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United Kingdom Statutory Instruments


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STATUTORY INSTRUMENTS


2005 No. 691

CHILDREN AND YOUNG PERSONS, ENGLAND

SOCIAL CARE, ENGLAND

The Adoption Support Services Regulations 2005

  Made 11th March 2005 
  Laid before Parliament 22nd March 2005 
  Coming into force 30th December 2005 


ARRANGEMENT OF REGULATIONS


PART 1

INTRODUCTORY
1. Citation, commencement and application
2. Interpretation

PART 2

PROVISION OF ADOPTION SUPPORT SERVICES
3. Prescribed services
4. Persons to whom adoption support services must be extended
5. Arrangement for securing provision of services
6. Adoption support services adviser
7. Services for persons outside the area

PART 3

PROVISION OF FINANCIAL SUPPORT
8. Circumstances in which financial support is payable
9. Remuneration for former foster parents
10. Payment of financial support
11. Cessation of financial support
12. Conditions

PART 4

ASSESSMENTS AND PLANS
13. Request for assessment
14. Procedure for assessment
15. Assessment for financial support
16. Plan
17. Notice of proposal to provide adoption support services
18. Notification of decision as to adoption support services

PART 5

REVIEWS
19. Reviews: general procedure
20. Review of financial support paid periodically

PART 6

MISCELLANEOUS
21. Urgent cases
22. Notices
23. Recovery of expenses between local authorities
24. Revocations and transitional provision

The Secretary of State, in exercise of the powers conferred on her by sections 9(2) and (3) and 57A of the Adoption Act 1976[
1] and sections 2(6) and (7), 3(3) and (4), 4, 9(1)(a), 140(1), (2), (7) and (8) and 142(4) of, and paragraph 3 of Schedule 2 to, the Adoption and Children Act 2002[2] hereby makes the following Regulations:-



PART 1

INTRODUCTORY

Citation, commencement and application
     1.  - (1) These Regulations may be cited as the Adoption Support Services Regulations 2005 and shall come into force on 30th December 2005.

    (2) These Regulations apply to England only.

Interpretation
    
2.  - (1) In these Regulations - 

    (2) In any case where - 

    (3) For the purposes of these Regulations a child has been matched with a prospective adopter if an adoption agency is considering placing the child for adoption with that person.



PART 2

PROVISION OF ADOPTION SUPPORT SERVICES

Prescribed services
     3.  - (1) For the purposes of section 2(6)(b) of the Act the following services are prescribed as adoption support services (in addition to counselling, advice and information) - 

    (2) The services prescribed in paragraph (1) do not include any services that might be provided in the case of an adoption of a child by his natural parent or the partner of his natural parent.

    (3) The services prescribed in paragraph (1)(b) to (f) may include giving assistance in cash.

    (4) For the purposes of paragraph (1)(e)(ii) respite care that consists of the provision of accommodation must be accommodation provided by or on behalf of a local authority under section 23 of the Children Act 1989 (accommodation of looked after children) or by a voluntary organisation under section 59 of that Act.

Persons to whom adoption support services must be extended
    
4.  - (1) This regulation prescribes, for the purposes of section 3(3)(a) of the Act, the description of persons to whom the provision of adoption support services must be extended.

    (2) Counselling, advice and information must extend to - 

    (3) Financial support under Part 3 must extend to an adoptive parent of an agency adoptive child.

    (4) The services mentioned in regulation 3(1)(b) (services to enable discussion) must extend to - 

    (5) The services mentioned in regulation 3(1)(c) (contact) must extend to - 

    (6) The services mentioned in regulation 3(1)(d) (therapeutic services) must extend to - 

    (7) The services mentioned in regulation 3(1)(e) to (f) (services to ensure continuation of a relationship and services to assist in cases of disruption) must extend to - 

Arrangement for securing provision of services
     5.  - (1) The following persons are prescribed for the purposes of section 3(4)(b) of the Act (persons other than registered adoption societies who may provide the requisite facilities) in relation to the provision of adoption support services - 

    (2) In paragraph (1) "registered adoption support agency" means an adoption support agency in respect of which a person is registered under Part 2 of the Care Standards Act 2000[10].

