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England and Wales High Court (Queen's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Queen's Bench Division) Decisions >> Miller v Bull (Returning Officer of Herefordshire Council) & Ors [2009] EWHC 2640 (QB) (28 October 2009) URL: http://www.bailii.org/ew/cases/EWHC/QB/2009/2640.html Cite as: [2009] EWHC 2640 (QB), [2010] 1 WLR 1861, [2010] PTSR 1737, [2010] WLR 1861 |
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QUEEN'S BENCH DIVISION
IN THE MATTER OF THE REPRESENTATION OF THE PEOPLE ACT
AND IN THE MATTER OF A LOCAL GOVERNMENT ELECTION FOR LEOMINSTER SOUTH HELD ON 25 JUNE 2009
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
JIM MILLER |
Claimant |
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- and - |
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(1) CHRIS BULL (RETURNING OFFICER OF HEREFORDSHIRE COUNCIL) (2) BENSON FERRARI (3) DIRECTOR OF PUBLIC PROSECUTIONS |
Respondents |
____________________
Ms Estelle Dehon (instructed by Legal and Democratic Services County of Herefordshire DC) for the Returning Officer
The Second and Third Respondents did not appear and were not represented
Hearing dates: 9 October 2009
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Crown Copyright ©
Mr Justice Tugendhat :
" I would note that the question whether there should be "some limited judicial discretion to extend time" in cases like this (as suggested by the Divisional Court in Absalom v Gillett [1995] 1 WLR 128) can only be for Parliament".
THE CHRONOLOGY OF THIS CASE
THE LEGISLATION
"(1) a petition questioning an election under the local government Act may be presented either by four or more persons who voted as electors at the election or had a right so to vote, or by a person alleging himself to have been a candidate at the election".
"(1) At the time of presenting an election petition or within three days afterwards the petitioner shall give security for all costs which may become payable by him to any witness summoned on his behalf or to any respondent.
(2) The security shall be
(b) in the case of a petition questioning an election under the local government Act, such amount not exceeding £2,500 as the High Court, or a judge of the High Court, directs on an application made by the petitioner.
(3) Within the prescribed time after giving the security the petitioner shall serve on the respondent in the prescribed manner
(a) a notice of the presentation and of the amount and nature of the security; and
(b) a copy of the petition."
"5(1) Within three days after the presentation of the petition the petitioner shall apply without notice being served on any respondent within the meaning of Rule 6 to a master to fix the amount of security for costs which he is to give pursuant to section 136 of the Act .
6(1) Within five days after giving the security the petitioner shall serve on the respondent within the meaning of section 128(2) of the Act and on the Director of Public Prosecutions a notice of the presentation of the petition and of the nature and amount of the security which he has given, together with a copy of the petition
19(1) Any period of time prescribed by Rules 5, 6 shall be computed in accordance with section 119 of the Act and shall not be varied by order or otherwise, but save as aforesaid rules 2.8 to 2.11 and 3.1(2)(a) of the Civil Procedure Rules 1998 shall apply to any period of time prescribed by these Rules as if it were prescribed by the Civil Procedure Rules." (italics added)
"(1) Within twenty-eight days after the first day on which a petition is at issue the petitioner shall apply by application notice to a rota judge for a time and place to be fixed for the trial of the petition and, if the petitioner fails to do so, any respondent may, within a further period of twenty-eight days, apply in the same manner as the petitioner could have done.
(2) If no application to fix a time and place for the trial of a petition is made in accordance with the last foregoing paragraph, the prescribed officer shall refer the matter to a rota judge, who shall thereupon fix such a time and place."
"2.11 Unless these Rules or a practice direction provide otherwise or the court orders otherwise, the time specified by a rule or by the court for a person to do any act may be varied by the written agreement of the parties....
3.1 (2) Except where these Rules provide otherwise, the court may
(a) extend or shorten the time for compliance with any rule, practice direction or court order (even if an application for extension is made after the time for compliance has expired);..."
"23 the legislation dictates the following hierarchy of provisions: first, Part III of the Act and the Rules made under section 182(1); next the CPR; finally any residual "practice, principle or rule" of the House of Commons (likely to concern matters such as agency and scrutiny)
32 Timeous service is an imperative in these cases. Rule 19 is very strong. CPR r 2.11, for example, ordinarily allows for parties to agree variations of specified time limits. Rule 19 disapplies it in rule 6 cases."
"What documents do I serve?
You must serve on each of the respondents a copy of the following documents:
notice of presentation;
the amount and type of security;
election petition; and
any affidavit accompanying recognisance.
You must also serve a copy of the notice of presentation and attachments on the Director of Public Prosecutions at 50 Ludgate Hill, London, EC4M 7EX.
You must serve the above documents within five working days of giving security for costs.
If you fail to do so, you cannot take any further action on the petition.
A suggested form of notice of presentation can be found in Atkin's Court Forms, volume 18 (1) .
