. Section 117(3)(b) of the Employment Rights
Act 1996 provides inter alia that where an order for re-engagement is not complied with, the
tribunal shall make an additional award of compensation. I do not see how such an
additional award could be made in circumstances where this court had suspended the order
for re-engagement. The order for re-engagement would have been declared to have been
unlawful; so there could be no duty to comply with it. This consideration seems to me to be
a powerful one militating against granting decree of suspension; it points towards it being
desirable that all aspects of the case should, if possible, be dealt with by the statutory system
of employment (and employment appeal) tribunals.
[46] To give formal effect to my decision, I shall sustain Dr Neilson’s first plea-in-law,
repel the petitioner’s pleas, and refuse the petition. I shall reserve all questions as to
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URL: http://www.bailii.org/scot/cases/ScotCS/2020/2020_CSOH_67.html