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STATUTORY INSTRUMENTS


2006 No. 2687

FOOD, ENGLAND

The Plastic Materials and Articles in Contact with Food (England) (No.2) Regulations 2006

  Made 9th October 2006 
  Laid before Parliament 17th October 2006 
  Coming into force 19th November 2006 


CONTENTS


PART 1

Preliminary
1. Title, application and commencement
2. Interpretation

PART 2

Requirements for Materials and Articles
3. Restriction on the use, sale or import of plastic materials and articles
4. Restriction on the use of monomers in the manufacture of plastic materials and articles
5. Restriction on the use of additives in the manufacture of plastic materials and articles
6. Required standard for non-migration of constituents of monomers
7. Required standard for non-migration of constituents of additives
8. Required standard for products obtained by bacterial fermentation
9. Required standards relating to overall migration limits
10. Required standard for non-migration of primary aromatic amines
11. Method of testing the capability of plastic materials or articles to transfer constituents, and methods of analysis
12. Labelling
13. Provisions relating to the use of certain epoxy derivatives (BADGE, BFDGE and NOGE)

PART 3

Execution and Enforcement
14. Enforcement
15. Offences and Penalties
16. General defences
17. Transitional defence relating to PVC gaskets containing epoxidised soybean oil
18. Other transitional defences and savings
19. Procedure where a sample is to be analysed
20. Secondary analysis by the Government Chemist

PART 4

Application for Authorisation
21. Applications for inclusion of an additive in the Community list of authorised additives

PART 5

General and Supplementary
22. Application of provisions of the Act
23. Amendment of the Food Safety (Sampling and Qualifications) Regulations 1990
24. Amendments to the Materials and Articles in Contact with Food (England) Regulations 2005
25. Revocation

  SCHEDULE 1— Supplementary provisions relating to Annexes II and III

  SCHEDULE 2— Provisions Applicable when Testing Compliance with the Migration Limits

  SCHEDULE 3— Overall and Specific Migration Testing Using Food Simulants
 PART 1— Basic Rules
 PART 2— Food Simulants to be used in Migration Testing
 PART 3— Selection of Food Simulants
 PART 4— Simulants to be used in relation to a Specific Food or Group of Foods
 PART 5— Migration Test Conditions (Times and Temperatures)
 PART 6— Substitute Fat Test for Overall and Specific Migration
 PART 7— Alternative Fat Tests for Overall and Specific Migration

The Secretary of State makes the following Regulations in exercise of the powers conferred by sections 16(2), 17(1) and (2), 26(1)(a) and (3), 31 and 48(1) of the Food Safety Act 1990[
1], and now vested in her[2].

     In accordance with section 48(4A) of that Act she has had regard to relevant advice given by the Food Standards Agency.

     As required by Article 9 of Regulation (EC) No. 178/2002 of the European Parliament and of the Council laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety[3], there has been open and transparent public consultation during the preparation and evaluation of these Regulations.



PART 1

Preliminary

Title, application and commencement
     1. These Regulations may be cited as the Plastic Materials and Articles in Contact with Food (England) (No.2) Regulations 2006, apply in relation to England only and come into force on 19th November 2006.

Interpretation
    
2. —(1) In these Regulations —

    (2) For the purposes of these Regulations the supply otherwise than on sale, in the course of a business, of any material or article is deemed to be a sale.

    (3) Any other expression used in these Regulations and in the Directive, Directive 82/711, Directive 85/572 or Regulation 1895/2005 bears the same meaning in these Regulations as it bears in that Directive or Regulation.

    (4) Except in Part 5 of Schedule 3, any reference to a numbered Annex is a reference to that Annex to the Directive.



PART 2

Requirements for Materials and Articles

Restriction on the use, sale or import of plastic materials and articles
     3. —(1) No person may —

a plastic material or article which fails to meet the required standard.

    (2) For the purposes of this regulation a plastic material or article fails to meet the required standard if —

Restriction on the use of monomers in the manufacture of plastic materials and articles
    
4. —(1) Subject to paragraphs (3), (4) and (5), no person may use any prohibited monomer in the manufacture of any plastic material or article.

    (2) A prohibited monomer is any monomer which is not —

    (3) Paragraph (1) does not apply to the use of a monomer in the manufacture of any —

    (4) Paragraph (1) shall not be taken to prohibit the manufacture of any plastic material or article with any substance if the substance in question is a mixture which falls within paragraph 3(c) (relating to mixtures of authorised substances) of Annex II and is of good technical quality.

