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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Khan, R. v [2022] EWCA Crim 1010 (21 July 2022) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2022/1010.html Cite as: [2023] 1 Cr App R 13, [2022] EWCA Crim 1010, [2022] WLR(D) 327 |
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ON APPEAL FROM THE CROWN COURT AT STAFFORD
HHJ MONTGOMERY QC
T202117063
Strand, London, WC2A 2LL |
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B e f o r e :
MRS JUSTICE CUTTS
and
HHJ CHAMBERS QC, THE RECORDER OF WOLVERHAMPTON
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Muhammad Khan |
Appellant |
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- and - |
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Regina |
Respondent |
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Mr Timothy Raggatt QC and Mr Makhan Singh instructed on behalf of the Appellant
Hearing date : 8 July 2022
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FOR HANDING DOWN
(SUBJECT TO EDITORIAL CORRECTIONS)
Crown Copyright ©
Whipple LJ:
Introduction
Overview of Facts
Trial
The Prosecution and Defence Cases
Ms Chowdhury's evidence
Trial Judge's Directions
"6. Much simpler, safer and fairer to stick to the prosecution case as presented. If the jury are not sure that Bello is the stabber they could not be sure on the evidence that [the appellant] was and both would have to be acquitted."
"JUDGE MONTGOMERY: Right, the Crown's position, such that everybody understands what we are talking about, is that they have put a positive case, and their positive case is that Mr Bello wielded the knife at Mr Khan's encouragement.
MR KARK: Yes.
JUDGE MONTGOMERY: And that they invite convictions on that basis, but no other basis.
MR KARK: Yes …"
"… the reason for that is that, first of all, that is how the Crown opened its case, and that is based, of course, upon the first ABE. Any alternative basis that Mr Khan [the appellant] was the stabber could only come from Mr Bello's evidence, about which you would inevitably -- because they are co-defendants -- have to give the jury a warning, and I've just spent the last hour or so cross-examining Mr Bello on the basis that he's a liar which we say that he is."
"This case throws up a number of possible permutations on the evidence and the jury should be entitled, treating all evidence as equal at first consideration, to decide the issue for themselves without being presented with a version of events that they either accept or they reject…Whilst each of the parties will in their closing present a very clear case on their respective behalfs as to what actually happened, ultimately the only people who can decide what happened are those seated in the jury box and it is not for us to presuppose on their part that that they find favour with a particular witness or a particular part of a witness' evidence or for that matter a defendant or a particular part of his evidence. The important consideration as far as I am concerned is to allow them to consider the evidence in its entirety with directions that ensure that they consider the issues as arise against each aspect of that evidence without being fettered by a particular party's version of the truth. The directions that I have drafted allow them to do that."
"The prosecution case is that both defendants took part in an unlawful assault on Panashe Bako intending thereby to cause him really serious injury or death. They say that even though the assault only involved one knife it was carried out jointly by these defendants acting together: one using the knife the other encouraging the use of it. Each defendant accepts that Panashe Bako was stabbed and killed but says that, though present at the scene, he neither stabbed Panashe Bako nor encouraged his co-defendant to stab him. "
"There are two ways in which a defendant could be guilty of murder or manslaughter. Firstly, a defendant would be guilty if he unlawfully stabbed and injured Panashe Bako. Secondly, a defendant would be guilty if he deliberately encouraged the other defendant to unlawfully assault Panashe Bako. If you are sure that one of those two roles applies to the defendant who you are considering, then he would be guilty of an offence in relation to the killing of Panashe Bako and you would need to go on to consider the harm that he intended to be caused. If you decide that a defendant was not or may not have been the man who stabbed Panashe Bako, or did not or may not have offered encouragement to the person who did, then you must find him not guilty"
"…However, evidence that a defendant gives in a trial is for you to consider just as you would with any other witness. That means you can accept or reject all or any of it including what he may say about another defendant. In judging a defendant's evidence about the other defendant you should bear these points in mind: First, as I have already explained to you, you must consider the case against and for each defendant separately. Secondly, you should decide the case in relation to each defendant on all of the evidence, which includes the evidence given by each of the defendants. Thirdly, you should assess the evidence given by each of the defendants in the same way as you assess the evidence of any other witness in the case. Finally, when the evidence of one defendant bears upon the case of the other, you should have in mind that the defendant whose evidence you are considering may have an interest of his own to serve and may have tailored and contrived their evidence to blame their co-defendant. Whether any defendant has in fact done this is entirely for you to decide."
