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Scottish Sheriff Court Decisions |
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You are here: BAILII >> Databases >> Scottish Sheriff Court Decisions >> NOEL RUDDLE v. THE SECRETARY OF STATE FOR SCOTLAND [1999] ScotSC 24 (2nd August, 1999) URL: http://www.bailii.org/scot/cases/ScotSC/1999/24.html Cite as: [1999] ScotSC 24 |
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SHERIFFDOM OF SOUTH STRATHCLYDE, DUMFRIES AND GALLOWAY AT LANARK |
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SUMMARY APPLICATION |
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NOEL RUDDLE |
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against |
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THE SECRETARY OF STATE FOR SCOTLAND |
In connection with Appeal under Section 63(2) of the Mental Health (Scotland) Act 1984.
LANARK, 2 AUGUST 1999
The Sheriff, having resumed consideration of the cause, and being satisfied that the applicant is not at the time of the hearing of this appeal suffering from mental disorder of a nature or degree which makes it appropriate for him to be liable to be detained in a hospital for medical treatment, Directs the absolute discharge of the applicant as from this date.
J DOUGLAS ALLAN, ESQ.,
SHERIFF
FINDINGS:
1 The applicant, Noel Gerard Ruddle, who was born on 16 December 1954, is
presently a patient in the State Hospital, Carstairs.
2 Case Records
2.1 The bulk of the medical, forensic, personal and family history of the applicant
as set out in his State Hospital Medical Records has been obtained from him at
interview since admission to the State Hospital.
2.2 Exceptions to this include, inter alia, (i) reports concerning his contact with
English psychiatric services in Epsom in 1982 and 1989; (ii) information
obtained from his family by Lisa Osborne, Social Worker, at the time of the
index offences; and (iii) his record of previous convictions in Scotland.
2.3 There are discrepancies in the accounts which he has given since admission
relating to a number of aspects of his personal and forensic history.
2.4 The likelihood is, however, that it will not now be possible to obtain further or
additional, corroborative information to shed light on these discrepancies, since the applicant has had little contact with any of his family in the years leading up to admission, and also since he no longer has any contact with his girlfriend of the period 1985 to 1990.
2.5 There is also little likelihood of obtaining further information now surrounding
the index offences of 30 November 1991 which was not available to the
authorities at that time and could not have been obtained by State Hospital
Staff soon afterwards.
2.6 There is sufficient information presently available to enable diagnosis to be
made of (i) the nature and degree of his mental disorder; (ii) whether that
disorder is treatable, i.e. whether medical treatment in a hospital is likely to
alleviate or prevent a deterioration of his condition, and (iii) whether it is
necessary in the interests of the health and safety of the patient or for the
protection of others that he receive such treatment. Although it is good
practice to attempt to obtain more information, as a matter of practicality,
decisions have to be made and patients have to be treated. Additional
information is not likely to lead to any change in the diagnosis or the
expectation that treatment would help the applicant.
3 Personal and Family History
3.1 It appears that the applicant was born in London and brought up in Epsom,
Surrey; he has an elder sister and a younger brother; his parents were both
psychiatric nurses; his mother is retired and lives in Epsom and his father
died of cancer in 1991; he continues to have telephone contact with his
mother and written contact with his brother and sister.
3.2 The applicant is of above average intelligence; he probably left school at the
age of 16 years, worked for a period, and then returned to full-time education;
having obtained two 'A' levels he spent some years doing clerical work
followed by a few years travelling around France and Spain, during which time he began to misuse a variety of illicit drugs.
3.3 The applicant appears not to have been in full-time employment since at least
1986, and he seems to have been unable to maintain stable employment over a
substantial period of time.
3.4 It appears that in 1985, the applicant met Jane Livingston with whom he moved to Scotland, initially living in the Isle of Bute and then in Glasgow. She is said to have become depressed at her failure to conceive between 1986 and 1990 and took an overdose of medication, resulting in hospitalisation. She left the applicant about February 1990 due to fear of his violent behaviour and ongoing alcohol abuse. They have had no contact since then.
4 Admission History
4.1 Having appeared at Glasgow Sheriff Court on charges of murder, attempted
murder, reckless discharge of a rifle to the danger of life and various Firearms
Act matters, arising out of events of 30 November 1991, the applicant was
admitted to the State Hospital on 10 December 1991 in terms of Section 25 of
the Criminal Procedure (Scotland) Act 1975 in the light of the psychiatric
reports prepared by Dr J A Baird and Dr R Antebi.
4.2 On 24 January 1992, Dr Baird reported that, after very thorough clinical
assessment, no evidence had been found of a detainable mental illness.
4.3 In a second, supplementary psychiatric report, Dr Baird felt unable to offer any
firm opinion as to why the mental state of the applicant had deteriorated at
around 24 February 1992.
4.4 In a third, supplementary psychiatric report around 11 March 1992, Dr Baird
by then considered that the applicant was suffering from a detainable mental
illness and was of diminished responsibility; and this view was shared by Dr
Martin Humphries on 18 March 1992.
4.5 On 20 March 1992, in respect of the 30 November 1991 charges, the applicant
pled guilty at Glasgow High Court to three contraventions of the Firearms Act
1968, two charges of assault to danger of life, one charge of culpable and
reckless discharge of a rifle to the danger of life, and a charge of culpable
homicide.
4.6 The Court, having heard evidence from Dr Baird and Dr Humphries, and being
satisfied that the applicant was suffering from a mental disorder within the
meaning of the Mental Health (Scotland) Act 1984 (hereinafter referred to as
"the 1984 Act"), made a Hospital Order under Section 175 of the Criminal
Procedure (Scotland) Act 1975 (now Section 58 of the Criminal Procedure
(Scotland) Act 1995) specifying the State Hospital as the place of detention,
and also made an Order restricting the discharge of the applicant from hospital
without limit of time, all in terms of Section 178 of the said Act of 1975 (now
Section 59 of the said Act of 1995).
4.7 The mental disorder from which the applicant was diagnosed as suffering was
the psychotic disorder of paranoid schizophrenia. Personality disorder was not the basis of the recommendation for the Hospital Order.
4.8 The applicant has been continuously detained in the State Hospital since 20
March 1992, where he is presently detained in Forth Ward.
5 Psychiatric History Prior to 1992
5.1 The applicant describes a history of aggressive outbursts, depression and
feelings of fear and anxiety since adolescence.
5.2 He was seen as an out-patient in Epsom in September 1982 following
referral by his general practitioner because of anxiety and depression.
He indicated that he coped with his problems by drinking alcohol, although
he showed no evidence of alcohol addiction. He sought admission but this
was not thought appropriate, as he was considered by the assessing doctor
to suffer principally from a personality disorder of the psychopathic type and
not from a psychosis.
5.3 He was admitted to hospital at Epsom on 3 October 1982 after an overdose
of fluanxol and anti-depressant and in the context of drinking half a bottle of
spirits daily, and arguments with his parents and siblings. He admitted at this
time to a long-standing drink problem and to having taken cannabis, heroin and LSD. The discharge diagnosis was of a psychopathic personality disorder.
There seemed to be no evidence of psychotic illness or significant depression
of mood at this time.
5.4 He was admitted to hospital on 10 October 1989 complaining of withdrawal
from temgesic, DF118 and diamorphine, which he claimed to have been taking
for three months because of "depression". He also claimed to have been
drinking a bottle of spirits and five pints of beer each day. He was again
diagnosed as suffering from a personality disorder.
5.5 There also appears to have been two admissions to Glasgow Royal Infirmary
and Glasgow Victoria Infirmary during 1991 due to overdoses of prescribed
medication, attributed more to personality disorder than to depression.