Adoption support services adviser
     6.  - (1) The local authority must appoint a person (an "adoption support services adviser") to carry out the functions specified in paragraph (2).

    (2) The functions of the adoption support services adviser are to - 

    (3) The local authority must not appoint a person as an adoption support services adviser unless they are satisfied that his knowledge and experience of - 

Services for persons outside the area
    
7.  - (1) Section 4 of the Act applies to a local authority in respect of the following persons who are outside the authority's area - 

    (2) But section 4 ceases to apply at the end of the period of three years from the date of the adoption order except in relation to any financial support provided by the local authority where the decision to provide that support was made before the adoption.

    (3) Nothing in this regulation prevents a local authority from providing adoption support services to persons outside their area where they consider it appropriate to do so.



PART 3

PROVISION OF FINANCIAL SUPPORT

Circumstances in which financial support is payable
    
8.  - (1) Financial support is payable under this Part to an adoptive parent for the purpose of supporting the placement of the adoptive child or the continuation of adoption arrangements after an adoption order is made.

    (2) Such support is payable only in the following circumstances - 

Remuneration for former foster parents
    
9.  - (1) Financial support under this Part may include an element of remuneration but only where the decision to include it is taken before the adoption order is made and the local authority consider it to be necessary to facilitate the adoption in a case where - 

    (2) But that element of remuneration ceases to be payable at the end of the period of two years from the adoption order unless the local authority consider its continuation to be necessary having regard to the exceptional needs of the child or any other exceptional circumstances.

Payment of financial support
    
10. Financial support under this Part may be paid - 

Cessation of financial support
    
11. Financial support ceases to be payable to an adoptive parent if - 

Conditions
    
12.  - (1) Where financial support is to be paid periodically, it is not payable until the adoptive parent or, in the case of adoption by a couple, each adoptive parent, has agreed to the following conditions - 

    (2) The local authority may provide financial support subject to any other conditions they consider appropriate, including the timescale within which and purposes for which any payment of financial support should be utilised.

    (3) Subject to paragraph (4), where any condition imposed in accordance with this regulation is not complied with, the local authority may - 

    (4) Where the condition not complied with is a failure to provide an annual statement in accordance with an agreement referred to in paragraph (1), the local authority shall not take any steps under paragraph (3) until - 



PART 4

ASSESSMENTS AND PLANS

Request for assessment
    
13.  - (1) The following persons are prescribed for the purposes of section 4(1)(b) of the Act (persons at whose request an assessment must be carried out) - 

    (2) Where the request of a person falling within section 4(1)(a) of the Act or paragraph (1) for an assessment relates to a particular adoption support service, or it appears to the local authority that the person's needs for adoption support services may be adequately assessed by reference to a particular adoption support service, the local authority may carry out the assessment by reference only to that service.

    (3) In assessing a person's needs for adoption support services the local authority are not required to assess the person's need for a service if he is not within the description of persons to whom provision of the service must be extended by virtue of regulation 4.

Procedure for assessment
    
14.  - (1) Where the local authority carry out an assessment of a person's needs for adoption support services they must have regard to such of the following considerations as are relevant to the assessment - 

    (2) In paragraph (1) "adoptive family" means the family consisting of the adoptive child, the adoptive parents and any other child of the adoptive parents (whether or not adopted).

    (3) The local authority must - 

    (4) Where it appears to the local authority that the person may have a need for services from a Primary Care Trust, a Local Health Board or a local education authority, the local authority shall, as part of the assessment, consult that Primary Care Trust, Local Health Board or local education authority.

Assessment for financial support
    
15.  - (1) This regulation applies where the local authority carry out an assessment of a person's needs for financial support.