    (5) In any proceedings for an offence under these Regulations where it is alleged that a plastic material or article does not comply with paragraph (1) because it was manufactured with any monomer (whether or not of good technical quality) other than one mentioned in paragraph (2)(b) it shall be a defence for the person accused to prove that each such monomer —

and is of good technical quality.

    (6) Schedule 1 has effect to supplement this regulation.

Restriction on the use of additives in the manufacture of plastic materials and articles
    
5. —(1) Subject to paragraph (3) no person may use in the manufacture of any plastic material or article any prohibited additive.

    (2) A prohibited additive is —

    (3) In any proceedings for an offence under these Regulations where it is alleged that the commission of the offence is due to the manufacture of a plastic material or article with any additive identified in Section A or B of Annex III which is not of good technical quality, it shall be a defence for the person accused to prove that each such additive is present in the finished plastic material or article as an impurity, a reaction intermediate or a decomposition product.

    (4) Schedule 1 has effect to supplement this regulation.

Required standard for non-migration of constituents of monomers
    
6. —(1) Subject to paragraph (2), where a migration limit expressed in mg/kg is indicated in column 4 of the relevant section of Section A or B of Annex II in relation to any monomer, a plastic material or article manufactured from that monomer meets the required standard under this regulation if it is not capable of transferring constituents of that monomer to food with which the plastic material or article may come into contact in quantities exceeding the appropriate limit, and for the purposes of this paragraph the appropriate limit is —

    (2) A plastic material or article manufactured from any monomer for which a migration limit in mg/kg is expressed in column 4 of Section A or B of Annex II is not deemed to be capable of transferring constituents of that monomer to food with which the plastic material or article may come into contact in quantities exceeding the appropriate limit in paragraph (1) if the only food with which that plastic material or article may come into contact is food to which regulation 9(3) applies.

Required standard for non-migration of constituents of additives
    
7. —(1) Subject to paragraph (2), where a migration limit expressed in mg/kg is indicated in column 4 of Section A or B of Annex III in relation to any additive, a plastic material or article manufactured containing that additive meets the required standard under this regulation if it is not capable of transferring constituents of that additive to food with which the plastic material or article may come into contact in quantities exceeding the appropriate limit, and for the purposes of this paragraph the appropriate limit is —

    (2) A plastic material or article manufactured containing an additive for which a migration limit in mg/kg is expressed in column 4 is not deemed to be capable of transferring constituents of that additive to food with which the plastic material or article may come into contact in quantities exceeding the appropriate limit in paragraph (1) if the only food with which that plastic material or article may come into contact is food to which regulation 9(3) applies.

Required standard for products obtained by bacterial fermentation
    
8. A product obtained by bacterial fermentation meets the required standard under this regulation if it is —

Required standards relating to overall migration limits
    
9. —(1) Subject to paragraph (3), a plastic material or article meets the required standard under this regulation if it is not capable of transferring its constituents to food with which it may come into contact in quantities exceeding the appropriate limit specified in paragraph (2).

    (2)

    (3) For the purposes of this regulation a plastic material or article is not deemed to fail to meet the required standard under paragraph (1) if the only food with which that material or article may come into contact is food —

    (4) In any proceedings for an offence under these Regulations where it is alleged that a plastic material or article does not comply with this regulation, the defence available in paragraph 6(2) of Schedule 2 shall be available as specified in that paragraph.

Required standard for non-migration of primary aromatic amines
    
10. —(1) Subject to paragraph (3), a plastic material or article manufactured using isocyanates or colourants prepared by diazo-coupling meets the required standard under this regulation if it is not capable of transferring in a detectable quantity primary aromatic amines (expressed as aniline), not being primary aromatic amines listed in the Directive, to food with which that plastic material or article may come into contact.

    (2) Part B of Annex V has effect for the purpose of prescribing, for certain items listed in Section A or B of Annex II, Section A or B of Annex III, or Annex IV, the specifications for those items that are referred to in column 4 of the Annex or Section of Annex concerned.

    (3) For the purposes of paragraph (1) a detectable quantity means a quantity which can be determined with an analytical method capable of achieving a detection limit of at least 0.02 milligrams per kilogram of food or food simulant (including analytical tolerance).