5.6 Prior to the index offences, the applicant had a substantial drug and alcohol
abuse problem from at least 1982, leading to his being violent and his partner
reportedly leaving him in 1990. The applicant attributed the escalation in his
drinking and drug abuse to the failure of his relationship, the death of his
father and his sense of failure as regards living on his own in Glasgow with no
work prospects.
6 Forensic History
6.1 The index offence took place on 30 November 1991. According to the
applicant (who has given conflicting and inconsistent accounts), he was living
alone in a flat in the Gorbals in Glasgow. He had purchased a rifle and
ammunition in a public house from a former soldier; he had been drinking to
excess on a daily basis for some time; he was intoxicated and paranoid; a
known drug dealer came to his door; the applicant shot him and shot at his
companion who ran away; he then started to shoot in a random fashion from
the balcony of his flat and, in a neighbour's flat, shot in the direction of the
neighbour's friend; the police laid siege to the flat and, after several hours, the
applicant gave himself up.
6.2 SCRO records were supplied at the time of the applicant's admission to the
State Hospital. These identified three minor convictions in Scotland. No
record of English offences has been obtained although attempts have been made to obtain this; nonetheless, the applicant has a significant record of offending in England prior to the index offences and in respect of which he has served several prison sentences in England, including those for robbery and armed robbery.
7 Progress in State Hospital
7.1 After his admission to the State Hospital, the applicant's Responsible Medical
Officer was initially Dr Baird until around Spring 1993, then Dr White until
1994 (both in Tinto Ward), and then Dr Duncan until around January 1995
(in Tay Ward). In January 1995, Dr White again became the applicant's
Responsible Medical Officer (in Forth Ward) and continues to be so.
7.2 By August 1992, there was a marked improvement in the applicant's mental
health in respect of the psychosis which led to his admission. Until August
1992, he was treated with a standard anti-psychotic drug and an anti-
depressant drug; and since August 1992, he has shown no signs of psychosis.
7.3 By early 1994, the diagnosis of the applicant had moved to a provisional view
that he suffered from an anti-social personality disorder. His Responsible
Medical Officer, Dr White, considered that he had made a remarkable
improvement, had been withdrawn from all psychotropic medication but
considered that he required further input with regard to his propensity to
abuse drugs, poor problem-solving skills and generalised anxiety. Dr White
considered that the applicant was treatable at this stage and he anticipated that
this would be likely to diminish the probability of the applicant re-offending and recommended his continued detention in hospital. This view was shared or accepted by the Medical Sub-Committee which, in February 1994, inclined to the view that the applicant suffered from an anti-social personality disorder and that it was not then appropriate to recommend him for transfer out of the State Hospital.
7.4 Dr White, as the Responsible Medical Officer of the applicant, considered then
that specific treatment interventions might alleviate or prevent a deterioration
of his condition. He attempted to arrange for such interventions to take place,
but without success. The applicant was referred for psychological treatment
interventions or therapy packages in October 1994 and April 1995 but, apart
from being assessed for psychological treatment, none was made available to
the applicant and, in January 1997, his Responsible Medical Officer was
informed that the psychology department in the hospital had no-one then
providing a service to patients with addiction problems.
7.5 In 1993 and 1994, the applicant formed and maintained for approximately two
years an inappropriate relationship with a female member of staff who assisted
him to obtain alcohol which he consumed at a Christmas party on 16 December 1994. Thereafter he became verbally aggressive and hostile towards staff and patients, and assaulted a male nurse. There was no positive evidence as to whether he had also consumed drugs at that time but, in his room, he was found to be in possession of two small plastic bottles containing whisky, and other prohibited substances, namely aerosols, disinfectant and super-glue.
7.6 There was no recurrence of psychosis following this incident, although the
deterioration of the applicant's behaviour was probably caused by his use
of alcohol. The female member of staff subsequently resigned although the
applicant maintains contact with her.
7.7 The incident was taken very seriously by the hospital authorities especially
since the extent to which security had been compromised was not known.
Following the incident, the applicant was transferred to Forth Ward where
he was placed under very close observation but showed no evidence of
recurrence of any psychotic symptoms or of any substantive mood dis-
turbence during 1995.
7.8 During 1996 and culminating in October 1996, Dr White sought transfer
of the applicant to Broadmoor Hospital and, in particular, the Personality
Disorder Unit there. The reasons for the proposed transfer were Dr White's
perception of a more appropriate treatment resource at this hospital, and
because the applicant's relatives lived in Surrey. The transfer was agreed to
by the Medical Sub-Committee of the State Hospital on 10 April 1997 and,
in later 1997, the Broadmoor Admissions Panel accepted the applicant for
transfer in due course when a bed became available, presumably it being
hoped for during 1998.
7.9 While the Broadmoor transfer question was under consideration, the
applicant was seen by the Mental Welfare Commission on 19 March 1998.
The Commissioners expressed some concern about the treatability of the
applicant's condition. It was said that they would be interested therefore to
hear the outcome of any further psychological assessment and whether this
led to any more specific treatment within the State Hospital. As had been
commented to the applicant, the Commissioners were interested in the idea of
a move to Broadmoor for a specific treatment programme and, although there
had to be doubts about the likelihood of its success, they hoped that serious
consideration would be given to this option if no more specific and positive
treatment option emerged at the State Hospital.
7.10 After the applicant had stated an intention to make the present appeal against
continuing detention, Dr White was informed by the office of the Respondent
that, on legal advice, the transfer to Broadmoor should not take place until
the appeal had been heard.
7.11 In March 1998, the annual report of the Responsible Medical Officer (Dr
White) informed the Principal Medical Officer at the Respondent's Department of Health that plans for the applicant's transfer to England had been put on hold when he expressed his intention to appeal against his liability to detention, on the basis of the judgement with regard to another patient; that there had been no recurrence of psychotic symptoms; that his principal difficulties lay in the domain of anxiety management and problem-solving, particularly in conflict situations; that he had presented no major management problems but was noted to manipulate more vulnerable people and that there had been a suspicion that he might be inflaming relationships between patients or between patients and ward staff; and it was noted that he had re-commenced off-ward placements.
7.12 Also in March 1998, a nursing report indicated that the applicant continued to
exhibit manipulative behaviour and to test the limits placed upon him. It was
noted that he could be dominating, abusive, intolerant and threatening to those
he perceived as less capable. He had threatened to attack a fellow patient if
made to share the same dining table. He had been involved in a number of
verbal confrontations with his peers over the previous year.
7.13 In addition to the duty contained in Section 62(2) of the 1984 Act on the
Responsible Medical Officer to report to the Secretary of State at least
annually on a restricted patient, the appropriateness of continued detention
and treatment of patients at the State Hospital is systematically (and it
appears annually) reviewed by a body known as the Medical Sub-Committee
(of the former State Hospital Management Committee). [See the additional
material on this at paragraph 2.4 of the Note annexed hereto.] The Medical
Sub-Committee now has no legal status within the structure of the State
Hospital but performs this important expert, advisory, review role. The
persons who comprise the Medical Sub-Committee are usually selected as
senior practitioners of experience whose opinion, in the case of the psychiatrist
members, reflects the majority view of psychiatrists within Scotland generally.
This enables the practice of psychiatry within the State Hospital to remain
grounded in mainstream psychiatry from which it might otherwise become
disconnected.
7.14 In each of the years between 1993 and 1997, the Medical Sub-Committee had
reviewed the applicant's case and had concluded that he remained
appropriately detained under the 1984 Act although, over time, the diagnosis
had become one of anti-social personality disorder; but, in 1996, the
Committee had clearly hoped that the applicant would receive the psycho-
logical therapy which had been requested given the additional psychologists
newly on staff at the State Hospital; and, in 1997, the Committee was aware
that the possibility of transfer to Broadmoor Hospital Personality Disorder Unit was being pursued along with the opportunity to carry out the therapeutic
treatment work which was needed.