    (2) In determining the amount of financial support, the local authority must take account of any other grant, benefit, allowance or resource which is available to the person in respect of his needs as a result of the adoption of the child.

    (3) Subject to paragraphs (4) and (5) the local authority must also take account of the following considerations - 

    (4) The local authority must disregard the considerations in paragraph (3) where they are considering providing financial support in respect of - 

    (5) The local authority may disregard any of the considerations in paragraph (3) - 

Plan
    
16.  - (1) This regulation applies in relation to the requirement in section 4(5) of the Act for the local authority to prepare a plan in accordance with which adoption support services are to be provided.

    (2) The local authority must prepare a plan if they propose to provide adoption support services to a person on more than one occasion and the services are not limited to the provision of advice or information.

    (3) Where it appears to the local authority that the person may have a need for services from a Primary Care Trust, a Local Health Board or a local education authority, they must consult that Primary Care Trust, Local Health Board or local education authority before preparing the plan.

    (4) The local authority must nominate a person to monitor the provision of the services in accordance with the plan.

Notice of proposal to provide adoption support services
    
17.  - (1) Before making any decision under section 4(4) of the Act as to whether to provide adoption support services, the local authority must allow the person an opportunity to make representations in accordance with this regulation.

    (2) The local authority must first give the person notice of the proposed decision and the time allowed for making representations.

    (3) The notice must contain the following information - 

    (4) In a case where the local authority propose to provide adoption support services and are required to prepare a plan under section 4(5) of the Act, the notice must be accompanied by a draft of that plan.

    (5) The local authority shall not make a decision until - 

Notification of decision as to adoption support services
    
18.  - (1) After making their decision under section 4(4) of the Act as to whether to provide adoption support services to a person, the local authority must give the person notice of that decision, including the reasons for it.

    (2) Where the local authority are required to prepare a plan under section 4(5) of the Act, the notice must include details of that plan and the person nominated under regulation 16(4).

    (3) If the local authority decide that financial support is to be provided, notice given under paragraph (1) must include the following information - 



PART 5

REVIEWS

Reviews: general procedure
    
19.  - (1) This regulation applies where the local authority provide adoption support services for a person other than financial support payable periodically.

    (2) The local authority must review the provision of such services - 

    (3) Regulations 14 and 15 apply in relation to a review under this regulation as they apply in relation to an assessment under Part 4.

    (4) If the local authority propose to vary or terminate the provision of adoption support services to any person, before making any decision as a result of the review, they must give the person an opportunity to make representations and for that purpose they must give him notice of the proposed decision and the time allowed for making representations.

    (5) The notice must contain the information mentioned in regulation 17(3) and, if the local authority propose to revise the plan, a draft of the revised plan.

    (6) The local authority shall, having regard to the review and after considering any representations received within the period specified in the notice - 

    (7) The local authority must give the person notice of their decision (including the reasons for it) and, if applicable, details of the revised plan.

Review of financial support payable periodically
    
20.  - (1) This regulation applies where the local authority provide financial support payable periodically.

    (2) The local authority shall review the financial support - 

    (3) In paragraph (2) a relevant change of circumstances is any of the changes that the adoptive parent has agreed to notify under regulation 12.

    (4) Regulations 14 and 15 apply in relation to a review under this regulation as they apply in relation to an assessment under Part 4.

    (5) If the local authority propose, as a result of the review, to reduce or terminate financial support or revise the plan, before making that decision the local authority must give the person an opportunity to make representations and for that purpose they must give the person notice of the proposed decision and the time allowed for making representations.

    (6) But paragraph (5) does not prevent the local authority from suspending financial support pending that decision.

    (7) The notice must contain the information mentioned in regulation 17(3) and, if applicable, a draft of the revised plan.

    (8) The local authority must, having regard to the review, and after considering any representations received within the period specified in the notice - 

    (9) The local authority must give the person notice of their decision including the reasons for it and, if applicable, the revised plan.