Method of testing the capability of plastic materials or articles to transfer constituents, and methods of analysis
    
11. —(1) A plastic material or article shall be treated as capable of transferring constituents to food with which it may come into contact to the extent that such capability is established —

    (2) In Schedules 2 and 3, references to migration or release of a substance are to be construed as references to the transfer of constituents to the simulant representing the food or, as the case may be, food with which it may come into contact.

    (3) The specific migration of a constituent from a plastic material or article shall where applicable be determined in the manner specified in the relevant sub-paragraph of paragraph 8 of Annex II.

    (4) The quantity of a constituent in a plastic material or article shall where applicable be determined in the manner specified in the sub-paragraph of paragraph 8 of Annex II relating to the term "QM(T)", "QMA(T)" or, as the case may be, "QMA".

Labelling
    
12. —(1) At marketing stages other than the retail stage a person who is in possession of any plastic material or article must ensure that the plastic material or article is accompanied by a written declaration which —

    (2) In establishing which descriptions of food a material or article may come into contact with, it is to be assumed until the contrary is proved that, for the purposes of these Regulations, if particulars are shown in relation to that material or article in accordance with paragraph (1)(a), those particulars are accurate and that unless the particulars so indicate, there are no restrictions on the intended conditions of contact.

Provisions relating to the use of certain epoxy derivatives (BADGE, BFDGE and NOGE)
     13. —(1) In this regulation —

    (2) Subject to Article 6(1), (2) (transitional provisions) and (4) (labelling requirements), no person may —

any material or article in contravention of Article 3 or Article 4 (prohibitions relating to BFDGE and NOGE respectively).

    (3) No person may manufacture any material or article in such a way as to contravene the requirements of Article 2 (controls on the migration of BADGE from materials and articles).

    (4) Subject to Article 6(1), no person may —

any material or article that has been manufactured in such a way as to contravene the requirements of Article 2.

    (5) Subject to Article 6(3) (transitional provisions relating to materials and articles brought into contact with food before 1st January 2007), no person shall contravene or fail to comply with the requirements of Article 5 (obligations regarding the provision of a written statement when marketing materials or articles containing BADGE or its derivatives).

    (6) No person shall without reasonable excuse fail to comply with a request made under Article 6(4) (requirement to disclose date of filling to competent authority).



PART 3

Execution and Enforcement

Enforcement
    
14. Each food authority in its area and each port health authority in its district shall execute and enforce —

Offences and Penalties
    
15. —(1) Any person who —

is guilty of an offence.

    (2) Anyone convicted of an offence under these Regulations is liable —

    (3) Nothing in paragraph (1)(c) is to be construed as requiring any person to answer any question or give any information if to do so might incriminate him.

    (4) Where an offence under these Regulations which has been committed by a body corporate or a Scottish partnership is proved to have been committed with the consent or connivance of or to be attributable to any neglect on the part of —

he as well as the body corporate or, as the case may be, the Scottish partnership shall be deemed to be guilty of that offence and liable to be proceeded against and punished accordingly.

    (5) No prosecution for an offence under these Regulations shall be begun after the expiry of three years from the commission of the offence or one year from its discovery by the prosecutor, whichever is the earlier.

    (6) Where the commission by any person of an offence under these Regulations is due to the act or default of some other person, that other person shall be guilty of the offence; and a person may be charged with and convicted of the offence whether or not proceedings are taken against the first mentioned person.

General defences
    
16. —(1) In any proceedings for an offence under these Regulations it shall, subject to paragraph (5), be a defence for the person accused to prove that he took all reasonable precautions and exercised all due diligence to avoid the commission of the offence by himself or by a person under his control.

    (2) Without prejudice to the generality of paragraph (1), a person accused of an offence under these Regulations who did not —

shall be taken to have established the defence provided by paragraph (1) if he satisfies the requirements of paragraphs (3) and (4).

    (3) A person satisfies the requirements of this paragraph if he proves —

    (4) A person satisfies the requirements of this paragraph if the offence is one of sale and he proves —

    (5) If in any case the defence provided by this regulation involves the allegation that the commission of the offence was due to the act or default of another person, or to reliance on information supplied by another person, the person accused shall not without leave of the court be entitled to rely on that defence unless —

he has served on the prosecutor a written notice giving such information identifying or assisting in the identification of that other person as was then in his possession.

Transitional defence relating to PVC gaskets containing epoxidised soybean oil
    
17. —(1) In any proceedings for an offence under regulation 3 concerning the sale of a glass jar —

it shall be a defence to prove the matters set out in paragraph (2).