7.15 By the time the Medical Sub-Committee came to review the applicant's case in 1998, it was known that none of the psychological treatment planned since
1994, and expected at the State Hospital up to 1997, had taken place and that
the possibility of treatment on transfer to Broadmoor had been removed by the
decision referred to at Finding 7.10 above.
7.16 On 9 April 1998, the applicant was examined by a panel of the Medical Sub-
Committee of the State Hospital, comprising Dr Chiswick, Dr Morrison and
Mr Samuels a senior nurse. Following lengthy discussion, the Committee
concluded that the applicant was suffering from personality disorder, that is
to say a mental disorder which is a persistent one manifested only by
abnormally aggressive or seriously irresponsible conduct, but that medical
treatment in hospital was not likely to alleviate or prevent a deterioration of
his condition. After Dr White (the Responsible Medical Officer) returned to
duty from leave, he was informed of the view of the Medical Sub-Committee
and had a discussion with Dr Chiswick. Thereafter, the Medical Sub-
Committee confirmed its view. The applicant was told of the Committee's
view that he should be discharged, as was the Respondent.
7.17 In the light of the decision of the Medical Sub-Committee and after further,
extensive consultation with colleagues, outwith and within the State Hospital,
Dr White, the applicant Responsible Medical Officer, reviewed his opinion and changed his mind as to the treatability of the applicant. Not only was Dr
White's position a minority one, but it had become an isolated one; and when,
to that, was added his inability to secure and provide a treatment package
which would meet the applicant's clinical needs, the removal of the possibility
of the transfer to Broadmoor, together with the withdrawal of the support he
had hitherto received from the Medical Sub-Committee, Dr White concluded
that his position had become untenable. He therefore concluded that the view
which he had previously taken was against teaching within Scottish psychiatry
and was probably out of step with the majority view of practising psychiatrists,
including the majority of those who practised in his own sphere and speciality.
He made attempts to obtain a conditional discharge for the applicant but was
unable to find a consultant psychiatrist willing to act as his Responsible
Medical Officer whilst in the community on conditional discharge. The
psychiatric view was that, if he was to be in the community, it would require
to be on a basis of absolute discharge.
7.18 Since the Medical Sub-Committee told the applicant that he ought to be
discharged, there has been a marked improvement in him. He has been more
relaxed and more willing to co-operate with psychiatric services since then.
His security level has been reduced. He presently has full ground parole and
a key to his room. He attends art classes in the State Hospital and he has
some talent in drawing and painting.
8 Mental Disorder
8.1 The applicant presently suffers from a mental disorder, namely anti-social
personality disorder which, for present purposes, may also be described as
a psychopathic or dis-social personality disorder as defined in ICD-10
(International Classification of Diseases - 10th Version). It is a mental
disorder which is a persistent one, manifested only by abnormally aggressive
or seriously irresponsible conduct.
8.2 As to the degree of the mental disorder, it is undoubtedly of long-standing and
the applicant falls comfortably within the criteria laid down in said ICD-10.
8.3 The psychosis from which the applicant suffered at the time of the index
offences was likely to have been a substance-induced psychotic disorder. A
variety of drugs and alcohol, whether separately or in combination, are the
most likely substances involved. It is likely that the psychosis will recur if the
applicant was once more to resort to taking such substances and, in particular,
hallucinogens or amphetamine.
8.4 The applicant's use of drugs and alcohol are a manifestation of his anti-social
personality disorder.
9 Treatment
9.1 In the period until August 1992, the applicant was given anti-psychotic and
anti-depressant medication. He has not received any such medication since
then and there is no question that drug treatment would presently be
appropriate for him.
9.2 The applicant has, throughout his period in the State Hospital, been in a
protective, controlled and structured environment. The wards in which he
has been have had a high staff to patient ratio, have been staffed by trained
psychiatric nurses working under medical supervision using their psychiatric
nursing skills, a high level of observation, a high tolerance of aggressive or
hostile words and actions, intervening and counselling to avoid escalation,
and a minimising of opportunities to behave impulsively or aggressively. This falls within the definition of medical treatment in Section 125 of the 1984 Act.
Such an environment can, in some circumstances, amount to more than simply
components of care or than caring containment for patients able to benefit from it. To this extent, the applicant has received medical treatment in the State Hospital.
9.3 This would not however generally be considered by psychiatrists to constitute
medical treatment in the clinical sense. In essence, although therapeutic, it
involves containment within a safe location, preventing exposure to influences
which may trigger relapses. Psychiatrists would not generally consider it
appropriate to detain a person with uncomplicated anti-social personality
disorder if no specific medical treatment would be likely to be effective.
The security aspect of the State Hospital environment (which should prevent
access to alcohol or drugs or the opportunity to offend and should prevent
the patient deteriorating) can be distinguished from any therapeutic aspects
of the structured ward environment, and such security aspect is not medical
treatment as such.
9.4 The treatment plan which Dr White had prepared for the applicant included
- improvement of his anger management, relationship and problem solving
skills and generalised anxiety through psychology input
- provision of alcohol and drug counselling
- provision of a stimulating environment within the hospital
- remaining vigilant regarding possible security breaches.
While Dr White considered that the structured environment of the State
Hospital would be of help to the applicant, that was secondary to the much
more specific and focused treatments and interventions which he sought in
order to achieve the elements of the treatment plan. He sought focused
psychotherapy, whether cognitive, behavioural or psycho-dynamic.
9.5 There was not simply a therapeutic delay in the applicant receiving the
specific, focused, psychological treatment; it has never been made available
for him, nor is it presently available. Given the passage of time, the duration
of his condition, the events which have taken place and the applicant's own
motivation at different times, it is much less likely that the applicant would be
able to respond to treatment aimed at reduction of his desire for illicit drugs
and alcohol.
9.6 Despite the lack of evidence that such psychological interventions would be
made available to the applicant in the future if he continued to be detained in
the State Hospital, even if they were to be made available to him, he would not
necessarily need to receive any of them as an in-patient. On the contrary, there is advantage, as regards assessment of their efficacy, in providing such
treatment in the community.
9.7 The applicant attends weekly meetings within the State Hospital of Alcoholics
Anonymous, representatives of which voluntary organisation attend the
hospital. These meetings are not under medical direction or supervision and
are not medical treatment. The applicant would be able to continue to attend
such meetings in the community if he was discharged; he would intend to do
so and has located a meeting place of Alcoholics Anonymous which he would
intend to attend after discharge.
9.8 Any future transfer to Broadmoor is so beset with problems, difficulties and
uncertainties that it is scarcely now a practical proposition; accordingly, any
assessment now of the efficacy or outcome of treatment there is so speculative
as to be discounted for present purposes.
10 Treatability
10.1 While anti-social personality disorder is not an untreatable condition, the
literature and experience shows mixed and conflicting outcomes. There
appears to be no literature which would support the proposition that the
structured environment of the State Hospital would, alone, be likely to
alleviate or prevent deterioration of the condition of the applicant.
10.2 Age and the passage of time in the State Hospital (rather than any treatment)
may have led to some improvement in the condition of the applicant.
10.3 During his period in the State Hospital, the applicant has, for the most part,
been denied access to drugs or alcohol and he has benefited from this.
However, this has been as a result of the physical security of the State
Hospital and not as a result of the nursing and medical care available in
the structured environment. Physically denying the applicant drugs and
alcohol is an aspect of containment, and not medical treatment; and the
containment element of the State Hospital environment is not medical
treatment as such.