How can I get further advice?
The staff in the Election Petitions Office can advise you on the procedure for issuing an election petition but they cannot give you legal advice or any indication of whether you are likely to be successful. The Returning Officer is also unable to give you legal advice."
THE PETITIONER'S FIRST ARGUMENT
"These Rules make it clear that periods of time prescribed by the Rules may be varied by the court or by the parties unless they are governed by section 119 of the Act". "
THE PETITIONER'S SECOND ARGUMENT
"(1) So far as it is possible to do so subordinate legislation to be read and given effect in a way that is compatible with Convention rights.
(2) This section (a) applies to subordinate legislation whenever enacted; "
"In the determination of his civil rights and obligations or of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law."
"Right to free elections
The High Contracting Parties undertake to hold free elections at reasonable intervals by secret ballot, under conditions which will ensure the free expression of the opinion of the people in the choice of the legislature."
"Provided that judges make their decisions in these cases within the general framework provided by CPR 3.9 and 1.1, they are unlikely to fall foul of the ECHR in this regard. In Ashingdane v United Kingdom (1985) 7 EHRR 528 at [57], the European Court of Human Rights said:
"Certainly, the right of access to the courts is not absolute but may be subject to limitations; these are permitted by implication since the right of access 'by its very nature calls for regulation by the State, regulation which may vary in time and place according to the needs and resources of the community and of individuals'."
More recently the court emphasised the need for proportionality when it said in McElduff v United Kingdom (1998) 27 EHRR at [72]:
" a limitation will not be compatible with Article 6(1) if it does not pursue a legitimate aim and if there is not a reasonable relationship of proportionality between the means employed and the aim sought to be achieved.""
"47. According to the Preamble to the Convention, fundamental human rights and freedoms are best maintained by "an effective political democracy". Since it enshrines a characteristic principle of democracy, Article 3 of Protocol No. 1 (P1-3) is accordingly of prime importance in the Convention system.
48. Where nearly all the other substantive clauses in the Convention and in Protocols Nos. 1, 4, 6 and 7 (P1, P4, P6, P7) use the words "Everyone has the right" or "No one shall", Article 3 (P1-3) uses the phrase "The High Contracting Parties undertake". It has sometimes been inferred from this that the Article (P1-3) does not give rise to individual rights and freedoms "directly secured to anyone" within the jurisdiction of these Parties (see the Ireland v. the United Kingdom judgment of 18 January 1978, Series A no. 25, p. 91, § 239), but solely to obligations between States
50. those appearing before the Court were agreed on this point - the inter-State colouring of the wording of Article 3 (P1-3) does not reflect any difference of substance from the other substantive clauses in the Convention and Protocols. The reason for it would seem to lie rather in the desire to give greater solemnity to the commitment undertaken and in the fact that the primary obligation in the field concerned is not one of abstention or non-interference, as with the majority of the civil and political rights, but one of adoption by the State of positive measures to "hold" democratic elections.
51. As to the nature of the rights thus enshrined in Article 3 (P1-3), the view taken by the Commission has evolved. From the idea of an "institutional" right to the holding of free elections the Commission has moved to the concept of "universal suffrage" and then, as a consequence, to the concept of subjective rights of participation - the "right to vote" and the "right to stand for election to the legislature" (see in particular the decision of 30 May 1975 on the admissibility of applications nos. 6745-6746/76, W, X, Y and Z v. Belgium, op. cit., vol. 18, p. 244). The Court approves this latter concept.
52. The rights in question are not absolute. Since Article 3 (P1-3) recognises them without setting them forth in express terms, let alone defining them, there is room for implied limitations . In their internal legal orders the Contracting States make the rights to vote and to stand for election subject to conditions which are not in principle precluded under Article 3 (P1-3) (Collected Edition of the "Travaux Prιparatoires", vol. III, p. 264, and vol. IV, p. 24). They have a wide margin of appreciation in this sphere, but it is for the Court to determine in the last resort whether the requirements of Protocol No. 1 (P1) have been complied with; it has to satisfy itself that the conditions do not curtail the rights in question to such an extent as to impair their very essence and deprive them of their effectiveness; that they are imposed in pursuit of a legitimate aim; and that the means employed are not disproportionate (see, amongst other authorities and mutatis mutandis, the Lithgow and Others judgment of 8 July 1986, Series A no. 102, p. 71, § 194). In particular, such conditions must not thwart "the free expression of the opinion of the people in the choice of the legislature".
53. Article 3 (P1-3) applies only to the election of the "legislature", or at least of one of its chambers if it has two or more ("Travaux Prιparatoires", vol. VIII, pp. 46, 50 and 52). The word "legislature" does not necessarily mean only the national parliament, however; it has to be interpreted in the light of the constitutional structure of the State in question."
