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You are here: BAILII >> Databases >> United Kingdom House of Lords Decisions >> R v Secretary of State for the Home Department, ex p. Brind [1991] UKHL 4 (07 February 1991) URL: http://www.bailii.org/uk/cases/UKHL/1991/4.html Cite as: [1991] UKHL 4, [1991] AC 696, [1991] 1 AC 696, [1991] 2 WLR 588, [1991] 1 All ER 720 |
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Parliamentary
Archives,
HL/PO/JU/18/251
Regina
v.
Secretary of State for the Home
Department (Respondent) ex
parte Brind and others (Appellants)
JUDGMENT
Die Jovis 7° Februarii 1991
Upon Report from the Appellate Committee to
whom was
referred the Cause Regina against Secretary of State for
the
Home Department ex parte Brind and others, That the
Committee
had heard Counsel as well on Monday the 19th as on
Tuesday the
20th, Wednesday the 21st and Thursday the 22nd days
of
November last, upon the Petition and Appeal of Donald
Malcolm
Brind of 30 Cloudesdale Road, London SW17, Fred Albert
Emery
of 4 Woodsyre, London SE26, Alexander Graham of 31
Stanhope
Gardens, London N6, Victoria Leonard of 138 Thorpedale
Road,
London N4, Scarlett McGwire of 102 Finsbury Park Road,
London
N4, Thomas Edward Nash of 25 Avenall Road, London N5 and
John
Edward Pilger of 57 Hambalt Road, London SW4, praying that
the
matter of the Order set forth in the Schedule thereto,
namely
an Order of Her Majesty's Court of Appeal of the 6th day
of
December 1989, might be reviewed before Her Majesty the
Queen
in Her Court of Parliament and that the said Order might
be
reversed, varied or altered or that the Petitioners might
have
such other relief in the premises as to Her Majesty the
Queen
in Her Court of Parliament might seem meet; as upon the
case
of the Secretary of State for the Home Department lodged
in
answer to the said Appeal; and due consideration had
this day
of what was offered on either side in this Cause:
Tt is Ordered and Adjudged, by
the Lords Spiritual and
Temporal in the Court of Parliament of Her
Majesty the Queen
assembled, That the said Order of Her Majesty's
Court of
Appeal (Civil Division) of the 6th day of December
1989
complained of in the said Appeal be, and the same is
hereby,
Affirmed and that the said Petition and Appeal be,
and the
same is hereby, dismissed this House: And it is
further
Ordered, That the Appellants do pay or cause to be
paid to the
said Respondent the Costs incurred by him in respect
of the
said Appeal, the amount thereof to be certified by the
Clerk
of the Parliaments if not agreed between the parties.
Cler: Parliamentor:
Judgment: 7.2.91
REGINA
v.
SECRETARY OF STATE FOR THE HOME DEPARTMENT
(RESPONDENT)
ex parte
BRIND AND OTHERS
(APPELLANTS)
Lord
Bridge of Harwich
Lord Roskill
Lord Templeman
Lord
Ackner
Lord Lowry
LORD BRIDGE OF HARWICH
My Lords,
This appeal has
been argued primarily on the basis that the
power of the Secretary
of State, under section 29(3) of the
Broadcasting Act 1981 and
under clause 13(4) of the Licence and
Agreement which governs the
operations of the BBC, to impose
restrictions on the matters which
the IBA and the BBC
respectively may broadcast may only be
lawfully exercised in
accordance with Article 10 of the European
Convention on Human
Rights. Any exercise by the Secretary of State
of the power in
question necessarily imposes some restriction on
freedom of
expression. The obligations of the United Kingdom, as a
party to
the Convention, are to secure to every one within its
jurisdiction
the rights which the Convention defines including
both the right to
freedom of expression under Article 10 and the
right under Article
13 to "an effective remedy before a
national authority" for any
violation of the other rights
secured by the Convention. It is
accepted, of course, by the
appellants that, like any other treaty
obligations which have not
been embodied in the law by statute,
the Convention is not part of
the domestic law, that the courts
accordingly have no power to
enforce Convention rights directly
and that, if domestic
legislation conflicts with the Convention, the
courts must
nevertheless enforce it. But it is already well settled
that, in
construing any provision in domestic legislation which is
ambiguous
in the sense that it is capable of a meaning which
either conforms
to or conflicts with the Convention, the courts
will presume that
Parliament intended to legislate in conformity
with the
Convention, not in conflict with it. Hence, it is
submitted, when
a statute confers upon an administrative authority
a discretion
capable of being exercised in a way which infringes
any basic
human right protected by the Convention, it may
similarly be
presumed that the legislative intention was that the
discretion
should be exercised within the limitations which the
Convention
imposes. I confess that I found considerable persuasive
force in
this submission. But in the end I have been convinced
that the
logic of it is flawed. When confronted with a simple
choice
between two possible interpretations of some specific
statutory provision, the
presumption whereby the courts prefer that
which avoids conflict
between our domestic legislation and our
international treaty
obligations is a mere canon of construction
which involves no
importation of international law into the
domestic field. But
where Parliament has conferred on the
executive an administrative
discretion without indicating the
precise limits within which it
must be exercised, to presume that
it must be exercised within
Convention limits would be to go far
beyond the resolution of an
ambiguity. It would be to impute to
Parliament an intention not
only that the executive should exercise
the discretion in
conformity with the Convention, but also that the
domestic courts
should enforce that conformity by the importation
into domestic
administrative law of the text of the Convention and
the
jurisprudence of the European Court of Human Rights in
the
interpretation and application of it. If such a presumption is
to
apply to the statutory discretion exercised by the Secretary
of
State under section 29(3) of the Act of 1981 in the instant
case,
it must also apply to any other statutory discretion
exercised by
the executive which is capable of involving an
infringement of
Convention rights. When Parliament has been
content for so long
to leave those who complain that their
Convention rights have
been infringed to seek their remedy in
Strasbourg, it would be
surprising suddenly to find that the
judiciary had, without
Parliament's aid, the means to incorporate
the Convention into
such an important area of domestic law and I
cannot escape the
conclusion that this would be a judicial
usurpation of the
legislative function.
But I do not accept that this
conclusion means that the
courts are powerless to prevent the
exercise by the executive of
administrative discretions, even when
conferred, as in the instant
case, in terms which are on their
face unlimited, in a way which
infringes fundamental human rights.
Most of the rights spelled out
in terms in the Convention,
including the right to freedom of
expression, are less than
absolute and must in some cases yield to
the claims of competing
public interests. Thus, Article 10(2) of
the Convention spells out
and categorises the competing public
interests by reference to
which the right to freedom of expression
may have to be curtailed.
In exercising the power of judicial
review we have neither the
advantages nor the disadvantages of
any comparable code to which
we may refer or by which we are
bound. But again, this surely does
not mean that in deciding
whether the Secretary of State, in the
exercise of his discretion,
could reasonably impose the
restriction he has imposed on the
broadcasting organisations, we
are not perfectly entitled to start
from the premise that any
restriction of the right to freedom of
expression requires to be
justified and that nothing less than an
important competing public
interest will be sufficient to justify it.