PART 6

MISCELLANEOUS

Urgent cases
    
21. Where any requirement applicable to the local authority under these Regulations in relation to carrying out an assessment, preparing a plan or giving notice would delay the provision of a service in a case of urgency, that requirement does not apply.

Notices
    
22.  - (1) Any notice required to be given under these Regulations must be given in writing.

    (2) If the person to whom notice is to be given is a child and - 

the notice must be given to his adoptive parent or to the adult that the local authority consider most appropriate.

Recovery of expenses between local authorities
    
23.  - (1) Subject to paragraph (2), where a local authority ("the recovering authority") provide adoption support services to any person following a request under section 4(10) of the Act from another local authority ("the paying authority"), the recovering authority may recover the expenses of providing those services from the paying authority.

    (2) Paragraph (1) shall not apply where - 

Revocations and transitional provision
    
24.  - (1) Subject to paragraph (3), the Adoption Allowance Regulations 1991[11] and the Adoption Support Services (Local Authorities) (England) Regulations 2003[12] ("the 2003 Regulations") shall be revoked.

    (2) This paragraph applies where immediately before the date on which these Regulations come into force - 

under the 2003 Regulations.

    (3) Where paragraph (2) applies, the assessment, plan, review or adoption support service referred to in that paragraph shall, from the date these Regulations come into force, be treated as an assessment, plan, review or adoption support service under these Regulations.


Filkin
Parliamentary Under-Secretary of State Department for Education and Skills

11th March 2005



EXPLANATORY NOTE

(This note is not part of the Regulations)


These Regulations make provision for local authorities in England to provide adoption support services as part of the service maintained by them under section 3(1) of the Adoption and Children Act 2002 ("The Act").

Part 2 deals with the provision of adoption support services, which are defined by section 2(6) of the Act as counselling, advice and information, and other services prescribed by regulations, in relation to adoption. Such services are prescribed by regulation 3 and include financial support (as required by section 2(7) of the Act). The services must be extended to the classes of person specified in regulation 4 and their provision may be secured from the persons specified in regulation 5. Local authorities are required to appoint an adoption support services adviser to give advice and information to them and to persons who may be affected by the adoption of a child (regulation 6). Regulation 7 provides for services to persons outside the local authority's area.

Part 3 deals with financial support. It may only be paid in the circumstances specified in regulation 8. It may only include a remuneration element where paid to a former local authority foster parent (regulation 9). Regulations 10 to 12 provide for payment of financial support, circumstances in which financial support ceases and conditions that may be imposed.

Part 4 deals with the assessment of a person's needs for adoption support services, plans for provision of services and notifications of proposals and decisions in relation to the provision of services.

Part 5 deals with reviews of adoption support services.

Part 6 contains miscellaneous provisions, including a general exception from giving notice etc. in cases of urgency (regulation 21), service of notices (regulation 22) and recovery of expenses between authorities (regulation 23). Regulation 24 revokes the Adoption Allowance Regulations 1991 and the Adoption Support Services (Local Authorities) (England) Regulations 2003 and makes transitional provision.

A Regulatory Impact Assessment has been carried out for these Regulations and a copy has been placed in the library of each House of Parliament. Copies of the Regulatory Impact Assessment can be obtained from the Department for Education and Skills' website
http://www.dfes.gov.uk/ria/.


Notes:

[1] 1976 c.36.back

[2] 2002 c.38.back

[3] 1992 c.4.back

[4] 1995 c.18.back

[5] 1989 c.41.back

[6] 1996 c.56.back

[7] 1977 c.49.back

[8] 2002 c.21.back

[9] See section 66(1)(c) of the Act for the meaning of "Convention adoption".back

[10] 2000 c.14.back

[11] S.I. 1991/2030.back

[12] S.I. 2003/1348.back



ISBN 0 11 072540 9


 © Crown copyright 2005

Prepared 22 March 2005


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URL: http://www.bailii.org/uk/legis/num_reg/2005/20050691.html