The Appeal
Grounds of Appeal
i) By her directions of law and route to verdict document, the Judge caused the jury to return a verdict of guilty of manslaughter that was not open to them on the case advanced by the Prosecution.
ii) The Prosecution conceded that if the jury rejected the Crown's case that Bello had stabbed the deceased and acquitted Bello, they should have been directed that they could not then convict the appellant of either murder or manslaughter.
iii) The direction given by the Judge as to how the jury were to approach the conflicting evidence of the appellant and Bello was insufficient.
iv) The acquittal of Bello of both murder and manslaughter renders the appellant's conviction of manslaughter unsafe and perverse.
Submissions
Discussion
First Issue: Judge departing from prosecution case in her directions
"The function and responsibility of the judge is greater and more onerous than the function and the responsibility of the counsel appearing for the prosecution and for the defence in a criminal trial. In particular counsel for a defendant may choose to present his case to the jury in the way which he considers best serves the interest of his client. The judge is required to put to the jury for their consideration in a fair and balanced manner the respective contentions which have been presented. But his responsibility does not end there. It is his responsibility not only to see that the trial is conducted with all due regard to the principle of fairness, but to place before the jury all the possible conclusions which may be open to them on the evidence which has been presented in the trial whether or not they have all been canvassed by either of the parties in their submissions. It is the duty of the judge to secure that the overall interests of justice are served in the resolution of the matter and that the jury is enabled to reach a sound conclusion on the facts in light of a complete understanding of the law applicable to them. If the evidence is wholly incredible, or so tenuous or uncertain that no reasonable jury could reasonably accept it, then of course the judge is entitled to put it aside. The threshold of credibility in this context is, as was recognised in Xavier v The State (unreported), December 17, 1998; Appeal No. 59 of 1997 a low one, and, as was also recognised in that case, it would only cause unnecessary confusion to leave to the jury a possibility which can be seen beyond reasonable doubt to be without substance. But if there is evidence on which a jury could reasonably come to a particular conclusion then there can be few circumstances, if any, in which the judge has no duty to put the possibility before the jury. For tactical reasons counsel for a defendant may not wish to enlarge upon, or even to mention, a possible conclusion which the jury would be entitled on the evidence to reach, in the fear that what he might see as a compromise conclusion would detract from a more stark choice between a conviction on a serious charge and an acquittal. But if there is evidence to support such a compromise verdict it is the duty of the judge to explain it to the jury and leave the choice to them."
"Whatever course counsel may see fit to take, no doubt bona fide but for tactical reasons in what he considers the best interest of his client, the trial judge must be astute to secure for the accused a fair trial according to law.
This involves, in my opinion, an adequate direction both as to the law and the possible use of the relevant facts upon any matter upon which the jury could in the circumstances of the case upon the material before them find or base a verdict in whole or in part …
Here, counsel for the defence did not merely not rely on the matters now sought to be raised; he abandoned them and expressly confined the defence to the matters he did raise. However, in my opinion, this course did not relieve the trial judge of the duty to put to the jury with adequate assistance any matters on which the jury, upon the evidence, could find for the accused."
"I consider that the leaving of relevant issues to the jury which may result in the jury coming to the conclusion which is the most just one on the evidence cannot depend on the way in which the prosecution chooses to present its case but must depend on all the evidence; as Lord Clyde stated in Von Starck at p.1276, "the issues in a criminal trial fall to be identified in light of the whole evidence led before the jury".