The primary judgment as
to whether the particular competing
public interest justifies the
particular restriction imposed falls to
be made by the Secretary
of State to whom Parliament has
entrusted the discretion. But we
are entitled to exercise a
secondary judgment by asking whether a
reasonable Secretary of
State, on the material before him, could
reasonably make that
primary judgment.
Applying these principles to the
circumstances of the case,
of which I gratefully adopt the full
account given in the speech of
my learned and noble friend Lord
Ackner, I find it impossible to
2 -
say that the Secretary of State
exceeded the limits of his
discretion. In any civilised and
law-abiding society the defeat of
the terrorist is a public
interest of the first importance. That
some restriction on the
freedom of the terrorist and his supporters
to propogate his cause
may well be justified in support of that
public interest is a
proposition which I apprehend the appellants
hardly dispute. Their
real case is that they, in the exercise of
their editorial
judgment, may and must be trusted to ensure that
the broadcasting
media are not used in such a way as will afford
any encouragement
or support to terrorism and that any
interference with that
editorial judgment is necessarily an
unjustifiable restriction on
the right to freedom of expression.
Accepting, as I do, their
complete good faith, I nevertheless
cannot accept this
proposition. The Secretary of State, for the
reasons he made so
clear in Parliament, decided that it was
necessary to deny to the
terrorist and his supporters the
opportunity to speak directly to
the public through the most
influential of all the media of
communication and that this
justified some interference with
editorial freedom. I do not see
how this judgment can be
categorised as unreasonable. What is
perhaps surprising is that
the restriction imposed is of such limited
scope. There is no
restriction at all on the matter which may be
broadcast, only on
the manner of its presentation. The viewer
may see the terrorist's
face and hear his words provided only that
they are not spoken in
his own voice. I well understand the
broadcast journalist's
complaint that to put him to the trouble of
dubbing the voice of
the speaker he has interviewed before the
television camera is an
irritant which the difference in effect
between the speaker's
voice and the actor's voice hardly justifies.
I well understand
the political complaint that the restriction may
be
counter-productive in the sense that the adverse criticism
it
provokes outweighs any benefit it achieves. But these
complaints
fall very far short of demonstrating that a reasonable
Secretary of
State could not reasonably conclude that the
restriction was
justified by the important public interest of
combating terrorism.
I should add that I do not see how reliance
on the doctrine of
"proportionality" can here advance
the appellants' case. But I
agree with what my noble and learned
friend Lord Roskill says in
his speech about the possible future
development of the law in
that respect.
I would dismiss the appeal.
LORD ROSKILL
My Lords,
I agree that this appeal must be
dismissed. For the reasons
given in the speech of my noble and
learned friend Lord Bridge of
Harwich which I have had the
advantage of reading in draft and
with which I entirely agree. I
add some observations of my own
only on one matter, namely, the
principle of "proportionality."
Reliance was placed on
behalf of the appellants upon a passage in
the speech of my noble
and learned friend, Lord Diplock, in
C.C.S.U. v. Minister for
the Civil Service [1985] AC 374 at 410,
where, after
establishing his triple categorisation of the fields in
which
judicial review might operate, he added:
- 3 -
"That is not to say that
further development on a case by
case basis may not in course of
time add further grounds. I
have in mind particularly the possible
adoption in future of
the principle of 'proportionality' which is
recognised in the
administrative law of several of our fellow
members of the
European Economic Community; but to dispose of the
instant
case the three already well-established heads that I
have
mentioned will suffice."
In that passage my noble and
learned friend was concerned
to make plain, first, that his triple
categorisation was not
exhaustive and, secondly, that the time
might come when further
grounds might require to be added notably
by reason of the
"possible adoption" of that principle
in this country. He clearly
had in mind the likely increasing
influence of Community law upon
our domestic law which might in
time lead to the further adoption
of this principle as a separate
category and not merely as a
possible reinforcement of one or more
of these three stated
categories such as irrationality. My noble
and learned friend
emphasized that any such development would be
likely to be on a
case by case basis. I am clearly of the view
that the present is a
not a case in which the first step can be
taken for the reason
that to apply that principle in the present
case would be for the
court to substitute its own judgment of what
was needed to
achieve a particular objective for the judgment of
the Secretary of
State upon whom that duty has been laid by
Parliament. But so
to hold in the present case is not to exclude
the possible future
development of the law in this respect, a
possibility which has
already been canvassed in some academic
writings.
LORD TEMPLEMAN
My Lords,
Freedom of expression is a
principle of every written and
unwritten democratic constitution.
That principle is not absolute;
there are exceptions. The
principle and the exceptions are the
subject of Article 10 of the
European Convention on Human Rights
and the decisions of the
European Court of Human Rights. The
United Kingdom adheres to the
Convention and Her Majesty's
Government are satisfied that the
laws of the United Kingdom are
in conformity with their
obligations under the Convention.
The Home Secretary, in the
exercise of powers conferred on
him by Parliament, has imposed
restrictions on freedom of
expression within the terms and for the
reasons set forth in the
evidence and in the speech of my noble
and learned friend, Lord
Ackner. The Home Secretary has forbidden
the television and
radio authorities knowingly to allow a member
or supporter of a
recognised terrorist organisation to make a live
transmission. The
Home Secretary has imposed this restriction
because, supported by
a majority of the members of the House of
Commons, he believes
that the live appearances of terrorist
members and supporters
cause outrage and fear and to give a wholly
false impression of
the strength and legitimacy of terrorism, thus
encouraging
terrorism which is a foul crime.
- 4 -
The discretionary power of the
Home Secretary to give
directions to the broadcasting authorities
imposing restrictions on
freedom of expression is subject to
judicial review, a remedy
invented by the judges to restrain the
excess or abuse of power.
On an application for judicial review,
the courts must not
substitute their own views for the informed
views of the Home
Secretary. In terms of the Convention, as
construed by the
European Court, a "margin of appreciation"
must be afforded to
the Home Secretary to decide whether and in
what terms a
restriction on freedom of expression is justified.
The English courts must, in
conformity with the Wednesbury
principles discussed by Lord
Ackner, consider whether the Home
Secretary has taken into account
all relevant matters and has
ignored irrelevant matters. These
conditions are satisfied by the
evidence in this case, including
evidence by the Home Secretary
that he took the Convention into
account. If these conditions are
satisfied, then it is said on
Wednesbury principles the court can
only interfere by way
of judicial review if the decision of the
Home Secretary is
"irrational" or "perverse."
The subject matter and date of the
Wednesbury principles
cannot in my opinion make it either
necessary or appropriate for
the courts to judge the validity of
an interference with human
rights by asking themselves whether the
Home Secretary has acted
irrationally or perversely. It seems to
me that the courts cannot
escape from asking themselves whether a
reasonable Secretary of
State, on the material before him, could
reasonably conclude that
the interference with freedom of
expression which he determined
to impose was justifiable. In terms
of the Convention, as
construed by the European court, the
interference with freedom of
expression must be necessary and
proportionate to the damage
which the restriction is designed to
prevent.