"40 Parliament's insistence upon the strict compliance by both parties with the series of requirements imposed by section 136 of the 1983 Act to ensure that any petition is made ready for listing and disposal as speedily as possible. Flexibility and discretion are all very well but there is merit too in certainty, not least in the field of electoral challenge. It is undesirable to have someone serving in a public office with doubts surrounding the legitimacy of his election."
"Because of what can be the very undesirable consequences of a procedural requirement which is made so fundamental that any departure from the requirement makes everything that happens thereafter irreversibly a nullity it is to be hoped that provisions intended to have this effect will be few and far between. In the majority of cases, whether the requirement is categorised as directory or mandatory, the tribunal before whom the defect is properly raised has the task of determining what are to be the consequences of failing to comply with the requirement in the context of all the facts and circumstances of the case in which the issue arises. In such a situation that tribunal's task will be to seek to do what is just in all the circumstances: see Brayhead (Ascot) Ltd v Berkshire County Council [1964] 2 QB 303, applied by the House of Lords in London & Clydeside Estates Ltd v Aberdeen District Council [1980] 1 WLR 182".
SUBMISSIONS FOR THE RETURNING OFFICER
DISCUSSION
"The meaning of the enactment is that the petition shall not be kept long hanging over the heads of persons elected in municipal corporations. The petition must be presented in twenty-one days, and during that time the petitioners should read the Act and ascertain what they have to do. We have found great inconvenience in ordinary cases where the Court have power to extend the time, for we are much occupied with applications for extension of time, and in many cases it is most important that the time of proceeding should be limited, and that persons should know when they are safe."
"Notice of the presentation of a petition, accompanied by a copy thereof, shall, within ten days of the presentation of the petition, be served by the petitioner on the respondent".
"So the whole question is whether the provisions of rule 15 are "mandatory" in the sense in which that word is used in the law, i.e., that a failure to comply strictly with the times laid down renders the proceedings a nullity; or "directory," i.e., that literal compliance with the time schedule may be waived or excused or the time may be enlarged by a judge .
This question is a difficult one, as is shown by the conflict of opinion in the courts below.
The circumstances which weigh heavily with their Lordships in favour of a mandatory construction are:
(1) The need in an election petition for a speedy determination of the controversy, a matter already emphasised by their Lordships. The interest of the public in election petitions was rightly stressed in the Federal Court, but it is very much in the interest of the public that the matter should be speedily determined.
(2) In contrast, for example, to the Rules of the Supreme Court in this country, the rules vest no general power in the election judge to extend the time on the ground of irregularity. Their Lordships think this omission was a matter of deliberate design. In cases where it was intended that the judge should have power to amend proceedings or postpone the inquiry it was expressly conferred upon him: see, for example, rules 7, 8 and 19 .
The case of Williams v. Tenby Corpn., which has stood the test of nearly 90 years and seems to their Lordships plainly rightly decided, strongly supports the view that the provisions of rule 15 were mandatory.
On the whole matter their Lordships have reached the conclusion that the provisions of rule 15 are mandatory, and the petitioner's failure to observe the time for service thereby prescribed rendered the proceedings a nullity."
" There is an important public interest in clarifying the legitimacy of the ballot and the vote on which the disputed paper depends. It would be contrary to the public interest to deter such scrutiny because of the disproportionate consequences in costs for any unsuccessful petitioner".
"I think the petitioners in these cases are advised by competent persons, and ought to pursue the provisions of the Act."
" this petition is incompetent, and must be struck out. We reach this conclusion with very considerable regret. In the course of argument we made no secret of our view that, if the respondent's application was good, an injustice would be perpetrated. We remain of that view. This petition has at least arguable merits We greatly doubt whether the public interest in the speedy determination of election disputes - an interest which we readily acknowledge - requires so draconian a regime as regards time for service as that created by rule 19 of the Election Petition Rules 1960. We should have thought there should be scope for some limited judicial discretion to extend time, though no doubt it would be sparingly exercised, and only if very good cause were shown. But that is not the present position. Given the present state of the law, the application to strike out must succeed."
SUBMISSIONS ON THE COURSE THAT I CAN ADOPT
"4 (4) if the court is satisfied (a) that the provision is incompatible with a Convention right, and (b) that (disregarding any possibility of revocation) the primary legislation concerned prevents removal of the incompatibility, it may make a declaration of incompatibility".
"By contrast, the courts can and must disapply subordinate legislation which cannot be read compatibly with Convention rights, save where HRA 1998, s 3(2)(c) applies (as to which see para 2.3.6). See Re G (adoption: unmarried couple) [2008] UKHL 38, [2008] 3 WLR 76, at para 116, per Baroness Hale: 'Where a provision of subordinate legislation is incompatible with the Convention rights, the remedies are different: section 3 applies but section 4 does not. The courts are free simply to disregard subordinate legislation which cannot be interpreted or given effect in a way which is compatible with the Convention rights. Indeed, in my view this cannot be a matter of discretion. Section 6(1) requires the court to act compatibly with the Convention rights if it is free to do so.'"
CONCLUSION