    (2) The matters to be proved are that —

    (3) No person shall without reasonable excuse fail to comply with a request made by the enforcement authority to disclose the date signified by the coded indication mentioned in paragraph (2)(c).

Other transitional defences and savings
     18. —(1) Not withstanding the revocation of the 1998 Regulations made by regulation 24 of the Plastic Materials and Article in Contact with Food (England) Regulations 2006, in relation to any plastic material or article —

shall apply in relation to offences under these Regulations in like manner as it applied to offences under the equivalent provisions in those Regulations.

    (2) In any proceedings for an offence under these Regulations other than an offence mentioned in regulation 17(1), it shall be a defence to prove —

Procedure where a sample is to be analysed
    
19. —(1) An authorised officer who has procured a sample under section 29 of the Act and who considers it should be analysed shall divide the sample into three parts.

    (2) If the sample consists of sealed containers and opening them would, in the opinion of the authorised officer, impede a proper analysis, the authorised officer shall divide the sample into parts by putting the containers into three lots, and each lot shall be treated as being a part.

    (3) The authorised officer shall —

Secondary analysis by the Government Chemist
    
20. —(1) Where a sample has been retained under regulation 19 and —

paragraphs (2) to (7) apply.

    (2) The authorised officer —

send the retained part of the sample to the Government Chemist for analysis.

    (3) The Government Chemist shall analyse the part sent to him under paragraph (2) and send to the authorised officer a certificate of analysis.

    (4) Any certificate of the results of testing transmitted by the Government Chemist shall be signed by him or on his behalf, but the testing may be carried out by any person under the direction of the person who signs the certificate.

    (5) The authorised officer shall immediately on receipt supply the prosecutor (if a person other than the authorised officer) and the defendant with a copy of the Government Chemist's certificate of analysis.

    (6) Where a request is made under paragraph (2)(d) the authorised officer may give notice in writing to the defendant requesting payment of a fee specified in the notice to defray some or all of the Government Chemist's charges for performing the functions under paragraph (3), and in the absence of agreement by the defendant to pay the fee specified in the notice the authorised officer may refuse to comply with the request.

    (7) In this regulation "defendant" includes a prospective defendant.



PART 4

Application for Authorisation

Applications for inclusion of an additive in the Community list of authorised additives
    
21. —(1) This regulation applies where a person wishes to make an application for the inclusion of an eligible additive in the Community list referred to in Article 4 of the Directive.

    (2) The application mentioned in paragraph (1), including supporting data, must be made to EFSA before 1st January 2007.

    (3) If during examination of the data referred to in paragraph (2), EFSA calls for supplementary information, the eligible additive may, if otherwise permitted to be used under English law, continue to be so used until EFSA has issued an opinion, provided the supplementary opinion is submitted within the time limits specified by EFSA.

    (4) For the purposes of this regulation, an eligible additive is one whose use is permitted in one or more Member States before 1st January 2007.



PART 5

General and Supplementary

Application of provisions of the Act
    
22. The following provisions of the Act shall apply for the purposes of these Regulations as they apply for the purposes of the Act —

Amendment of the Food Safety (Sampling and Qualifications) Regulations 1990
    
23. In the Food Safety (Sampling and Qualifications) Regulations 1990[24], in Schedule 1 (provisions to which those Regulations do not apply) for the title and reference of the Plastic Materials and Articles in Contact with Food (England) Regulations 2006 substitute the title and reference of these Regulations.

Amendments to the Materials and Articles in Contact with Food (England) Regulations 2005
     24. —(1) The 2005 Regulations are amended in accordance with paragraphs (2) to (4).

    (2) In regulation 2(1) —

    (3) In regulation 8 —

    (4) In regulation 9 —

Revocation
     25. The Plastic Materials and Articles in Contact with Food (England) Regulations 2006[27] are revoked.



Signed by authority of the Secretary of State for Health


Caroline Flint
Minister of State Department of Health

9th October 2006



SCHEDULE 1
Regulations 4 and 5


Supplementary provisions relating to Annexes II and III


     1. In Sections A and B of Annexes II and III (for the purposes of this Schedule referred to together as "the Annexes") —

     2. If a substance appearing in the Annexes as an individual compound also falls within a generic term which appears therein, any restriction applying to that substance shall be that indicated for the individual compound and the entry applying to the generic term shall be treated as varied to such extent as is necessary.