My Lords, applying these
principles I do not consider that
the court can conclude that the
Home Secretary has abused or
exceeded his powers. The broadcasting
authorities and journalists
are naturally resentful of any
limitation on their right to present a
programme in such manner as
they think fit. But the interference
with freedom of expression is
minimal and the reasons given by
the Home Secretary are
compelling.
I, too, would dismiss this appeal.
LORD ACKNER
My Lords,
In October 1988 the Government
reached the conclusion that
it was no longer acceptable in the
national interest that spokesmen
for terrorist organisations,
para-military organisations and those
who support them should have
direct access to television and
radio. The Secretary of State for
the Home Department, the
respondent, accordingly exercised his
powers under Clause 13 of
the Licence and Agreement between the
Secretary of State and
- 5 -
the British -Broadcasting
Corporation ("the BBC") and section 29 of
the
Broadcasting Act 1981. By directives, dated 19 October 1988,
as
further explained and defined in a letter dated 24 October 1988
from
the Home Office he required the BBC and the Independent
Broadcasting
Authority ("the IBA") to refrain from broadcasting
the
direct statements (not the reported speech) by a person
who
represents or purports to represent a specified organisation
or who
supports or solicits or invites support for such an
organisation.
The organisations concerned are
those proscribed under the
Prevention of Terrorism (Temporary
Provisions) Act 1984 and the
Northern Ireland (Emergency
Provisions) Act 1978 together with
Sinn Fein, Republican Sinn Fein
and the Ulster Defence
Association. These organisations are
involved in terrorism, or in
promoting or encouraging it, that is
to say they are organisations
which exist to further a political
aim by the use of violence. It
is an offence to belong to such
proscribed organisations or to
support any of them in particular
ways. Although not proscribed,
Sinn Fein, from which Republican
Sinn Fein broke away, is known
to be the political arm of the
Provisional Movement; its spokesmen
are apologists for the use of
violence for political ends. The
Ulster Defence Association is a
para-military organisation, some of
whose members engage in
terrorism, often claiming terrorist acts
in the name of the Ulster
Freedom Fighters, itself proscribed
under the Northern Ireland
emergency provisions. These facts
deposed to by Mr. Scoble, an
Assistant Under-Secretary of State in
the Home Office and Head of
the Broadcasting Department, in his
affidavit sworn on 15 March
1989, have not been challenged.
The appellants are neither the BBC
nor the IBA. They are
(with one exception) broadcast journalists
who are members of the
National Union of Journalists ("the
NUJ"). The exception is Mr.
Nash, who is employed by the NUJ
and who relies on broadcasting
for the provision of information
about current affairs.
The relevant legislative and contractual provisions
"(i) By sections 2 and 3
of the Broadcasting Act 1981 the
functions, duties and
powers of the IBA are defined.
"(ii) By section 4(1) of
the Broadcasting Act 1981, 'it shall be
the duty of the
Authority to satisfy themselves that, so far
as possible, the
programmes broadcast by the Authority
comply with the following
requirements' including:-
'(a) that nothing is included in
the programmes which
offends against good taste or decency or is
likely to
encourage or incite to crime or to lead to disorder
or
to be offensive to public feeling;
'(b) that a sufficient amount of
time in the programmes
is given to news and news features and that
all news
given in the programmes (in whatever form) is
presented
with due accuracy and impartiality,' and
'(f) that due impartiality is
preserved on the part of the
persons providing the programmes as
respects matters
of political or industrial controversy or
relating to
current public policy.'
- 6 -
"(iii) By section 29(3) of
the Broadcasting Act 1981, 'Subject to
sub-section (4) the
Secretary of State may at any time by
notice in writing require
the Authority [the IBA] to refrain
from broadcasting any matter or
classes of matter specified
in the notice; and it shall be the
duty of the Authority to
comply with the notice.'
"(iv) By Clause 13(4) of
the Licence and Agreement made
between the BBC and the
Secretary of State on 2nd April
1981, 'the Secretary of State may
from time to time
require the Corporation to refrain at any
specified time or
at all times from sending any matter or matters
of any
class specified in such notice."
The Directives
The text common to both directives is as follows:
"1. . . . to refrain from
broadcasting any matter which
consists of or includes -
any words spoken, whether in the
course of an interview or
discussion or otherwise, by a person who
appears or is heard
on the programme in which the matter is
broadcast where -
'(a) the person speaking the words
represents or
purports to represent an organisation specified
in
paragraph 2 below, or
'(b) the words support or solicit
or invite support
for such an organisation,
other than any matter specified in paragraph 3 below.
2. The organisations referred
to in paragraph 1 above
are -
'(a) any organisation which is for
the time being a
proscribed organisation for the purposes of
the
Prevention of Terrorism (Temporary Provisions) Act
1984 or
the Northern Ireland (Emergency Provisions)
Act 1978; and
'(b) Sinn Fein, Republican Sinn
Fein and the Ulster
Defence Association.
3. The matter excluded from
paragraph 1 above is any
words spoken -
'(a) in the course of proceedings in Parliament, or
'(b) by or in support of a
candidate at a
parliamentary, European parliamentary or
local
election pending that election."
The essential parts of the
letter of 24 October, which
further defined and
explained the directives, read as follows:
- 7 -
"It was asked whether the
Notice applied only to direct
statements by representatives of the
organisations or their
supporters or whether it applied also to
reports of the words
they had spoken. We confirmed, as the Home
Secretary has
made clear in Parliament, that the correct
interpretation
(and that which was intended) is that it applies
only to
direct statements and not to reported speech, and that
the
person caught by the Notice is the one whose words
are
reported and not the reporter or presenter who reports
them.
Thus the Notice permits the showing of a film or
still picture of
the initiator speaking the words together
with a voice-over
account of them, whether in paraphrase or
verbatim. We confirmed
that programmes involving the
reconstruction of actual events,
where actors use the
verbatim words which had been spoken in
actuality are
similarly permitted.
"For much the same reason, we
confirmed that it was not
intended that genuine works of fiction
should be covered by
the restrictions, on the basis that the
appropriate
interpretation of 'a person' in paragraph 1 of the
Notice is
that it does not include an actor playing a character.
"The BBC also asked whether a
member of an organisation
or one of its elected representatives
could be considered as
permanently representing that organisation
so that all his
words, whatever their character, were covered by
the
Notice. We confirmed that the Home Office takes the
view
that this is too narrow an interpretation of the word
'represents'
in paragraph l(a) of the text. A member of an
organisation cannot
be held to represent that organisation in
all his daily
activities. Whether at any particular instance
he is representing
the organisation concerned will depend
upon the nature of the
words spoken and the particular
context. Where he is speaking in a
personal capacity or
purely in his capacity as a member of an
organisation which
does not fall under the Notice (for example, an
elected
Council), it follows, from that interpretation, that
paragraph
l(a) will not apply. Where it is clear, from the context
and
the words, that he is speaking as a representative of
an
organisation falling under the Notice, his words may not
be
broadcast directly, but (as mentioned above) can be
reported.