"the stance of prosecuting counsel cannot be determinative of the range of verdicts fairly open to the jury on the evidence" (see [81])
and that the jury should be directed on the way the law applies on any reasonable view of the facts disclosed by the evidence, and that counsel have to adjust their speeches to the jury to take account of any direction which the judge is going to make (see [82]).
"An important public interest is served by the conviction of offenders of offences which they have committed, and the judge is not bound by the way in which either side has presented its case, if an alternative offence can without injustice be left to the jury."
"Juries in criminal cases are not limited in their consideration of the evidence to the arguments advanced by the prosecution and the defence. They are the finders of fact and it is open to them to reach conclusions that do not match the particular contentions advanced by the parties. They are free, for instance, to reject an accused's account but nonetheless to acquit him or her (or convict of a lesser charge) because they conclude that they are unsure that one or more of the ingredients of the offence of specific intent have been made out".
Second Issue: Prejudice
"Cases vary so infinitely that one can well envisage a case where the possibility of conviction of some lesser offence has been completely ignored by both prosecution and defence — it may be that the accused has never had occasion to deal with the matter, has lost a chance of giving some evidence himself about it or calling some evidence to cover or guard against the possibility of conviction of that lesser offence — and in such a case, where there might well be prejudice to an accused, it seems to this court there must be a discretion in the trial judge whether or not to leave the lesser offence to the jury."
"32. We recognise that if during the jury's retirement an issue of law or fact is raised for the first time, with which neither party has had the opportunity to deal in evidence or argument, it may well be necessary to direct the jury to exclude that issue from their consideration of the case in order to preserve the fairness of the proceedings. The question for us is whether in the circumstances of the present case any unfairness arose which might have affected the safety of the verdict.
38. … it is our view that the jury could properly have convicted on either basis. We conclude that the judge having given the jury the strong direction he did, no unfairness took place. [Defence counsel] could have done no more than to invite the jury to exercise the same extreme caution which the judge expressly directed the jury they must do. For these reasons, we see no grounds for doubting the safety of the verdict and the appeal against conviction must be dismissed."
Third Issue: were the directions adequate?
"(2) It is a matter for the judge's discretion what, if any warning, he considers appropriate in respect of such a witness as indeed in respect of any other witness in whatever type of case. Whether he chooses to give a warning and in what terms will depend on the circumstances of the case, the issues raised and the content and quality of the witness's evidence. (3) In some cases, it may be appropriate for the judge to warn the jury to exercise caution before acting upon the unsupported evidence of a witness. This will not be so simply because the witness is a complainant of a sexual offence nor will it necessarily be so because a witness is alleged to be an accomplice. There will need to be an evidential basis for suggesting that the evidence of the witness may be unreliable. An evidential basis does not include mere suggestion by cross-examining counsel. (4) If any question arises as to whether the judge should give a special warning in respect of a witness, it is desirable that the question be resolved by discussion with counsel in the absence of the jury before final speeches. (5) Where the judge does decide to give some warning in respect of a witness, it will be appropriate to do so as part of the judge's review of the evidence and his comments as to how the jury should evaluate it rather than as a set-piece legal direction. (6) Where some warning is required, it will be for the judge to decide the strength and terms of the warning. It does not have to be invested with the whole florid regime of the old corroboration rules. (7) It follows that we emphatically disagree with the tentative submission made by the editors of Archbold, Criminal Pleading, Evidence & Practice, vol. 1 in the passage at paragraph 16.36 quoted above. Attempts to re-impose the straitjacket of the old corroboration rules are strongly to be deprecated. (8) Finally, this court will be disinclined to interfere with a trial judge's exercise of his discretion save in a case where that exercise is unreasonable in the Wednesbury sense: see Associated Provincial Picture Houses Ltd. v. Wednesbury Corporation [1948] 1 KB 223]"
Fourth Issue: Safety of conviction
Conclusion