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STATUTORY INSTRUMENTS


2003 No. 1941

ENVIRONMENTAL PROTECTION

The Packaging (Essential Requirements) Regulations 2003

  Made 28th July 2003 
  Laid before Parliament 30th July 2003 
  Coming into force 25th August 2003 

The Secretary of State, being a Minister designated[1] for the purposes of section 2(2) of the European Communities Act 1972[2] relating to the management of packaging and packaging waste, in exercise of the powers conferred on her by that section, hereby makes the following Regulations:



PART I

PRELIMINARY

Citation, commencement and revocation
     1.  - (1) These Regulations may be cited as the Packaging (Essential Requirements) Regulations 2003 and shall come into force on 25th August 2003.

    (2) The Packaging (Essential Requirements) Regulations 1998[
3] are hereby revoked.

Interpretation
     2.  - (1) In these Regulations - 

    (2) In these Regulations - 



PART II

APPLICATION

Packaging
     3.  - (1) Subject to regulation 4, these Regulations apply to any packaging.

    (2) Nothing in these Regulations with regard to packaging shall affect the application of existing quality requirements for packaging, including those regarding safety, the protection of health and hygiene of the packed products, existing transport requirements or the provisions of Council Directive 91/689/EEC on hazardous waste[
8].

Excluded packaging
     4. These Regulations shall not apply to packaging which was - 

    (1) used for a given product prior to 31st December 1994; or

    (2) manufactured on or before 31st December 1994, placed on the market in the Community on or before 31st December 1999 and which complies with any health and safety requirements or any other Act or enactment with which it would have been required to comply for it to be lawfully placed on the market in the United Kingdom on 31st December 1994.



PART III

GENERAL REQUIREMENTS

General duty relating to the placing on the market of packaging
    
5.  - (1) Subject to regulation 6, on or after the coming into force of these Regulations, no person who is a responsible person shall place on the market any packaging unless the essential requirements have been complied with in relation to it provided always that placing on the market for the purposes of this regulation shall not occur in respect of reused packaging.

    (2) Packaging shall be taken to satisfy the essential requirements - 

    (3) In paragraph (2) above, "harmonised standards" shall mean the standards of which the reference number is published in the Official Journal of the European Communities in pursuance of Article 9(2)(a) of the Directive.

Concentration levels of regulated metals present in packaging
    
6.  - (1) Subject to paragraphs (2) and (3) and regulation 7 below, no person who is a responsible person shall place on the market packaging if - 

    (2) Paragraph (1) above shall not apply to packaging which is made entirely of lead crystal glass as defined in Directive 69/493/EEC[9].

    (3) The concentration levels of regulated metals in paragraph (1) above shall not apply - 

Requirement for technical documentation
     7.  - (1) The responsible person shall - 

    (2) The responsible person shall - 

Enforcement Authority
    
8. Schedule IV shall have effect for the purposes of providing for the enforcement of these Regulations and for matters incidental thereto.

Offences
    
9. Any person who - 

shall be guilty of an offence.

Penalties
    
10.  - (1) A person guilty of an offence under regulation 9(a) shall be liable - 

    (2) A person guilty of an offence under regulation 9(b) shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

Defence of due diligence
    
11.  - (1) Subject to the following provisions of this regulation, in proceedings against any person for an offence under regulation 9, it shall be a defence for that person to show that he took all reasonable steps and exercised all due diligence to avoid committing the offence.

    (2) Where in any proceedings against a person for such an offence the defence provided by paragraph (1) involves an allegation that the commission of the offence was due - 

the person shall not, without leave of the court, be entitled to rely on the defence unless, not later than 7 clear days before the hearing of the proceedings (or, in Scotland, the trial diet), he has served a notice under paragraph (3) on the person bringing the proceedings.

    (3) A notice under this paragraph shall give such information identifying or assisting in the identification of the person who committed the act or default or gave the information as is in the possession of the person serving the notice at the time he serves it.

    (4) It is hereby declared that a person shall not be entitled to rely on the defence provided by paragraph (1) by reason of his reliance on information supplied by another, unless he shows that it was reasonable in all the circumstances for him to have relied on the information, having regard in particular - 

Liability of persons other than the principal offender
    
12.  - (1) Where the commission by any person of an offence under regulation 9 is due to an act or default committed by some other person in the course of any business of his, the other person shall be guilty of the offence and may be proceeded against and punished by virtue of this paragraph whether or not proceedings are taken against the first-mentioned person.

    (2) Where a body corporate is guilty of an offence under these Regulations (including where it is so guilty by virtue of paragraph (1)) in respect of any act or default which is shown to have been committed with the consent or connivance of, or to be attributable to any neglect on the part of, any director, manager, secretary or other similar officer of the body corporate or any person who was purporting to act in any such capacity, he, as well as the body corporate, shall be guilty of that offence and shall be liable to be proceeded against and punished accordingly.

    (3) Where the affairs of any body corporate are managed by its members, paragraph (2) shall apply in relation to the acts and defaults of a member in connection with his functions of management as if he were a director of the body corporate.

    (4) In this regulation, references to a "body corporate" include references to a partnership in Scotland and, in relation to such partnership, any reference to a director, manager, secretary or other similar officer of a body corporate is a reference to a partner.