     3. —(1) The items identified in Section A or B of Annex II shall be taken to include—

    (2) Salts (including double salts and acid salts) of aluminium, ammonium, calcium, iron, magnesium, potassium and sodium of authorised acids, phenols or alcohols are not included in the lists in the Annexes even if they are authorised and intentionally used; however names containing "…acid(s), salts" do appear in the lists if the corresponding free acid(s) is or are not mentioned

    (3) Salts (including double salts and acid salts) of zinc of authorised acids, phenols or alcohols are not included in the lists in the Annexes even if they are authorised and intentionally used. For these salts a Group SML = 25/mg/kg (expressed as Zn) applies. The same restriction for Zn applies to —

     4. In the case of substances listed in Section B of Annex III, the specific migration limits specified in column 4 shall have effect where the verification of compliance is carried out in Simulant D or in test media of substitute tests as prescribed in Directive 82/711/EEC and 85/572/EEC.

     5. Where an entry in column 4 of the Annexes (restrictions and specifications) includes a bracketed number, that entry shall be subject to a note relating to that number as set out in Annex VI.



SCHEDULE 2
Regulations 9 and 11


Provisions Applicable when Testing Compliance with the Migration Limits


General Provisions
     1. When the results of the migration tests specified in this Schedule and, where appropriate Schedule 3, are analytically determined, the specific gravity of any simulants used shall be assumed to be 1, so that milligrams of any substance released per litre of simulant will correspond numerically to milligrams of that substance released per kilogram of that simulant.

     2. Where any migration test specified in this Schedule and, where appropriate, Schedule 3 is carried out on any sample taken from any plastic material or article and the quantities of food or simulant placed in contact with the sample differ from those employed in the actual conditions under which the plastic material or article is used or is to be used, the results obtained should be corrected by applying the formula M = (( m.a2/a1.q).1000) where —

     3. —(1) Subject to sub-paragraph (2), any testing of migration from any plastic material or article shall be carried out on that plastic material or article.

    (2) In any case where determination in accordance with sub-paragraph (1) above is impracticable, such testing shall be carried out, using either specimens taken from that plastic material or article, or where appropriate, specimens representative of that plastic material or article.

    (3) Any sample used for such testing shall be placed in contact with the simulant or food, as the case may be, in a manner representing the contact conditions in actual use, and for this purpose the testing shall be carried out in such a way that only those parts of the sample intended to come into contact with food in actual use will be in contact with the simulant or food.

    (4) Any migration testing of caps, gaskets, stoppers or similar devices for sealing shall be carried out on these articles by applying them to the containers for which they are intended in a manner which corresponds to the conditions of closing in normal or foreseeable use.

     4. —(1) Any sample of plastic material or article shall be placed in contact with the appropriate simulant or the food for a period and at a temperature which are chosen by reference to the contact conditions in actual use in accordance with the provisions of this Schedule and, where appropriate, Schedule 3.

    (2) At the end of the period referred to in sub-paragraph (1), analytical determination of the total quantity of substances (overall migration), each specific quantity of a substance (specific migration) or, as the case may be, both that total and that specific quantity released by the sample shall be carried out on the simulant or food, as the case may be.

    (3) Verification that migration into food complies with a migration limit specified in regulation 9 or in Annex II, III or IV (for the purposes of this Schedule and Schedule 3 referred to together as "the Annexes") shall be carried out under the most extreme conditions of time and temperature foreseeable in actual use in accordance with the provisions of this Schedule.

    (4) Verification that migration into food simulants complies with a migration limit specified in regulation 9 or the Annexes shall be carried out in accordance with the provisions of this Schedule and using conventional migration tests, the basic rules for which are set out in Schedule 3.

     5. Where a plastic material or article is intended to come into repeated contact with food, any migration test shall (subject to paragraph 7 below) be carried out three times on a single sample in accordance with the conditions laid down in this Schedule and, where appropriate, Schedule 3 using separate samples of the simulant or, as the case may be food, on each occasion, and the level of the migration found in the third test shall be treated as the level relevant to that test.

Special provisions relating to overall migration
     6. —(1) Subject to sub-paragraph (2), any method of analytical determination may be used to prove excess of an overall migration limit in relation to a plastic material or article.

    (2) In any proceedings for an offence under these Regulations where it is alleged that a plastic material or article does not comply with regulation 9 it shall be a defence for the person charged to prove that—

there would have been no such excess so determined.


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