(He may, of course, come within the scope of
paragraph Kb), if his
words contain support for the
organisation.) Although there may be
borderline occasions
when this distinction will require a careful
exercise of
judgment, we believe that the great majority of
broadcast
material will fall clearly within one case or the
other."
It can thus be seen that the
directives, as further defined
and explained, do not restrict the
reporting of statements made by
terrorists or their supporters.
What is restricted is the direct
appearance on television of those
who use or support violence,
themselves making their statements
("actuality reporting"). Thus
the activities of
terrorist organisations and statements of their
apologists may
still be reported, as they are in the press; but such
persons are
prevented from making the statement themselves on
the television
and the radio. Publicity for their statements can be
achieved,
inter alia, by the dubbing of what they have said, using
- 8 -
actors to impersonate their
voices. These limited restrictions can
be contrasted with those
which have been in operation for many
years in the Republic of
Ireland, where not only is the direct
appearance on television of
those who use or support violence
banned, but even the very
statements which they make.
The issue
The appeal is concerned with a
challenge by way of judicial
review. It is contended by the
appellants that the Secretary of
State in issuing these directives
has acted unlawfully. The attack
has concentrated essentially on
section 29(3) of the Broadcasting
Act 1981, and for the purpose of
this appeal the point has not
been taken as to whether different
principles might be applied to
the contractual powers of the
Secretary of State under and by
virtue of clause 13(4) of the
Licence and Agreement. It is of
course common ground that section
29(3) gives to the Secretary of
State a wide discretion. The
issue, expressed quite shortly, is
whether in issuing these
directives he has exceeded his
discretionary powers, thus acting
ultra vires and therefore
unlawfully.
The Secretary of State's reasons for his action
The Secretary of State's decision
was the subject matter of
a statement made on 19 October in both
Houses of Parliament and
was followed by debates in both Houses.
The statement reads as
follows:
"For some time broadcast
coverage of events in Northern
Ireland has included the occasional
appearance of
representatives of paramilitary organisations and
their
political wings, who have used these opportunities as
an
attempt to justify their criminal activities. Such
appearances have caused widespread
offence to viewers and
listeners throughout the United Kingdom,
particularly just
after a terrorist outrage.
"The terrorists themselves
draw support and sustenance from
access to radio and television -
from addressing their views
more directly to the population at
large than is possible
through the press. The Government have
decided that the
time has come to deny this easy platform to those
who use
it to propagate terrorism. Accordingly, I have today
issued
to the Chairmen of the BBC and the IBA a notice, under
the
licence and agreement and under the Broadcasting Act
1981
respectively, requiring them to refrain from
broadcasting direct
statements by representatives of
organisations proscribed in
Northern Ireland and Great
Britain and by representatives of Sinn
Fein, Republican Sinn
Fein and the Ulster Defence Association. The
notices will
also prohibit the broadcasting of statements by any
person
which support or invite support for these organisations.
The
restrictions will not apply to the braodcast of proceedings
in
Parliament, and in order not to impair the obligation on
the
broadcasters to provide an impartial coverage of elections
the
notices will have a more limited effect during election
periods.
Copies of the notices have today been deposited in
- 9 -
the Library, and further copies
are available from the Vote
Office so that hon. Members will be
able to study their
detailed effect.
"These restrictions follow
very closely the lines of similar
provisions which have been
operating in the Republic of
Ireland for some years.
Representatives of these
organisations are prevented from
appearing on Irish
television, but because we have had no
equivalent
restrictions in the United Kingdom they can
nevertheless be
seen on BBC and ITV services in Northern Ireland,
where
their appearances cause the gravest offence, and in
Great
Britain. The Government's decision today means that both
in
the United Kingdom and in the Irish Republic such
appearances will
be prevented.
"Broadcasters have a
dangerous and unenviable task in
reporting events in Northern
Ireland. This step is no
criticism of them. What concerns us is
the use made of
broadcasting facilities by supporters of
terrorism. This is
not a restriction on reporting. It is a
restriction on direct
appearances by those who use or support
violence.
"I believe that this step
will be understood and welcomed by
most people throughout the
United Kingdom. It is a serious
and important matter on which the
House will wish to
express its view. For that reason, we shall be
putting in
hand discussions through the usual channels so that a
full
debate on the matter can take place at an early date."
On 2 November there was a debate
in the House of
Commons on the motion that: "This House
approves the Home
Secretary's action in giving directions to the
BBC and IBA to
restrict the broadcasting of statements made by
Northern Ireland
terrorists organisations and their apologists".
That motion was
carried by 243 votes to 179. On 8 December a
motion to take
note of the Home Secretary's action was debated and
agreed to
without a division in the House of Lords. The Secretary
of State's
reasons for taking the action complained of are set out
in the
Hansard Reports of those debates and were before your
Lordships.
The four matters which influenced the Secretary of
State were
highlighted by Mr. Scoble in his affidavit. These are:-
Offence had been caused
to viewers and listeners by the
appearance of the
apologists for terrorism, particularly after
a terrorist outrage.
Such appearances had afforded
terrorists undeserved publicity
which was contrary to the public
interest.
These appearances had
tended to increase the standing of
terrorist
organisations and to create a false impression that
support for
terrorism is itself a legitimate political opinion.
(4) Broadcast statements were
intended to have, and did in
some cases have, the effect of
intimidating some of those
at whom they were directed.
The Challenge
- 10 -
I now turn to the bases upon which
it is contended that the
Secretary of State exceeded his statutory
powers:-
1. The directives
frustrated the policy and the objects of the
1981 Act in
particular section 4 (1).
It is of course accepted by Mr.
Laws on behalf of the
Secretary of State that the discretion given
to him by section
29(3) is not an absolute or unfettered
discretion. It is a discretion
which is to be exercised according
to law and therefore must be
used only to advance the purposes for
which it was conferred. It
has accordingly to be used to promote
the policy and objects of
the Act (see Padfield and others v.
The Minister of Agriculture,
Fisheries and Food and others [1968] AC 997). It is further
accepted on behalf of the Secretary of
State that the powers
under section 29(3) can be properly
categorised as "reserve" powers
in the sense that they
are to be used infrequently. In fact they
have only been used once
previously.
In the Divisional Court and Court
of Appeal much was made
of the words in section 4(l)(f) - "due
impartiality". The argument
was not repeated before your
Lordships. I can find nothing in
paragraph 4(1)(f) to suggest that
the policy and objects of section
4(1) are in any way frustrated
by the Secretary of State's exercise
of his reserve powers where,
in the proper exercise of his
discretion, he considers it
appropriate to do so.
2. The directives were unlawful on "Wednesbury" grounds
Save only in one respect, namely
the European Convention
for the Protection of Human Rights and
Fundamental Freedoms,
which is the subject matter of a later
heading, it is not suggested
that the Minister failed to call his
attention to matters which he
was bound to consider, nor that he
included in his considerations
matters which were irrelevant. In
neither of those senses can it
be said that the Minister acted
unreasonably. The failure to
mount such a challenge in this appeal
is important. In a field
which concerns a fundamental human right
- namely that of free
speech - close scrutiny must be given to the
reasons provided as
justification for interference with that
right. Your Lordships'
attention was drawn to the case of Regina
v. Secretary of State
ex parte de Rothschild [1989] 1 All E.R.