Stephen Timms,
Minister of State for Energy, E-Commerce and Postal Services, Department of Trade and Industry

28th July 2003



SCHEDULE I
Regulations 2(2), 5


(Annex II of the Directive)



ESSENTIAL REQUIREMENTS ON THE COMPOSITION AND THE REUSABLE AND RECOVERABLE, INCLUDING RECYCLABLE, NATURE OF PACKAGING


     1. Requirements specific to the manufacturing and composition of packaging

     2. Requirements specific to reusable packaging

The following requirements must be simultaneously satisfied:

     3. Requirements specific to the recoverable nature of packaging



SCHEDULE II
Regulation 6(3)(a)


REQUIREMENTS FOR EXEMPTION FOR PLASTIC CRATES AND PALLETS FROM HEAVY METAL CONCENTRATION LEVELS SPECIFIED IN REGULATION 6(1)


     1.

     2.



SCHEDULE III
Regulation 6(3)(b)


REQUIREMENTS FOR EXEMPTION FOR GLASS PACKAGING FROM HEAVY METAL CONCENTRATION LEVELS SPECIFIED IN REGULATION 6(1)


     1.

     2.



SCHEDULE IV
Regulation 8


ENFORCEMENT


     1. It shall be the duty of the following authorities to enforce these Regulations within their area - 

     2. For the purposes of providing for the enforcement of these Regulations - 

     3. Nothing in this Schedule shall authorise any enforcement authority to bring proceedings in Scotland for an offence.

     4. An enforcement authority shall, whenever the Secretary of State so directs, make a report to the Secretary of State on the exercise of the functions exercisable by that authority under these Regulations.



EXPLANATORY NOTE

(This note is not part of the Regulations)


These Regulations revoke and replace with amendments the Packaging (Essential Requirements) Regulations 1998 ("the 1998 Regulations"). The 1998 Regulations implemented Articles 9 and 11 of Directive 94/62/EC of the European Parliament and the Council on packaging and packaging waste (O.J. No. L365, 31.12.94, p. 10) which relate to the essential requirements to be satisfied by packaging. These Regulations implement in addition two Commission Decisions providing for derogations in respect of plastic crates and pallets and glass packaging. These are Commission Decision 1999/177/EC (O.J. L056, 04.03.98, p.47) and Commission Decision 2001/171/EC (O.J. L062, 02.03.01, p.20). References in the Regulations to the Community or a member State include respectively a reference to the EEA or an EEA State which are defined in regulation 2(1)(c).

Part II provides for the application of the Regulations. They apply to all packaging (as defined in regulation 2(2)) other than those excluded by regulation 4.

Part III sets out the general requirements of the Regulations. Regulation 5 imposes a duty on a responsible person (as defined in regulation 2(2)) who places packaging on the market to ensure that it satisfies the relevant essential requirements. The essential requirements (Annex II of Directive 94/62/EC) are set out in Schedule I. Regulation 6 imposes a duty on a responsible person who places the product on the market to ensure that the sum of the concentration levels of lead, cadmium, mercury and hexavalent chromium of packaging or of its packaging components, which is placed on the market on or after certain dates do not exceed certain limits on a sliding scale. Regulation 6 does not apply to packaging which is made entirely of lead crystal glass (regulation 6(2)). Regulation 6(3) introduces derogations from regulation 6(1) in respect of plastic crates and pallets and glass packaging providing respective conditions set out in Schedules II and III are met.

Regulation 7(1) provides for the responsible person to keep technical documentation on compliance with the essential requirements and the heavy metals concentration limits in respect of packaging and to make this available at the request of the enforcement authority for a period of four years from the date packaging is placed on the market.

Regulation 7(2) makes provision for the manufacturer or his authorised representative or if neither is established in the Community, the responsible person who places the product on the market to comply with the provisions relating to information set out in Schedules II and III to be submitted in certain circumstances and on request to the enforcement authorities.

Part IV relates to enforcement of the Regulations. The enforcement authorities are the weights and measures authorities in Great Britain and the Department of Enterprise, Trade and Investment in Northern Ireland (regulation 9 and Schedule IV). In Scotland, proceedings are brought by the Procurator-Fiscal or Lord Advocate. Regulation 9 provides for offences. Regulation 10 provides for penalties for breaches of the Regulations. There are also provisions relating to the defence of due diligence (regulation 11) as well as liability of persons other than the principal offender (regulation 12).

A Regulatory Impact Assessment (RIA) in respect of these Regulations is available and a copy may be obtained from the Department of Trade and Industry. As these Regulations maintain the implementation of Council Directive 94/62/EC on packaging and packaging waste together with two Decisions relating to derogations, a transposition note (TN) setting out how the Government will transpose into UK law the main elements of this Directive and the derogations has been prepared. Copies of the RIA and TN are available from SD3 Bay 425, the Department of Trade and Industry, 151 Buckingham Palace Road, London SWIW 9SS. Copies of these documents have been placed in the libraries of both Houses of Parliament.


Notes:

[1] S.I. 1996/266.back

[2] 1972 c. 68.back

[3] S.I. 1998/1165.back

[4] O.J. No. L365, 31.12.94, p. 10.back

[5] 1987 c. 43.back

[6] The application of the Directive was extended to the EEA from 1st December 1995 by virtue of Decision No. 67/95 of the EEA Joint Committee O.J. No. L8/38 which inserted a reference to that Directive after point 6 in Chapter XVII of Annex II to the EEA Agreement.back

[7] O.J. No. L194, 25.7.75, p. 39; Articles 1 to 12 and Annexes I and II B were amended by Directive 91/156/EEC, O.J. No. L78, 26.3.91, p. 32.back

[8] O.J. No. L337, 31.12.91, p. 20.back

[9] O.J. No. L236, 29.12.69, p. 36; S.I. 1973/1952 implements Council Directive No. 69/493/EEC relating to crystal glass.back



ISBN 0 11 047185 7


 
© Crown copyright 2003
Prepared 4 August 2003


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URL: http://www.bailii.org/uk/legis/num_reg/2003/20031941.html