10.4 Although it was held earlier (in Finding 9.2) that the structured environment
of the State Hospital is capable of amounting to medical treatment and
capable of benefiting some patients, there was no evidence of the applicant's
condition being alleviated or prevented from deterioration as a consequence of
anything that could be described as medical treatment, and the symptoms of his personality disorder have continued. Thus, keeping in mind the distinction between reducing the propensity to abuse drugs and alcohol and mere reduction of the opportunity to do so, it is likely that the detention of the
applicant has led to the latter but not to the former. In this regard, his
present detention seems no different in its effect from that which would result
were the applicant in prison.
10.5 In the absence of any primary, focused therapeutic or other treatment, the only
treatment to which the applicant has been subject in the State Hospital has been the structured environment and nursing care under medical supervision. While this structured environment and nursing care in the regime of the State Hospital is medical treatment in the widest sense, it is not clinical treatment; while it may sometimes alleviate or prevent deterioration of condition, it has not done so in the recent past for the applicant and is not doing so at present.
10.6 Accordingly, since the medical treatment which the applicant has received and
is at present receiving has not alleviated or prevented and is not likely to
alleviate or prevent a deterioration of his condition, he does not meet the
"treatability test" and it is not appropriate for him to be liable to be detained in
a hospital for medical treatment, nor to remain liable to be recalled to hospital
for further treatment.
11 Conclusion
11.1 The applicant suffers from a mental disorder which is a persistent one
manifested only by abnormally aggressive or seriously irresponsible conduct;
but medical treatment in a hospital is not likely to alleviate or prevent a
deterioration of his condition: 1984 Act, Section 64 (1) (a) and Section 17
(1) (a) (i).
11.2 It is not appropriate for the applicant to remain liable to be recalled to hospital
for further medical treatment: 1984 Act, Section 64 (1) (c).
11.3 The applicant is entitled to absolute discharge from liability to detention:
1984 Act, Section 64 (1).
J DOUGLAS ALLAN, ESQ., SHERIFF OF SOUTH STRATHCLYDE, DUMFRIES
AND GALLOWAY AT LANARK
NOTE:
1 Introduction
1.1 This is an appeal under Section 63 (2) of the Mental Health ( Scotland) Act
1984 (hereinafter referred to as "the 1984 Act") seeking an order in terms of
Section 64 (1) (a) directing his absolute discharge. It is submitted on behalf
of the applicant that he no longer suffers from a mental illness which justifies
his detention as a restricted patient in terms of Sections 175 and 178 of the
Criminal Procedure (Scotland) Act 1975 (now Sections 58 and 59 of the
Criminal Procedure (Scotland) Act 1995); that he now suffers from a mental
disorder, namely a personality disorder which is a persistent one manifested
only by abnormally aggressive or seriously irresponsible conduct; that his
disorder is not susceptible to treatment which would alleviate or prevent a
deterioration of his condition; that he accordingly is no longer a person
liable to be detained in a hospital for treatment since he no longer meets
the criteria referred to in Section 64(1) (a) of the 1984 Act, under reference
to Section 17 (1) (a) (i).
1.2 It is open to the Secretary of State in terms of Section 68 (2) of the 1984 Act
to order the applicant's discharge; but the Secretary of State has declined to
do so. It is in these circumstances that the application is now made in terms
of Section 63 (2) of the 1984 Act. The respondent is the Secretary of State
for Scotland.
1.3 I heard evidence over four days (9, 28, 29 and 30 April 1999) when witnesses
gave oral evidence in supplement of written reports produced for this hearing
or on earlier occasions. In addition, evidence was given by Dr Derek Chiswick, who convened the Panel of Members of the Medical Sub-Committee which met with the applicant in April 1998 - the Panel also including Dr Margaret Morrison who gave evidence. The applicant himself did not give evidence.
The written medical reports were not significantly departed from in the oral
evidence of the witnesses. These were the reports of :
(i) Dr Thomas White, who was the Responsible Medical Officer of the
applicant in 1993-1994, who again became his Responsible Medical Officer
in January 1995 and remains so up to the present time, and whose report is in
process as:
The Report of 1 April 1999 (Item 2/2 of Process);
(ii) Dr John A Baird, who examined the applicant at the time of his admission
to the State Hospital in 1991/1992 and was his Responsible Medical Officer
in 1992/1993, and who examined the applicant on 22 March 1999 and whose
report is in process as:
The Report of 29 March 1999 (Item 2/1 of Process);
(iii) Dr Andrew H Reid, who examined the applicant on 5 March 1998 and
1 April 1999 and whose two reports are in process as:
The Report of 2 April 1998 (Item 4/1 of Process) and
The Report of 4 April 1999 (Item 4/2 of Process);
(iv) Dr Margaret A E Smith, who examined the applicant on 16 December
1997 and 2 April 1999 and whose two reports are in Process as:
The Report of 9 January 1998 (Item 4/3 of Process) and
The Report of 6 April 1999 (Item 4/4 of Process);
(v) Dr Margaret Morrison, who interviewed the applicant on 9 April 1998
in her capacity as a member of the Medical Sub-Committee and who examined
the applicant, at the request of Dr White (the applicant's Responsible Medical
Officer) on 17 March 1999, whose report is in Process as:
The Report of 7 April 1999 (Item 5 of Process).
There was also lodged a Psychological Report on the applicant prepared by Mr
Gerry Rooney and dated 18 March 1999 (Item 6 of Process) which, although
not spoken to in evidence by Mr Rooney, was referred to during some of the
evidence of the psychiatrist witnesses.
1.4 The applicant was represented by Mr G C Bell Q.C. and Mr S G Collins,
Advocate and Ms McKenna, Solicitor, and the Respondent was represented by
Mr R A McCreadie, Advocate, and Mrs Lyons, Solicitor. I heard submissions
on the evidence from Counsel on 20 May 1999.
2 General
2.1 The basis on which and the manner in which this appeal has been conducted
has been very greatly influenced by the decision and Opinions expressed in the
House of Lords in the case of
R -V- SECRETARY OF STATE FOR SCOTLAND 1999 SLT 279.
Although the approach to be adopted by the Sheriff when dealing with an
appeal under Section 64 of the 1984 Act is set out in the detailed guidance
from Lord Clyde, and although the matter is expressed in slightly different
form by Lord Hope, there is in fact no significant difference in the approach
to be adopted and as to the questions which require to be answered. Lord
Slynn agreed with both Lords Clyde and Hope and so, in essence, did Lord
Hutton. This being so, I have been content in dealing with this appeal, as
I was urged to do by Counsel for both the respondent and the applicant, to
adopt the approach set out by Lord Clyde (at page 294B-G). I did so in the
appeal by Michael Ferguson -v- The State Hospital Management Committee
in which my detailed decision is dated 26 April 1999 and I shall adopt the
same pattern in this appeal. (I should perhaps add that my references
hereafter to my decision in the case of Mr Ferguson are entirely for the
sake of brevity and clarity, and not for any other purpose).
2.2 The guidance provided by Lord Clyde incorporates the interpretation which
was given to Section 64 (1) of the 1984 Act by the House of Lords in that
case. Lord Hope put the approach adopted by the majority of their Lordships
as follows (page 287J):
"the issues to which the Sheriff is required to address his mind
when he is considering an application for discharge under
Section 64 (1) are the same as those which have to be
considered when an application is made under Section 18
(1) for admission to a hospital."
The criteria for admission to hospital under Section 18 are contained in Section 17 (1) of the 1984 Act. Section 17 (1) (a) (i) contains an important condition which requires to be satisfied:
"In the case where the mental disorder from which (a person)
suffers is a persistent one manifested only by abnormally aggressive
or seriously irresponsible conduct, such treatment is likely to
alleviate or prevent a deterioration of his condition."