933, a case which
concerned compulsory purchase and therefore
involved, albeit
somewhat indirectly, another fundamental human
right - the
peaceful enjoyment of one's possessions (see article 1
of the First
Protocol to the Convention). In that case Slade L.J.
at page 939
said:
"Given the obvious importance
and value to land owners of
their property rights, the abrogation
of those rights in the
exercise of his discretionary power to
confirm a compulsory
purchase order would, in the absence of what
he perceived
to be a sufficient justification on the merits, be a
course
which surely no reasonable Secretary of State would take."
Slade L.J. was in no sense
increasing the severity of the
Wednesbury test. He was applying
that part of it which requires
the decision-maker to call his
attention to matters that he is
- 11 -
obliged to consider. He was
emphasising the Secretary of State's
obligation to identify the
factors which had motivated his decision
so as to ensure that he
had overlooked none which a reasonable
Secretary of State should
have considered.
There remains however the
potential criticism under the
Wednesbury grounds expressed by Lord
Greene M.R. [1948] 1 K.B.
223, 234 that the conclusion was "so
unreasonable that no
reasonable authority could ever have come to
it." This standard
of unreasonableness, often referred to as
"the irrationality test",
has been criticised as being
too high. But it has to be expressed
in terms that confine the
jurisdiction exercised by the judiciary to
a supervisory, as
opposed to an appellate, jurisdiction. Where
Parliament has given
to a Minister or other person or body a
discretion, the court's
jurisdiction is limited, in the absence of a
statutory right of
appeal, to the supervision of the exercise of
that discretionary
power, so as to ensure that it has been
exercised lawfully. It
would be a wrongful usurpation of power by
the judiciary to
substitute its, the judicial view, on the merits and
on that basis
to quash the decision. If no reasonable Minister
properly
directing himself would have reached the impugned
decision, the
Minister has exceeded his powers and thus acted
unlawfully and the
court in the exercise of its supervisory role,
will quash that
decision. Such a decision is correctly, though
unattractively,
described as a "perverse" decision. To seek the
court's
intervention on the basis that the correct or objectively
reasonable
decision is other than the decision which the Minister
has made,
is to invite the court to adjudicate as if Parliament had
provided
a right of appeal against the decision - that is, to invite
an
abuse of power by the judiciary.
So far as the facts of this case
are concerned it is only
necessary to read the speeches in the
Houses of Parliament, and in
particular those of Mr. David Alton,
Lord Fitt and Lord
Jakobovits, to reach the conclusion, that
whether the Secretary of
State was right or wrong to decide to
issue the directives, there
was clearly material which would
justify a reasonable Minister
making the same decision. In the
words of Lord Diplock in The
Secretary of State for Education
and Science v. Tameside
Metropolitan Borough Council [1977] AC 1014 at 1064;-
"The very concept of
administrative discretion involves a
right to choose between mere
than one possible course of
action upon which there is room for
reasonable people to
hold different opinions as to which is to be
preferred".
In his speech in the House of
Commons on 2 November 1988
the Secretary of State in emphasising
the significance of imposing
a restriction, not on the reporting
of the material uttered by
terrorists and those supporting them,
but on their direct
appearance on television, said:-
"It is not simply that people
are affronted - we can live
with affront - by the direct access of
men of violence and
supporters of violence to television and
radio. That direct
access gives those who use it an air and
appearance of
authority which spreads further outwards the ripple
of fear
that terrorist acts create in the community. The
terrorist
act creates the fear and the direct broadcast spreads
it.
- 12 -
The men of violence and their
supporters have used this
access with skill. They do not hope to
persuade - this is
where we get into the cosy luxury of discussion
which is
unreal - but to frighten. So far from being outlaws
hunted
by the forces of law and order and pursued by the
courts,
they calmly appear on the screen and, thus, in the homes
of
their victims and the friends and neighbours of their
victims."
McCowan L.J., in his judgment,
pointed out that the
criticisms made by the appellants and their
supporters were not
wholly consistent. He quoted from the
affidavit of Donald
Malcolm Brind, a news producer for BBC
television news and
current affairs programmes. In his affidavit
he said:-
"... part of the process of
returning Northern Ireland to
"normal polities', is to draw
nationalist supporters back into
the political process, which
would be achieved by greater
consideration and expression of their
views rather than less."
He contrasted this with an
affidavit relied on by the
appellants from Jonathan Dimbleby, who
has worked both for the
BBC and Independent Television. In his
affidavit he says:-
"How much better it would be
if the electorate were
permitted to hear the weasel words, the
half-baked logic,
the mealy-mouthed falsehoods of the terrorists;
how much
better to see them subjected to thorough
cross-examination
in the full and merciless glare of the
television lens . . . ".
Your Lordships will, I am sure,
need no persuading that all
cross-examinations are not thorough.
Indeed there are occasions
where some may wonder whether an
incompetent cross-examination
is the product solely of lack of
preparation. A deficient cross-
examination can significantly
advance the terrorist's cause.
I entirely agree with McCowan L.J.
when he said that he
found it quite impossible to hold that the
Secretary of State's
political judgment that the appearance of
terrorists on programmes
increases their standing and lends them
political legitimacy, is one
that no reasonable Home Secretary
could hold. As the learned
Lord Justice observed "It is, it
should be noted, also the political
judgment of the terrorists, or
they would not be so anxious to be
interviewed by the media or so
against the Home Secretary's ban".
Mr. Lester has contended that in
issuing these directives the
Secretary of State has used a
sledgehammer to crack a nut. Of
course that is a picturesque way
of describing the Wednesbury
"irrational" test. The
Secretary of State has in my judgment used
no sledgehammer. Quite
the contrary is the case.
I agree with Lord Donaldson M.R.
who, when commenting on
how limited the restrictions were, said in
his judgment:
"They have no application in
the circumstances mentioned in
paragraph 3 (proceedings in the
United Kingdom Parliament
and elections) and, by allowing reported
speech either
verbatim or in paraphrase, in effect put those
affected in
no worse a position than they would be if they had
access
- 13 -
to newspaper publicity with a
circulation equal to the
listening and viewing audiences of the
programmes
concerned. Furthermore, on the applicants' own
evidence, if
the directives had been in force during the previous
twelve
months, the effect would have been minimal in terms of
air
time. Thus, ITN say that eight minutes twenty
seconds
(including repeats) out of 1200 hours, or 0.01%, of air
time
would have been affected. Furthermore, it would not have
been
necessary to omit these items. They could have been
recast into a
form which complied with the directives."
Thus the extent of the
interference with the right to
freedom of speech is a very modest
one. On the other hand the
vehemence of the criticism of the
Secretary of State's decision is
perhaps a clear indication of the
strength of the impact of the
terrorist message when he is seen or
heard expressing his views.
