Citation and commencement

1. These Rules may be cited as the Criminal Justice Act 1987 (Preparatory Hearings) (Interlocutory Appeals) Rules 1988 and shall come into force on 31st October 1988.

Interpretation

2.-(1) In these Rules, unless the context otherwise requires-

"the Act of 1968" means the Criminal Appeal Act 1968(2) and

"the Act of 1987" means the Criminal Justice Act 1987(3);

"appellant" means an appellant under section 9(11) of the Act of 1987 including a person who has given notice of application for leave to appeal;

"judge of the court" means a judge of the High Court or the Court of Appeal;

"the principal Rules" means the Criminal Appeal Rules 1968(4);

"registrar" means the registrar of criminal appeals of the Court of Appeal; and

"respondent" means a party in whose favour is made the order or ruling, or part thereof, appealed against by the appellant.

(2) In reckoning any period of time for the purposes of these Rules, where, apart from this paragraph, the period in question, being a period of 7 days or less, would include a Saturday, Sunday or bank holiday, Christmas Day or Good Friday, that day shall be excluded.

In this paragraph "bank holiday" means a day which is, or is to be observed as, a bank holiday, or a holiday, under the Banking and Financial Dealings Act 1971(5), in England and Wales.

(3) Any reference in these Rules to a rule is a reference to a rule contained in these Rules.

Notice of appeal

3.-(1) An application to the judge of the Crown Court for leave to appeal under section 9(11) of the Act of 1987 shall be made orally within two days of the making of the order or ruling to which it relates.

(2) Unless the application is made on the occasion of the order or ruling to which it relates, the appellant shall serve notice in writing thereof, specifying the grounds of the application, on the appropriate officer of the Crown Court and on all parties to the hearing directly affected by the order or ruling in question.

(3) The appellant shall within seven days from the said order or ruling serve notice of appeal therefrom or, as the case may be, of an application to the Court of Appeal for leave to appeal on-

(a)the registrar;

(b)the appropriate officer of the Crown Court; and

(c)all parties to the preparatory hearing directly affected by the said order or ruling.

(4) The time for giving notice under paragraph (3) above may be extended, before or after it expires, by the Court of Appeal.

(5) A notice of appeal or of an application for leave to appeal shall be in Form IA(1).

(6) If notice in writing of an application for leave to appeal was, under paragraph (2) above, served on the Crown Court, a copy thereof shall accompany the notice of appeal or, as the case may be, of an application for leave to appeal required under paragraph (3) above to be served on the registrar.

(7) Notice of appeal or of an application for leave to appeal may be given either in respect of the whole or any part of the order to which it relates and shall-

(a)specify any question of law in respect of which the appeal is brought and, where appropriate, such facts of the case as are necessary for its proper consideration;

(b)summarise the arguments intended to be put to the Court of Appeal; and

(c)specify any authorities intended to be cited.

(8) Where the judge of the Crown Court has given leave to appeal the notice of appeal shall state that fact and specify the grounds on which leave is given.

(9) Notice of appeal or of an application for leave to appeal shall be accompanied by any documents or other things (or copies thereof) necessary for the proper determination of the appeal or application.

Respondent's notice

4.-(1) Upon receiving notice of appeal or of an application for leave to appeal, the respondent if he desires to oppose the appeal, shall, within seven days of receipt of the notice, serve a notice in Form IA(2) on the registrar,-

(a)stating the date on which the appellant's notice was received by the respondent;

(b)summarising his response to the arguments of the appellant; and

(c)specifying the authorities which he intends to cite,

and shall at the same time serve a copy thereof on the appellant and any other party to the proceedings directly affected by the order or ruling and on the appropriate officer of the Crown Court.

(2) The time for giving notice under this rule may be extended, either before or after it expires, by the Court of Appeal.

Persons in custody

5.-(1) A person in custody shall be entitled to be present on the hearing of an appeal, or an application for leave to appeal, under section 9(11) of the Act, to which he is a party.

(2) Except as provided by paragraph (1) above, a person in custody shall not be entitled to be present on the hearing of an appeal, or an application for leave to appeal, under the said section 9(11), except-

(a)on an application to the Crown Court for leave to appeal, with the leave of the judge; or

(b)on an appeal, or an application to the Court of Appeal for leave to appeal, with the leave of the Court.

(3) An application for leave to be present under paragraph (2) above may be made-

(a)by serving notice in Form IA(3) on the registrar; or

(b)orally to the judge or the Court.

Supply of documentary and other exhibits

6. Rule 8 of the principal Rules (supply of documentary and other exhibits) shall apply in relation to an appellant and a respondent under section 9(11) of the Act of 1987 as it applies in relation to an appellant and a respondent under Part I of the Act of 1968.