Their Lordships held that this test, the so-called "treatability test", is
incorporated into the so-called "appropriateness test" in Section 64 (1)(a)
per Lord Hope at page 288J, where he approves that view as expressed by
Lord Macfadyen in the Inner House.
Lord Hope observes (at page 288H-I) :
"It is only if the 'treatability test' is satisfied that it will be
necessary to consider whether it is appropriate that that
treatment should be received by a person in a hospital
and, if so, whether it is necessary for his health or safety
or for the protection of other persons."
He continues (at page 288 J-K):
"The medical practitioner must ask himself first, what is
the mental disorder from which the person is suffering?
The next question, if it is of a kind which must pass the
treatability test, is whether that test is satisfied. Only
then can it be determined whether the treatment which
would have that effect makes it appropriate for him to
receive it in a hospital."
Thus, in the case of a patient who satisfies the condition in Section 17(1)
(a) (i) of the 1984 Act, the test contained therein must be satisfied.
2.3 Before applying Lord Clyde's guidance on how to deal with such an appeal
to the facts of the present case, I wish to deal with four preliminary matters.
The first concerns an issue which was raised by Counsel for the applicant in
his examination of the psychiatric witnesses. It is the hypothetical issue of
whether or not a patient such as the applicant, suffering only from a personality disorder, would be admitted to the State Hospital today.
(a) As in the Ferguson case, all of the psychiatric witnesses questioned on this
matter were very frank. Their evidence was that they would not admit the
applicant in terms of Section 17 of the 1984 Act as he presents today.
(b) This issue was raised before me in Ferguson, where I dealt with the matter
in some detail, concluding that I considered it appropriate to approach the case
of the applicant (Mr Ferguson) in the way in which Lord Hope (whose
approach had been supported by Lords Clyde and Lloyd) had approached the
case of Mr Reid in R -v- The Secretary of State for Scotland (already cited)
at pages 284 E-G, 287 E-G and 294 H-K, namely as a person liable to be
detained in hospital under a hospital order and in respect of whom Section
64(1) requires to be applied. I was also referred to the Opinion of the Court
(delivered by Lord McCluskey) in
WILKINSON -v- SECRETARY of STATE for SCOTLAND, 1999 SCLR 481. I followed the approach of Lord McCluskey and concluded that
consideration of such a hypothetical situation introduced a difficult and
unreal element which is not part of the facts of the case and has nothing to do
with the task of a Sheriff, whose task is to make his judgement on whether
the conditions for discharge are met in relation to a person who is presently
liable to be detained. I have not been persuaded that that approach is
incorrect or inappropriate and I propose to adopt it in this present case, that
is to say on the basis that the applicant has been since 1992 detained in hospital under a Hospital Order, and in respect of whom Section 64 (1) requires to be applied.
2.4 The second preliminary matter relates to the legal status of the Medical Sub-
Committee at the State Hospital following the abolition of the State Hospital
Management Committee. I consider it important to clarify this matter because
of uncertainty in both medical and legal minds, which affects matters of
substance as well as procedure. In this, I am grateful for the material
presented to me by Counsel for the Respondent, which has greatly helped in
clarifying the position.
(a) The State Hospital Management Committee was constituted by the
Secretary of State under and in terms of Section 91 (2) of and Schedule 1 to
the 1984 Act to manage the State Hospital on his behalf. Its membership and
procedure were regulated by The Mental Health (State Hospital Management
Committee, State Hospital, Carstairs : Membership and Procedure) (Scotland)
Regulations 1984 (SI 1984/294). Regulation 9 provided :
"Without prejudice to the generality of Regulation 8, the Management
Committee shall appoint a Sub-Committee, to be known as the Medical Sub-Committee, for the exercise on their behalf of their functions in relation to the admission and discharge of patients."
(b) Section 90 of the 1984 Act (dealing with the provision of State Hospitals
by the Secretary of State) and Section 91 (1) of the 1984 Act (providing that
State Hospitals were to be under the control and management of the Secretary
of State) were repealed by Section 2(3) of the State Hospitals (Scotland) Act
1994 (c.16).
(c) Article 3 of the State Hospitals Board for Scotland Order 1995 (SI 1995/
574) constituted a Special Health Board to be known as the State Hospitals
Board for Scotland. Article 4 of the Order conferred on the Board the duty
to provide State Hospitals with associated services for the mentally disordered
detained under the Mental Health (Scotland) Act 1984 who require treatment
in conditions of special security. The Order came into force on 1 April 1995.
(d) The Mental Health (State Hospital Management Committee, State Hospital, Carstairs) (Scotland) Transfer and Dissolution Order 1995 (SI 1995/575) also came into force on 1 April 1995. Under Article 2 thereof the property, rights and liabilities of the State Hospital Management Committee were transferred and vested on that date in the State Hospitals Board for Scotland. Under Article 3, the State Hospital Management Committee was dissolved.
(e) Although the Medical Sub-Committee has continued to exercise functions
within the State Hospital, including the review on an annual basis of the liability of patients to detention, these functions no longer have any statutory basis as a result of the dissolution of the State Hospital Management Committee. The Medical Sub-Committee is not a committee of the State Hospitals Board for Scotland. That said, however, I am happy to recognise that the Medical Sub-Committee performs an important, expert, advisory function within the State Hospital and is a valuable source of advice and expertise to the State Hospitals Board.
2.5 The third preliminary matter in effect flows from what is contained in
paragraph 2.4 above. Having received the clarification contained therein,
Counsel for the applicant moved to amend the name and designation of the
Respondent from "The State Hospital Management Committee" to "The
Secretary of State for Scotland". There was no objection to this and I allowed
it since it was clear that the Secretary of State was then the person entitled to
appear and oppose the application (although that will now have altered under
devolution arrangements and the appropriate respondent will be the First
Minister).
2.6 The fourth preliminary matter relates to an order which I made on 28 April
1999 at the invitation of Counsel for the applicant under Section 4(2) of the
Contempt of Court Act 1981. In that order, I restricted publicity regarding
accommodation and related matters which might be made available for the
applicant until the conclusion of the present appeal proceedings. Now that
proceedings have reached the present, determinative stage, I have written a
separate Interlocutor lifting the restriction which I imposed with effect from
the date of this decision.
3 I turn now to consider the application of the detail of Lord Clyde's guidance
to the evidence in this appeal.
3.1 Mental Disorder
As regards Section 64 (1) (a), the Sheriff must decide whether the applicant
has at the time of the hearing a mental disorder. If he is satisfied that he has
not, then he must order a discharge. I am satisfied that there is no dis-
agreement that the applicant has a mental disorder. All of the psychiatrists
who gave evidence did so to this effect and I also heard that that was also the
view of a number of others who did not give evidence but had had involvement in the applicant's case.
3.2 Nature and Degree of it
If he has a mental disorder, the Sheriff must identify the nature and degree of it.
(i) The witnesses all agreed that the applicant was suffering from a
personality disorder. Although this had only manifested itself
following his admission to the State Hospital on the basis of his
psychotic behaviour, there is a consistency in the medical files of the
applicant initially foreshadowing and later actually diagnosing the
anti-social personality disorder. Dr White identified it as anti-social
or psychopathic personality disorder. Dr Baird was in broad
agreement, describing the personality disorder as one manifested by,
inter alia, his anti-social, unstable and deteriorated lifestyle prior to
admission. Dr Reid described his disorder as dis-social personality
disorder (a synonym for anti-social or psychopathic personality
disorder) as defined in ICD-10 (International Classification of
Diseases - 10th Version). Dr Morrison confirmed in evidence that
the personality disorder she described in her report was anti-social
or personality disorder. Dr Smith was the only witness to describe
the disorder as borderline personality disorder. However, the fact
that Dr Smith prefers such a description is of little moment in the light
of the issues which I have to resolve.