3. The Minister failed to
have proper regard to the European
Convention for the Protection
of Human Rights and
Fundamental Freedoms and in particular Article
10;
Article 10 reads as follows:
"1. Everyone has the right
to freedom of expression. This right
shall include freedom to hold
opinions and to receive and
impart information and ideas without
interference by public
authority and regardless of frontiers. This
Article shall not
prevent States from requiring the licensing of
broadcasting,
television or cinema enterprises.
"2. The exercise of these
freedoms, since it carries with it
duties and responsibilities,
may be subject to such
formalities, conditions, restrictions or
penalties as are
prescribed by law and are necessary in a
democratic society,
in the interests of national security,
territorial integrity or
public safety, for the prevention of
disorder or crime, for
the protection of health or morals, for the
protection of the
reputation or rights of others, for preventing
the disclosure
of information received in confidence, or for
maintaining the
authority and impartiality of the judiciary."
The Convention which is contained
in an international treaty
to which the United Kingdom is a party
has not yet been
incorporated into English domestic law. The
appellants accept that
it is a constitutional principle that if
Parliament has legislated and
the words of the statute are clear,
the statute must be applied
even if its application is in breach
of international law. In
Salomon v. Commissioners of Customs &
Excise [1967] 2 Q.B. 116
Dipiock L.J. at 143 stated:
"If the terms of the
legislation are clear and unambiguous
they must be given effect
to, whether or not they carry out
Her Majesty's treaty
obligations."
Much reliance was placed upon the
observations of Lord
Diplock in Garland v. British Rail
[1983] 2 AC 751 when he said
(at 771):
- 14 -
"... it is a principle of
construction of United Kingdom
statutes . . . that the words of a
statute passed after the
Treaty has been signed and dealing with
the subject matter
of the international obligation of the United
Kingdom, are
to be construed, if they are reasonably capable of
bearing
such a meaning, as intended to carry out the obligation,
and
not to be inconsistent with it."
I did not take the view that Lord
Diplock was intending to
detract from or modify what he had said
in Salomon's case.
It is well settled that the
Convention may be deployed for
the purpose of the resolution of an
ambiguity in English primary or
subordinate legislation. The case
of Reg. v. Chief Immigration
Officer, Heathrow Airport and
another, Ex parte Salamat Bibi
[1976] 1 W.L.R. 979 concerned a
lady who arrived at London
Airport from Pakistan with two small
children saying that she was
married to a man who was there and
who met her. She was
refused leave to enter and an application was
made for an order
of certiorari and also for mandamus on the
ground that she ought
to have been treated as the wife of the man
who met her at the
airport. During the course of argument a
question arose about the
impact of the Convention and in
particular Article 8 concerning
the right to private and family
life and the absence of
interference by a public authority with
that right.
In his judgment at p. 984 Lord Denning M.R. said:-
"The position as I understand
it is that if there is any
ambiguity in our statutes, or
uncertainty in our law, then
these courts can look to the
Convention as an aid to clear
up the ambiguity and uncertainty . .
. but I would dispute
altogether that the Convention is part of
our law. Treaties
and declarations do not become part of our law
until they
are made law by Parliament."
In his judgment at p. 988 Geoffrey Lane L.J. said:
"It is perfectly true that
the Convention was ratified by this
country . . . nevertheless,
the Convention, not having been
enacted by Parliament as a
statute, it does not have the
effect of law in this country;
whatever persuasive force it
may have in resolving ambiguities it
certainly cannot have
the effect of overriding the plain
provisions of the Act of
1971 and the rules made thereunder."
This decision was followed in
Fernandes v. Secretary of
State for the Home Department
[1981] Imm. A.R. 1 - another case
where Article 8 of the
Convention was relied upon and where the
Court of Appeal held that
the Secretary of State in exercising his
statutory powers was not
obliged to take into account the
provisions of the Convention, it
not being part of the law of this
country. The Convention is a
treaty and may be resorted to in
order to help resolve some
uncertainty or ambiguity in municipal
law. These decisions were
most recently followed by the Court of
Appeal in Chundawadra v.
Immigration Appeal Tribunal [1988] Imm.
A.R. 161.
- 15 -
Mr. Lester contends that section
29(3) is ambiguous or
uncertain. He submits that although it
contains within its wording
no fetter upon the extent of the
discretion it gives to the
Secretary of State, it is accepted that
that discretion is not
absolute. There is however no ambiguity in
section 29(3). It is
not open to two or more different
constructions. The limit placed
upon the discretion is simply that
the power is to be used only for
the purposes for which it is was
granted by the legislation (the so-
called Padfield doctrine) and
that it must be exercised reasonably
in the Wednesbury sense. No
question of the construction of the
words of section 29(3) arises,
as would be the case if it was
alleged to be ambiguous, or its
meaning uncertain.
There is yet a further answer to
Mr. Lester's contention.
He claims that the Secretary of State
before issuing his directives
should have considered not only the
Convention (it is accepted that
he in fact did so) but that he
should have properly construed it
and correctly taken it into
consideration. It was therefore a
relevant, indeed a vital, factor
to which he was obliged to have
proper regard pursuant to the
Wednesbury doctrine, with the result
that his failure to do so
rendered his decision unlawful. The
fallacy of this submission is
however plain. If the Secretary of
State was obliged to have
proper regard to the Convention, i.e. to
conform with Article 10,
this inevitably would result in
incorporating the Convention into
English domestic law by the back
door. It would oblige the Courts
to police the operation of the
Convention and to ask itself in
each case, where there was a
challenge, whether the restrictions
were "necessary in a democratic
society . . ." applying
the principles enunciated in the decisions of
the European Court
of Human Rights. The treaty, not having been
incorporated in
English law, cannot be a source of rights and
obligations and the
question - did the Secretary of State act in
breach of Article 10
- does not therefore arise.
As was recently stated by Lord
Oliver of Aylmerton in J.H.
Rayner Ltd. v. Dept. of Trade
(The "International Tin Council
Case") [1990] 2 A.C. 418
at 500:
"Treaties, as it is sometimes
expressed, are not self-
executing. Quite simply, a treaty is not
part of English law
unless and until it has been incorporated into
the law by
legislation. So far as individuals are concerned, it is
res
inter alios acta from which they cannot derive rights and
by
which they cannot be deprived of rights or subjected
to
obligations; and it is outside the purview of the court
not
only because it is made in the conduct of foreign
relations,
which are a prerogative of the Crown, but also because,
as
a source of rights and obligations, it is irrelevant.
4. The Secretary of
State has acted ultra vires because he has
acted in "in a
disproportionate manner"
This attack is not a repetition of
the Wednesbury
"irrational" test under another guise.
Clearly a decision by a
Minister which suffers from a total lack
of proportionality will
qualify for the "Wednesbury
unreasonable" epithet. It is, ex
hypothesi, a decision which
no reasonable Minister could make.
This is, however, a different
and severer test.