Abandonment of proceedings

7. Rule 10 of the principal Rules (abandonment of proceedings) shall apply for the purposes of an appeal or an application for leave to appeal by an appellant under section 9(11) of the Act of 1987 as it applies to an appeal or application for leave under Part I of the Act of 1968, except that-

(a)notice thereof shall be served on the registrar in Form IA(4); and

(b)the requirement under paragraph (3) of the said rule 10 for the registrar to send a copy of a notice of abandonment of proceedings to the Secretary of State shall be omitted.

Powers exercisable by single judge

8.-(1) The following powers may be exercised by a judge of the court in the same manner as they may be exercised by the court and subject to the same provisions, namely-

(a)to give leave to appeal under section 9(11) of the Act of 1987;

(b)to extend, under rule 3, the time within which notice of appeal or of an application for leave to appeal must be given;

(c)to extend the time within which a notice under rule 4 of opposition to an appeal or application for leave to appeal must be given by the respondent; and

(d)to give leave, in pursuance of rule 5, for a person in custody to be present at any proceedings.

(2) A judge of the court shall, for the purpose of exercising any of the powers specified above, sit in such place as he appoints, and may sit otherwise than in open court.

Determination by full court

9.-(1) Where a judge of the court has refused an application on the part of an applicant to exercise in his favour any of the powers referred to in rule 8, the applicant may have the application determined by the court by serving a notice in Form IA(5) on the registrar within 7 days, or such longer period as a judge of the court may fix, from the date on which notice of the refusal was served on him by the registrar.

(2) The notice shall be signed by, or on behalf of, the applicant.

(3) If the notice is not signed by the applicant and the applicant is in custody, the registrar shall, as soon as practicable after receiving the notice, send a copy of it to the applicant.

(4) If such a notice is not served on the registrar within the said 7 days or such longer period as a judge of the court may fix, the application shall be treated as having been refused by the court.

Notice of determination of court

10.-(1) The registrar shall, as soon as practicable, serve notice of any determination by the Court of Appeal or by any judge of the court under rule 8 on-

(a)the applicant; and

(b)any other party to the appeal; and

(c)any person given leave under rule 5(2) to be present at the hearing of the appeal.

(2) The registrar shall, as soon as practicable, serve notice on the appropriate officer of the Crown Court at the place of trial of the order of the Court of Appeal disposing of an appeal or application for leave to appeal.

Service of documents

11.-(1) Subject to paragraph (2) below, rule 21 of the principal Rules (service of documents) shall apply for the purposes of an appeal or an application for leave to appeal under section 9(11) of the Act of 1987 as it applies for the purposes of Part I of the Act of 1968.

(2) Where any document is required under any of these Rules to be served on any party to the proceedings, service may be effected by serving it on his solicitor if he has one.

The registrar

12.-(1) The registrar may require the Crown Court at the place of trial to furnish the Court of Appeal with any assistance or information which it may require for the purpose of exercising its jurisdiction.

(2) Subject to paragraphs (3) and (4) below the registrar shall give as long notice in advance as reasonably possible of the date of hearing of any appeal or application-

(a)to the appellant; and

(b)to the respondent and any other party directly affected by the order or ruling to which the appeal or application under section 9(11) of the Act of 1987 relates.

(3) Paragraph (2) above shall not apply to proceedings before a judge of the court under rule 8.

(4) Where a party to whom notice is required to be given by this rule is at the material time in custody, notice shall instead be given to the person having custody of him.

Forms

13.-(1) Any reference in these Rules to a form, unless the context otherwise requires, is a reference to a form set out in the Schedule to these Rules.

(2) The forms set out in the Schedule to these Rules or forms substantially to the like effect may be used with such variations as the circumstances may require.

Rule 13

SCHEDULEFORMS

Form IA(1) Page 1

Form IA(1) Page 2

Form IA(1) Page 3

Form IA(1) Page 4

Form IA(2) Page 1

Form IA(2) Page 2

Form IA(3)

Form IA(4)

Form IA(5) Page 1

Form IA(5) Page 2

Explanatory Note

(This note is not part of the Rules)

These Rules make provision for regulating the practice and procedure of the criminal division of the Court of Appeal for the purposes of appeals against orders or rulings made at preparatory hearings in cases of fraud held under section 9 of the Criminal Justice Act 1987 (c. 38).

Rules 3 and 4 provide for giving notice of appeal or of an application for leave to appeal and for the application for leave to appeal and for the respondent's notice in response thereto. Rule 5 makes provision enabling persons in custody to be present on appeals or applications for leave to appeal. Rule 6 provides for the supply of documentary and other exhibits by the registrar to the parties to an appeal. Rule 7 applies with modifications rule 10 of the Criminal Appeal Rules 1968 (S.I. 1968/1262) (abandonment of proceedings). Rule 8 gives a single judge power to determine certain applications, and rule 9 permits the applicant in case of refusal to apply to the Court of Appeal. Rules 10, 11, 12 and 13 make supplementary provision.

These Rules, by virtue of rule 1, come into force on 31st October 1988.