(ii) As to the degree of it, although Dr Baird was of the opinion, having
regard to the degree of superficiality about the applicant and the way he imparted information, that he suffered from a "very significant degree of personality disorder", none of the other witnesses explicitly addressed this particular question. However, none of them suggested that the applicant was other than a person who clearly fell within the category of anti-social personality disorder. The consistent identification of that particular disorder not only by the witnesses but by other experts referred to in the applicant's case notes, their diagnoses being referred to in the various psychiatric reports, points to the applicant's disorder being of sufficient degree to be readily recognisable.
(iii) As to whether, in addition, the applicant suffers from any under-
lying psychosis, Dr Baird, who examined him on several occasions
after he was remanded to the State Hospital on 10 December 1991
from Glasgow Sheriff Court, concluded that he was psychotic; and
it was on the basis of that mental disorder - paranoid schizophrenia -
that he was detained in the State Hospital on 20 March 1992. At that
stage there was no consideration of personality disorder. However,
following admission to the State Hospital, the psychotic symptoms
subsided and he has shown no psychotic symptoms since August 1992;
nor has he received any anti-psychotic medication since then.
However, Dr White referred to and concurred in the Opinion of
Professor R Blackburn (Director of Research at Ashworth Hospital
who saw the applicant to provide a further Opinion in April 1995)
that his psychosis was not characteristic of typical schizophrenia but
was most likely to be due to his taking drugs. Dr Reid agreed, stating
that the gradual elimination of the psychosis was in keeping with the
natural history of substance-induced psychotic disorder. Clearly, if the psychosis was indeed drug-induced, it could return in future if the
applicant were again to abuse illicit drugs; Dr White considered that
it was likely to do so.
3.3 Nature of any Possible Treatment
The next issue to be determined is the matter of medical treatment in hospital.
The Court is required to consider the nature and effectiveness of any possible
treatment and to consider whether the "treatability test" is satisfied in cases of
psychopathic disorder.
Firstly, the nature of any possible treatment.
(i) The witnesses were, I believe, all aware of and were taking
careful note of the definition of medical treatment in Section 125
of the 1984 Act, namely:
" 'medical treatment' includes nursing, and also includes
care and training under medical supervision."
In R -v- SECRETARY OF STATE FOR SCOTLAND, Lord Hope
said of Section 125 (at page 289B):
"The definition is a wide one, which is sufficient to include
all manner of treatment, the purpose of which may extend
from cure to containment."
After referring to the treatability test, Lord Hope continued (at page
289 L):
"The expression 'medical treatment' is, as I have said,
given a wide meaning by Section 125 (1) of the Act. It
includes nursing, and it also includes care and training under
medical supervision. The width of the expression is not
diminished where it requires to be examined in the context
of the 'treatability test'. Medication or other psychiatric
treatment which is designed to alleviate or prevent a
deterioration of the mental disorder plainly falls within the
scope of the expression. But I think that its scope is wide
enough to include other things which are done for either of
those two purposes under medical supervision in the State
Hospital. It is also wide enough to include treatment which
alleviates or prevents a deterioration of the symptoms of the
mental disorder, not the disorder itself which gives rise to them.
Dr Thomas White, who is the applicant's Responsible Medical
Officer said in his report that there was evidence that the
applicant's anger management improves when he is in the
structured setting of the State Hospital in a supervised
environment. The environment is one which is set up and
supervised by the medical officers of the hospital. While the
question is one of fact for the Sheriff to decide on the facts
of each case, I consider that it will be open to him in such
circumstances to find that the 'treatability' test is satisfied."
(ii) It is possible to set out three broad categories of treatment which are
relevant to the present application:
(a) The first type of treatment is medication. In the applicant's
case, anti-psychotic medication in the form of chlorpromazine was
administered until August 1992 along with anti-depressant medication.
It is not clear from the evidence whether this medication - initially
administered in a high dose - eliminated the psychotic symptoms or
whether the absence of illicit drugs did so; but it is probably reasonable to assume that it was a combination of both.
Clearly this is treatment for the purposes of the definition in Section
125. However, in the present case, it was not suggested by any of
the witnesses that anti-psychotic medication should form part of a
treatment package for the applicant. Consequently, it may for present
purposes be ignored.
(b) Secondly, the structured environment of the State Hospital (in
the applicant's case the highly structured environment of Forth Ward,
where he has been since December 1994), providing structured
supervision under medical direction, with experienced nursing staff to
monitor and counsel him and to keep him away from alcohol and illicit
substances. I was satisfied on the evidence that this is not simply a
containment regime like that of a prison. The structured environment
of Forth Ward of the State Hospital includes a very controlled
environment, a very high staff to patient ratio, trained nursing staff
using their psychiatric nursing skills, a high level of observation, a
high tolerance of aggressive or hostile words and actions, intervening
and counselling to avoid escalation, and a minimising of opportunities to behave impulsively or aggressively. This is essentially what Dr Baird was referring to when he described the "sophisticated interactions" between the applicant and professional hospital staff "on the one hand maintaining a positive therapeutic relationship and on the other continuing to maintain limits and to discuss his present and past difficulties with him".
In the light of Lord Hope's approach, I consider that this structured
and supervised environment can clearly be "treatment" for the
purposes of Section 125; whether it is or not will be a matter of
fact based upon the evidence in each case.
I think that none of the witnesses disputed the existence of the
structured, caring environment and the input of trained nursing staff,
all under medical supervision.
Where the difference of view emerged was whether the elements of
that were, in themselves, "treatment" or simply components of care
in a detention setting. There was also some difference of view as to
whether what Dr Baird called the structured, therapeutic environment
of the State Hospital amounted to what the others variously called
primary treatment, active treatment, specific treatment, focused
treatment, goal-oriented treatment, clinical treatment - all of which
would be in addition to or over and above the underlying regime of
structured care.
While that divergence of view was never really resolved, what became
clear (as I shall deal with later) was that, while the structured
environment of Forth Ward of the State Hospital can in some
circumstances and for some patients able to benefit from it, amount to
medical treatment in its broadest or widest sense in terms of the
statutory definition, it is not likely on its own that that will alleviate
or prevent a deterioration of the patient's condition.
A number of the witnesses were also most anxious to differentiate
between, on the one hand, the security aspects of the State Hospital
environment which should prevent access to alcohol or drugs or the
opportunity to offend and which should prevent the patient
deteriorating or relapsing but which are not medical treatment as such
and, on the other, any therapeutic aspects of this structured ward
environment.
(c) Thirdly, there is the level of specific treatments. Dr White
summarised these when he described the further input (i.e. primary,
specific, focused treatments) which the applicant required in relation
to his propensity to abuse drugs, poor problem solving skills and
generalised anxiety. In his evidence, he referred to the psychological
treatment initiatives which he had wished (but had been unable to
realise), related to improvement of his anger management, relationship,
inter-action and problem solving skills, counselling regarding
substance abuse and a group-based approach to his anti-social
personality.
I am quite satisfied that these all clearly fall within the statutory
definition of "medical treatment" and, apart from Dr Baird, whose
position I deal with later, these were the elements which the
psychiatrist witnesses were comfortable in describing as clinical,
active or focused treatment.