- 16 -
Mr. Lester is asking your
Lordships to adopt a different
principle - the principle of
"proportionality" which is recognised in
the
administrative law of several members of the European
Economic
Community. What is urged is a further development in
English
administrative law, which Lord Diplock viewed as a
possibility in
C.C.S.U. v. Minister for the Civil Service [1985] A.C.
375
at 410.
In his written submissions, Mr.
Lester was at pains to record
"that there is a clear
distinction between an appeal on the merits
and a review based on
whether the principle of proportionality has
been satisfied".
He was prepared to accept that to stray into the
realms of
appellate jurisdiction involves the Courts in a wrongful
usurpation
of power. Yet in order to invest the proportionality
test with a
higher status than the Wednesbury test, an inquiry into
and a
decision upon the merits cannot be avoided. Mr. Pannick's
(Mr.
Lester's junior) formulation - could the Minister reasonably
conclude
that his direction was necessary - must involve balancing
the
reasons, pro and con, for his decision, albeit allowing him "a
margin
of appreciation" to use the European concept of the
tolerance
accorded to the decision-maker in whom a discretion has
been
vested. The European test of "whether the
interference
complained of corresponds to a pressing social need"
must
ultimately result in the question - is the particular
decision
acceptable? - and this must involve a review of the
merits of the
decision. Unless and until Parliament incorporates
the Convention
into domestic law, a course which it is well-known
has a strong
body of support, there appears to me to be at present
no basis
upon which the proportionality doctrine applied by the
European
Court can be followed by the courts of this country.
I would accordingly dismiss this appeal with costs.
LORD LOWRY
My Lords,
I agree with your Lordships that
this appeal should be
dismissed. In particular I agree with the
observations of my noble
and learned friend Lord Ackner, whose
speech relieves me from
the need to consider the matter in detail
and, taken in conjunction
with the other observations which have
fallen from your Lordships,
could well be thought to render
unnecessary any contribution by
me to the debate.
But the inspiration for the
appellants' argument, if not
perhaps the facts on which the
argument is based, is closely linked
with the principle of freedom
of speech in a democratic society,
so far as compatible with the
safety of the state and the well-
being of its citizens, which may
provide a reason for me to say
something.
The directions complained of have
been the occasion for an
eloquent vindication of freedom of
expression and the freedom to
hold opinions and to impart and
receive information, which is
supported by affidavit evidence, the
appellants' printed case and
counsel's submissions. The case avers
that it is clear on the
- 17 -
evidence that the directions
"remove an important aspect of
editorial control from the
broadcasters to the Government" and
"prevent the public
from being shown (sic) material which may
assist to inform them as
to current affairs in Northern Ireland"
and "oblige
broadcasters to make difficult decisions as to whether
the
material to be broadcast falls within or without the
directions".
It is further asserted that "the inevitable consequence
of
the directions will be to hinder the communication of ideas
and
information about Northern Ireland to the public and to
deter
broadcasters from reporting Northern Ireland politics."
Administrative acts which had the
effect contended for
might well be justified, but they would
certainly deserve the
closest scrutiny. My noble and learned
friend has, however, set
out the facts, which show that television
reporters and
commentators, as well as reporting and commenting
(like the press)
on oral and written statements attributed to
terrorists and
supporters of terrorism, can, by interviews and
other methods,
make films of terrorists and supporters of
terrorism which record
the appearance and gestures of the persons
depicted and the
precise content, accent and emphasis of the words
they use and
can show the films on television. The only
restriction is that, if
the speaker was representing or purporting
to represent an
organisation specified in the directions, or the
words used
supported or solicited or invited support for such an
organisation,
the voice of the speaker must not be heard;
on the other hand the
words of the speaker can be spoken by
someone else, who may be
a professional actor using the same local
accent, intonation and
emphasis as the original speaker used,
while the viewers see on
the screen that speaker, his facial
expression and his gestures, if
any. A true appreciation of
exactly what the Home Secretary's
directions involve makes
nonsense of the statement, adduced in
evidence before your
Lordships, that interviews can no longer be
shown on television
and also of the wider claim that television
reports of and
discussions concerning negotiations with and the
utterances and
activities of members of the scheduled organisations
and their
supporters are now impossible. Indeed, the issue which
seems to
arise is whether the disadvantage of exposing the
Government to
the misrepresentations of its attitude of which your
Lordships
have seen examples may outweigh the advantage to be
derived from
the directions themselves.
Put thus (accurately, as
appellants' counsel concede) the sole
restriction is on
transmitting the sound of the speaker's own voice.
Therefore
anything lost by either the broadcasters or the viewing
public is,
at best, only tenuously related to the freedoms in
defence of
which the present proceedings have been brought. My
noble and
learned friend Lord Ackner has drawn attention to the
reasons for
imposing this modest restriction which have been given
by the Home
Secretary and which, as McCowan L.J. has
effectively pointed out,
are not lacking in cogency. When, in
addition, one has regard to
the "political exception" and to the
contrast between
the present directions and the restrictions which
have for 30
years existed in the Republic of Ireland, it is difficult
to take
seriously the appellants' description of the directions as
the use
of a sledgehammer to crack a nut.
Mr. Lester and his learned junior,
Mr. Pannick, put the
appellants' case with force and skill,
presenting a variety of tests,
- 18 -
as your Lordships have already
noted, by which to judge the
impugned directions. For my own part,
I do not see how the
modest invasion of liberties which has
occurred in this case could
fail to satisfy any of the criteria
which have been suggested,
including those criteria which, in
point of law, I, in common with
your Lordships, have found
unacceptable.
I might be content to leave the
matter thus, but what
seems to me to give this case its importance
is the variety and
the potential effect of the legal weaponry
which the appellants
have deployed and the zeal with which the
respondent has met the
assault, as if both parties were concerned
to fight an impending
battle in principle as well as the present
one in practice.
Because they are of general
importance, I will mention just
two points, which are closely
related, the test of unreasonableness
in judicial review and the
doctrine of proportionality.
The kind of unreasonableness for
which a court can set
aside an administrative act or decision is
popularly called
"Wednesbury unreasonableness"
from the name of the famous case
reported at [1948] 1 KB 223 in
which Lord Greene M.R. spoke of
a decision "so absurd that no
sensible person could ever dream
that it lay within the powers of
the authority". In the Tameside
case [1977] AC 1014,
1026 Lord Denning M.R. referred to
decisions "so wrong that
no reasonable person could sensibly take
that view". In
C.C.S.U. v. Minister for the Civil Service [1985]
A.C. 374,
410 Lord Diplock, having used irrationality as a synonym
of
Wednesbury unreasonableness, said that "it applies to a
decision
which is so outrageous in its defiance of logic or of
accepted
moral standards that no sensible person who had applied
his mind
to the question to be decided could have arrived at it",
while in
Nottinghamshire County Council v. Secretary of State
for the
Environment [1986] AC 240, 247 Lord Scarman, when
invited to
examine the detail and consequences of guidance given
by the
Secretary of State, said:
"Such an examination by a
court would be justified only if a
prima facie case were to be
shown for holding that the
Secretary of State had acted in bad
faith, or for an
improper motive, or that the consequences of his
guidance
were so absurd that he must have taken leave of
his
senses."