I referred earlier to the specific, focused, psychological treatments
which Dr White sought in vain to have applied for the benefit of the
applicant; and I set out in Findings 7.3 and 7.4 the failure of the
State Hospitals Board for Scotland (or its predecessor Management
Committee) to provide that treatment for the applicant. That such
treatment was relevant, appropriate and necessary for the applicant
was generally agreed by all of the psychiatric witnesses who were
asked about it; but was specifically the subject of questions to Dr
Chiswick in the course of his evidence. Dr Chiswick is, of course,
a very experienced and highly respected Consultant Forensic
Psychiatrist whose view was that the most credible treatment
approaches to personality disorder in general in a clinical sense
involve psychotherapy, i.e. talking treatments either on a one-to-
one basis or in a specially supervised form of treatment known as
group psychotherapy which he explained further as designed to assist
the functioning of the patient, or the concept of the so-called
therapeutic community, involving a carefully monitored environment
in which inter-action, including social inter-action, is used to improve
or attempt to improve day-to-day functioning.
I do not have all the necessary information available to me in this
present forum to reach an informed and concluded view; but I have
to express my disappointment - to put it at its very lowest - that the
Board or Management Committee was unable to make the necessary
arrangements to provide the treatment which was considered clinically
necessary by the applicant's Responsible Medical Officer. Dr Baird
kindly and euphemistically spoke of a therapeutic delay in the applicant receiving the specific psychological treatment which Dr White sought; but it was much more than that. It has never been made available to the applicant from October 1994 nor is it presently available. I heard in evidence that the way the psychology service was delivered to the hospital was changed around the beginning of 1996. Before that, projects were hospital-wide; but during 1996, emphasis was placed on multi-disciplinary team working and psychologists were allocated to specific wards. However the service was delivered, the applicant missed out. I do not consider that staff turnover, re-structuring or re-arranging within the hospital provides an adequate or satisfactory explanation; if it was not available within the hospital, then perhaps it should have been "bought in" or other arrangements made. All I can say is that I do not consider that the applicant has been best-served by the State Hospital; and he has been denied the one form of primary, psychological treatments which are regarded as the most credible, clinical approaches to the type of personality disorder from which the applicant suffers.
3.4 Effectiveness of any Possible Treatment
As to the effectiveness of any possible treatment, in the light of Lord Clyde's
guidance, this issue is bound up with the question of whether the treatability
test is to apply - i.e. whether the applicant is a person falling within Section
17(1) (a) (i) as suffering a persistent disorder manifested only by abnormally
aggressive or seriously irresponsible conduct. If he is, then the treatment
must be likely to alleviate or prevent a deterioration of his condition. If he
is not, he must be discharged.
(i) The witnesses were unanimous that the personality disorder from
which the applicant was suffering fell within the definition contained in
Section 17 (1) (a) (i) and the matter requires to be considered in that light.
(ii) The key question is therefore whether medical treatment is likely
to alleviate or prevent a deterioration of the applicant's mental disorder,
or the symptoms of that disorder. The applicant's case is undoubtedly
an extremely difficult one and this has been the experience of everyone
who has become involved. It is also complicated by the fact that it is
not possible to look to exact or precise diagnoses or assessments; rather
one is dependant on professional opinions based upon experience and
knowledge and the matter becomes one of judgement, leading to valid
but differing conclusions.
It is also important to keep in mind that
(a) as I held in Findings 7.14 to 7.16, the view of the Medical Sub-
Committee changed in 1998 from having previously concluded that the
applicant remained appropriately detained under the 1984 Act, to a
view that he was no longer appropriately detained since medical treatment
in hospital was not likely to alleviate or prevent a deterioration in his
condition (and I heard evidence from Dr Chiswick and Dr Morrison who
were the psychiatrist members of the Sub-Committee and whose opinion
was subsequently homologated by Dr Zealley and the other members of
the Medical Sub-Committee); (b) that Dr Margaret A E Smith, also a
most distinguished and very experienced clinical forensic psychiatrist
changed her view from her conclusion in January 1998 that the applicant
suffered from a mental disorder, namely a personality disorder which was
a persistent one and of such a nature or degree that compulsory treatment in
hospital was appropriate to alleviate or prevent a deterioration of the condition
of the applicant, to her conclusion in April 1999 that, although he still suffered
from a personality disorder, it was no longer appropriate for him to be liable
to compulsory detention in hospital since treatment in hospital was not likely
to alleviate or prevent a deterioration in his condition, such treatment as he
needed being available in the community; and (c) that, as I held in Findings
7.16 and 7.17, Dr White, (the applicant's Responsible Medical Officer)
changed his view after learning of the changed view of the Medical Sub-
Committee and after consulting extensively with experienced colleagues
within and outwith the State Hospital.
While it is not possible to be completely confident, I am persuaded that these
changes of view were greatly influenced by the failure to secure the specific,
focused, psychological treatments or interventions sought by Dr White over
and above the structured environment of the State Hospital, and the inability
to proceed with the planned transfer of the applicant to the Personality
Disorder Unit at Broadmoor Hospital. Certainly, the changes of view are of
great significance.
Of all of the psychiatrists who gave evidence, Dr Baird was alone in
considering that the benefits flowing from the structured environment of the
State Hospital, were likely, on their own, to alleviate or prevent a deterioration
of the applicant's condition. As was indicated earlier, a number of witnesses
saw a difference between the security aspects and the therapeutic aspects of the State Hospital environment. Dr Baird was clear that the applicant had made progress in the seven years since his admission to the State Hospital.
Compared with his condition when he knew him earlier (from 1991-1993),
he was more accepting of his need for assistance and more engaged with the
hospital. This followed what Dr Baird described as the four stages involving
the active, psychotic symptoms being resolved, the settling-in to the hospital
and testing the limits, the close monitoring and assessment of his potential,
and the more recent increase in his freedoms along with deciding what should
happen next. He considered that the progress had involved both alleviation of
and prevention of deterioration in the applicant's condition and was due to the
medical and nursing care environment of the hospital - the security and
controlled environment, the therapeutic contact with clinical staff, the
maintenance of a positive relationship and the handling of problems in a
sensitive, clinical way.
Dr Baird concluded that the applicant's mental disorder was susceptible to
treatment which would continue to alleviate his condition and would prevent
a deterioration in his condition. The elements of this treatment were "the
professional staff associated with him in the hospital and the sophisticated
inter-actions which they have with him". In evidence, Dr Baird agreed that
he was describing the structured environment of the State Hospital and that
these "sophisticated inter-actions" were the most appropriate form of
treatment for the applicant. He also said that the sophistication lay in the
balancing of an empathetic relationship with the applicant against the need
to impose constraints and restraints on his behaviour, which required
particular forensic psychiatry expertise. The goal was to enable a patient
such as the applicant ultimately to gain some control and understanding of
himself, to enable him to move on to a less controlled setting. In this regard,
Dr Baird laid particular importance on obtaining more independent information about the applicant's background and his life prior to admission, including his offending in England and Scotland and the whole criminal record, so that he could understand to an even greater extent the reasons for his behaviour in the past.
The information which Dr Baird sought was absent from the files available
about the applicant and had not been obtained at the time of the applicant's
admission to the State Hospital from relatives, friends or contacts, nor from
police, medical or social service sources. Although Dr Baird considered that
only a body such as the State Hospital, with all its contacts, could obtain this
information, the hospital had not been able to obtain it earlier, and this included the period when Dr Baird himself was the applicant's Responsible Medical Officer. In reality, it is very difficult to accept that much of this further information will still be available or will be made available after the passage of so many years. While fully appreciating the therapeutic use to which Dr Baird envisaged this information being put, the fact that it has not been obtained hitherto seems to me, as was suggested by a number of the other
psychiatric witnesses, that it is unlikely now to be obtained and that its
importance is no greater now than it would have been years ago, perhaps
being used in association with the treatment then being sought by Dr White.