These colourful statements
emphasise the legal principle that
judicial review of
administrative action is a supervisory and not an
appellate
jurisdiction. I recall that in R. v. Nat Bell Liquors Ltd.
[1922] 2 AC 128, 156 Lord Sumner, admittedly speaking of an
attempted
challenge to the validity of court proceedings, said that
the
superior court's jurisdiction was one "of supervision, not
of
review."
I believe that the subject is
nowhere better discussed than
by Sir William Wade in Chapter 12
"Abuse of Discretion" (pp. 388-
462) of his
authoritative textbook "Administrative Law" 6th
edition
(1988). The learned author, with the aid of examples
covering
more than a century, clearly demonstrates that what we
are
accustomed to call Wednesbury unreasonableness is a
branch of the
abuse, or misuse, of power: the court's duty is not
to interfere
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with a discretion which Parliament
has entrusted to a statutory
body or an individual but to maintain
a check on excesses in the
exercise of discretion. That is why it
is not enough if a judge
feels able to say, like a juror or like a
dissenting member of the
Cabinet or fellow-councillor, "I
think that is unreasonable; that is
not what I would have done."
It also explains the emphatic
language which judges have used in
order to drive home the
message and the necessity, as judges have
seen it, for the act to
be "so unreasonable that no
reasonable Minister etc would have
done it." In that strong,
and necessary, emphasis lies the danger.
The seductive voice of
counsel will suggest (I am not thinking
specifically of the
present case) that, for example, Ministers, who
are far from
irrational and indeed are reasonable people, may
occasionally be
guilty of an abuse of power by going too far. And
then the court
is in danger of turning its back not only on the
vigorous language
but on the principles which it was intended to
support. A less
emotive, but, subject to one qualification, reliable
test is to
ask, "Could a decision-maker acting reasonably
have
reached this decision?" The qualification is that the
supervising
court must bear in mind that it is not sitting on
appeal, but
satisfying itself whether the decision-maker has acted
within the
bounds of his discretion. For that reason it is
fallacious for those
seeking to quash administrative acts and
decisions to call in aid
decisions of a Court of Appeal reversing
a judge's finding, it may
be on a question of what is reasonable.
To say what is reasonable
was the judge's task in the first place
and the duty of the Court
of Appeal, after giving due weight to
the judge's opinion, is to say
whether they agree with him. In
judicial review, on the other
hand, the task of the High Court is
as described above, and the
task of the Court of Appeal and, when
necessary, this House is to
decide whether the High Court has
correctly exercised its
supervisory jurisdiction.
Of course, whichever kind of
jurisdiction is being exercised
on the subject of reasonableness,
there is bound to be a subjective
element in the decision. There
is no objective standard in either
case which would allow the
result to be foretold with certainty.
The important requirement,
however, is to ask the right question.
The appellants have relied on the
doctrine of proportionality.
That is, in one sense of the word, a
deeply rooted and well
understood idea in English law. In a claim
for damages for
personal injuries suffered by a workman allegedly
through his
employer's negligent system of work the court has to
weigh the
risk of an accident, the likely severity of the
consequences, the
expense and difficulty of taking precautions and
the resources of
the employer with a view to deciding whether the
employer failed
to take reasonable care for the safety of the
workman. In
another field, as counsel once contended in R. v.
Secretary of
State for Transport, Ex parte Pegasus Holdings
(London) Ltd. [1988]
1 W.L.R. 990, 1001D, proportionality is
simply a way of
approaching the Wednesbury formula: was the
administrative act or
decision so much out of proportion to
the needs of the situation as
to be "unreasonable" in
the Wednesbury sense?
Mr. Lester, however, frankly
relied on proportionality, a
well-known concept of European law,
as a doctrine calculated to
advance his cause further than
Wednesbury unreasonableness, but
conceded that there was a
clear distinction between an appeal on
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the merits and a review based on
the principle of proportionality.
Mr. Pannick equally frankly drew
the same distinction and posed
the test, "Could the Minister
reasonably conclude that his direction
was necessary?" Here,
of course, one comes back to the word
"reasonably". I
shall try to avoid repeating what has been said by
my noble and
learned friend Lord Ackner who has already referred
to such
phrases as "margin of appreciation" and "pressing
social
need".
In my opinion proportionality and
the other phrases are
simply intended to move the focus of
discussion away from the
hitherto accepted criteria for deciding
whether the decision-maker
has abused his power and into an area
in which the court will feel
more at liberty to interfere.
The first observation I would make
is that there is no
authority for saying that proportionality in
the sense in which the
appellants have used it is part of the
English common law and a
great deal of authority the other way.
This, so far as I am
concerned, is not a cause for regret for
several reasons:-
The decision-makers, very often
elected, are those to whom
Parliament has entrusted the
discretion and to interfere with
that discretion beyond the
limits as hitherto defined would
itself be an abuse of the
judges' supervisory jurisdiction.
The judges are not, generally
speaking, equipped by training
or experience, or furnished with
the requisite knowledge and
advice, to decide the answer
to an administrative problem
where the scales are evenly
balanced, but they have a much
better chance of reaching
the right answer where the
question is put in a
Wednesbury form. The same applies if
the judges'
decision is appealed.
Stability and relative
certainty would be jeopardised if the
new doctrine held
sway, because there is nearly always
something to be
said against any administrative decision and
parties who felt
aggrieved would be even more likely than
at present
to try their luck with a judicial
review
application both at first instance and on appeal.
The increase in
applications for judicial review of
administrative
action (inevitable if the threshold
of
unreasonableness is lowered) will lead to the expenditure
of
time and money by litigants, not to speak
of the
prolongation of uncertainty for all
concerned with the
decisions in question, and the taking up
of court time which
could otherwise be devoted to other matters.
The losers in
this respect will be members of the
public, for whom the
courts provide a service.
Volume 1(1) of Halsbury's Laws of
England 4th edition,
issued in 1989, recognises proportionality in
the context of
administrative law at p. 144 as follows:
"78. Proportionality. The
courts will quash exercises of
discretionary powers in which there
is not a reasonable
relationship between the objective which is
sought to be
achieved and the means used to that end, or where
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punishments imposed by
administrative bodies or inferior
courts are wholly out of
proportion to the relevant
misconduct. The principle of
proportionality is well
established in European law, and will be
applied by English
courts where European law is enforceable in the
domestic
courts. The principle of proportionality is still at a
stage
of development in English law; lack of proportionality is
not
usually treated as a separate ground of review in English
law,
but is regarded as one indication of manifest
unreasonableness."
(The High Court's decision in the
instant case is cited in the
copious footnotes to this paragraph
as the authority for the
concluding statement.)
It finally occurs to me that there
can be very little room
for judges to operate an independent
judicial review proportionality
doctrine in the space which is
left between the conventional
judicial review doctrine and the
admittedly forbidden appellate
approach. To introduce an
intermediate area of deliberation for
the court seems scarcely a
practical idea, quite apart from the
other disadvantages by which,
in my opinion, such a course would
be attended.
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