Dr Baird considered that another example of the complexity of the case was
that the applicant's case was longer-term rather than shorter-term. His
experience tended to suggest that, although people could be pessimistic in the
short term, in the longer term there could be change for the better. Dr Baird
also expressed caution against placing undue significance and giving undue
prominence to specific, focused and relatively short-term psychological or
counselling interventions. He was not opposed to them but considered that
they were not the whole answer. He appreciated the desire of energetic and
enthusiastic clinical staff seeking quicker outcomes as a result of modern,
psychiatric practises; but felt that the human condition was more complex than being susceptible to focused, programmes and courses, and needed a much more general and longer-term approach to deal with a complex, global
problem. He also observed on several occasions that the effectiveness of
the structured environment of the State Hospital tended to be overlooked
until one saw the nature of relationships in institutions, such as prisons, where
it did not exist and where progress such as the applicant had made did not
occur.
Although Dr Baird was alone amongst the psychiatrist witnesses in his view
of the effectiveness of the structured environment in alleviating the applicant's
condition and in preventing deterioration, and in his relative optimism about
the effectiveness of future treatment, because of his experience and the esteem
in which he is rightly held by his professional colleagues and by the Courts, his evidence requires to be examined with particular care. He has been a
Consultant Psychiatrist for 18 years and has worked exclusively in forensic
psychiatry, having spent 12 years in practice at the State Hospital and is
extremely familiar with psychopathy and its treatment. He was the
Responsible Medical Officer for the applicant from his admission until 1993
and he has been able to provide an opinion which is well-informed and yet now detached from day-to-day involvement. Although aware of the contrary
opinions of others, he was comfortable in his own opinion and in defending it.
Having considered the detail of the evidence of the other psychiatrists involved in this case, it is clear that they have reached different conclusions to those of Dr Baird based upon their clinical experience and judgement. Furthermore, all of these witnesses are highly regarded and experienced clinical psychiatrists, most of whom have had extensive forensic psychiatric experience and some of whom have had close and detailed experience of the workings, environment and regime at the State Hospital. It is also clear from the detailed and searching questioning to which they were all subjected that they had taken account of the factors and elements relied upon by Dr Baird but that none of them considered that the structured environment of the State Hospital was likely, on its own, to alleviate or prevent a deterioration of the applicant's condition.
Having given the most careful and anxious consideration to this conflict of
views, I have concluded that the weight of evidence is against Dr Baird's
view and I have accepted the majority view that such treatment as the
applicant has received from the structured, controlled and caring environment
at the State Hospital has not alleviated or prevented a deterioration of his
condition, and is not doing so.
I accept, of course, that it is so much a matter of opinion and judgement and
that it can never, for example, be said that a person such as the applicant has
not changed or has not benefited from the structured environment. Neverthe-
less, I also consider that I have been satisfied that it may never be possible to
alleviate a condition of anti-social personality disorder in the sense that it is
cured - I think it may always be there. As Dr Chiswick put it, with some
people, "It may be possible to help them live with the condition and to that
extent it is alleviated, and obviously that is the ideal to aim for. Prevention
of deterioration which is preventing it from getting worse is obviously a
second best".
In addition, although I accept that it is very difficult to assess, I have not
been satisfied that the condition of the applicant has been prevented from
deterioration because of the structured environment alone. I was not
satisfied that there was evidence of linking anything that could be called
treatment with the condition of the applicant either being alleviated or
prevented from deteriorating, nor that there was evidence that there was
a linkage or an effect of the controlled and therapeutic environment upon
the condition of the applicant.
Although the question of whether or not the treatability test is satisfied is
ultimately a matter of legal decision for the Court, based upon the facts of
each case, it is clearly medical evidence which will require to underpin the
application of the facts to the legal definition. The European Court of
Human Rights in the
WINTHERWERP CASE 1979/80 2EHRR 387 at paragraph 37
commented upon this in the context of the lawful detention of persons of
unsound mind in terms of Article 5 sub-paragraph 1 (e) of the Convention.
In particular they stressed that the sub-paragraph could not be taken as
permitting the detention of a person simply because his views or behaviour
deviated from the norms prevailing in a particular society. In paragraph 39,
the Court expresses its opinion on the correct approach to "lawfulness".
In particular the Court agreed with the Commission that there must be no
element of arbitrariness. No-one may be confined as a person of "unsound
mind" in the absence of medical evidence establishing that his mental state
is such as to justify his compulsory hospitalisation. Clearly, in approaching
an appeal under Section 64 of the 1984 Act, the domestic Court will require
to be mindful of that approach. There must therefore be medical evidence
establishing that continued compulsory hospitalisation is necessary or
appropriate.
(iii) As far as the specific treatments are concerned, Dr White made it clear
that, in the circumstances outlined in Finding 7.17, he had changed his mind
earlier this year about the treatability of the applicant's personality disorder.
After discussions with colleagues he had aligned his view with that of the
Medical Sub-Committee. In addition, it appeared to be accepted by Dr White
as his evidence that the most recent psychological information and report was
to the effect that the applicant would not necessarily require to be detained as
an in-patient to receive and participate in some psychological interventions.
In these circumstances and in the light of the evidence of the other witnesses,
I have concluded that there is insufficient evidence that the specific treatments
delineated by Dr White are a factor in this case. They have not been made
available and the evidence is unsatisfactory as to whether they would now be
likely to alleviate or prevent a deterioration in the applicant's condition.
In these circumstances, and upon the evidence, I have concluded that it has
not been shown that the medical treatment is likely to alleviate or prevent a
deterioration of the mental disorder of the applicant nor of the symptoms of
that disorder.
3.5 That being so, I am bound to grant a discharge of the applicant. Since the
treatability test is not satisfied, it is not necessary to consider whether it is
appropriate that that treatment should be received in a hospital, nor whether
it is necessary for his health or safety or for the protection of other persons
(Section 17(1) (b) of the 1984 Act).
In these circumstances, I have been satisfied that the applicant is not, at
present, suffering from mental disorder of a nature or degree which makes
it appropriate for him to be liable to be detained in a hospital for medical
treatment. In other words, the requirements of Section 64 (1) (a) have
been met (and I do not therefore require formally to consider Section
64 (1) (b) ).
3.6 Conditional Discharge
Finally, there is the matter of conditional discharge which is referred to in
Section 64 (2) of the 1984 Act. In R -V- SECRETARY OF STATE FOR
SCOTLAND, Lord Hope made it clear that conditional discharge is
incompatible with a failure to satisfy the treatability test. He said (at page
289 G - I):
"It is hard to reconcile an opinion that medical treatment in
a hospital is not, and never will be likely to alleviate the
condition or to prevent it from deteriorating with the view
that the Sheriff should be invited to order a conditional discharge."
and, eight lines further on, (at page 289 H), he continues:
"If the Sheriff is satisfied that medical treatment in a hospital is not
likely to alleviate or prevent a deterioration of the patient's condition,
he must direct the patient's absolute discharge. He cannot direct
a conditional discharge because the only purpose of a conditional
discharge is to enable the patient to be recalled to hospital for
"further treatment" - that is to say, in the case of those conditions
to which it applies, treatment which satisfies the "treatability test".
In other words, a conditional discharge is not an option in these
cases. If the "treatability test" cannot be satisfied, the only option
is an absolute discharge."
That is precisely the situation here, and I therefore am required to direct the
absolute discharge of the applicant.
It has therefore been in the light of these foregoing considerations that I have allowed the appeal.
In conclusion, I would add that I was greatly assisted in dealing with this appeal by the courteous, helpful and most able conduct of their cases by Counsel and their Solicitors and also by the well prepared and researched submissions. This has greatly aided my difficult task and I would wish to place on record my appreciation.